2022-12-31T10:41:40-07:00 2022-06-30 990 2021-07-01 160743900 ALFRED UNIVERSITY ALFR 6078712966 ONE SAXON DRIVE ALFRED NY 14802 Giovina Lloyd VP for Business & Finance 6078712966 2022-12-31 1 11 1 AAL2 2021 2023-03-07 01:45:13Z Mark Zupan One Saxon Drive Alfred NY 14802 163770555 0 X www.alfred.edu X 1857 NY The mission of Alfred University is to provide excellent quality and enduring value through academic and co-curricular programming that is both intellectually challenging and practically relevant. We are culturally diverse and student-centered, and aim to serve an ever-changing student population. We seek students with the aspiration and dedication to do well for themselves and for their greater communities. Thus, we prepare our students with the knowledge, skills and life-habits that will enable them to succeed, and to live lives of continuous personal growth and service to others. These outcomes are achieved through a commitment, by the entire AU community, to teaching and research, the pursuit of scientific and technical expertise, artistic creativity, and humanistic learning. 37 37 1575 0 0 7515 40128378 35868317 68883408 65208120 4404628 19722833 1480249 2173721 114896663 122972991 33295158 33285030 0 0 38775235 39542389 0 0 1203390 32715747 38663658 104786140 111491077 10110523 11481914 386336406 361589551 48534755 44252989 337801651 317336562 The mission of Alfred University is to provide excellent quality and enduring value through academic and co-curricular programming that is both intellectually challenging and practically relevant. We are culturally diverse and student-centered, and aim to serve an ever-changing student population. We seek students with the aspiration and dedication to do well for themselves and for their greater communities. Thus, we prepare our students with the knowledge, skills and life-habits that will enable them to succeed, and to live lives of continuous personal growth and service to others. These outcomes are achieved through a commitment, by the entire AU community, to teaching and research, the pursuit of scientific and technical expertise, artistic creativity, and humanistic learning. 0 0 98645255 33285030 67381843 HIGHER EDUCATION: ALFRED UNIVERSITY IS A COEDUCATIONAL INSTITUTION COMPRISED OF THE PRIVATELY ENDOWED COLLEGES OF LIBERAL ARTS AND SCIENCES, ENGINEERING AND BUSINESS, AND THE SCHOOL OF GRADUATE AND CONTINUING STUDIES, AS WELL AS TWO STATUTORY UNITS - THE SCHOOL OF ART AND DESIGN AND SELECTED PROGRAMS WITHIN THE SCHOOL OF ENGINEERING. WE OFFER BOTH UNDERGRADUATE AND GRADUATE DEGREES ALONG WITH UNDERGRADUATE AND GRADUATE RESEARCH OPPORTUNITIES TO APPROXIMATELY 2,000 STUDENTS. 0 0 0 98645255 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 0 0 1 1 0 1 0 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 320 0 1 1575 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 37 37 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X Amanda Azzi 6078712128 ONE SAXON DRIVE ALFRED NY 14802 Mark Zupan President 50 0 X 443051 0 37450 Gabrielle G Gaustad Dean, School of Engineering 50 0 X 234611 0 37133 Scott Misture Professor, School of Engineering 50 0 X 224947 0 41803 Giovina Lloyd VP Business/Finance & CFO 50 0.20 X 225995 0 20537 Elizabeth Dobie Vice President & Provost 50 0.20 X 220244 0 24220 Jason Amore VP for Advancement 50 0 X 175914 0 17767 Jonathan Kent VP of Enrollment Management 50 0 X 170084 0 22659 Lauren Lake Dean, School of Art & Design 50 0 X 149571 0 32252 Mary McAllister Secretary 40 0.20 