2024-11-06T14:26:54-06:00 2023-12-31 204553256 MARINER WEALTH ADVISORS 1 GIRALDA FARMS SUITE 130 MADISON NJ 07940 990PF 2023-01-01 201974962 THE OVERLEIGH FOUNDATION INC C/O MARIA SAPOL OVER 9732902328 7 GIRALDA FARMS 330 MADISON NJ 07940 JEFFREY R WALSH PRESIDENT 9732902328 2024-11-05 1 1 X MANDEEP SINGH P01967481 9735079783 2024-11-05 2023 2024-10-15 13:58:12Z X X 259811 X X 5427 5427 -1800 192136 0 3627 5427 5000 2500 2500 1550 775 775 2645 2645 0 115 84 31 9310 6004 3306 27000 27000 36310 6004 30306 -32683 0 19919 13788 13788 243918 216839 246023 263837 230627 259811 0 0 X 0 0 0 0 263837 230627 263837 230627 263837 230627 263837 -32683 0 231154 527 230627 5.932 SHS ARTISAN INTL VALUE FUND ADVISOR P 2023-11-29 2023-12-06 259 260 -1 -1 8.068 SHS ARTISAN INTL VALUE FUND ADVISOR P 2023-11-29 2023-12-06 353 354 -1 -1 0.934 SH ARTISAN INTL VALUE FUND ADVISOR P 2023-11-29 2023-12-13 42 41 1 1 367 SHS BALLIE GIFFORD INTL GROWTH FD INSTL CL P 2023-01-19 2023-03-27 4323 4404 -81 -81 16 SHS BALLIE GIFFORD INTL GROWTH FD INSTL CL P 2023-01-19 2023-04-26 191 192 -1 -1 12 SHS BALLIE GIFFORD INTL GROWTH FD INSTL CL P 2023-01-19 2023-07-19 156 144 12 12 304 SHS BALLIE GIFFORD INTL GROWTH FD INSTL CL P 2023-01-19 2023-09-26 3317 3701 -384 -384 67 SHS BALLIE GIFFORD INTL GROWTH FD INSTL CL P 2023-01-19 2023-12-13 827 816 11 11 2 SHS CONSUMER STAPLES SELECT SECTOR SPDR XLP P 2022-05-26 2023-01-19 144 159 -15 -15 9 SHS CONSUMER STAPLES SELECT SECTOR SPDR XLP P 2022-05-31 2023-01-19 649 712 -63 -63 23 SHS CONSUMER STAPLES SELECT SECTOR SPDR XLP P 2022-08-23 2023-01-19 1660 1744 -84 -84 44 SHS CONSUMER STAPLES SELECT SECTOR SPDR XLP P 2022-12-08 2023-01-19 3175 3361 -186 -186 4 SHS CONSUMER STAPLES SELECT SECTOR SPDR XLP P 2022-08-23 2023-04-26 305 303 2 2 175 SHS DBX ETF TR XTRACK HRVST CSI P 2023-01-19 2023-07-21 4704 5439 -735 -735 56.613 SHS DOUBLELINE TOTAL RETURN BOND FD CL I P 2023-01-19 2023-12-13 495 553 -58 -58 2.094 SHS DOUBLELINE TOTAL RETURN BOND FD CL I P 2023-01-31 2023-12-13 18 18 0 0 2.293 SHS DOUBLELINE TOTAL RETURN BOND FD CL I P 2023-02-28 2023-12-13 20 20 0 0 62.415 SHS EVENTIDE HEALTHCARE AND LIFE SCIENCES I P 2023-03-27 2023-11-21 1871 2348 -477 -477 23 SHS FMI LARGE CAP FUND INSTITUTIONAL P 2023-01-19 2023-04-26 325 321 4 4 12 SHS FMI LARGE CAP FUND INSTITUTIONAL P 2023-01-19 2023-07-19 187 168 19 19 167 SHS FMI LARGE CAP FUND INSTITUTIONAL P 2023-01-19 2023-07-21 2583 2331 252 252 64 SHS FMI LARGE CAP FUND INSTITUTIONAL P 2023-09-26 2023-12-13 1029 932 97 97 19 SHS HEALTH CARE SELECT SECTOR SPDR P 2022-08-23 2023-01-19 2535 2461 74 74 39 SHS HEALTH CARE SELECT SECTOR SPDR P 2022-12-08 2023-01-19 5202 5448 -246 -246 2 SHS HEALTH CARE SELECT SECTOR SPDR P 2022-08-23 2023-04-26 263 259 4 4 2 SHS HEALTH CARE SELECT SECTOR SPDR P 2022-08-23 2023-07-19 265 259 6 6 4 SHS HEALTH CARE SELECT SECTOR SPDR P 2023-09-01 2023-12-13 544 534 10 10 1 SH HEALTH CARE SELECT SECTOR SPDR P 2023-09-26 2023-12-13 136 130 6 6 5 SHS HEALTH CARE