2023-03-07T14:17:40-06:00 2022-04-30 111986323 MARCUM LLP 555 LONG WHARF DRIVE NEW HAVEN CT 06511 990 2021-05-01 060890298 CONNECTICUT HEALTHCARE RESEARCH & EDUCATION FOUNDATION INCORPORATED CONN 2032657611 PO BOX 90 110 BARNES ROAD WALLINGFORD CT 06492 JENNIFER JACKSON PRESIDENT & CEO 2032657611 2023-03-07 1 JENNIFER JACKSON 999009999 MARY ANTONETTI P00431862 2037819600 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z JENNIFER JACKSON 110 BARNES ROAD WALLINGFORD CT 06492 3025154 0 X N/A X 1966 CT EDUCATION PROGRAMS AND RESEARCH TO FOSTER HEALTHCARE DELIVERY BY HOSPITAL AND HEALTHCARE ORGS. 19 18 0 18 0 0 1395771 1492843 942657 748555 0 0 85088 12692 2423516 2254090 0 0 0 0 1460254 858160 0 0 0 1203990 1318644 2664244 2176804 -240728 77286 2625332 2528210 537720 363312 2087612 2164898 TO PROVIDE, SPONSOR AND CONDUCT EDUCATIONAL PROGRAMS AND RESEARCH TO FOSTER AND IMPROVE HOSPITAL OPERATION AND ADMINISTRATION. 0 0 1380556 676717 PATIENT SAFETY ORGANIZATION (PSO) - A PROGRAM WHICH ASSISTS 27 HOSPITALS IN IMPROVING PATIENT SAFETY THROUGH INFORMATION SHARING AND COLLABORATION. 271202 84530 EDUCATION PROGRAMS - 1,326 INDIVIDUALS ATTENDED 43 PROGRAMS CONDUCTED IN THE TOPIC AREAS OF LEADERSHIP, MANAGEMENT, POLICY, PATIENT SAFETY, QUALITY, ACCREDITATION, REGULATORY AND CODING. 1651758 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 X 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 19 18 0 0 0 0 0 1 0 1 1 0 0 0 1 1 1 1 1 1 1 0 CT X JOHN J BRADY 2032947201 110 BARNES ROAD WALLINGFORD CT 06492 CHRISTOPHER M O'CONNOR CHAIRMAN 1.00 1.00 X X 0 0 0 PATRICK A CHARMEL VICE CHAIRMAN 1.00 1.00 X X 0 0 0 JOHN M MURPHY MD IMMEDIATE PAST CHAIRMAN 1.00 1.00 X X 0 0 0 VINCENT G CAPECE TREASURER 1.00 1.00 X X 0 0 0 JEFFREY A FLAKS SECRETARY 1.00 1.00 X X 0 0 0 JENNIFER JACKSON PRESIDENT AND CEO 5.00 35.00 X X 0 963343 68466 THOMAS J BALCEZAK MD TRUSTEE 1.00 1.00 X 0 0 0 KURT A BARWIS TRUSTEE (JOINED 10/1/21) 1.00 1.00 X 0 0 0 JUDITH A CAREY RSM PHD TRUSTEE 1.00 1.00 X 0 0 0 ANNE DIAMOND JD TRUSTEE 1.00 1.00 X 0 0 0 REGINALD J EADIE MD TRUSTEE (JOINED 10/1/21) 1.00 1.00 X 0 0 0 PATRICK L GREEN TRUSTEE (JOINED 10/1/21) 1.00 1.00 X 0 0 0 BIMAL PATEL TRUSTEE 1.00 1.00 X 0 0 0 LYNN RICCI TRUSTEE 1.00 1.00 X 0 0 0 JAMES SHMERLING DHA TRUSTEE (JOINED 10/1/21) 1.00 1.00 X 0 0 0 KATHLEEN SILARD TRUSTEE 1.00 1.00 X 0 0 0 DEBORAH K WEYMOUTH TRUSTEE (JOINED 10/1/21) 1.00 1.00 X 0 0 0 DAVID A WHITEHEAD TRUSTEE 1.00 1.00 X 0 0 0 ENA WILLIAMS RN TRUSTEE 1.00 1.00 X 0 0 0 GIL PERI TRUSTEE (LEFT 6/4/21) 1.00 1.00 X 0 0 0 STUART ROSENBERG TRUSTEE (LEFT 9/30/21) 1.00 1.00 X 0 0 0 JOHN J BRADY CFO/VP, STRATEGIC PLANNING & ORG PER 5.00 35.00 X 0 473950 68466 MARY REICH COOPER SENIOR VP, CLINICAL SERVICES 40.00 0.00 X 0 462584 38761 GRACE NAPOLITAN VP, ADMINISTRATION 5.00 35.00 X 0 317039 49523 ANTHONY DIAS VP, DATA