X 72650 0 5325 Gregory R Connors Chair 1.5 0.2 X X 0 0 0 Carolyn S Clark Vice Chair 1.5 0.20 X X 0 0 0 AN Sreeram Trustee 1.5 0.20 X 0 0 0 Bryan Hill Trustee 1.5 0.20 X 0 0 0 Charles P Joyce Trustee 1.5 0.20 X 0 0 0 Cheryl R Blanchard Trustee 1.5 0.20 X 0 0 0 Christine E Heckle Trustee 1.5 0.20 X 0 0 0 Craig J Peretz Trustee 1.5 0.20 X 0 0 0 Dennis Kessler Trustee 1.5 0.20 X 0 0 0 Eric M Bershad Trustee 1.5 0.20 X 0 0 0 Eric M Zuckerman Trustee 1.5 0.20 X 0 0 0 Frederick A George Trustee 1.5 0.20 X 0 0 0 Gene M Bernstein Trustee 1.5 0.20 X 0 0 0 James M Jordan Trustee 1.5 0.20 X 0 0 0 Jay L Haberland Trustee 1.5 0.20 X 0 0 0 Jeffery S Maurer Trustee 1.5 0.20 X 0 0 0 John A Edmond Trustee 1.5 0.20 X 0 0 0 Joseph Cesarano III Trustee 1.5 0.20 X 0 0 0 Kathleen A Richardson Trustee 1.5 0.20 X 0 0 0 Kevin H Livingston Trustee 1.5 0.20 X 0 0 0 Kristen M Klabin Trustee 1.5 0.20 X 0 0 0 Marlin Miller Jr Trustee 1.5 0.20 X 0 0 0 MaryJo Finocchiaro Trustee 1.5 0.20 X 0 0 0 Matthew Washington Trustee 1.5 0.20 X 0 0 0 Michael P Carey Trustee 1.5 0.20 X 0 0 0 Michele R Cohen Trustee 1.5 0.20 X 0 0 0 Neal Miller Trustee 1.5 0.20 X 0 0 0 Patricia St George Trustee 1.5 0.20 X 0 0 0 Richard Wuerthele Trustee 1.5 0.20 X 0 0 0 Robert S Cohen Trustee 1.5 0.20 X 0 0 0 Russell Cesari Trustee 1.5 0.20 X 0 0 0 Stephen K Heine Trustee 1.5 0.20 X 0 0 0 Terry A Michalske Trustee 1.5 0.20 X 0 0 0 Terry S Galanis Jr Trustee 1.5 0.20 X 0 0 0 Thomas R Hinman Trustee 1.5 0.20 X 0 0 0 William Giles Trustee 1.5 0.20 X 0 0 0 William Pullman Trustee 1.5 0.20 X 0 0 0 1917067 0 239146 32 0 1 0 AVI Foodsystems Inc 2590 Elm Road NE Warren OH 44483 Food Service Vendor 4188821 Center for Integrated Teacher Education 50 Court Street Suite 1111 Brooklyn NY 11201 Professional Services 2562179 Universal Builders 97 Depot Street Canisteo NY 14823 Contracted Services 1040840 Noodle Partners Inc 2 Third Street Troy NY 12180 Professional Services 757512 PRES Services LLC 95 Stark Street Tonawanda NY 14150 Contracted Services 754205 32 0 0 0 0 22898786 12969531 1815198 35868317 Tuition and Fees 611310 53028545 53028545 0 0 Auxiliary Services 611710 11978626 11978626 0 0 Educational Activities 611710 200949 200949 0 0 0 0 0 0 65208120 2877259 0 0 2877259 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 57643138 0 40797564 0 16845574 0 16845574 0 0 16845574 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Research 541712 533020 533020 0 0 Athletics & Equestrian 711210 352404 352404 0 0 Student Loan Interest 611710 205350 205350 0 0 1082947 1082947 0 0 2173721 122972991 67381841 0 19722833 32083892 32083892 1201138 1201138 1852402 0 1323752 528650 0 0 0 0 28321757 25092927 3107162 121668 1973281 1748317 216487 8477 5337552 4729043 585579 22930 2057397 1822843 225716 8838 0 0 0 0 117834 17965 99869 0 167676 4800 162876 0 60000 0 60000 0 0 0 264707 0 248732 15975 11059561 9267481 1766081 25999 93114 85700 6017 1397 3375995 2996886 228734 150375 1047707 1047707 0 0 0 0 0 0 2394999 2383615 11384 0 1657103 1317307 217172 122624 0 0 0 0 91947 71203 19976 768 388800 388800 0 0 0 0 0 0 8391369 7908019 408568 74782 674801 103803 567621 3377 Repairs & Maintenance 1177253 825304 261539 90410 Small Equipment 671750 468653 200432 2665 Indirect Costs 514451 514451 0 0 Awards & Honorariums 256089 250323 5666 100 6258502 4315078 1919069 24355 111491077 98645255 11642432 1203390 8890720 5442822 4500000 4000000 10241883 10240486 3214319 2284536 15845624 17211507 301095 293485 380383 317906 315718830 161156957 158482491 