2023-02-16T16:11:23-06:00 2022-06-30 135565207 KPMG LLP 500 W 5TH STREET SUITE 800 WINSTONSALEM NC 27101 990 2021-07-01 135643799 DUCKS UNLIMITED INC DUCK 9017583825 1 WATERFOWL WAY MEMPHIS TN 38120 DARIN BLUNCK CHIEF FINANCIAL OFFICER 9017583825 2023-02-06 1 DARIN BLUNCK 999009999 BRIAN KEARNS P02061479 3362753394 2023-02-03 3 AAL1 IAL1 2021 2023-03-07 01:45:13Z DARIN BLUNCK 1 WATERFOWL WAY MEMPHIS TN 38120 354542065 0 X WWW.DUCKS.ORG X 1937 DC DUCKS UNLIMITED, INC. CONSERVES, RESTORES, AND MANAGES WETLANDS AND ASSOCIATED HABITATS FOR NORTH AMERICA'S WATERFOWL. THESE HABITATS ALSO BENEFIT OTHER WILDLIFE AND PEOPLE. 65 64 700 39000 2776272 0 188533409 316506579 17135996 11764214 4876284 5331095 4782646 5852742 215328335 339454630 14280783 17177961 0 0 68310809 73304124 165802 318000 36550920 137681956 165736452 220439350 256536537 -5111015 82918093 236671285 315330252 66848148 74006718 169823137 241323534 X DUCKS UNLIMITED, INC. CONSERVES, RESTORES, AND MANAGES WETLANDS AND ASSOCIATED HABITATS FOR NORTH AMERICA'S WATERFOWL. THESE HABITATS ALSO BENEFIT OTHER WILDLIFE AND PEOPLE. 0 0 179885086 17177961 12414214 DUCKS UNLIMITED SUPPORTS THE LIFE CYCLE OF WATERFOWL IN NORTH AMERICA BY DEVELOPING, PRESERVING, RESTORING AND MAINTAINING WATERFOWL HABITATS. DIRECT ALLOCATIONS ARE MADE TO AFFILIATED ORGANIZATIONS - DUCKS UNLIMITED CANADA ($15,767,941) AND DUCKS UNLIMITED MEXICO ($1,410,020). 22557792 EDUCATING THE PUBLIC ABOUT WETLANDS AND WATERFOWL MANAGEMENT IS A CRITICAL COMPONENT OF SUSTAINING THE LIFE CYCLE NEEDS OF MIGRATORY WATERFOWL. ACTIVITIES INCLUDE WETLANDS DEMONSTRATIONS, EDUCATIONAL LITERATURE, INTERPRETIVE CENTER, YOUTH PROGRAMS, AND OUTDOOR CONSERVATION EXHIBITS. 3702067 DUCKS UNLIMITED PROVIDES MEMBER SERVICES TO APPROXIMATELY 644,000 TOTAL MEMBERS (INCLUDING GREENWINGS) THROUGH EDUCATIONAL MEMBERSHIP MATERIALS, DUCKS UNLIMITED MAGAZINE, CONSERVATION BROCHURES, AND EDUCATIONAL COMPONENTS OF FUNDRAISING EVENTS. 3994366 DUCKS UNLIMITED MAINTAINS A PUBLIC POLICY PRESENCE IN WASHINGTON, DC BECAUSE OF THE CRITICAL IMPORTANCE OF PUBLIC POLICY TO MAINTAINING WETLANDS AND ECOSYSTEMS THAT SUPPORT MIGRATORY WATERFOWL. 3994366 210139311 1 1 0 1 0 0 0 1 1 1 1 0 0 0 1 1 0 1 0 1 1 1 0 1 0 0 0 0 0 1 0 0 0 0 0 0 1 0 1 0 0 0 1 1 1 1 0 0 1 733 0 1 700 1 1 1 0 0 0 0 1 1 0 0 0 1 0 0 0 X 65 64 1 0 1 0 1 1 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 AL AK AR CA FL GA HI IL KS KY MA MD MI MN MS NC ND NH NJ NM NY OK OR PA RI SC TN UT VA WI WV X X DARIN BLUNCK 9017583825 1 WATERFOWL WAY MEMPHIS TN 38120 ADAM PUTNAM CHIEF