2023-02-15T08:19:37-06:00 2022-03-31 366055558 GRANT THORNTON LLP 100 E WISCONSIN AVE MILWAUKEE WI 53202 990 2021-04-01 981358092 SAINT MARY'S UNIVERSITY SAIN 9024918658 923 ROBIE STREET HALIFAX NOVA SCOTIA CA B3H 3C3 MICHELLE BENOIT VP, FINANCE & ADMINISTRATION 9024918658 2023-02-15 1 MICHELLE BENOIT 999009999 MICHELLE L WEBER P00556798 4142898200 3 AAL1 IAL1 2021 2023-03-07 01:45:13Z ROBERT SUMMERBY-MURRAY 923 ROBIE STREET HALIFAX NOVA SCOTIA CA B3H 3C3 145116124 0 X WWW.SMU.CA X 1970 CA OFFER UNDERGRADUATE, GRADUATE, & CONTINUING EDUCATION PROGRAMS; TO ENGAGE (CONTINUED ON SCHEDULE O) IN RESEARCH & DISSEMINATE ITS RESULTS; & TO SERVE THE LOCAL & INTERNATIONAL COMMUNITIES. 25 18 0 170 0 0 45691366 49551287 64922898 75082653 2473232 5017890 927868 1860658 114015364 131512488 9709150 12726378 0 0 69902517 79965739 0 0 1797774 27684026 37887967 107295693 130580084 6719671 932404 229275385 246064636 45402565 60097373 183872820 185967263 X THE MISSION OF SAINT MARY'S UNIVERSITY (SMU) IS TO OFFER UNDERGRADUATE, GRADUATE, AND CONTINUING EDUCATION PROGRAMS; TO ENGAGE IN RESEARCH AND DISSEMINATE ITS RESULTS; AND TO SERVE THE COMMUNITY FROM THE LOCAL TO THE INTERNATIONAL LEVEL. 0 0 71796030 8204035 66281805 HIGHER EDUCATION: SMU IS A PUBLIC LIBERAL ARTS AND SCIENCE DEGREE-GRANTING INSTITUTION COMMITTED TO THE ENCOURAGEMENT AND FOSTERING OF CRITICAL, CREATIVE, AND INDEPENDENT THINKING. THROUGHOUT THE 2021-2022 FISCAL PERIOD, THERE WAS A TOTAL OF APPROXIMATELY 7,000 STUDENTS. 6935754 1957512 0 RESEARCH: THE RESEARCH MISSION OF SMU IS TO ENGAGE IN RESEARCH THAT APPLIES TO, AND IS VALUED BY, COMMUNITIES FROM AROUND THE CORNER TO AROUND THE WORLD. OUR MISSION ALSO INVOLVES CULTIVATING INTELLECTUAL CURIOSITY AND CREATIVITY WITHIN OUR FACULTY AND STUDENTS. 3895465 43736 5523966 RESIDENCE SERVICES: SMU BELIEVES LIVING IN A RESIDENCE COMMUNITY PROVIDES STUDENTS WITH OPPORTUNITIES FOR LEARNING AND GROWTH THAT ARE EQUALLY AS VALUABLE AS THOSE AVAILABLE TO THEM IN THE CLASSROOM. AS SUCH, RESIDENCE AT SMU HAS BEEN DESIGNED TO REFLECT A COMMITMENT TO THE HOLISTIC DEVELOPMENT AND PERSONAL GROWTH OF OUR RESIDENCE COMMUNITY STUDENTS. SMU STRIVES TO ENSURE THAT THE RESIDENCE COMMUNITY FOLLOWS AN APPROACH BASED ON PROFESSIONAL BEST PRACTICES, AS WELL AS THE INTERESTS AND DEVELOPMENTAL NEEDS OF STUDENTS. 24155070 2521095 3276882 SMU PROVIDES A WIDE RANGE OF OTHER SERVICES RELATED TO ITS CORE MISSION OF POST SECONDARY EDUCATION, RESEARCH AND OUTREACH INCLUDING ATHLETICS & RECREATION, DINING SERVICES, CAMPUS BOOKSTORE, AND CONFERENCES. 