154561873 158592636 140460983 25887255 26775953 386336406 361589551 7660526 5515104 3819130 3606799 12992121 12126181 24062978 23004905 48534755 44252989 X 150917046 143125818 186884605 174210744 337801651 317336562 386336406 361589551 X 11481914 -34625777 0 0 0 2678774 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 60000 60000 0 Schedule C, Part II-B, Line 1 Alfred University contracts with a lobbying firm to lobby various federal agencies to facilitate the goals of Alfred University, mainly to obtain federal support of our research programs. 181447319 2671271 -14535887 3205827 4347308 0 162029568 136550309 2000643 49961569 2658963 4406239 0 181447319 138253806 4404421 790194 2365174 4532938 0 136550309 129318223 5329507 9106689 2037110 3463503 0 138253806 118618959 1681205 14438018 2042581 3377378 0 129318223 0.1 0.55 0.35 0 0 0 1122832 1122832 0 263944186 118311816 145632370 0 10284998 8077816 2207182 0 40039398 34767325 5272073 0 327416 0 327416 154561873 25537953 F 1238000 C 26775953 Post Retirement Benefit Obligation 17075945 Asset Retirement Obligation 3212100 Annuities Payable 2310096 US Government Grants Refundable 406764 23004905 Schedule D, Part V, Line 4 The long-term objective of the endowment is to maintain the purchasing power with the goal of providing a reasonable, predictive, stable, and sustainable level of income to support scholarship, academic instruction, infrastructure and current operations. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Schedule E, Part I, Line 3 Alfred University has their Discrimination, Harassment, and Sexual Misconduct policy posted on the Alfred University website at my.alfred.edu/student-policies Schedule E, Part I, Line 6 Alfred University received funding from a variety of sources. Some of these sources are governmental agencies providing funding for research projects, student financial aid or general operations. In addition, the New York State College of Ceramics at Alfred University is funded in part by the State of New York as is included in the Alfred University financial statements and reporting. Central America and the Caribbean 0 0 Program Services Study Abroad 22517 Europe (including Iceland and Greenland) 0 0 Program Services Programming, Research, and Study Abroad 70731 Middle East and North Africa 0 0 Program Services Conference Attendance, Recruitment 27855 0 0 121103 Scholarship Central America and the Caribbean 2 79076 Student Aid Scholarship East Asia and the Pacific 22 478432 Student Aid Scholarship Europe (including Iceland and Greenland) 2 32485 Student Aid Scholarship Middle East and North Africa 1 10500 Student Aid Scholarship North America (including Canada and Mexico, but not the United States) 5 83066 Student Aid Scholarship Russia and the newly independent States 4 114500 Student Aid Scholarship South America 1 25000 Student Aid Scholarship South Asia 6 138887 Student Aid Scholarship Sub-Saharan Africa 9 239192 Student Aid 1 0 1 1 1 0 1 Scholarships 1466 32083892 0 Schedule I, Part I, Line 2 Students receiving scholarships and fellowships are judged worthy by the institution's assessment on a basis of academic achievement, financial need, and other similar standards. X X X 1 1 X X X X 0 0 0 0 0 0 0 0 0 Mark Zupan President 424862 0 500 0 17689 0 20300 0 17150 0 480501 0 0 0 Elizabeth Dobie Vice President & Provost 217744 0 500 0 2000 0 19319 0 4901 0 244464 0 0 0 Giovina Lloyd VP Business/Finance & CFO 225495 0 500 0 0 0 20039 0 498 0 246532 0 0 0 Gabrielle G Gaustad