EXECUTIVE OFFICER 40.00 6.00 X X 480795 0 57508 ROGERS HOYT JR CHAIRMAN OF THE BOARD 5.00 6.00 X X 0 0 0 DOUG SCHOENROCK PRESIDENT 10.00 6.00 X X 0 0 0 CHUCK SMITH FIRST VICE PRESIDENT 10.00 6.00 X X 0 0 0 REX SCHULZ SECRETARY 5.00 1.00 X X 0 0 0 WENDELL W WEAKLEY TREASURER 5.00 1.00 X X 0 0 0 STEVE MARITZ PRESIDENT, WETLANDS AMERICA TRUST, INC. 5.00 10.00 X 0 0 0 TOM ENOS SENIOR VICE PRESIDENT, REGION 1 5.00 1.00 X 0 0 0 CLAY ROGERS SENIOR VICE PRESIDENT, REGION 2 5.00 1.00 X 0 0 0 BOB SPOERL SENIOR VICE PRESIDENT, REGION 3 5.00 1.00 X 0 0 0 RONAL ROBERSON SENIOR VICE PRESIDENT, REGION 4 5.00 1.00 X 0 0 0 GALEN L JOHNSON SENIOR VICE PRESIDENT, REGION 5 5.00 1.00 X 0 0 0 PETER T MACGAFFIN SENIOR VICE PRESIDENT, REGION 6 5.00 1.00 X 0 0 0 JULIAN T OTTLEY SENIOR VICE PRESIDENT, REGION 7 5.00 1.00 X 0 0 0 ROBERT J GOKEY SENIOR VICE PRESIDENT, REGION 8 5.00 1.00 X 0 0 0 CHRISTINE THOMAS SENIOR VICE PRESIDENT, CONSERVATION PROGRAMS 5.00 1.00 X 0 0 0 HAROLD CANNON JR SENIOR VICE PRESIDENT, YOUTH & EDUCATION 5.00 1.00 X 0 0 0 JOE MAZON SENIOR VICE PRESIDENT, DEVELOPMENT 5.00 6.00 X 0 0 0 ROBERT S HESTER SENIOR VICE PRESIDENT, STRATEGIC PLANNING 5.00 1.00 X 0 0 0 JIM TALBERT SENIOR VICE PRESIDENT, EVENT AND VOLUNTEER MANAGEM 5.00 1.00 X 0 0 0 TOM JERNIGAN SENIOR VICE PRESIDENT, CORPORATE RELATIONS 5.00 1.00 X 0 0 0 SCOTT STAMERJOHN SENIOR VICE PRESIDENT, MARKETING/COMMUNICATIONS 5.00 1.00 X 0 0 0 KATHY CHRISTIAN SENIOR VICE PRESIDENT, MEMBERSHIP 5.00 1.00 X 0 0 0 AL MONTNA SENIOR VICE PRESIDENT, PUBLIC POLICY 5.00 1.00 X 0 0 0 GARY SALMON SENIOR VICE PRESIDENT, TECHNOLOGY 5.00 1.00 X 0 0 0 JAMES GIBSON JR SENIOR VICE PRESIDENT, RISK MANAGEMENT 5.00 1.00 X 0 0 0 EDWARD MAY REGIONAL VICE PRESIDENT, REGION 1 5.00 1.00 X 0 0 0 JAN YOUNG REGIONAL VICE PRESIDENT, REGION 1 5.00 1.00 X 0 0 0 MARK SCHELEGEL REGIONAL VICE PRESIDENT, REGION 2 5.00 1.00 X 0 0 0 STEVE CHRISTIAN REGIONAL VICE PRESIDENT, REGION 2 5.00 1.00 X 0 0 0 RUTH HOEFS REGIONAL VICE PRESIDENT, REGION 3 5.00 1.00 X 0 0 0 NELS SWENSON REGIONAL VICE PRESIDENT, REGION 3 5.00 1.00 X 0 0 0 KEN CARROLL REGIONAL VICE PRESIDENT, REGION 4 5.00 1.00 X 0 0 0 JAY OWEN REGIONAL VICE PRESIDENT, REGION 4 5.00 1.00 X 0 0 0 BRIAN GARRELS REGIONAL VICE PRESIDENT, REGION 5 5.00 1.00 X 0 0 0 TAMMI KIRCHER REGIONAL VICE PRESIDENT, REGION 5 5.00 1.00 X 0 0 0 WILLIAM J EBERT REGIONAL VICE PRESIDENT, REGION 6 5.00 1.00 X 0 0 0 JAMES E VACHRIS JR REGIONAL VICE PRESIDENT, REGION 6 5.00 1.00 X 0 0 0 MATT DUBNIK REGIONAL VICE PRESIDENT REGION 7 5.00 1.00 X 0 0 0 HENRY KIDD REGIONAL VICE PRESIDENT