24155070 2521095 3276882 106782319 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 0 1 0 1 1 1 1 1 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 X 0 0 0 0 1 CA 0 0 1 1 0 0 0 0 0 0 0 X 25 18 0 0 0 0 0 1 0 1 1 0 1 1 0 1 1 1 0 0 1 1 0 X MICHELLE BENOIT VP FINANCE & ADMINISTRATION 9024205409 923 ROBIE STREET HALIFAX NOVA SCOTIA CA B3H 3C3 X DR ROBERT SUMMERBY-MURRAY PRESIDENT AND VICE-CHANCELLOR 41.00 0.00 X X 274056 0 60739 DR NAJAH ATTIG GOVERNOR; ASSOCIATE PROFESSOR 41.00 0.00 X 184367 0 17501 DR ATHER AKBARI GOVERNOR; PROFESSOR - AS OF 9/2021 41.00 0.00 X 162711 0 13798 DR MARGARET MCKEE GOVERNOR; PROFESSOR 41.00 0.00 X 151550 0 11979 DR ALEXANDRA DOBROWOLSKY GOVERNOR; PROFESSOR - THRU 9/2021 41.00 0.00 X 128956 0 13798 DR TIM STRETTON GOVERNOR; PROFESSOR - AS OF 9/2021 41.00 0.00 X 124418 0 13312 DR LISA GANNETT GOVERNOR; PROFESSOR 41.00 0.00 X 103950 0 11123 DR ROBERT SINGER GOVERNOR; PROFESSOR 41.00 0.00 X 86123 0 13798 DR NICOLE NEATBY GOVERNOR; PROFESSOR - THRU 9/2021 41.00 0.00 X 38065 0 11850 MR LAWRENCE FREEMAN GOVERNOR; CHAIR 1.00 0.00 X X 0 0 0 MR ALAN R ABRAHAM JR GOVERNOR 1.00 0.00 X 0 0 0 MS ANITA BEZEAU GOVERNOR 1.00 0.00 X 0 0 0 MS BRYN DE CHASTELAIN GOVERNOR - THRU 4/2021 1.00 0.00 X 0 0 0 MS KIMBERLY DOANE GOVERNOR 1.00 0.00 X 0 0 0 MR RICHARD FLYNN GOVERNOR - THRU 9/2021 1.00 0.00 X 0 0 0 MR PHILIP FRASER GOVERNOR - THRU 9/2021 1.00 0.00 X 0 0 0 MS SYLVIA GAWAD GOVERNOR 1.00 0.00 X 0 0 0 MR MARK GOSINE GOVERNOR 1.00 0.00 X 0 0 0 MS SAMANTHA GRAHAM GOVERNOR - THRU 4/2021 1.00 0.00 X 0 0 0 MR FLOYD KANE GOVERNOR 1.00 0.00 X 0 0 0 MR JOSHUA LAFOND GOVERNOR - AS OF 5/2021 1.00 0.00 X 0 0 0 MR DUNCAN MACINTYRE GOVERNOR 1.00 0.00 X 0 0 0 MS ANNA MARENICK GOVERNOR 1.00 0.00 X 0 0 0 MR SCOTT MCELMAN GOVERNOR - THRU 9/2021 1.00 0.00 X 0 0 0 MR JOSEPH METLEGE GOVERNOR - THRU 9/2021 1.00 0.00 X 0 0 0 MS JENNIFER NICHOLSON GOVERNOR 1.00 0.00 X 0 0 0 MR TOM O'HANDLEY GOVERNOR 1.00 0.00 X 0 0 0 MS COLLETTE ROBERT GOVERNOR - AS OF 9/2021 1.00 0.00 X 0 0 0 MS KELLIE SAURIOL GOVERNOR 1.00 0.00 X 0 0 0 MR FRANKLYN SOUTHWELL GOVERNOR - AS OF 5/2021 1.00 0.00 X 0 0 0 MR JOSHUA SYDNEY GOVERNOR - AS OF 5/2021 1.00 0.00 X 0 0 0 MR ADRIAN WHITE GOVERNOR - AS OF 5/2021 1.00 0.00 X 0 0 0 MR SIAN WREN GOVERNOR 1.00 0.00 X 0 0 0 MR RAMI ZOKARI GOVERNOR - THRU 4/2021 1.00 0.00 X 0 0 0 DR MALCOLM BUTLER VP, ACADEMIC & RESEARCH 40.00 0.00 X 192904 0 71276 MS ERIN SARGEANT GREENWOOD VP, ADVANCEMENT 40.00 0.00 X 184517 0 17499 MS MICHELLE BENOIT VP, FINANCE & ADMIN 40.00 0.00 X 181360 0 17246 DR STEVEN SMITH ACTING DEAN OF SCI, AVP-THRU 12/21 40.00 0.00 X 181452 0 107291 DR HARJEET BHABRA DEAN OF SOBEY SCHOOL OF BUSINESS 40.00 0.00 X 207916 0 59061 DR LORI FRANCIS DEAN OF SCIENCE (ACTING) 40.00 0.00 X 157592 0 25652 MS DAWN JUTLA PROFESSOR 40.00 0.00 X 183567 0 17651 DR ESTHER ENNS ASSOC. VP, TEACHING & LEARNING 40.00 0.00 X 197835 0 57197 DR PAWAN LINGRAS PROFESSOR 40.00 0.00 X 189598 0 14654 MR E KEVIN KELLOWAY RESEARCH CHAIR 