2023-03-10T11:10:03-06:00 2022-04-30 135565207 KPMG LLP 60 SOUTH STREET BOSTON MA 02111 990 2021-05-01 980052780 BROCK UNIVERSITY BROC 9056885550 1812 SIR ISAAC BROCK WAY ST CATHARINES ON CA L2S 3A1 JOSHUA TONNOS CFO & AVP FINANCE 9056885550 2023-03-09 1 JOSHUA TONNOS 999009999 SMITA BALIGA P01643271 6179881000 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z LESLEY RIGG 1812 SIR ISAAC BROCK WAY ST CATHARINES ON CA L2S 3A1 295309942 0 X WWW.BROCKU.CA X 1964 CA TEACHING AND RESEARCH IN BROADLY BASED UNDERGRADUATE AND GRADUATE EDUCATION AND INTERDISCIPLINARY PROGRAMS. 24 18 5546 800 0 0 90980266 89110530 151782931 160214246 11697967 9560316 12309067 32532719 266770231 291417811 18794135 21886795 0 0 166360204 179931063 0 0 1703079 69049416 83538881 254203755 285356739 12566476 6061072 689563670 670515983 479637376 473448445 209926294 197067538 X BROCK FLOURISHES THROUGH THE SCHOLARLY, CREATIVE, AND PROFESSIONAL ACHIEVEMENTS OF ITS STUDENTS, FACULTY, AND STAFF. OFFERING A RANGE OF UNDERGRADUATE AND GRADUATE PROGRAMS, BROCK FOSTERS TEACHING AND RESEARCH OF THE HIGHEST QUALITY. AS A DIVERSE AND INCLUSIVE COMMUNITY, BROCK CONTRIBUTES TO CANADA AND BEYOND THROUGH IMAGINATION, INNOVATION, AND COMMITMENT. 0 0 222757053 21886795 181890200 INCORPORATED IN 1964, BROCK UNIVERSITY HAS CONTINUALLY DEVELOPED RIGOROUS UNDERGRADUATE, GRADUATE, AND DOCTORAL PROGRAMS, INCLUDING EXPERIENTIAL LEARNING OPPORTUNITIES AND ONE OF CANADA'S LARGEST CO-OP PROGRAMS. TOTAL STUDENT HEADCOUNT FOR 2021-2022 WAS OVER 19,000 STUDENTS. BROCK HAS 7 ACADEMIC FACULTIES: APPLIED HEALTH SCIENCES, GOODMAN SCHOOL OF BUSINESS, EDUCATION, HUMANITIES, MATHEMATICS AND SCIENCE, SOCIAL SCIENCES, AND GRADUATE STUDIES. BROCK HAS A TOTAL FACULTY OF 600 AND 8 CANADA RESEARCH CHAIRS. BROCK IS A COMPREHENSIVE UNIVERSITY WITH STRONG ACADEMIC PROGRAMMING AND CUTTING EDGE RESEARCH DONE IN WORLD-CLASS FACILITIES. BROCK OFFERS MORE THAN 130 UNDERGRADUATE AND GRADUATE PROGRAMS. 10260079 10502833 RESEARCHBROCK'S TRANSDISCIPLINARY COMMUNITY-BASED RESEARCH SUPPORTS THE REGION'S EMERGING INDUSTRY CLUSTERS SUCH AS BIOMANUFACTURING, DIGITAL MEDIA, GREEN TECHNOLOGY, AND LIFE SCIENCES. THROUGH THE MAIN RESEARCH INSTITUTES AND CENTRES AT BROCK, WE FOSTER INTELLECTUAL ENVIRONMENTS IN WHICH RESEARCHERS ACROSS DISCIPLINES COMBINE THEIR EXPERTISE TO CREATE NEW FORMS OF INQUIRY AND NEW TYPES OF SOLUTIONS. MOST OF BROCK'S EXTERNAL RESEARCH REVENUE IS FROM THE TRI-COUNCIL (CIHR, NSERC, AND SSHRC). 