REGION 7 5.00 1.00 X 0 0 0 RICHARD GODFREY REGIONAL VICE PRESIDENT REGION 8 5.00 1.00 X 0 0 0 NICK MOSS REGIONAL VICE PRESIDENT REGION 8 5.00 1.00 X 0 0 0 PAUL R BONDERSON AT-LARGE MEMBER OF THE BOARD OF DIRECTORS 5.00 1.00 X 0 0 0 JARED BROWN AT-LARGE MEMBER OF THE BOARD OF DIRECTORS 5.00 1.00 X 0 0 0 GEORGE H DUNKLIN JR AT-LARGE MEMBER OF THE BOARD OF DIRECTORS 5.00 1.00 X 0 0 0 DOUGLAS D FREY AT-LARGE MEMBER OF THE BOARD OF DIRECTORS 5.00 1.00 X 0 0 0 JERRY HARRIS AT-LARGE MEMBER OF THE BOARD OF DIRECTORS 5.00 1.00 X 0 0 0 JEFF HEIDELBAUER AT-LARGE MEMBER OF THE BOARD OF DIRECTORS 5.00 1.00 X 0 0 0 LARRY JENSEN AT-LARGE MEMBER OF THE BOARD OF DIRECTORS 5.00 1.00 X 0 0 0 JAMES KONKEL AT-LARGE MEMBER OF THE BOARD OF DIRECTORS 5.00 1.00 X 0 0 0 NICK LICHENSTEIN AT-LARGE MEMBER OF THE BOARD OF DIRECTORS 5.00 1.00 X 0 0 0 CONNIE PARKER AT-LARGE MEMBER OF THE BOARD OF DIRECTORS 5.00 1.00 X 0 0 0 MAMIE PARKER AT-LARGE MEMBER OF THE BOARD OF DIRECTORS 5.00 1.00 X 0 0 0 SAM SMOLIK AT-LARGE MEMBER OF THE BOARD OF DIRECTORS 5.00 1.00 X 0 0 0 PEPPER SNYDER AT-LARGE MEMBER OF THE BOARD OF DIRECTORS 5.00 1.00 X 0 0 0 JOE STOUGH AT-LARGE MEMBER OF THE BOARD OF DIRECTORS 5.00 1.00 X 0 0 0 JAY TAYLOR AT-LARGE MEMBER OF THE BOARD OF DIRECTORS 5.00 1.00 X 0 0 0 JON WILLS AT-LARGE MEMBER OF THE BOARD OF DIRECTORS 5.00 1.00 X 0 0 0 ELLEN WEHR AT-LARGE MEMBER OF THE BOARD OF DIRECTORS 5.00 1.00 X 0 0 0 MIKE WOODWARD AT-LARGE MEMBER OF THE BOARD OF DIRECTORS 5.00 1.00 X 0 0 0 DAVID BLOM DUCKS UNLIMITED CANADA 5.00 1.00 X 0 0 0 ROGER D'ESCHAMBAULT DUCKS UNLIMITED CANADA 5.00 1.00 X 0 0 0 KEVIN HARRIS DUCKS UNLIMITED CANADA 5.00 1.00 X 0 0 0 WILLAM C ANSELL DUMAC 5.00 6.00 X 0 0 0 JOHN TOMKE DUMAC 5.00 6.00 X 0 0 0 DANIEL THIEL EXECUTIVE SECRETARY 20.00 21.00 X 320716 0 55625 DARIN BLUNCK CHIEF FINANCIAL OFFICER & ASST. TREASURER 40.00 1.00 X 275550 0 55082 DAVID MARRONE GENERAL COUNSEL & ASST. SECRETARY 40.00 1.00 X 234089 0 48598 ELIZABETH BOLFING NATL DIR OF FINANCE & ASST. TREASURER 40.00 1.00 X 193540 0 32967 E NICHOLS WILEY CHIEF OPERATING OFFICER 40.00 1.00 X 392161 0 53087 AMY BATSON CHIEF FUNDRAISING OFFICER 40.00 1.00 X 314704 0 46459 KAREN WALDROP CHIEF CONSERVATION OFFICER 40.00 1.00 X 298687 0 44943 ZACHARY HARTMAN CHIEF POLICY OFFICER 40.00 1.00 X 277229 0 48063 DOUG BARNES CHIEF BRAND OFFICER 40.00 1.00 X 263627 0 46544 DAVID SCHUESSLER NATIONAL DIRECTOR OF EVENT FUNDRAISING 40.00 1.00 X 244534 0 53857 RICHARD SMITH NATIONAL DIRECTOR OF DEVELOPMENT 40.00 1.00 X 244207 0 52108 ADAM WEBSTER NATIONAL DIRECTOR OF FUNDRAISING OPERATIONS 