2023-03-08T20:09:42-06:00 2022-12-31 431985162 SMITH SULLIVAN & BROWN PC 80 FLANDERS ROAD - SUITE 200 WESTBOROUGH MA 01581 990PF 2022-01-01 562298345 THE ANNE R DOW FAMILY FOUNDATION INC C/O KAREN L PRICE ANNE 6174396779 12 FAINWOOD CIRCLE 3 CAMBRIDGE MA 02139 KAREN L PRICE TRUSTEE 6174396779 2023-03-08 1 KAREN PRICE XXX-XX-XXXX 0 SANDRA M BROWN CPA P01614103 5088717178 2023-03-08 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z X 1495633 X X 58 58 35666 35666 -13422 705874 0 22302 35724 0 0 0 2400 1200 1200 16726 16726 0 3422 248 0 50 0 0 22598 18174 1200 86621 86621 109219 18174 87821 -86917 17550 28542 25927 25927 81050 81410 70661 327602 338825 422774 186486 192104 172185 821845 721524 804086 1445525 1359790 1495633 0 0 X 1445525 1359790 1445525 1359790 1445525 1359790 1445525 -86917 1182 1359790 0 1359790 PUBLICLY TRADED SECURITIES P 686011 719296 -33285 -33285 CAPITAL GAINS DIVIDENDS P 19863 19863 19863 -13422 244 0 244 0 244 1960 0 0 0 1960 0 1716 1716 0 0 0 0 0 0 0 0 0 0 0 1 1 MA 1 0 0 0 0 1 N/A KAREN L PRICE PRESIDENT 6174396779 12 FAINWOOD CIRCLE 3 CAMBRIDGE MA 02139 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 KAREN L PRICE 12 FAINWOOD CIRCLE 3 CAMBRIDGE MA 02139 PRESIDENT/DIRECTOR 2.00 0 0 0 CHRISTOPHER B DOW 12 FAINWOOD CIRCLE 3 CAMBRIDGE MA 02139 TREASURER/DIRECTOR 2.00 0 0 0 ALICIA DOW 12 FAINWOOD CIRCLE 3 CAMBRIDGE MA 02139 SECRETARY/DIRECTOR 2.00 0 0 0 NONE 0 NONE 0 0 1636942 109469 0 1746411 0 0 1746411 26196 1720215 86011 86011 244 244 85767 0 85767 0 85767 87821 0 87821 85767 86621 0 0 87821 86621 0 0 1200 0 0 0 0 0 0 0 0 84567 0 0 0 X AMERICAN CIVIL LIBERTIES UNION FOUNDATION ONE CENTER PLAZA SUITE 850 BOSTON MA 02108 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 12000 AMERICAN FRIENDS SERVICE DEVELOPMENT 1501 CHERRY STREET PHILADELPHIA PA 19102 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 4331 CAMBODIAN CHILDREN'S FUND 2309 SANTA MONICA BOULEVARD PMB 833 SANTA MONICA CA 90404 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 12993 CAMBRIDGE COMMUNITY CHORUS PO BOX 390278 CAMBRIDGE MA 02139 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 1300 CAMBRIDGE PUBLIC LIBRARY FOUNDATION 449 BROADWAY CAMBRIDGE MA 02138 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 4000 COMMUNITY PARTNERS (FOR HRDAG) 1000 N ALAMEDA STREET SUITE 240 LOS ANGELES CA 90012 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 4000 ELLIS EARLY LEARNING 58 BERKELEY STREET BOSTON MA 02116 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 2500 FAIR FIGHT INITIATIVE 410 EAST BAY STREET SAVANNAH GA 31401 