233017132 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 0 1 0 1 1 1 0 1 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 1 X 0 0 5546 0 0 1 CA 0 0 0 0 0 0 0 0 X 24 18 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 1 1 1 0 X BROCK UNIVERSITY 9056885550 1812 SIR ISAAC BROCK WAY ST CATHARINES ONTARIO CA L2S 3A1 JENS COORSSEN FACULTY TRUSTEE 35.00 0.00 X 170901 0 15866 DON CYR FACULTY TRUSTEE 40.00 0.00 X 180008 0 19814 MIRIAM RICHARDS FACULTY TRUSTEE 40.00 0.00 X 138517 0 18329 BRADLEY CLARKE STAFF TRUSTEE 35.00 0.00 X 91856 0 13140 TRECIA MCLENNON STAFF TRUSTEE 35.00 0.00 X 50159 0 9414 LYNN WELLS PRESIDENT & VC (AS OF 7/1/21) 35.00 0.00 X X 255776 0 19829 GERVAN FEARON PRESIDENT & VC (THRU OF 8/8/21) 35.00 0.00 X X 172205 0 19420 SOPHIA AGGELONITIS TRUSTEE (UNTIL 12/1/2021) 1.00 0.00 X 0 0 0 MARK ARTHUR TRUSTEE 1.00 0.00 X 0 0 0 GREG BERTI TRUSTEE (AS OF 7/1/2021) 1.00 0.00 X 0 0 0 MICHELE-ELISE BURNETT TRUSTEE (UNTIL 6/30/2021) 1.00 0.00 X 0 0 0 GARY COMERFORD TRUSTEE 1.00 0.00 X 0 0 0 MARY DESOUSA TRUSTEE 1.00 0.00 X 0 0 0 JOHN E FISHER TRUSTEE (UNTIL 6/30/2021) 1.00 0.00 X 0 0 0 ARTI FREEMAN TRUSTEE 1.00 0.00 X 0 0 0 KRISTIAN KNIBUTAT TRUSTEE 1.00 0.00 X 0 0 0 BRIAN LANG TRUSTEE 1.00 0.00 X 0 0 0 ERIN MATHANY TRUSTEE 1.00 0.00 X 0 0 0 BILL MAURIN TRUSTEE 1.00 0.00 X 0 0 0 ANNE MCCOURT TRUSTEE 1.00 0.00 X 0 0 0 MARYLEE O'NEILL TRUSTEE 1.00 0.00 X 0 0 0 WILLIAM G RICKERS TRUSTEE (UNTIL 6/30/2021) 1.00 0.00 X 0 0 0 JOANNA ROBERTO TRUSTEE (AS OF 7/1/2021) 1.00 0.00 X 0 0 0 STEPHANIE THOMPSON TRUSTEE (AS OF 7/1/2021) 1.00 0.00 X 0 0 0 ROBERT WELCH TRUSTEE 1.00 0.00 X 0 0 0 DEBBIE ZIMMERMANN TRUSTEE 1.00 0.00 X 0 0 0 ELIZABETH M ZIMMERMANN TRUSTEE (UNTIL 6/30/2021) 1.00 0.00 X 0 0 0 RAFAY REHAN TRUSTEE (AS OF 5/1/2021) 1.00 0.00 X 0 0 0 CHRISTOPHER YENDT STUDENT TRUSTEE 1.00 0.00 X 0 0 0 HILARY PEARSON CHANCELLOR 1.00 0.00 X X 0 0 0 KEN CHAN VICE-PRESIDENT, ADMIN (AS OF 6/1/21) 35.00 0.00 X 106718 0 5698 TIM KENYON VICE-PRESIDENT, RESEARCH 35.00 0.00 X 202156 0 19829 CHABRIOL COLEBATCH SECRETARY 35.00 0.00 X 122255 0 15881 DIRK DECLERCQ PROFESSOR 40.00 0.00 X 267826 0 19814 MARTIN KUSY PROFESSOR 40.00 0.00 X 248836 0 5683 FAYEZ ELAYAN PROFESSOR 40.00 0.00 X 231211 0 19814 EUGENE KACIAK PROFESSOR 40.00 0.00 X 225991 0 19325 WALID BEN OMRANE PROFESSOR 40.00 0.00 X 219764 0 18986 TOM DUNK PROFESSOR 40.00 0.00 X 165086 0 19666 GREG FINN SPECIAL ADVISOR 35.00 0.00 X 204548 0 19814 GARY LIBBEN PROFESSOR 40.00 0.00 X 158123 0 19814 JACK LIGHTSTONE PROFESSOR 40.00 0.00 X 127917 0 19814 3339853 0 319950 616 1 1 0 GARDA 54 CENTENNIAL PKWY NORTH HAMILTON ONTARIO CA L8E 1H6 SECURITY 726602 LIFEWORKS 16 YORK ST SUITE 330 TORONTO ONTARIO CA ON MSJ 0E6 HEALTH & WELLNESS 586565 ETHICAL ASSOCIATES INC 225 WELLESLEY ST EAST SUITE 904 TORONTO ONTARIO CA M4X 1X8 LEGAL 554483 WORKDAY LIMITED THE KINGS BUILDING 152-155 CHURCH ARRAN QUAY DUBLIN EI D07 A0TN SOFTWARE 486216 GLACIER COMMUNICATIONS 65 BROADWAY 1802 NEW YORK OC NY 10006 MARKETING 443185 26 32188 82531712 6546630 1306838 89110530 STUDENT FEES 611710 149711413 149711413 RESEARCH 611710 10502833 10502833 160214246 6931618 6931618 287634 287634 198451 140274 58177 58177 58177 2863902 235204 2628698 2628698 