SELECT SECTOR SPDR P 2023-11-21 2023-12-13 680 649 31 31 4 SHS INVESCO EXCHANGE TRADED FD TR AEROSPACE P 2022-03-08 2023-01-19 307 300 7 7 49 SHS INVESCO EXCHANGE TRADED FD TR AEROSPACE P 2022-12-08 2023-01-19 3756 3825 -69 -69 3 SHS INVESCO EXCHANGE TRADED FD TR AEROSPACE P 2023-03-27 2023-04-26 236 237 -1 -1 2 SHS INVESCO EXCHANGE TRADED FD TR AEROSPACE P 2023-03-27 2023-07-19 169 158 11 11 6 SHS INVESCO EXCHANGE TRADED FD TR AEROSPACE P 2023-03-27 2023-11-27 524 473 51 51 9 SHS INVESCO EXCHANGE TRADED FD TR AEROSPACE P 2023-03-27 2023-12-13 821 710 111 111 10 SHS ISHARES CORE US AGGREGATE BOND ETF P 2022-12-09 2023-11-21 955 988 -33 -33 18 SHS ISHARES CORE US AGGREGATE BOND ETF P 2023-03-27 2023-11-21 1718 1784 -66 -66 33 SHS ISHARES GOLD TR ISHARES NEW P 2023-01-19 2023-09-26 1187 1210 -23 -23 3 SHS ISHARES INC MSCI EM ASIA ETF P 2023-01-19 2023-07-19 203 208 -5 -5 92 SHS ISHARES INC MSCI EM ASIA ETF P 2023-01-19 2023-11-21 5997 6370 -373 -373 13 SHS ISHARES TRUST ISHARES MSCI INDIA ETF P 2022-02-11 2023-01-19 553 575 -22 -22 139 SHS ISHARES TRUST MSCI EMG MKTS ETF P 2022-10-17 2023-01-19 5718 4884 834 834 18 SHS KRANESHARES TR GLOBAL CARB STRA P 2023-01-19 2023-06-27 711 671 40 40 33 SHS KRANESHARES TR QUADRTC INT RT P 2022-09-12 2023-01-19 745 774 -29 -29 2.473 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2023-01-31 2023-09-26 21 26 -5 -5 2.219 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2023-05-31 2023-09-26 19 23 -4 -4 2.258 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2023-06-30 2023-09-26 20 24 -4 -4 2.361 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2023-07-31 2023-09-26 20 25 -5 -5 2.526 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2023-08-31 2023-09-26 22 26 -4 -4 2.031 SHS PZENZA SMALL CAP VALUE INSTL P 2022-12-14 2023-03-27 24 23 1 1 3.085 SHS PZENZA SMALL CAP VALUE INSTL P 2022-12-14 2023-03-27 36 35 1 1 48.996 SHS PZENZA SMALL CAP VALUE INSTL P 2022-12-14 2023-03-27 572 554 18 18 41.435 SHS PZENZA SMALL CAP VALUE INSTL P 2023-01-19 2023-03-27 484 469 15 15 104 SHS SPDR PORTFOLIO LONG TERM TREASURY ETF P 2023-03-27 2023-11-21 2772 3160 -388 -388 92 SHS SPDR PORTFOLIO LONG TERM TREASURY ETF P 2023-06-27 2023-11-21 2452 2756 -304 -304 38 SHS SPDR SER TR S&P BIOTECH P 2022-06-29 2023-03-27 2854 2833 21 21 58 SHS UTILITIES SELECT SECTOR SPDR FUND P 2022-08-23 2023-01-19 3997 4424 -427 -427 3 SHS UTILITIES SELECT SECTOR SPDR FUND P 2022-08-23 2023-04-26 205 205 0 0 3 SHS UTILITIES SELECT SECTOR SPDR FUND P 2022-08-23 2023-07-19 199 199 0 0 13 SHS VANGUARD BD INDEX FDS TOTAL BND MRKT P 2023-11-21 2023-12-13 948 921 27 27 7 SHS VANGUARD DEVELOPED MARKETS INDEX FUND ET P 2023-03-27 2023-04-26 320 307 13 13 5 SHS VANGUARD DEVELOPED MARKETS INDEX FUND ET P 2023-03-27 2023-07-19 238 219 19 19 27 SHS VANGUARD DEVELOPED MARKETS INDEX FUND ET P 2023-07-21 2023-12-13 1274 1277 -3 -3 1 SH VANGUARD INDEX FUNDSS&P 500 ETF USD P 2022-09-15 2023-01-19 358 364 -6 -6 7 SHS VANGUARD INDEX