40.00 1.00 X 241381 0 52640 3781220 0 647481 160 0 1 0 GATEWAY PACIFIC CONTRACTORS INC 8055 FREEPORT BLVD SACRAMENTO CA 95832 HABITAT RESTORATION 7891655 CARTER'S CONTRACTING SERVICES INC 23263 HARMONY CHURCH ROAD ANDALUSIA AL 36421 HABITAT RESTORATION 5004370 MALOUF CONSTRUCTION LLC PO BOX 1177 GREENWOOD MS 38935 HABITAT RESTORATION 3214523 PATRIOT CONSTRUCTION AND INDUSTRIAL 1026 TOBY MOUTON ROAD DUSON LA 70529 HABITAT RESTORATION 2543177 COASTAL DESIGN AND CONSTRUCTION INC 6364 ALLMONDSVILLE ROAD GLOUCESTER VA 23061 HABITAT RESTORATION 2385617 143 49047 21472045 54481829 106170521 134333137 11818257 316506579 CONTRACT FEES 541900 11764214 11764214 11764214 1802856 1802856 2426470 2426470 18556383 59291 15076251 11184 3480132 48107 3528239 3528239 ADVERTISING 511120 2776272 2776272 INSURANCE PROCEEDS 900099 650000 650000 3426272 339454630 12414214 2776272 7757565 17177961 17177961 4284001 985680 2066046 1232275 54908148 36524552 4333687 14049909 3082916 1596723 257913 1228280 7026067 4702711 390861 1932495 4002992 2764446 237055 1001491 235710 138912 38114 58684 390050 390050 140063 140063 318000 318000 4270187 2877290 365211 1027686 2279500 498656 42426 1738418 2683305 1569894 574144 539267 4612354 2898070 189744 1524540 1730137 1323757 136667 269713 5171998 2463410 48625 2659963 379707 370102 9605 3919559 3054116 672645 192798 1058478 655105 87991 315382 HABITAT DEVELOPMENT 124819618 124819618 PRINTING AND PUBLICATIO 4713961 3235047 -9011 1487925 PREMIUMS 4668778 579 3099 4665100 POSTAGE AND SHIPPING 4663047 2342619 11434 2308994 256536537 210139311 9846306 36550920 X 24269886 10871940 0 13397946 2022365 4292085 56138911 46771005 66589162 147252714 71798481 69236778 6827621 8547605 4565421 3670303 55489960 38306766 15325771 17183194 12050632 13333412 250001 1352921 4793155 236671285 315330252 15500589 25009623 35089074 33036707 756309 748310 15502176 15212078 66848148 74006718 X 42836247 44301000 126986890 197022534 169823137 241323534 236671285 315330252 X 82918093 -13526567 2108871 X 0 1 X 1 1 1 X 179009835 185854156 169711324 186901439 316506578 1037983332 179009835 185854156 169711324 186901439 316506578 1037983332 89556808 948426524 3129105 3710121 3497014 4038560 4229326 18604126 742 2178 171 599 3690 1056591148 12414214 0.89760 0.93260 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER - 2017 AMOUNT: $ 742. 2018 AMOUNT: $ 2,178. 2019 AMOUNT: $ 171. 2020 AMOUNT: $ 599. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 1 67990 1 120142 1 44193 1 567829 1 129 0 800283 0 PART II-B, LINE 1: DUCKS UNLIMITED MAINTAINS A PUBLIC POLICY PRESENCE IN WASHINGTON, DC BECAUSE OF THE CRITICAL IMPORTANCE OF PUBLIC POLICY TO MAINTAINING WETLANDS AND ECOSYSTEMS THAT SUPPORT MIGRATORY WATERFOWL. DUCKS UNLIMITED (DU) WORKS TO EDUCATE THE PUBLIC, DU'S MEMBERS, AND VOLUNTEERS AND OFFICIALS AT VARIOUS LEVELS OF GOVERNMENT REGARDING THE POTENTIAL IMPACT OF LEGISLATION ON WETLANDS, WATER AND WILDLIFE. ON OCCASION, DU ALSO MAKES GRANTS TO OTHER ORGANIZATIONS WHO ARE ENGAGED IN SIMILAR LOBBYING/EDUCATIONAL EFFORTS. DUCKS UNLIMITED, INC. DOES NOT PARTICIPATE IN OR INTERVENE IN ANY POLITICAL CAMPAIGN ON BEHALF OF OR IN OPPOSITION TO ANY CANDIDATE AND IT IS AGAINST DUCKS UNLIMITED, INC. POLICY TO DO SO. 1300 446054 1703690 X X X UTILIZED IN THE EVENT SYSTEM 0 0 1 X 71958559 -2940870 -7395360 375626 61246703 55993163 3790072 16674363 4499039 71958559 56805629 1739696 1365502 3917664 55993163 54462885 1595094 4849307 4101657 56805629 47718695 5367133 3999551 2622494 54462885 0.23690 0.59670 0.16640 0 1 1 6295106 6295106 13071704 9751590 3320114 14750355 10547470 4202885 21372795 18007706 3365089 17183194 0 CHARITABLE GIFT ANNUITY RESERVE 983469 COMPENSATION AND RELATED ACCRUALS 11169266 ACCRUED POSTRETIREMENT BENEFIT 1428076 STRAIGHT-LINE RENT 208503 DEFERRED COMPENSATION 1146829 CHARITABLE REMAINDER TRUST 25935 PROGRAM RELATED INVESTMENT COMMITMENT 250000 15212078 X PART III, LINE 4: WORKS OF ART AND OTHER SIMILAR ASSETS ARE HELD ON DISPLAY AT DUCKS UNLIMITED OFFICES FOR THE EDUCATION OF MEMBERS, VOLUNTEERS, AND THE GENERAL PUBLIC OF THE CRITICAL NEED FOR WETLANDS AND ASSOCIATED UPLANDS HABITAT RESTORATION. PART IV, LINE 2B: DUCKS UNLIMITED, INC. HAS TWO ARRANGEMENTS IN WHICH THE ORGANIZATION HOLDS AND MANAGES ENDOWMENT FUNDS FOR THE BENEFIT OF THE U.S. FISH AND WILDLIFE SERVICE (USFWS). IN THE FIRST ARRANGEMENT, DU INVESTS AND MANAGES THE MONEY FOR THE PURPOSE OF GENERATING INCOME AND PROVIDING PERIODIC PAYMENTS OF EARNINGS DIRECTLY TO USFWS FOR LAND MANAGEMENT ON HABITAT LANDS, SPECIFICALLY LAND AT THE MODOC NATIONAL WILDLIFE REFUGE. AT 6/30/2022, A LIABILITY OF $130,361 WAS ON DU'S BOOKS FOR THIS OBLIGATION. IN THE SECOND ARRANGEMENT, DU AND THE USFWS HAVE A COOPERATIVE AGREEMENT IN WHICH AN ENDOWMENT HAS BEEN ESTABLISHED FOR THE PERPETUAL MANAGEMENT OF LAND IN THE SOUTH BAY REFUGE IN CALIFORNIA. DU IS REQUIRED TO MAINTAIN THE FUNDS IN AN INTEREST-BEARING ACCOUNT AND TO DISBURSE THEM FOR APPROVED ACTIVITIES. AT 6/30/2022, A LIABILITY OF $617,949 WAS ON DU'S BOOKS FOR THIS OBLIGATION. PART V, LINE 4: THE CURRENT FUND BALANCES SUPPORT