2628698 43750 32188 35629 8121 8121 4843583 3481024 1362559 1362559 ANCILLARY 611710 19927311 19927311 SUNDRY 611710 10888917 10888917 30816228 291417811 192393033 0 9914248 245135 245135 21641660 21641660 1463293 489426 973867 147599506 127498312 19140506 960688 10239668 8791945 1381730 65993 9039536 7761492 1219785 58259 11589060 9950555 1563815 74690 1176419 92988 1083431 126156 2867 123289 2398967 2398967 2083476 1177420 905960 96 1572786 1457291 76816 38679 1712491 1059070 643426 9995 3557221 2680821 787140 89260 11147154 4468984 6648197 29973 608783 570075 11370 27338 203818 172041 24732 7045 8406015 975270 7430745 21428806 21042060 360220 26526 733235 733058 177 RESEARCH 10260079 10260079 MISCELLANEOUS 10040336 5278955 4638909 122472 OTHER OPERATING SUPPLY 7033010 6501576 346890 184544 MEMBERSHIP DUES 1050129 899110 143675 7344 285356739 233017132 50636528 1703079 98283093 76627467 3882417 4566800 24906664 26020149 1141420 1101382 359244 654714 705689283 306079949 392112829 399609334 168225989 161936137 652014 0 689563670 670515983 36112435 30149082 205293403 213582741 213403724 203358480 24827814 26358142 479637376 473448445 X 82792 80803 209843502 196986735 209926294 197067538 689563670 670515983 X 6061072 -5152950 425 -13767303 X 0 1 X 1 0 X 85755846 83221548 81753667 90980266 89110530 430821857 85755846 83221548 81753667 90980266 89110530 430821857 37893874 392927983 7023400 8592313 6288791 10727466 7417703 40049673 22185 1157 8121 31463 470902993 891231013 0.83440 0.84780 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1001086 X 0 100781112 507496 -1786788 2535668 3514369 93451783 74690884 2380709 15215846 2364603 -10858276 100781112 79734363 1011848 -1162407 2192813 2700107 74690884 75316387 1433084 8300384 1870934 3444558 79734363 70543728 1004525 3236413 1891877 -2423598 75316387 0.06980 0.93020 0.00000 0 0 2544434 38615856 41160290 1752045 427235085 175442809 253544321 121783298 49443121 72340177 59150638 32264037 26886601 54607927 48929982 5677945 399609334 ACCRUED BENEFIT OBLIGATION 26358142 26358142 281807278 -5152950 -5539640 -10692590 292499868 2398967 -3481024 -1082057 291417811 286438796 3481024 3481024 282957772 2398967 2398967 285356739 PART III, LINE 4: CONTRIBUTED WORKS OF ART ARE RECORDED AS REVENUE AND EXPENSE, AT FAIR MARKET VALUE, AT THE DATE OF CONTRIBUTION. ARTWORK PURCHASES ARE EXPENSED AS ACQUIRED. THE CONTRIBUTED WORKS OF ART ENHANCE PROGRAM DELIVERY OF MANY DEGREE PROGRAMS (VISUAL ARTS, HISTORY, CLASSICS, COMPARATIVE LITERATURES & ARTS, AND MEDIEVAL AND RENAISSANCE STUDIES). PART V, LINE 4: THE ENDOWMENT FUNDS ARE RESTRICTED CONTRIBUTIONS RECEIVED BY THE UNIVERSITY AND UNRESTRICTED DONATIONS ARE INTERNALLY DESIGNATED BY THE BOARD OF TRUSTEES. THE PRINCIPAL IS REQUIRED TO BE MAINTAINED INTACT. THE INVESTMENT INCOME GENERATED FROM THE ENDOWMENT MUST BE USED IN ACCORDANCE WITH THE VARIOUS PURPOSES ESTABLISHED BY DONORS OR THE BOARD OF TRUSTEES. PART XI, LINE 2D - OTHER ADJUSTMENTS: ACTUARIAL LOSS IN EMPLOYEE FUTURE BENEFITS -2,992,267. INTERNALLY ALLOCATED FOR ENDOWMENT SPENDING -2,535,414. INTERNALLY RESTRICTED ENDOWMENT NET ASSETS -11,959. PART XI, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD RELATED TO THE CAMPUS BOOKSTORE -3,481,024. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD RELATED TO THE CAMPUS BOOKSTORE 3,481,024. PART V, LINE 1F: ADMINISTRATIVE EXPENSES INCLUDES THE ADJUSTMENT RELATED TO THE CHANGE IN THE FOREIGN EXCHANGE RATES FROM THE PRIOR YEAR TO CURRENT YEAR. 1 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 BROCK UNIVERSITY IS SUBJECT TO THE ONTARIO HUMANS RIGHTS CODE, WHICH IS A PROVINCIAL LAW FOR FREEDOM FROM DISCRIMINATION WHEREBY EVERY PERSON HAS A RIGHT TO EQUAL TREATMENT WITHOUT DISCRIMINATION BECAUSE OF RACE, ANCESTRY, PLACE OF ORIGIN, COLOUR, ETHNIC ORIGIN, CITIZENSHIP, SEX, SEXUAL ORIENTATION, AGE, MARTIAL STATUS, FAMILY STATUS OR DISABILITY. SEE HUMAN RIGHTS POLICY AVAILABLE ONLINE. (HTTPS://BROCKU.CA/HUMAN-RIGHTS/HUMAN-RIGHTS/POLICIES-REPORTS/). THE UNIVERSITY PUBLICIZES ITS NONDISCRIMINATORY POLICY ON ITS APPLICATIONS. SCHEDULE E, PART I, LINE 4 LINE 4A - BROCK UNIVERSITY DOES NOT ENGAGE IN RACIALLY DISCRIMINATORY POLICIES. BROCK UNIVERSITY IS SUBJECT TO THE ONTARIO HUMAN RIGHTS CODE, WHICH IS A PROVINCIAL LAW FOR FREEDOM FROM DISCRIMINATION BECAUSE OF RACE, ANCESTRY, PLACE OF ORIGIN, COLOR, ETHNIC ORIGIN, CITIZENSHIP, SEX, SEXUAL ORIENTATION, AGE, MARITAL STATUS, FAMILY STATUS, OR DISABILITY. LINE 4B - BROCK UNIVERSITY DOES NOT ENGAGE IN RACIALLY DISCRIMINATORY POLICIES WHEN MAKING SCHOLARSHIP AND FINANCIAL ASSISTANCE DECISIONS. BROCK UNIVERSITY IS SUBJECT TO THE ONTARIO HUMAN RIGHTS CODE, WHICH IS A PROVINCIAL LAW FOR FREEDOM FROM DISCRIMINATION BECAUSE OF RACE, ANCESTRY, PLACE OF ORIGIN, COLOR, ETHNIC ORIGIN, CITIZENSHIP, SEX, SEXUAL ORIENTATION, AGE, MARITAL STATUS, FAMILY STATUS, OR DISABILITY. SCHEDULE E, PART I, LINE 6 BROCK UNIVERSITY RECEIVES GRANTS FROM THE CANADIAN FEDERAL GOVERNMENT AND THE ONTARIO PROVINCIAL GOVERNMENT. SCHEDULE E, PART I, LINE 7 BROCK UNIVERSITY CONDUCTED NSEE CANADA (NATIONAL SURVEY OF STUDENT ENGAGEMENT) IN 2017 IN ORDER TO ENSURE THAT IT IS ENROLLING MEANINGFUL NUMBERS OF RACIAL MINORITY GROUPS. 1 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 2 5546 PROGRAM SERVICE EXPENSE EDUCATION & RESEARCH 211130338 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 MANAGEMENT AND GENERAL EDUCATION & RESEARCH 50636528 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 FUNDRAISING EXPENSES EDUCATION & RESEARCH 1703078 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 NON-US INVESTMENTS INVESTMENT 161936137 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICE EXPENSE SCHOLARSHIP 16773841 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 PROGRAM SERVICE EXPENSE SCHOLARSHIP 170419 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICE EXPENSE SCHOLARSHIP 895816 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICE EXPENSE SCHOLARSHIP 306615 MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 0 0 PROGRAM SERVICE EXPENSE SCHOLARSHIP 849217 RUSSIA AND NEIGHBORING STATES - ARMENIA, AZERBIJAN, BELARUS, 0 0 PROGRAM SERVICE EXPENSE SCHOLARSHIP 222446 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 PROGRAM SERVICE EXPENSE SCHOLARSHIP 319732 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 0 0 PROGRAM SERVICE EXPENSE SCHOLARSHIP 1381182 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 0 0 PROGRAM SERVICE EXPENSE SCHOLARSHIP 722391 2 5546 0 0 2 5546 443552772 3494968 447047740 SCHOLARSHIP NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 8149 16773841 CHEQUES, EFTS SCHOLARSHIP CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 37 170419 CHEQUES, EFTS SCHOLARSHIP EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 425 895816 CHEQUES, EFTS SCHOLARSHIP EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIU 75 306615 CHEQUES, EFTS SCHOLARSHIP MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 133 849217 CHEQUES, EFTS SCHOLARSHIP RUSSIA AND NEIGHBORING STATES - ARMENIA, AZERBIJAN, BELARUS, 26 222446 CHEQUES, EFTS SCHOLARSHIP SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 33 319732 CHEQUES, EFTS SCHOLARSHIP SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 679 1381182 CHEQUES, EFTS SCHOLARSHIP SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 185 722391 CHEQUES, EFTS 0 0 0 0 0 1 PART I, LINE 2: GRANTS ARE RECORDED UPON RECEIPT INTO SEPARATE GENERAL LEDGER ACCOUNTS. THE ACTIVITIES IN THESE ACCOUNTS ARE MONITORED AND REVIEWED BY THE OFFICE OF RESEARCH SERVICES AND THE FINANCE DEPARTMENT. THE OFFICE OF RESEARCH SERVICES IN CONJUNCTION WITH THE RESEARCHER ASSIGNED TO EACH GRANT PROVIDE OVERSIGHT OF THE ACCOUNTS AND THE ACTIVITY CONTAINED WITHIN. GRANTS AND OTHER ASSISTANCE TO INDIVIDUALS OUTSIDE THE US CONSISTS OF STUDENT AWARDS AND SCHOLARSHIPS. THE OFFICE OF THE REGISTRAR AND STUDENT AWARDS AND FINANCIAL AID ADMINISTERS AND MONITORS ALL AWARDS AND SCHOLARSHIPS. PART III ACCOUNTING METHOD: GOLF TOURNAMENT 75344 32188 43156 159 18174 482 260 ONLINE HOMECOMING EVENT 482 482 1582 5866 1742 1 112 112 2197 4278 889 75938 32188 43750 159 3779 24040 482 4278 2891 35629 8121 1 SCHOLARSHIPS 43 245135 PART I, LINE 2: GRANTS AND OTHER ASSISTANCE TO INDIVIDUALS IN THE US CONSISTS OF STUDENT AWARDS AND SCHOLARSHIPS PAID TO US STUDENTS. THE OFFICE OF THE REGISTRAR AND STUDENT AWARDS AND FINANCIAL AID ADMINISTERS AND MONITORS ALL AWARDS AND SCHOLARSHIPS. X 1 1 X X X X 0 1 0 0 0 0 0 0 0 DIRK DECLERCQ PROFESSOR 267204 