SERVICES 1.00 39.00 X 0 384324 21517 DOUGLAS CAYER SENIOR DIR, ORGANIZATIONAL PERFORMANCE 5.00 35.00 X 0 258870 62354 MARY LYON VP, INTEGRATED HEALTH INFORMATION 1.00 39.00 X 0 267164 64868 LISA DOUGLAS DIR, PERFORMANCE ANALYTICS 1.00 39.00 X 0 237333 33067 MARGUERITE DRESSER SENIOR DIR, CHIMEDATA OPERATIONS 1.00 39.00 X 0 258579 10707 0 3623186 417729 0 0 1 0 UNITE USA INC 217 BROADWAY FL 8 NEW YORK NY 10007 CONSULTING 150000 1 1146804 346039 1492843 FEES FOR SERVICES 541700 547000 547000 PHYSICIAN CONSULTING 541700 112500 112500 EDUCATION REGISTRATION 541700 84055 84055 HRET GRANT 541700 5000 5000 748555 771064 771064 0 0 MEANINGFUL USE 900099 12217 12217 BAD DEBT RECOVERY 900099 475 475 12692 2254090 761247 0 0 X 317582 317582 395791 395791 26029 26029 73286 73286 45472 45472 26571 26571 437240 437240 4340 4340 291593 291593 20476 20476 2790 2790 7035 7035 1198 1198 OVERHEAD EXPENSES 525046 525046 LICENSES & MAINTENANCE 1900 1900 CATERING AND MEALS EXP 208 208 BAD DEBT EXPENSE 100 100 147 147 2176804 1651758 525046 0 47288 102629 28844 20828 9668992 7264239 2549200 2404753 2625332 2528210 254466 131779 283254 231533 537720 363312 X 2087612 2164898 2087612 2164898 2625332 2528210 77286 0 X X 0 1 X 1 0 X X 1 CONNECTICUT HOSPITAL ASSOC 060632049 10 1 0 0 1 0 0 1 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 SCHEDULE A, PART IV, SECTION A, LINE 3B: THE ORGANIZATION IS CONTROLLED BY ITS SUPPORTED ORGANIZATION. THE ORGANIZATION HAS CONFIRMED THAT THE SUPPORTED ORGANIZATION, WHICH IS A 501(C)(6) ORGANIZATION, HAS MET THE SECTION 509(A)(2) PUBLIC SUPPORT TEST FOR ITS MOST RECENT TAX YEAR. SCHEDULE A, PART IV, SECTION A, LINE 3C: THE ORGANIZATION IS CONTROLLED BY ITS SUPPORTED ORGANIZATION. THE ORGANIZATION HAS CONFIRMED THAT THE SUPPORTED ORGANIZATION, WHICH IS A 501(C)(6) ORGANIZATION, HAS USED ALL SUPPORT FROM THE ORGANIZATION FOR CHARITABLE PURPOSES. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 437896 437896 7716868 5849034 1867834 1196228 1109620 86608 318000 305585 12415 2404753 X PART X, LINE 2: BELOW IS AN EXCERPT FROM FOOTNOTE 2 OF THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS FOR THE CONNECTICUT HOSPITAL ASSOCIATION, INCORPORATED AND AFFILIATES. THE ORGANIZATION FOLLOWS FASB ASC 740, INCOME TAXES. UNDER THE ASSET AND LIABILITY METHOD OF FASB ASC 740, DEFERRED TAX ASSETS AND LIABILITIES ARE RECOGNIZED FOR THE FUTURE TAX CONSEQUENCES ATTRIBUTABLE TO DIFFERENCES BETWEEN THE FINANCIAL STATEMENT CARRYING AMOUNTS OF EXISTING ASSETS AND LIABILITIES AND THEIR RESPECTIVE TAX BASIS. DEFERRED TAX ASSETS AND LIABILITIES ARE MEASURED USING ENACTED TAX RATES EXPECTED TO APPLY TO TAXABLE INCOME IN THE YEARS IN WHICH THOSE TEMPORARY DIFFERENCES ARE EXPECTED TO BE RECOVERED OR SETTLED. UNDER FASB ASC 740, THE EFFECT ON DEFERRED TAX ASSETS AND LIABILITIES OF A CHANGE IN