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 2166 FISTULA FOUNDATION 1700 THE ALAMEDA SUITE 300 SAN JOSE CA 95126 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 8662 FRIENDS OF THE EARTH 1101 15TH ST NW 11TH FLR WASHINGTON DC 20005 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 8500 HUMAN RIGHTS CAMPAIGN FOUNDATION 1640 RHODE ISLAND AVE NW WASHINGTON DC 20036 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 7500 MA KA HANA KA 'IKE BUILDING PROGRAM PO BOX 968 HANA HI 96713 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 2166 ONE ACRE FUND 1954 FIRST STREET 183 HIGHLAND PARK IL 60035 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 4331 PLOUGHSHARES FUND 315 BAY STREET SUITE 400 SAN FRANCISCO CA 94133 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 2165 SMILE TRAIN PO BOX 96246 WASHINGTON DC 200906246 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 500 TIN MOUNTAIN CONSERVATION CENTER 1245 BALD HILL ROAD ALBANY NH 03818 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 1500 UPPER SACO VALLEY LAND TRUST 111 MAIN STREET CONWAY NH 03818 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 1500 VOTEORG 5557 BALTIMORE AVE SUITE 500 135 HYATTSVILLE MD 20781 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 4331 COMMUNITY SERVINGS 179 ARMORY STREET JAMAICA PLAIN MA 02139 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 2176 86621 0 14 58 14 35666 18 -13422 0 22302 0 22302 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 2400 1200 1200 CITIGROUP INC DEP SHS REP 1/25TH PFD SER X PERPETUAL FXD/VAR 3026 2558 METLIFE INC NON CUML PFD SER G FXD/VAR PERPETUAL 3165 2786 SCHWAB CHARLES CORP DEP SHS I REPSTG 1/100TH NON CUML PFD PERPTL FXD/VAR 3018 2603 AECOM GTD SR NOTE CPN 5.875% DUE 10/15/24 DTD 10/15/15 FC 04/15/16 CALL 07/1 3253 2895 AIRCASTLE LTD SR NOTE CPN 4.250% DUE 06/15/26 DTD 06/13/19 FC 12/15/19 CALL 2962 2825 ALCOA INC NOTE CPN 5.900% DUE 02/01/27 DTD 01/25/07 FC 08/01/07 1130 1000 ALLEGHENY TECHS INC SR NOTE CPN 4.875% DUE 10/01/29 DTD 09/14/21 FC 04/01/22 3009 2640 AMERICAN TOWER CORP NEW SR NOTE CPN 1.450% DUE 09/15/26 DTD 09/27/21 FC 03/1 2584 2620 APACHE CORP SR NOTE CPN 4.250% DUE 01/15/30 DTD 06/19/19 FC 01/15/20 CALL 10 1880 1760 BALL CORP SR NOTE CPN 2.875% DUE 08/15/30 DTD 08/13/20 FC 02/15/21 CALL 05/1 5005 3981 BANK AMERICA CORP DEP REPSTG 1/25TH PFD SER MM PERPETUAL FXD/VAR CPN 4.300% 2892 2503 BOEING CO SR NOTE CPN 5.875% DUE 02/15/40 DTD 07/28/09 FC 02/15/10 2584 1912 BROADCOM CORP SR NOTE CPN 4.300% DUE 11/15/32 DTD 05/08/20 FC 11/15/20 CALL 2823 2664 CCO HLDGS LLC CAP CORP SR