40.00 0.00 X 171862 0 17222 DR J COLIN DODDS PROFESSOR 40.00 0.00 X 197516 0 4670 DR MARGARET MACDONALD FORMER KEY EMPLOYEE 41.00 0.00 X 106490 0 -15651 3406805 0 561666 187 1 1 0 ARAMARK CANADA LTD 811 ISLINGTON AVENUE TORONTO NS CA M8Z 5W8 DINING SERVICES 2450714 ATLANTICA MECHANICAL CONTRACTORS INC 8 RALSTON AVE DARTMOUTH NOVA SCOTIA CA CONSTRUCTION 1635772 CHERUBINI METAL WORKS LTD 570 WILKINSON AVE DARTOUTH NOVA SCOTIA CA CONSTRUCTION 1172806 ELLUCIAN TECHNOLOGIES CANADA ULC 3007 KINGSTON RD STE 114 TORONTO ONTARIO CA SOFTWARE & CONSULTING 1131957 ELLISDON CORPORATION 2045 OXFORD ST EAST LONDON ONTARIO CA CONSTRUCTION 1068482 46 3603 40598154 8949530 2615689 49551287 STUDENT FEES & TUITION 611310 66257378 66257378 RESIDENCE SERVICES 721310 5523966 5523966 DINING SERVICES 722514 2825131 2825131 ATHLETICS & RECREATION SERVICES 713940 316173 316173 ACADEMIC SERVICES 611710 160005 160005 75082653 3930765 3930765 292625 0 292625 292625 292625 11942324 1996449 11296234 1555414 646090 441035 1087125 1087125 17490 6615 10875 10875 906748 745373 161375 161375 PARKING REVENUE 900099 302423 302423 INT'L GERMAN SUMMER SCHOOL 900099 152606 152606 EXTERNAL COST RECOVERIES 900099 148754 148754 792000 792000 1395783 131512488 75082653 0 6878548 625 625 114526 114526 12611227 12611227 2796117 1786892 802836 206389 67288216 55862915 10318640 1106661 4037354 3198066 763923 75365 2392306 1245312 1125619 21375 3451746 2721442 664569 65735 96640 96640 319905 319905 56882 56882 241689 241689 5717438 3329537 2041736 346165 1576937 1376189 110925 89823 522928 324657 182016 16255 4013096 452166 3541146 19784 14049 14049 4122117 1429682 2690706 1729 941460 843754 94854 2852 218182 201424 16003 755 1698222 667711 1030511 7935729 7935729 318832 36186 282646 RESIDENCE DINING EXPENS 2404980 2404980 0 0 LIBRARY ACQUISITIONS 1699453 1699453 0 0 MATERIALS AND SUPPLIES 1668577 1397814 238047 32716 MEMBERSHIPS 634137 634137 0 0 3686714 14429575 -10555031 -187830 130580084 106782319 21999991 1797774 -45531 12616 29360922 30568545 0 0 7858940 7641677 0 0 0 0 0 0 440468 526889 1194213 1759256 206655074 85460830 118546182 121194244 11327273 13156610 58438321 69358157 1367224 1052970 787373 793672 229275385 246064636 7695459 8867888 0 0 9368802 10996849 0 0 0 0 0 0 0 0 25888936 37189974 2449368 3042662 45402565 60097373 X 57018644 51196777 84206719 88129997 42647457 46640489 183872820 185967263 229275385 246064636 X 932404 -472885 1634924 X 0 1 X 1 0 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 793672 X 0 42647456 1952654 3777090 0 1540800 195911 46640489 29143941 2411976 12588414 1348788 148087 42647456 30728770 2565524 -2887382 1115639 147332 29143941 30231547 858448 842330 1089160 114395 30728770 27261464 517456 3611304 1040742 117935 30231547 