2024-11-14T15:59:56-06:00 2023-12-31 132620561 CORNICK GARBER & SANDLER LLP 555 MADISON AVENUE 16TH FL NEW YORK NY 10022 990PF 2023-01-01 810894741 CHU FAMILY FOUNDATION CHUF 2125573900 CO CGS 555 MADISON AVE 16TH FLOO NEW YORK NY 10022 ARTHUR P CHU TRUSTEE 2125573900 2024-11-12 1 1 MICHELE ROSENBERG P01346138 2125573900 2024-11-12 2023 2024-10-15 13:58:12Z X 34794176 X 2469199 6385 6385 599086 599086 640028 681368 640028 1392196 1392196 5106894 2637695 0 0 0 15250 0 0 37456 37456 0 33729 29729 0 345788 345038 0 432223 412223 0 2668525 2668525 3100748 412223 2668525 2006146 2225472 331536 227649 227649 632081 2577626 2577626 2251652 2256590 9752690 16509113 16935736 22236211 0 10820 0 19724382 22008421 34794176 0 0 X 0 0 0 0 19724382 22008421 19724382 22008421 19724382 22008421 19724382 2006146 277893 22008421 0 22008421 SHORT TERM CAPITAL GAINS FROM K-1S P 2023-01-01 2023-12-31 154797 154797 154797 LONG TERM CAPITAL GAINS FROM K-1S P 2022-01-01 2023-12-31 353722 353722 353722 MERRILL LYNCH - 63A11 P 2010-05-06 2023-05-01 141751 41250 100501 100501 FIDELITY INVESTMENTS P 2014-01-29 2023-12-31 31098 90 31008 31008 640028 30934 0 30934 0 30934 19189 0 5000 0 24189 X 0 6745 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 1 0 0 1 N/A CORNICK GARBER & SANDLER LLP 2125573900 555 MADISON AVENUE 16TH FLOOR NEW YORK NY 10022 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ARTHUR P CHU 1 WEST 72ND STREET APT 67 NEW YORK NY 10023 TRUSTEE 1.00 0 0 0 JARIYA WANAPUN 1 WEST 72ND STREET APT 67 NEW YORK NY 10023 TRUSTEE 1.00 0 0 0 NONE 0 NONE 0 0 30919393 1048206 0 31967599 0 0 31967599 479514 31488085 1574404 1574404 30934 30934 1543470 0 1543470 0 1543470 2668525 0 2668525 1543470 0 0 468300 538104 1440640 1225972 3673016 2668525 0 0 0 1543470 1125055 0 0 4798071 0 0 0 0 0 0 468300 4329771 538104 1440640 1225972 1125055 ARTHUR P CHU JARIYA WANAPUN X HARVARD COLLEGE 86 BRATTLE STREET CAMBRIDGE MA 02138 NONE PUBLIC CHARITY TO EDUCATE THE CITIZENS AND CITIZEN-LEADERS FOR OUR SOCIETY. 1933973 MUSEUM OF CHINESE IN AMERICA 215 CENTRE STREET NEW YORK NY 10013 NONE PUBLIC CHARITY TO TELLING THE UNTOLD STORIES OF THE MAKING OF AMERICA THROUGH THE LENS OF THE CHINESE AMERICAN EXPERIENCE. 