NOTE CPN 4.500% DUE 05/01/32 DTD 05/01/21 FC 11/01 2610 2385 CDW LLC FIN CORP SR NOTE CPN 4.125% DUE 05/01/25 DTD 04/21/20 FC 11/01/20 CA 2955 2906 CELANESE US HLDGS LLC SR NOTE CPN 6.050% DUE 03/15/25 DTD 07/14/22 FC 09/15/ 2006 1998 CENTENE CORP DE SR NOTE CPN 4.625% DUE 12/15/29 DTD 12/06/19 FC 06/15/20 CAL 3130 2730 CENTRAL GARDEN & PET CO SR NOTE CPN 4.125% DUE 10/15/30 DTD 10/16/20 FC 04/1 3103 2445 CHENIERE ENERGY PRTNRS LP SR NOTE CPN 4.500% DUE 10/01/29 DTD 04/01/20 FC 10 2603 2730 CIT GROUP INC SUB NOTE CPN 6.125% DUE 03/09/28 DTD 03/09/18 FC 09/09/18 3221 3064 CLEVELAND CLIFFS INC NEW SR GTD NOTE CPN 5.875% DUE 06/01/27 DTD 12/01/19 FC 3058 2845 CROWN CASTLE INTL CORP SR NOTE CPN 4.300% DUE 02/15/29 DTD 02/11/19 FC 08/15 3358 2841 CVS HLTH CORP SR NOTE CPN 5.125% DUE 07/20/45 DTD 07/20/15 FC 01/20/16 CALL 2126 1844 DANA INC SR NOTE CPN 5.375% DUE 11/15/27 DTD 11/20/19 FC 05/15/20 CALL 11/15 3071 2779 DCP MIDSTREAM OPER SR UNSECD NOTE CPN 5.375% DUE 07/15/25 DTD 07/17/18 FC 01 2114 1977 DELL INTL LLC 1ST LIEN NOTE CPN 8.100% DUE 07/15/36 DTD 01/15/21 FC 07/15/21 2943 2260 DELTA AIR LINES INC DE NOTE CPN 3.800% DUE 04/19/23 DTD 04/19/18 FC 10/19/18 3195 3067 DISCOVERY COMMNS LLC GTD SR NOTE CPN 3.950% DUE 03/20/28 DTD 09/21/17 FC 03/ 3232 2666 ELANCO ANIMAL HLTH INC SR NOTE ***CREDIT SENSITIVE*** CPN 5.650% DUE 08/28/2 3162 2835 EMBRAER NETHERLANDS FIN B V GTD NOTE CPN 5.050% DUE 06/15/25 DTD 06/15/15 FC 3118 2918 ENCOMPASS HLTH CORP SR NOTE CPN 4.500% DUE 02/01/28 DTD 09/18/19 FC 02/01/20 3033 2730 ENERGY TRANSFER OPER LP SR NOTE CPN 5.250% DUE 04/15/29 DTD 01/15/19 FC 04/1 3434 2909 FORD MOTOR CO NOTE CPN 4.346% DUE 12/08/26 DTD 12/08/16 FC 06/08/17 CALL 09/ 3197 2177 GENERAL MOTORS FINL CO INC SR NOTE VAR CPN 0.000% DUE 02/26/27 DTD 01/11/22 2004 1881 GENL MOTORS FINL CO INC SR NOTE VAR CPN 0.000% DUE 10/15/24 DTD 10/15/21 FC 5004 4862 GOLDMAN SACHS GROUP INC SR GLBL NOTE CPN 3.500% DUE 04/01/25 DTD 03/30/20 FC 1901 1923 HASBRO INC UNSEC NOTE CPN 3.900% DUE 11/19/29 DTD 11/19/19 FC 05/19/20 CALL 3959 3563 HOWMET AEROSPACE INC NOTE CPN 6.875% DUE 05/01/25 DTD 04/24/20 FC 11/01/20 C 2027 2040 KB HOME SR NOTE CPN 4.800% DUE 11/15/29 DTD 11/04/19 FC 05/15/20 CALL 05/15/ 3984 3460 KRAFT HEINZ FOODS CO GTD SR NOTE CPN 4.625% DUE 01/30/29 DTD 06/15/18 FC 01/ 2188 1630 L BRANDS INC SR UNSECD NOTE CPN 6.694% DUE 01/15/27 DTD 06/18/18 FC 01/15/19 3289 2981 LAMAR MEDIA CORP SR NOTE CPN 4.875% DUE 01/15/29 DTD 09/15/20 FC 03/15/21 CA 3113 2753 MATADOR RES CO UNSEC SR NOTE CPN 5.875% DUE 09/15/26 DTD 08/21/18 FC 03/15/1 3040 2888 MGM RESORTS INTL SR NOTE