TAX RATES IS RECOGNIZED IN THE PERIOD THAT INCLUDES THE ENACTMENT DATE. DNS FILES A CONSOLIDATED INCOME TAX RETURN WITH CHAIS, CHIME AND CHIMENET. THE PROVISION FOR INCOME TAX EXPENSE HAS BEEN ALLOCATED TO THE INDIVIDUAL ENTITIES AS IF THE CORPORATIONS EACH FILED A STANDALONE TAX RETURN. THE ORGANIZATION ACCOUNTS FOR UNCERTAIN TAX POSITIONS IN ACCORDANCE WITH PROVISIONS OF FASB ASC 740 THAT PRESCRIBE A RECOGNITION THRESHOLD AND MEASUREMENT ATTRIBUTE FOR THE FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT OF A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN ON A TAX RETURN. FASB ASC 740 ADDRESSES THE DETERMINATION OF WHETHER TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE CONSOLIDATED FINANCIAL STATEMENTS. FASB ASC 740 PERMITS THE RECOGNITION OF TAX POSITIONS THAT MEET A "MORE LIKELY THAN NOT" THRESHOLD, BASED ON THE TECHNICAL MERITS OF THE POSITION. THE ORGANIZATION'S POLICY IS TO RECOGNIZE INTEREST AND PENALTIES RELATED TO INCOME TAXES AS A COMPONENT OF INTEREST EXPENSE AND THE PROVISION FOR INCOME TAXES, RESPECTIVELY. AS OF APRIL 30, 2022 AND 2021, THE ORGANIZATION DID NOT RECORD ANY PENALTIES OR INTEREST ASSOCIATED WITH UNRECOGNIZED TAX BENEFITS. ALL TAX YEARS OF THE ORGANIZATION FROM 2019 FORWARD ARE OPEN AND SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE, HOWEVER, THERE ARE CURRENTLY NO EXAMINATIONS PENDING OR IN PROGRESS. X X X X 0 0 0 0 0 0 0 0 0 JENNIFER JACKSON PRESIDENT AND CEO 0 724386 0 206702 0 32255 0 36975 0 31491 0 1031809 0 0 JOHN J BRADY CFO/VP, STRATEGIC PLANNING & ORG PER 0 362120 0 104720 0 7110 0 36975 0 31491 0 542416 0 0 MARY REICH COOPER SENIOR VP, CLINICAL SERVICES 0 456722 0 0 0 5862 0 12325 0 26436 0 501345 0 0 ANTHONY DIAS VP, DATA SERVICES 0 364287 0 19750 0 287 0 8175 0 13342 0 405841 0 0 GRACE NAPOLITAN VP, ADMINISTRATION 0 272225 0 39870 0 4944 0 36975 0 12548 0 366562 0 0 MARY LYON VP, INTEGRATED HEALTH INFORMATION 0 258788 0 0 0 8376 0 34175 0 30693 0 332032 0 0 DOUGLAS CAYER SENIOR DIR, ORGANIZATIONAL PERFORMAN 0 257490 0 0 0 1380 0 33603 0 28751 0 321224 0 0 LISA DOUGLAS DIR, PERFORMANCE ANALYTICS 0 234753 0 0 0 2580 0 10371 0 22696 0 270400 0 0 MARGUERITE DRESSER SENIOR DIR, CHIMEDATA OPERATIONS 0 252323 0 0 0 6256 0 10707 0 0 0 269286 0 0 FORM 990, PART V, LINE 2A: CHREF IS A SUPPORTING ORGANIZATION TO THE CONNECTICUT HOSPITAL ASSOCIATION, INCORPORATED (CHA), A 501(C)(6) ORGANIZATION. CHA ACTS AS THE COMMON PAYMASTER FOR CHREF AND FOUR OTHER AFFILIATED ORGANIZATIONS AND, AS SUCH, FILES A FORM W-3 FOR EACH ORGANIZATION USING CHA'S FEDERAL EMPLOYER IDENTIFICATION NUMBER (EIN). IN THE TAX YEAR 2021, 5 OF THOSE EMPLOYEES WERE DIRECTLY EMPLOYED BY CHREF. FORM 990, PART VI, SECTION A, LINE 7A THE MEMBERS OF THE BOARD OF DIRECTORS OF THE CONNECTICUT HEALTHCARE RESEARCH AND EDUCATION FOUNDATION INC. ("CHREF") ARE DETERMINED