Dean, School of Engineering 204615 0 500 0 29496 0 18836 0 18297 0 271744 0 0 0 Scott Misture Professor, School of Engineering 159707 0 0 0 65240 0 21881 0 19922 0 266750 0 0 0 Jason Amore Former VP for Advancement 116856 0 23000 0 36058 0 10096 0 7671 0 193681 0 0 0 Jonathan Kent VP of Enrollment Management 130546 0 500 0 39038 0 9520 0 13139 0 192743 0 0 0 Lauren Lake Dean, School of Art & Design 149071 0 500 0 0 0 12436 0 19816 0 181823 0 0 0 Schedule J, Part I, Line 1a The University requires the President to live in on-campus housing and provides a custodian to clean the facility. The University maintains a Country Club membership in the President's name for entertainment of donors. It is acceptable that the President's spouse or significant other may accompany him on University business trips/events. During these trips/events, the expense of the spouse or significant other will be paid by the University. A First Niagara Series 2015A Bonds 2015-07-30 8716483 Refinancing 0 0 0 A 4272990 0 8716483 0 8716483 0 0 1 0 1 1 A 0 0 0 0 0 0 0 A 0 0 0 0 0 0 0 0 0 X 44 1815198 Market Value 0 0 1 0 Form 990, Part VI, Section B, Line 11b Form 990 is prepared by the University's Controller and submitted for review to the University's independent auditors, President, Vice President for Business & Finance, and the Chair of the audit committee of the Board of Trustees, who has been delegated this responsibility by the Board of Trustees. The University also makes the draft form available to all board members for their review and comment. Form 990, Part VI, Section B, Line 12c The conflict of interest forms are completed annually by members of the Board and key employees. The disclosure responses are compiled by a third party and provided to the Secretary of the Corporation and the Director of Human Resources. The Secretary of the Corporation provides a copy of all completed disclosure statements to the chair person of the audit committee and ensures that the Board members with a stated conflict of interest abstains from any voting associated with the conflict and is not present for discussion on the matter. The Director of Human Resources provides a copy of potential conflicts of interest to the President who is responsible for determining the proper way to handle corporate decisions which involved unresolved employee conflicts of interest. Form 990, Part VI, Section B, Line 15 The Human resource committee of the Board of Trustees sets the salary for the President. They utilize many sources of comparative data including surveys and Form 990 filings from comparative universities to determine the appropriate compensation. Form 990, Part VI, Section C, Line 19 The University complies with all laws and regulations and provides photocopies of required documents upon request. Form 990, Part XI, Line 9 Post Retirement Benefit Changes Alfred University Housing Corporation One Saxon Drive Alfred NY 14802 166052251 Rental Housing for University Students NY 501 (c) (2) Alfred University 1 Saxon Inn Inc One Saxon Drive Alfred NY 14802 160960711 Provides Services/Sells Beverages NY 501 (c)(7) Alfred University 1 Alfred University Research Fdn Inc One Saxon Drive Alfred NY 14802 161063285 Auxiliary of reporting NY 501 (c)(3) Line 2 Alfred University 1 Foster Lake Inc One Saxon Drive Alfred NY 14802 161000109 Lake Access to Students NY Alfred University C 12500 104800 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 Alfred University Housing Corporation q 250000 Expense Reimbursement