0.00000 1.00000 0.00000 0 0 11046843 11046843 164231905 70318117 93913788 21039273 10471035 10568238 10337053 4671678 5665375 121194244 POOLED FUNDS 69358157 F 69358157 RETIREMENT BENEFITS 3042662 3042662 131866470 -472885 -472885 132339355 -826867 -826867 131512488 131243011 0 131243011 -662927 -662927 130580084 PART III, LINE 4: COLLECTIONS OF ART AND HISTORICAL TREASURES EXEMPT PURPOSE THE ART COLLECTION HAS OVER 2,000 WORKS IN THE PERMANENT COLLECTION FOCUSING ON CONTEMPORARY CANADIAN ARTISTS. THE ARTWORK RECOGNIZES LOCAL ARTISTS AND IS DISPLAYED IN THE GALLERY AND THROUGHOUT THE CAMPUS. ALL OF THE EXHIBITS RECEIVE SUPPORT FROM THE CANADIAN COUNCIL OF THE ARTS. THE ART EXPOSES STUDENTS TO THE LOCAL CULTURE AND THE ARTS. PART V, LINE 1C: FOREIGN TRANSLATION ADJUSTMENTS FOREIGN TRANSLATION ADJUSTMENTS HAVE BEEN INCLUDED IN LINE 1C. PART V, LINE 4: INTENDED USES OF ENDOWMENT FUNDS ENDOWMENT FUNDS PROVIDE A BASE FOR STUDENT FINANCIAL AID AND PROGRAMS IN SUPPORT OF THE ACADEMIC PLAN. SMU'S ENDOWMENT IS EXPECTED TO PROVIDE BOTH PRESENT AND FUTURE GENERATIONS WITH FINANCIAL SUPPORT. PART XI, LINE 4B - OTHER ADJUSTMENTS: COST OF GOOD SOLD CATEGORIZED IN REVENUE ON 990 -745,373. EXTERNAL COST RECOVERY CATEGORIZED AS REVENUE ON 990 8,545. FUNDRAISING EXPENSES -6,616. SELLING COSTS OF OTHER ASSETS -83,423. PART XII, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD INCLUDED IN REVENUE ON 990 -745,373. EXTERNAL COST RECOVERY INCLUDED IN REVENUE ON 990 8,545. FUNDRAISING EXPENSES -6,616. SELLING COSTS OF OTHER ASSETS -83,423. BAD DEBT ALLOWANCE ADJUSTMENT 163,940. 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 SEE SUPPLEMENTAL PAGE SCHEDULE E, PART I, LINE 4 SEE SUPPLEMENTAL PAGE SCHEDULE E, PART I, LINE 3: PUBLICATION ON RACIALLY NONDISCRIMINATORY POLICY ALTHOUGH SMU HAS NOT TAKEN OUT ADS IN NEWSPAPERS TO EXPLAIN OUR NONDISCRIMINATION POLICY, WE ARE CONFIDENT THAT OUR ADVERTISING MAKES A STRONG STATEMENT THAT WE SERVE ALL RACIAL SEGMENTS OF THE COMMUNITY, AND INDEED THE GLOBE. WE RELY ON OUR EXTENSIVE RECRUITMENT ADVERTISING CAMPAIGNS AND OTHER ADVERTISING CAMPAIGNS TO DEMONSTRATE THAT WE ARE AN INSTITUTION THAT VALUES AND PRACTICES DIVERSITY AND INCLUSION. OUR CAMPAIGNS ARE PROMOTED HEAVILY THROUGH ADS ON SOCIAL MEDIA CHANNELS SUCH AS FACEBOOK AND THEREFORE REACH LARGE AUDIENCES IN CANADA AND OVERSEAS. RACIAL DIVERSITY IS DEMONSTRATED IN OUR ADVERTISING BY THE PHOTOGRAPHY AND VIDEOS WHICH SHOWCASE OUR STUDENTS ON CAMPUS. WE NEVER USE ACTORS OR STAND-INS IN OUR ADVERTISING. ANOTHER IMPORTANT TOOL IS THE UNIVERSITY'S WEBSITE. BY SHOWCASING OUR STUDENTS, FACULTY, STAFF AND ALUMNI ON OUR UNIVERSITY WEBSITE, WE MAKE A STRONG STATEMENT ABOUT RACIAL DIVERSITY. SCHEDULE E, PART I, LINE 4A: RECORDS ON RACIAL COMPOSITION