0 0 0 622 0 14131 0 5683 0 287640 0 0 0 LYNN WELLS PRESIDENT & VC (AS OF 7/1/21) 243838 0 0 0 11938 0 14131 0 5698 0 275605 0 0 0 MARTIN KUSY PROFESSOR 248214 0 0 0 622 0 0 0 5683 0 254519 0 0 0 FAYEZ ELAYAN PROFESSOR 230589 0 0 0 622 0 14131 0 5683 0 251025 0 0 0 EUGENE KACIAK PROFESSOR 225369 0 0 0 622 0 13642 0 5683 0 245316 0 0 0 WALID BEN OMRANE PROFESSOR 218762 0 0 0 1002 0 13303 0 5683 0 238750 0 0 0 GREG FINN SPECIAL ADVISOR 204047 0 0 0 501 0 14131 0 5683 0 224362 0 0 0 TIM KENYON VICE-PRESIDENT, RESEARCH 201655 0 0 0 501 0 14131 0 5698 0 221985 0 0 0 DON CYR FACULTY TRUSTEE 179386 0 0 0 622 0 14131 0 5683 0 199822 0 0 0 GERVAN FEARON PRESIDENT & VC (THRU OF 8/8/21) 166388 0 0 0 5817 0 13722 0 5698 0 191625 0 0 0 JENS COORSSEN FACULTY TRUSTEE 170279 0 0 0 622 0 10183 0 5683 0 186767 0 0 0 TOM DUNK PROFESSOR 164279 0 0 0 807 0 13983 0 5683 0 184752 0 0 0 GARY LIBBEN PROFESSOR 157501 0 0 0 622 0 14131 0 5683 0 177937 0 0 0 MIRIAM RICHARDS FACULTY TRUSTEE 137895 0 0 0 622 0 12646 0 5683 0 156846 0 0 0 JACK LIGHTSTONE PROFESSOR 127295 0 0 0 622 0 14131 0 5683 0 147731 0 0 0 PART I, LINE 1A SOME ASSOCIATE VICE-PRESIDENTS HAVE A PROFESSIONAL ALLOWANCE ACCOUNT THAT IS USED FOR PROFESSIONAL DEVELOPMENT, TRAINING AND OTHER DISCRETIONARY SPENDING. EACH FACULTY MEMBER HAS A PROFESSIONAL EXPENSE REIMBURSEMENT ACCOUNT THAT IS USED FOR PROFESSIONAL DEVELOPMENT, ATTENDING CONFERENCES, TRAINING OR RESEARCH MATERIALS. THE AMOUNT RECEIVED EACH YEAR IS SET OUT IN THE COLLECTIVE AGREEMENT (COLLECTIVE AGREEMENTS - HUMAN RESOURCES (BROCKU.CA)). PART I, LINE 4B BROCK UNIVERSITY IS A CANADIAN INSTITUTION THAT IS GENERALLY NOT SUBJECT TO THE PROVISIONS OF INTERNAL REVENUE CODE SECTION 457. THE UNIVERSITY HAS A SUPPLEMENTAL RETIREMENT PLAN THAT IS AVAILABLE ONLY TO THE UNIVERSITY PRESIDENT AND IS SEPARATE FROM THE UNIVERSITY'S GENERAL PENSION PLAN. ACCORDINGLY, SCHEDULE J, PART I, LINE 4B HAS BEEN CHECKED YES, INDICATING THAT THE UNIVERSITY HAS THE EQUIVALENT OF A NONQUALIFIED SUPPLEMENTAL RETIREMENT PLAN. THE UNIVERSITY CONTRIBUTES TO THE PRESIDENT'S SUPPLEMENTAL RETIREMENT PLAN ACCOUNT ON JANUARY 31ST EVERY YEAR. THE AMOUNT OF COMPENSATION DEFERRED UNDER THIS PLAN HAS BEEN INCLUDED IN THE SCHEDULE J, PART II, COLUMN (C) AMOUNT FOR THE CURRENT PRESIDENT. PART II: RENDERED TO THE UNIVERSITY OUTSIDE OF THE UNITED STATES AND ARE NOT AMOUNTS REPORTED AS COMPENSATION TO FOREIGN PERSONS ARE FOR SERVICES REQUIRED TO BE REPORTED ON FORMS W-2, 1099, OR 1042-S. X 17010 APPRAISED BY THE LIBRARY X 5 34321 FMV ON DATE OF DONATION X 4 1001086 APPRAISED BY THIRD PARTY X MISCELLANEOUS 2 240196 APPRAISED BY THIRD P X INSURANCE 3 14225 INSURANCE COMPANY RE 0 1 0 PART I, COLUMN (B): THE NUMBER IN PART I COLUMN- (B) REPRESENTS THE NUMBER OF CONTRIBUTIONS RECEIVED. FORM 990, PART I, LINE 5: BROCK UNIVERSITY HAS NO EMPLOYEES IN