CPN 6.000% DUE 03/15/23 DTD 11/25/14 FC 03/15/15 3005 2996 MORGAN STANLEY SR NOTE FXD/VAR CPN 4.431% DUE 01/23/30 DTD 01/23/19 FC 07/23 2982 2802 MURPHY OIL CORP NOTE CPN 7.050% DUE 05/01/29 DTD 05/04/99 FC 11/01/99 MOODYS 1970 1980 NEWELL RUBBERMAID INC NOTE **CREDIT SENSITIVE CPN** CPN 4.700% DUE 04/01/26 3050 2835 NEWFIELD EXPL CO SR NOTE CPN 5.375% DUE 01/01/26 DTD 03/10/15 FC 07/01/15 CA 2121 1980 NRG ENERGY INC SR NOTE CPN 5.750% DUE 01/15/28 DTD 07/15/18 FC 01/15/19 CALL 2921 2809 NUSTAR LOGISTICS LP GTD SR NOTE CPN 5.750% DUE 10/01/25 DTD 09/14/20 FC 04/0 2076 1925 OLIN CORP SR NOTE CPN 5.125% DUE 09/15/27 DTD 03/09/17 FC 09/15/17 CALL 03/1 3005 2839 PENSKE AUTOMOTIVE GROUP INC SR SUB NOTE CPN 3.500% DUE 09/01/25 DTD 08/20/20 3014 2839 SBA COMMNS CORP NEW SR NOTE CPN 3.875% DUE 02/15/27 DTD 08/15/20 FC 02/15/21 3063 2723 SILGAN HLDGS INC SR NOTE CPN 4.125% DUE 02/01/28 DTD 04/01/20 FC 10/01/20 CA 3030 2764 SLM CORP MEDIUM TERM NOTE CPN 6.125% DUE 03/25/24 DTD 03/27/14 FC 09/25/14 2052 1967 SM ENERGY CO SR NOTE CPN 6.625% DUE 01/15/27 DTD 08/20/18 FC 01/15/19 CALL 0 1985 1920 SPRINT CAP CORP CPN 6.875% DUE 11/15/28 DTD 11/16/98 FC 05/15/99 4518 4160 STARWOOD PPTY TR INC SR SUB NOTE CPN 4.750% DUE 03/15/25 DTD 03/15/18 FC 09/ 2024 1912 TEVA PHARM FIN III BV SR NOTE CPN 2.200% DUE 07/21/21 DTD 07/21/16 FC 01/21/ 2827 2599 TWILIO INC UNSECD NOTE CPN 3.625% DUE 03/15/29 DTD 03/09/21 FC 09/15/21 CALL 2043 1622 UNITED CONTL HLDGS INC SR NOTE CPN 4.250% DUE 10/01/22 DTD 09/29/17 FC 04/01 2977 2880 UNITED RENTALS INC SR NOTE CPN 3.875% DUE 02/15/31 DTD 08/10/20 FC 02/15/21 2020 1677 VERIZON COMMNS INC UNSECD NOTE CPN 3.550% DUE 03/22/51 DTD 03/22/21 FC 09/22 3224 2161 WALMART INC UNSECD NOTE CPN 2.650% DUE 09/22/51 DTD 09/22/21 FC 03/22/22 CAL 3067 2077 WELLS FARGO & CO MEDIUM TERM SR NOTE FXD/VAR CPN 2.879% DUE 10/30/30 DTD 10/ 2688 2559 WESTERN DIGITAL CORP SR NOTE CPN 4.750% DUE 02/15/26 DTD 02/13/18 FC 08/15/1 3241 2820 YUM BRANDS INC SR NOTE CPN 3.625% DUE 03/15/31 DTD 09/25/20 FC 03/15/21 CALL 2692 2505 ACCENTURE PLC IRELAND CL A NEW 5771 7205 AMERICAN EXPRESS CO 8834 7831 AON PLC CL A 6830 12906 BLACKROCK INC 4743 4960 BOSTON SCIENTIFIC CORP 6099 8467 CHUBB LTD 7064 11030 CIGNA CORP NEW 8572 15573 COMCAST CORP CL A NEW 16744 15282 CONOCOPHILLIPS 5175 12154 DIAGEO PLC NEW SPON ADR 5429 6593 DOMINION ENERGY INC 9437 7972 DUKE ENERGY CORP NEW 8730 10608 DUPONT DE NEMOURS INC 6180 5490 EATON CORP PLC 3659 6749 GENERAL DYNAMICS CORP 9209 9924 HONEYWELL INTL INC 9215 12001 ILLINOIS TOOL WORKS INC 6206 9473 JOHNSON & JOHNSON 9511 11835 JOHNSON CONTROLS