PROGRAM WORK IN MONITORING EASEMENTS, LAND ACQUISITIONS, WETLANDS RESTORATION AND RESEARCH. DUCKS UNLIMITED, INC. WILL WORK WITH PROSPECTIVE DONORS ON THE TERMS AND CONDITIONS OF OTHER ENDOWMENT FUNDS, INCLUDING NAMED FUNDS, PROVIDED THEY SUPPORT APPROPRIATE CONSERVATION, PUBLIC POLICY, OR RESEARCH ACTIVITIES. IN FY22, $4,499,854 OF BOARD DESIGNATED ENDOWMENTS WERE RECHARACTERIZED AS A TEMPORARILY RESTRICTED NET ASSET CAUSING THE NET CONTRIBUTIONS FOR THE YEAR ON PART V, LINE 1B TO BE NEGATIVE. PART X, LINE 2: DUCKS UNLIMITED, INC. (DUI) AND WETLANDS AMERICA TRUST, INC. (WAT) ARE RECOGNIZED AS ORGANIZATIONS EXEMPT FROM FEDERAL INCOME TAX UNDER 501(A) AS ENTITIES DESCRIBED IN SECTION 501(C)(3) OF THE U.S. INTERNAL REVENUE CODE, EXCEPT FOR TAXES ON INCOME FROM ACTIVITIES UNRELATED TO ITS EXEMPT PURPOSES. THE ORGANIZATION DOES NOT HAVE ANY MATERIAL UNRECOGNIZED TAX POSITIONS THAT SHOULD BE RECOGNIZED IN THE FINANCIAL STATEMENTS FOR 2022 OR 2021. 1 NORTH AMERICA 0 1 GRANTMAKING CONSERVATION 17177961 0 1 0 0 0 1 17177961 0 17177961 NORTH AMERICA CONSERVATION 15767941 WIRE 0 NORTH AMERICA CONSERVATION 1410020 WIRE 0 2 0 0 0 0 0 0 PART I, LINE 2: DUCKS UNLIMITED CANADA (DUC) AND DUCKS UNLIMITED MEXICO (DUMAC) ARE AFFILIATE ORGANIZATIONS OF DUCKS UNLIMITED, INC. (DUI). AS SUCH, THERE ARE BOARD MEMBERS OF EACH OF THESE ORGANIZATIONS THAT ARE ALSO STAFF AND BOARD MEMBERS OF DUI. MONITORING IS ACCOMPLISHED THROUGH PARTICIPATION IN BOARD MEETINGS AND DETAILED REPORTING OF FINANCIAL RESULTS, WHICH INCLUDES USES OF GRANTS. PART I, LINE 3: THE METHOD USED FOR ACCOUNTING FOR EXPENDITURES AND CASH GRANTS ON THE ORGANIZATION'S FINANCIAL STATEMENTS IS THE ACCRUAL METHOD. PART III ACCOUNTING METHOD: X X X X X X X 1 JAMES R MOORE PO BOX 389 TULSA OK 74101 FUNDRAISING COUNSEL 0 3360738 318000 3042738 3360738 318000 3042738 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VA VT WA WV WI WY X X X X 0 0 0 1 0 1 0 0 0 ADAM PUTNAM CHIEF EXECUTIVE OFFICER 339805 0 140000 0 990 0 32960 0 24548 0 538303 0 0 0 E NICHOLS WILEY CHIEF OPERATING OFFICER 275230 0 112575 0 4356 0 27539 0 25548 0 445248 0 0 0 DANIEL THIEL EXECUTIVE SECRETARY 251062 0 65298 0 4356 0 32744 0 22881 0 376341 0 0 0 AMY BATSON CHIEF FUNDRAISING OFFICER 249906 0 63280 0 1518 0 30443 0 16016 0 361163 0 0 0 KAREN WALDROP CHIEF CONSERVATION OFFICER 222233 0 63990 0 12464 0 26699 0 18244 0 343630 0 0 0 DARIN BLUNCK CHIEF FINANCIAL OFFICER & ASST. TREA 217247 0 56880 0 1423 0 31851 0 23231 0 330632 0 0 0 ZACHARY HARTMAN CHIEF POLICY OFFICER 219730 0 56880 0 619 0 27315 0 20748 0 