208810 PARTNERS IN HEALTH 800 BOYLSTON STREET SUITE 300 BOSTON MA 02199 NONE PUBLIC CHARITY TO PROVIDE A PREFERENTIAL OPTION FOR THE POOR IN HEALTH CARE. 408750 UNIVERSITY OF ILLINOIS FOUNDATION 1305 WEST GREEN STREET URBANA IL 61801 NONE PUBLIC CHARITY TO BUILD UPON ITS RICH HISTORY OF EXCELLENCE IN TEACHING, RESEARCH, PUBLIC SERVICE AND ECONOMIC DEVT 25000 UNIVERSITY OF TORONTO 12 QUEENS PARK CRESCENT WEST TORONTO ONTARIO CA M5S 1S8 NONE PUBLIC CHARITY TO BUILD STRONG PARTNERSHIPS IN AND OUTSIDE THE UNIVERSITY TO ATTRACT WORLD CLASS FACULTY AND STAFF WHO CONTRIBUTE TO THE EXCELLENCE THAT DEFINES THIS INSTITUTION 91992 2668525 0 14 6385 14 599086 14 1392196 18 640028 0 2637695 0 2637695 0 0 0 0 0 0 0 0 0 0 X X 1 ARTHUR CHU 1 W 72ND ST APT 67 NEW YORK NY 10023 1232574 X X 2 ARTHUR CHU 1 W 72ND ST APT 67 NEW YORK NY 10023 1221375 X X 3 ARTHUR CHU 1 W 72ND ST APT 67 NEW YORK NY 10023 15250 X 1 56,631 SHARES MP MATERIALS 1232574 2023-05-19 2 75,000 SHARES MP MATERIALS 1221375 2023-12-07 ACCOUNTING FEES 15250 0 0 MERRILL LYNCH - 22X - 63A11 467803 1346269 FIDELITY - Z40-057719 1051998 5872139 MERRILL LYNCH - 7ZB - 32281 736789 2534282 SAFAR PARTNERS FUND, L.P. AT COST 115361 167633 FOURTH AVENUE FF OPPORTUNITIES LP SERIES T AT COST 178641 178643 QVT SLV OFFSHORE LTD. AT COST 569721 747325 QVT FAMILY OFFICE OFFSHORE LP AT COST 5950818 8635105 ALMITAS OPPORTUNITY AT COST 2047006 2468032 ALMITAS TACTICAL AT COST 1092728 1359266 HG VORA SPECIAL AT COST 1231855 1336991 RENAISSANCE INSTITUTIONAL EQUITIES FUND LLC AT COST 2611213 3805063 HG VORA OPPORTUNISTIC AT COST 1225107 1559356 FOURTH AVENUE FF OPPORTUNITIES LP SERIES Y AT COST 171220 163373 FOURTH AVENUE FF OPPORTUNITIES LP SERIES W AT COST 124759 197115 LUGARD ROAD AT COST 250000 185221 QVT FOURTH AVENUE AT COST 243167 78579 MORGAN STANLEY - ASHBRIDGE AT COST 3240 3240 ASHBRIDGE TRANSFORMATIONAL SECONDARIES AT COST 175976 220862 QENA CAPITAL PARTNERS OFFSHORE LTD AT COST 167205 283269 WHITLOW PARTNERS OFFSHORE SPC AT COST 153650 159989 FOURTH AVENUE FF OPPORTUNITIES LP SERIES P AT COST 168149 140045 QVT FINANCIAL INVESTMENT AT COST 379208 466203 MS VALOR EQUITY PARTNERS VI-B AT COST 76712 80901 DIVIDENDS RECEIVABLE 0 10820 0 FILING FEES 750 0 0 BANK CHARGES 80 80 0 LOSSES AND DEDUCTIONS FROM PARTNERSHIPS 344958 344958 0 PFIC HG VORA OPPORTUNISTIC I (CAYMAN) 57357 57357 57357 PFIC HG VORA OPPORTUNISTIC II (CAYMAN) 97263 97263 97263 PFIC QVT FAMILY OFFICE OFFSHORE 1237576 1237576 1237576 EXCESS OF FAIR MARKET VALUE OVER COST OF CONTRIBUTED STOCK 97585 BOOK / TAX ADJUSTMENT 180308 ARTHUR P CHU JARIYA WANAPUN 1 WEST 72ND STREET APT 67 NEW YORK NY 10023 FOREIGN TAXES 29729 29729 0 FEDERAL EXCISE TAX 4000 0 0