THE UNITED STATES AND DOES NOT FILE A FORM W-3. FORM 990, PART V, LINE 2A: BROCK UNIVERSITY HAS NO EMPLOYEES IN THE UNITED STATES AND DOES NOT FILE A FORM W-3. ALL OF BROCK UNIVERSITY'S EMPLOYEES ARE CANADIAN RESIDENTS. THE UNIVERSITY REPORTS THESE EMPLOYEES ON CANADA FORM T4 SUMMARY, WHICH IS THE EQUIVALENT OF UNITED STATES' FEDERAL FORM W-3. FORM 990, PART V, LINE 3B: THE UNIVERSITY DOES NOT FILE A FORM 990-T TO REPORT UNRELATED BUSINESS TAXABLE INCOME BECAUSE NONE OF THE UNRELATED BUSINESS TAXABLE INCOME IS EFFECTIVELY CONNECTED WITH THE CONDUCT OF A TRADE OR BUSINESS WITHIN THE UNITED STATES, AND NONE OF THE UNRELATED BUSINESS TAXABLE INCOME IS DERIVED FROM SOURCES WITHIN THE UNITED STATES. FORM 990, PART V, LINE 7: THE UNIVERSITY MAY RECEIVE CONTRIBUTIONS FROM TAXPAYERS WHO CLAIM A TAX DEDUCTION ON THEIR US INCOME TAX RETURN. HOWEVER, SINCE THE UNIVERSITY IS AN ENTITY THAT IS ORGANIZED AND OPERATING IN CANADA, ANY TAX DEDUCTIONS CLAIMED ON A US INCOME TAX RETURN IS CLAIMED UNDER THE UNITED STATES-CANADA INCOME TAX TREATY AND NOT UNDER INTERNAL REVENUE CODE SECTION 170(C). FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS PREPARED AND REVIEWED BY FINANCIAL SERVICES. IT IS AVAILABLE TO ANY SENIOR ADMINISTRATOR OR BOARD OF TRUSTEE MEMBER UPON REQUEST. THE FORM 990 IS ALSO REVIEWED BY OUTSIDE TAX ADVISORS. FORM 990, PART VI, SECTION B, LINE 12C THE ASSOCIATE VICE-PRESIDENT OF HUMAN RESOURCES IS RESPONSIBLE FOR MAINTAINING COMPLIANCE WITH THE CONFLICT-OF-INTEREST POLICY (HTTPS://BROCKU.CA/POLICIES/). SENIOR MANAGEMENT MUST ENSURE THIS POLICY IS MADE KNOWN TO MEMBERS WITHIN THEIR RESPECTIVE UNITS. THE ASSOCIATE VICE-PRESIDENT OF HUMAN RESOURCES REPORTS ALL CONFIRMED CONFLICTS TO THE APPROPRIATE COMMITTEE OF THE BOARD OF TRUSTEES. THE BOARD OF TRUSTEES CONFLICT OF INTEREST POLICY IS AVAILABLE AT HTTPS://BROCKU.CA/UNIVERSITY-SECRETARIAT/BOARD-OF-TRUSTEES/RESOURCES/. THE CHAIR OF THE BOARD IS RESPONSIBLE FOR ENSURING COMPLIANCE AND DOES THIS BY REGULAR TRAINING OF BOARD MEMBERS ON CONFLICTS OF INTEREST AND BY ENSURING THERE IS A CALL FOR DISCLOSURE OF ANY CONFLICTS AT THE BEGINNING OF EACH BOARD, COMMITTEE AND SUBCOMMITTEE MEETING. FORM 990, PART VI, SECTION B, LINE 15 ALL COMPENSATION FOR SENIOR EMPLOYEES IS MANAGED THROUGH THE HUMAN RESOURCES DEPARTMENT AND APPROVED BY THE HUMAN RESOURCES COMMITTEE OF THE BOARD OF TRUSTEES. COMPENSATION IS DETERMINED WITH CONSIDERATION OF RELEVANT COMPARATORS. DECISIONS ARE DOCUMENTED IN MEETING MINUTES, WHICH OUTLINE THE BOARD'S APPROVAL. FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY'S BYLAWS, POLICIES AND FINANCIAL STATEMENTS ARE ALL AVAILABLE ON THE UNIVERSITY'S WEBSITE (WWW.BROCKU.CA). FORM 990, PART XI, LINE 9: INTERNALLY ALLOCATED FOR ENDOWMENT SPENDING -2,535,414. EFFECTS OF FOREIGN EXCHANGE RATES -8,239,622. PENSION OBLIGATION -2,992,267.