325292 0 0 0 DOUG BARNES CHIEF BRAND OFFICER 203013 0 56880 0 3734 0 26758 0 19786 0 310171 0 0 0 DAVID SCHUESSLER NATIONAL DIRECTOR OF EVENT FUNDRAISI 206214 0 36982 0 1338 0 31870 0 21987 0 298391 0 0 0 RICHARD SMITH NATIONAL DIRECTOR OF DEVELOPMENT 205107 0 36626 0 2474 0 31071 0 21037 0 296315 0 0 0 ADAM WEBSTER NATIONAL DIRECTOR OF FUNDRAISING OPE 202674 0 36259 0 2448 0 31292 0 21348 0 294021 0 0 0 DAVID MARRONE GENERAL COUNSEL & ASST. SECRETARY 197204 0 35629 0 1256 0 29518 0 19080 0 282687 0 0 0 ELIZABETH BOLFING NATL DIR OF FINANCE & ASST. TREASURE 140146 0 32766 0 20628 0 17367 0 15600 0 226507 0 0 0 PART I, LINE 5 ALL PERMANENT EMPLOYEES PARTICIPATE IN A VARIABLE COMPENSATION PLAN THAT IS BASED ON MEETING BUDGETED GOALS FOR REVENUE, INCOME, EXPENSE EFFICIENCY, MEMBERSHIP AND ACRES PROTECTED. PART I, LINE 6 ALL PERMANENT EMPLOYEES PARTICIPATE IN A VARIABLE COMPENSATION PLAN THAT IS BASED ON MEETING BUDGETED GOALS FOR REVENUE, INCOME, EXPENSE EFFICIENCY, MEMBERSHIP AND ACRES PROTECTED. KATHERINE BURKE FAMILY MEMBER 55232 COMPENSATION 0 PART IV KATHERINE BURKE IS A DU EMPLOYEE WHO RECEIVED MORE THAN $10,000 IN COMPENSATION. SHE IS THE DAUGHTER OF RONAL ROBERSON, A BOARD MEMBER. SHE IS THE MANAGER OF THE WATERFOWLING HERITAGE CENTER. X 14 25040 FMV X 72 7009033 FMV X 3 4750000 APPRAISAL X 1 1300 FMV X 1 3030 FMV X MATERIALS 3 25855 FMV X COMPUTER 1 4000 FMV 3 0 1 1 PART I, LINE 32B: DUCKS UNLIMITED, INC. UTILIZES THE SERVICES OF A BROKERAGE FIRM TO PROCESS & LIQUIDATE GIFTS OF MARKETABLE SECURITIES. DUCKS UNLIMITED, INC. UTILIZES A THIRD PARTY SERVICE PROVIDER TO PROCESS & LIQUIDATE GIFTS OF DONATED VEHICLES. PART IV, LINE 14A DUI HAS AN EMPLOYEE RESIDING IN CANADA THAT IS ASSISTING WITH THE ORGANIZATION'S IT CONVERSION. FORM 990, PART VI, SECTION A, LINE 2 KATHY AND STEVE CHRISTIAN ARE HUSBAND AND WIFE, AND BOTH SERVE ON BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 4 THE ARTICLES OF INCORPORATION WERE UPDATED TO ALLOW FOR THE ARTICLES TO BE AMENDED BY AN AFFIRMATIVE VOTE OF SEVENTY PERCENT OF THE MEMBERS OF THE BOARD OF DIRECTORS. ADDITIONALLY, THE TYPE OF 501(C)(3) THAT CAN RECEIVE THE CORPORATION'S ASSETS UPON DISSOLUTION WAS NARROWED TO ONLY INCLUDE ORGANIZATIONS WITH A SIMILAR PURPOSE. THE CORPORATION'S BY-LAWS WERE UPDATED TO CLARIFY THE AUDIT COMMITTEE RESPONSIBILITIES AND MEETING REQUIREMENTS. FORM 990, PART VI, SECTION A, LINE 6 THE COUNCIL OF STATE TRUSTEES AND NATIONAL DELEGATES ARE MEMBERS OF DUCKS UNLIMITED, INC. (DUI). FORM 990, PART VI, SECTION A, LINE 7A DUCKS UNLIMITED, INC. (DUI) HAS A