SMU DOES NOT CURRENTLY REQUEST, COMPILE, OR DISSEMINATE INFORMATION RELATED TO THE RACIAL COMPOSITION OF ITS APPLICANTS, STUDENT BODY, FACULTY OR ADMINISTRATION. SCHEDULE E, PART I, LINE 4B: RECORDS ON SCHOLARSHIPS AWARDED ON RACIALLY NONDISCRIMINATORY BASIS SCHOLARSHIPS AND FINANCIAL ASSISTANCE ARE RENDERED BASED ON NEED AND ACADEMIC STANDING. SCHEDULE E, PART I, LINE 6A: FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENTAL AGENCY GRANTS ARE PROVIDED FROM FEDERAL AND PROVINCIAL GOVERNMENTS. 1 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES EDUCATION 974316 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES EDUCATION 190757 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 1 2386 PROGRAM SERVICES EDUCATION 92890868 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 1 2386 INVESTMENTS 113083312 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 1 2386 GRANTMAKING FINANCIAL AID 12611227 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 1 2386 MAINTAINING OFFICES MANAGEMENT AND ADMINISTRATION 21999991 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 1 2386 FUNDRAISING 1797774 5 11930 0 0 5 11930 243548245 0 243548245 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES SPONSORSHIP 42377 CHECK/EFT 0 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES SPONSORSHIP 12000 CHECK/EFT 0 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES SPONSORSHIP 8840 CHECK/EFT 0 3 SCHOLARSHIPS & BURSARIES FOR STUDENT INDIVIDUALS NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 3146 11980839 OTHER RESEARCH GRANT NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 1 9200 CHECK/EFT MARCH MADNESS PITCHERS AWARDS NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 2 16000 CHECK/EFT PRIZES & AWARDS NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 52 11470 PRIZES & AWARDS COST TUITION WAIVERS NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 65 465869 OTHER 0 0 0 0 0 0 PART III ACCOUNTING METHOD: SCHEDULE F, PART I, LINE 2 PROCEDURE FOR MONITORING USE OF GRANT FUNDS OUTSIDE U.S. SMU'S MISSION STATEMENT REFERS TO "BUILDING ON A STRONG TRADITION OF ACCESSIBILITY". FINANCIALLY, WE CONTRIBUTE TO THAT VISION BY ENSURING TO THE EXTENT POSSIBLE THAT STUDENTS CAN AFFORD TO ATTEND SMU. SCHOLARSHIPS, BURSARIES AND FINANCIAL AID ARE PROVIDED BASED ON NEED AND MERIT. SMU TRACKS ALL GRANTS ISSUED BY GRANT, AMOUNT, STUDENT, AND TERM. SCHEDULE F, PART III TUITION WAIVERS WERE LISTED ALL TOGETHER AS THE DETAIL BY FOREIGN REGION IS NOT READILY AVAILABLE TO THE ORGANIZATION. ALUMNI GOLF TOURNAMENT 17490 17490 5854 761 17490 17490 5854 761 6615 10875 1 SCHOLARSHIPS AND BURSARIES 27 114526 PART I, LINE 2: PROCEDURE FOR MONITORING USE OF GRANT FUNDS INSIDE U.S. FINANCIAL AID AND SCHOLARSHIPS