BY THE CONNECTICUT HOSPITAL ASSOCIATION, INC. ("CHA") AND ITS MEMBERS. THE BOARD OF CHREF BY DEFINITION CONSISTS SOLELY OF THOSE PERSONS WHO AT THE TIME CONSTITUTE THE TRUSTEES OF CHA, AND ALMOST ALL THOSE TRUSTEES ARE DIRECTLY ELECTED BY CHA'S MEMBERS. THE MEMBERSHIP OF THE CHREF BOARD IS THUS CONTROLLED BY CHA, WHICH IS THE SUPPORTED ORGANIZATION, AND ITS MEMBERS. FORM 990, PART VI, SECTION B, LINE 11B THE ORGANIZATION'S CHIEF EXECUTIVE OFFICER REVIEWS ALL INFORMATION IN THE FORM 990, WHICH IS THEN PROVIDED TO THE FINANCIAL OVERSIGHT COMMITTEE FOR THEIR REVIEW. FORM 990, PART VI, SECTION B, LINE 12C ALL BOARD MEMBERS AND EMPLOYEES ARE COVERED UNDER THE ORGANIZATION'S CONFLICT OF INTEREST POLICY. ANY CONFLICT OF INTEREST IS DISCLOSED TO THE MEMBERS OF THE BOARD AND MADE A MATTER OF RECORD BY (A) AN ANNUAL DISCLOSURE PROCEDURE, (B) AN UPDATE WHEN AN INDIVIDUAL'S CIRCUMSTANCES CHANGE BETWEEN ANNUAL DISCLOSURES, AND (C) A DISCLOSURE WHEN A MATTER COMES BEFORE THE BOARD THAT INVOLVES AN INTEREST COVERED BY THIS POLICY. ANY BOARD MEMBER OR EMPLOYEE HAVING A CONFLICT OF INTEREST, SHALL, AS APPROPRIATE TO THE CIRCUMSTANCES, ABSTAIN FROM VOTING OR USING PERSONAL INFLUENCE ON THAT MATTER. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION RECOMMENDATIONS FOR THE ORGANIZATION'S CEO, OTHER OFFICERS AND KEY EMPLOYEES ARE PREPARED BY AN INDEPENDENT COMPENSATION CONSULTANT, UTILIZING DATA FROM COMPARABLE ORGANIZATIONS, AND ARE REVIEWED AND APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD AND DOCUMENTED IN THE APPLICABLE MINUTES. THE LAST COMPENSATION REVIEW WAS IN DECEMBER OF 2021. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, THE ORGANIZATION'S CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G TRAINING & OTHER FEES: PROGRAM SERVICE EXPENSES 415,090. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 415,090. SPEAKER FEES: PROGRAM SERVICE EXPENSES 22,150. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 22,150. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. CONNECTICUT HOSPITAL ASSOCIATION INCORPORATED 110 BARNES ROAD PO BOX 90 WALLINGFORD CT 06492 060632049 ADVOCACY & REPRESENTATION FOR CT HOSPITALS CT 501(C)(6) N/A 0 CONNECTICUT HOSPITAL ASSOCIATION TRUST 110 BARNES ROAD PO BOX 90 WALLINGFORD CT 06492 066322583 PROVIDES NO-INTEREST LOANS TO CT HOSPITALS CT 501(C)(3) LINE 12A, I N/A 0 CHA INSURANCE SERVICES INC 110 BARNES ROAD PO BOX 90 WALLINGFORD CT 06492 061310638 MARKETING SERVICES CT N/A C 0 CHIME INC 110 BARNES ROAD PO BOX 90 WALLINGFORD CT 06492 061454560 DEVELOPING INFORMATION SYSTEMS CT N/A C 0 CHIMENET INC 110 BARNES ROAD PO BOX 90 WALLINGFORD CT 06492 061585087 SERVICES CT N/A C 0 DIVERSIFIED NETWORK SERVICES INC 110 BARNES ROAD PO BOX 90 WALLINGFORD CT 06492 060990946 SERVICES CT N/A C 0 0 0 1 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0