BOARD OF DIRECTORS AND OFFICERS THAT ARE ELECTED BY A BODY OF MEMBERS OF DUI. THE OFFICERS OF DUI, OTHER THAN THE CHIEF EXECUTIVE OFFICER AND EXECUTIVE SECRETARY, SHALL BE ELECTED FROM THE MEMBERS OF DUI. ONLY THOSE INDIVIDUALS THAT ARE CURRENT MEMBERS OF DUI SHALL BE ELIGIBLE TO SERVE AS AN OFFICER. THE AFFAIRS OF DUI ARE MANAGED BY ITS BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B A COPY OF THE 990 IS DISTRIBUTED TO A COMMITTEE OF THE BOARD, THE PERSONNEL POLICY COMMITTEE. ONCE APPROVED BY THE PERSONNEL POLICY COMMITTEE, THE 990 IS DISTRIBUTED TO THE FULL BOARD FOR APPROVAL. THE FULL BOARD WILL APPROVE BY A SIMPLE MAJORITY BEFORE THE 990 IS FILED. FORM 990, PART VI, SECTION B, LINE 12C EMPLOYEE COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY IS REGULARLY AND CONSISTENTLY MONITORED VIA AN ANNUAL CONFLICT OF INTEREST SURVEY. ALL EMPLOYEES ARE REQUIRED TO DISCLOSE POTENTIAL CONFLICTS TO AN INDEPENDENT PARTY (DIRECTOR FINANCIAL REPORTING AND AUDIT). IF A CONFLICT IS NOTED DURING THIS PROCESS, IT IS RESOLVED THROUGH DISCUSSIONS WITH UPPER MANAGEMENT, HUMAN RESOURCES, THE EMPLOYEE, HIS/HER DIRECT SUPERVISOR AND THE DIRECTOR OF FINANCIAL REPORTING AND AUDIT. BOARD MEMBERS AND COMMITTEE MEMBERS ARE REQUIRED TO PRESENT ANNUALLY ANY POSSIBLE CONFLICTS OF INTEREST TO THE BOARD OF GOVERNANCE COMMITTEE FOR RESOLUTION PER THE CONFLICTS OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 DUCKS UNLIMITED USES AN INDEPENDENT CONSULTANT TO ESTABLISH AND BENCHMARK COMPENSATION FOR EMPLOYEES OF THE ORGANIZATION. THE PERSONNEL POLICY COMMITTEE MAKES RECOMMENDATIONS TO THE BOARD OF DIRECTORS REGARDING SALARY AND BENEFITS. FORM 990, PART VI, SECTION C, LINE 19 DUCKS UNLIMITED MAKES ITS CONSOLIDATED FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, AND CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC ON ITS WEBSITE (DUCKS.ORG). FORM 990, PART XI, LINE 9: OTHER PENSION AND POST-RETIREMENT BENEFIT LIABILITY ADJUSTMENTS 2,108,871. DUCKS UNLIMITED LANDS LLC 1 WATERFOWL WAY MEMPHIS TN 38120 135643799 CONSERVATION TN 4748325 4743342 DUI WETLANDS AMERICA TRUST INC 1 WATERFOWL WAY MEMPHIS TN 38120 363330394 CONSERVATION DC 501(C)(3) LINE 12A, I DUI 1 DUCKS UNLIMITED GROUP RETURN 1 WATERFOWL WAY MEMPHIS TN 38120 912009004 CONSERVATION DC 501(C)(3) LINE 7 DUI 1 CHARITABLE REMAINDER TRUSTS (1) INVESTMENT TN DUI 1 0 1 1 1 0 0 0 0 0 0 0 1 1 1 1 0 0 0 0 DUCKS UNLIMITED INC GROUP RETURN C 54116725 FMV WETLANDS AMERICA TRUST INC D 84065591 FMV WETLANDS AMERICA TRUST INC C 365104 FMV WETLANDS AMERICA TRUST INC L 731167 FMV