ARE BASED ON NEED AND MERIT FROM APPLICATIONS SUBMITTED BY STUDENTS. ONCE AWARDED, THE FUNDS ARE PLACED DIRECTLY ON THE STUDENT'S ACCOUNT TO OFFSET THE COST OF TUITION AND FEES. X X 1 1 X X X 0 0 0 0 0 0 0 0 0 DR ROBERT SUMMERBY-MURRAY PRESIDENT AND VICE-CHANCELLOR 274056 0 0 0 0 0 43002 0 17737 0 334795 0 0 0 DR STEVEN SMITH ACTING DEAN OF SCI, AVP-THRU 12/21 181452 0 0 0 0 0 102518 0 4773 0 288743 0 0 0 DR HARJEET BHABRA DEAN OF SOBEY SCHOOL OF BUSINESS 207916 0 0 0 0 0 51928 0 7133 0 266977 0 0 0 DR MALCOLM BUTLER VP, ACADEMIC & RESEARCH 192904 0 0 0 0 0 64900 0 6376 0 264180 0 0 0 DR ESTHER ENNS ASSOC. VP, TEACHING & LEARNING 197835 0 0 0 0 0 53260 0 3937 0 255032 0 0 0 DR PAWAN LINGRAS PROFESSOR 189598 0 0 0 0 0 10956 0 3698 0 204252 0 0 0 DR J COLIN DODDS PROFESSOR 197516 0 0 0 0 0 0 0 4670 0 202186 0 0 0 MS ERIN SARGEANT GREENWOOD VP, ADVANCEMENT 184517 0 0 0 0 0 12297 0 5202 0 202016 0 0 0 DR NAJAH ATTIG GOVERNOR; ASSOCIATE PROFESSOR 184367 0 0 0 0 0 13085 0 4416 0 201868 0 0 0 MS DAWN JUTLA PROFESSOR 183567 0 0 0 0 0 13197 0 4454 0 201218 0 0 0 MS MICHELLE BENOIT VP, FINANCE & ADMIN 181360 0 0 0 0 0 12486 0 4760 0 198606 0 0 0 MR E KEVIN KELLOWAY RESEARCH CHAIR 171862 0 0 0 0 0 12876 0 4346 0 189084 0 0 0 DR LORI FRANCIS DEAN OF SCIENCE (ACTING) 157592 0 0 0 0 0 22620 0 3032 0 183244 0 0 0 DR ATHER AKBARI GOVERNOR; PROFESSOR - AS OF 9/2021 162711 0 0 0 0 0 10316 0 3482 0 176509 0 0 0 DR MARGARET MCKEE GOVERNOR; PROFESSOR 151550 0 0 0 0 0 8956 0 3023 0 163529 0 0 0 DR MARGARET MACDONALD FORMER KEY EMPLOYEE 106490 0 0 0 0 0 -19281 0 3630 0 90839 0 0 0 SCHEDULE J, PART I, LINE 1A FIRST-CLASS OR CHARTER TRAVEL FIRST-CLASS TRAVEL IS PROVIDED FOR CERTAIN SENIOR EXECUTIVE(S) AS PER EMPLOYMENT AGREEMENTS FOR LONG-DISTANCE TRAVEL UNDER CERTAIN CIRCUMSTANCES. SCHEDULE J, PART I, LINE 1A TRAVEL FOR COMPANIONS TRAVEL FOR COMPANIONS IS PROVIDED FOR CERTAIN SENIOR EXECUTIVE(S) AS PER EMPLOYMENT AGREEMENTS FOR BUSINESS RELATED EVENTS (E.G. DONOR RELATIONS AND FUNDRAISING ACTIVITIES) WHERE A SPOUSE OR COMPANION IS REQUIRED DUE TO THE UNIVERSITY'S ROLE. SCHEDULE J, PART II, COLUMN C VESTED ADMINISTRATIVE LEAVES CERTAIN EMPLOYEES ARE ELIGIBLE PER THEIR EMPLOYMENT CONTRACTS TO VESTED ADMINISTRATIVE LEAVES. THIS FUTURE EMPLOYE BENEFIT IS ACCRUED EACH YEAR AND REPORTED IN COLUMN C. SCHEDULE J, PART II, COLUMN C RETIREMENT AND OTHER DEFERRED COMPENSATION THE AMOUNT OF RETIREMENT AND OTHER DEFERRED COMPENSATION LISTED FOR DR. MARGARET MACDONALD WAS ADJUSTED TO REFLECT THE FAIR MARKET VALUE AS INDICATED IN THE RENEWAL OF HER CONTRACT. THIS ADJUSTMENT HAS RESULTED IN A NEGATIVE BALANCE FOR THIS FISCAL YEAR. X 428 FMV X 16 1116140 FMV X 1 1329600 NET SELLING PRICE X LYSOL WIPES 1 163212 FMV X INSURANCE 7 6309 FMV 0 1 1 PART I, COLUMN (B): METHOD USED SMU USES THE NUMBER OF CONTRIBUTIONS AS THE METHOD FOR DETERMINING THE AMOUNT IN COLUMN (B). PART I, LINE 32B: THIRD PARTIES TO PROCESS AND SELL NONCASH CONTRIBUTIONS: SMU WAS NAMED AS THE BENEFICIARY OF A TRUST CONSISTING OF REAL PROPERTY. THE ORGANIZATION CONSULTED TAX PROFESSIONALS AND LEGAL COUNSEL AND HIRED A REAL ESTATE AGENT TO RESPONSIBLY ACCEPT SUCH A GIFT. THESE THIRD PARTIES WERE ALSO CONSULTED AND/OR USED TO SELL THE REAL ESTATE. THE ORGANIZATION WILL USE THE PROCEEDS TO FURTHER THE ORGANIZATION'S CHARITABLE MISSION. FORM 990, PART VI, LINE 6 CONTRIBUTION SOLICITATIONS SMU IS A FOREIGN UNIVERSITY AND SOLICITS FINANCIAL SUPPORT FROM ITS WORLDWIDE ALUMNI, LARGELY IN CANADA BUT DOES INCLUDE SOLICITATIONS TO U.S. PERSONS AND U.S. ENTITIES. SMU OBTAINED U.S. TAX EXEMPT STATUS AS A FOREIGN 501(C)(3) EDUCATIONAL INSTITUTION. SMU RELIES ON THE FINANCIAL SUPPORT IT RECEIVES FROM ALUMNI AND ORGANIZATIONS TO ACHIEVE ITS MISSION OF OFFERING EDUCATION PROGRAMS, ENGAGE IN RESEARCH AND SERVE THE COMMUNITY. DUE TO SMU'S STATUS AS A FOREIGN 501(C)(3), U.S. PERSONS AND U.S. ENTITIES ARE NOTIFIED THAT THEIR DONATIONS TO SMU MAY NOT BE DEDUCTIBLE FOR U.S. TAX PURPOSES. FORM 990, PART VI, SECTION A, LINE 1A EXECUTIVE COMMITTEE THE EXECUTIVE COMMITTEE CAN ACT IN THE ABSENCE OF THE BOARD IF NECESSARY. THIS IS NOT TYPICALLY REQUIRED. FORM 990, PART VI, SECTION A, LINE 7A OTHER PERSONS WITH THE POWER TO ELECT OR APPOINT THE BOARD SEVERAL ORGANIZATIONS HAVE THE RIGHT TO APPOINT MEMBERS OF THE BOARD OF GOVERNORS: SMU STUDENT ASSOCIATION (4), SMU FACULTY UNION (6), NOVA SCOTIA PROVINCIAL GOVERNMENT (2), SMU ALUMNI ASSOCIATION (6), AND ROMAN CATHOLIC EPISCOPAL CORP (3). FORM 990, PART VI, SECTION B, LINE 11B FORM 990 REVIEW PROCESS THE FORM 990 IS REVIEWED BY THE SENIOR DIRECTOR OF FINANCIAL SERVICES AND THE VP, FINANCE & ADMINISTRATION AND DISTRIBUTED TO THE SECRETARY TO FACILITATE REVIEW WITH THE EXECUTIVE MANAGEMENT GROUP. THIS IS CONDUCTED BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY ALL OFFICERS, DIRECTORS, AND KEY EMPLOYEES ARE REQUIRED TO SIGN THE ORGANIZATION'S CONFLICT OF INTEREST POLICY. IN-HOUSE LEGAL COUNSEL REVIEWS ALL FORMS. ANY DISCLOSURES NOTED ARE BROUGHT TO THE ATTENTION OF THE AUDIT COMMITTEE TO REVIEW. FORM 990, PART VI, SECTION B, LINE 15 PROCESS FOR DETERMINING COMPENSATION INDEPENDENT ANALYSIS AND RESEARCH FOR APPROPRIATE COMPENSATION IS DONE BY A SEARCH FIRM. SUBSEQUENT APPROVAL IS GIVEN BY THE GOVERNING BOARD. FORM 990, PART VI, SECTION C, LINE 19 HOW DOCUMENTS ARE MADE AVAILABLE TO THE PUBLIC THE GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE POSTED ON SMU'S WEBSITE. FORM 990, PART XI, LINE 9: FOREIGN TRANSLATION ADJUSTMENT 1,470,984. BAD DEBT ALLOWANCE ADJUSTMENT 163,940.