INTL PLC 7773 9408 JPMORGAN CHASE & CO 13691 15556 KKR & CO INC 7308 5199 KLA CORP 4409 4901 LOWES COMPANIES INC 6847 8567 MARRIOTT INTL INC NEW CL A 6639 6402 MARSH & MCLENNAN COS INC 5106 8770 MCKESSON CORP 4989 11254 MERCK & COMPANY INC NEW 8261 11872 MORGAN STANLEY 10988 11818 NASDAQ INC 3616 7362 NESTLE S A SPON ADR REPSTG REG SHS 8073 10842 NORTHROP GRUMMAN CORP 7386 12549 NXP SEMICONDUCTORS N V 8342 8375 PEPSICO INC 3886 5420 PFIZER INC 10933 11119 PIONEER NATURAL RESOURCES CO 5344 7537 PNC FINANCIAL SERVICES GROUP INC 4656 5212 PPG INDUSTRIES INC 8209 7544 PROGRESSIVE CORP OH 9596 12971 PROLOGIS INC 7435 7440 SHERWIN WILLIAMS CO 5131 4747 SOUTHERN COMPANY 9233 11426 TARGET CORP 6599 5962 TEXAS INSTRUMENTS INC 8663 12061 THERMO FISHER SCIENTIFIC INC 6822 9362 UNION PACIFIC CORP 11482 13045 71075 59074 10335 11587 AMERICAN BEACON LONDON INCOME EQUITY CL Y AT COST 31272 31928 AMERICAN MUTUAL CL F2 AT COST 41622 53297 COLUMBIA DIVIDEND INCOME INSTL CL AT COST 39397 57809 GOLDMAN SACHS GQG PARTNERS INTL OPPTYS INVESTOR CL AT COST 22151 24811 ISHARES RUSSELL 1000 GROWTH ETF AT COST 43794 50775 ISHARES RUSSELL 2000 GROWTH ETF AT COST 11920 11584 ISHARES RUSSELL 2000 VALUE ETF AT COST 20949 28843 ISHARES RUSSELL MID CAP ETF AT COST 8810 14299 JP MORGAN ULTRA SHORT INCOME ETF AT COST 82496 82414 JPMORGAN EQUITY INCOME CL I AT COST 22287 33824 PARNASSUS CORE EQUITY INVESTOR CL AT COST 50087 52082 SPDR MSCI GLOBAL STOCK MARKET ETF AT COST 31257 30310 VANGUARD S&P 500 INDEX ETF AT COST 18266 17567 ACADIAN EMERGING MARKETS INVESTOR CL AT COST 11080 8337 ALLSPRING SPECIAL MID CAP VALUE INSTL CL AT COST 13153 16207 AMERICAN BEACON SIM HIGH YIELD OPPTYS CL Y AT COST 22738 21093 BAILLIE GIFFORD EMERGING MARKETS INSTL CL AT COST 7412 6492 BAIRD AGGREGATE BOND INSTL CL AT COST 11230 11372 COLUMBIA SMALL CAP VALUE I INSTL CL AT COST 29207 28609 DELAWARE IVY LARGE CAP GROWTH CL I AT COST 41626 39829 DODGE & COX INTL STOCK AT COST 10979 9861 DODGE & COX STOCK AT COST 42761 51283 EDGEWOOD GROWTH INSTL CL AT COST 21039 35948 GOLDMAN SACHS GQG PARTNERS INTL OPPTYS INVESTOR CL AT COST 7810 6645 HARDING LOEVNER INTL EQUITY INSTL CL AT COST 6675 6438 HOOD RIVER SMALL CAP GROWTH INSTL CL AT COST 23702 21708 JOHN HANCOCK DISCIPLINED VALUE CL I AT COST 32388 36691 MFS MID CAP GROWTH CL I AT COST 15416 14030 STATE FILING FEES 35 0 0 ANNUAL REPORT FILING FEE 15 0 0 ADJUSTMENT TO COST BASIS 1182 INVESTMENT MANAGEMENT FEES 16726 16726 0 INVESTMENT EXPENSES 0 0 0 FOREIGN TAXES ON DIVIDENDS 248 248 0 2022 990-PF ESTIMATED TAX PAYMENTS 1960 0 0 2021 990-PF TAX PAYMENT 1214 0 0