FUNDSS&P 500 ETF USD P 2023-11-21 2023-12-13 3026 2915 111 111 75 SHS VANGUARD INTL EQUITYINDEX FDS FTSE EMR M P 2023-01-19 2023-03-27 2963 3151 -188 -188 6 SHS VANGUARD INTL EQUITYINDEX FDS FTSE EMR M P 2023-01-19 2023-07-19 250 250 0 0 19 SHS VANGUARD INTL EQUITYINDEX FDS FTSE EMR M P 2023-01-19 2023-09-26 742 798 -56 -56 6 SHS VANGUARD INTL EQUITYINDEX FDS FTSE EMR M P 2023-01-21 2023-09-26 234 250 -16 -16 57 SHS VANGUARD INTL EQUITYINDEX FDS FTSE EMR M P 2023-07-21 2023-09-26 2225 2357 -132 -132 27 SHS VANGUARD INTL EQUITYINDEX FDS FTSE EMR M P 2023-07-21 2023-12-13 1100 1100 0 0 15 SHS VANGUARD SCOTTSDALE FDS INTER TERM TREAS P 2023-07-21 2023-12-13 885 881 4 4 2 SHS VANGUARD SHORT TERM TREASURY ETF P 2023-03-27 2023-04-26 117 117 0 0 1 SH VANGUARD SHORT TERM TREASURY ETF P 2023-01-19 2023-06-27 58 58 0 0 32 SHS VANGUARD SHORT TERM TREASURY ETF P 2023-03-27 2023-06-27 1849 1873 -24 -24 34 SHS VANGUARD SHORT TERM TREASURY ETF P 2022-12-09 2023-07-21 1964 1970 -6 -6 34 SHS VANGUARD SHORT TERM TREASURY ETF P 2023-01-19 2023-07-21 1964 1983 -19 -19 183 SHS VANGUARD TAX-MANAGEDINTL FD FTSE DEV MKT P 2022-12-08 2023-01-19 8223 7866 357 357 58 SHS WISDOMTREE TR FLOATNG RAT TREA P 2022-04-12 2023-01-19 2922 2920 2 2 20 SHS WISDOMTREE TR FLOATNG RAT TREA P 2022-10-17 2023-01-19 1008 1007 1 1 16 SHS WISDOMTREE TR FLOATNG RAT TREA P 2022-04-12 2023-03-27 803 805 -2 -2 31 SHS WISDOMTREE TR FLOATNG RAT TREA P 2022-06-29 2023-03-27 1556 1560 -4 -4 28 SHS WISDOMTREE TR FLOATNG RAT TREA P 2022-09-12 2023-03-27 1406 1409 -3 -3 5 SHS WISDOMTREE TR FLOATNG RAT TREA P 2022-11-02 2023-03-27 251 252 -1 -1 7 SHS WISDOMTREE TR FLOATNG RAT TREA P 2022-10-28 2023-06-27 352 353 -1 -1 5 SHS WISDOMTREE TR FLOATNG RAT TREA P 2022-11-02 2023-06-27 251 252 -1 -1 5 SHS WISDOMTREE TR FLOATNG RAT TREA P 2022-12-09 2023-06-27 251 252 -1 -1 63 SHS WISDOMTREE TR FLOATNG RAT TREA P 2022-12-09 2023-11-21 3179 3170 9 9 10 SHS WISDOMTREE TR FLOATNG RAT TREA P 2023-09-26 2023-11-21 505 503 2 2 38 SHS ARTISAN FOCUSED FUNDADVISOR CL P 2020-03-18 2023-03-27 613 612 1 1 32 SHS ARTISAN FOCUSED FUNDADVISOR CL P 2020-03-18 2023-04-26 526 515 11 11 24 SHS ARTISAN FOCUSED FUNDADVISOR CL P 2020-03-18 2023-07-19 432 387 45 45 244.247 SHS ARTISAN FOCUSED FUNDADVISOR CL P 2020-03-18 2023-07-21 4372 3934 438 438 28.753 SHS ARTISAN FOCUSED FUNDADVISOR CL P 2020-04-14 2023-07-21 515 463 52 52 371.45 SHS ARTISAN FOCUSED FUNDADVISOR CL P 2020-04-14 2023-09-26 6170 5982 188 188 85.858 SHS ARTISAN FOCUSED FUNDADVISOR CL P 2020-11-24 2023-09-26 1426 1383 43 43 90.546 SHS ARTISAN FOCUSED FUNDADVISOR CL P 2021-04-19 2023-09-26 1504 1458 46 46 17.975 SHS ARTISAN FOCUSED FUNDADVISOR CL P 2021-06-25 2023-09-26 299 289 10 10 36.969 SHS ARTISAN FOCUSED FUNDADVISOR CL P 2021-08-24 2023-09-26 614 595 19 19 13.202 SHS ARTISAN FOCUSED FUNDADVISOR CL P 2021-11-23 2023-09-26 219 213 6 6 6.458 SHS ARTISAN FOCUSED FUNDADVISOR CL P 2021-11-23 2023-12-13 119 104 15 15 50.542 SHS ARTISAN FOCUSED FUNDADVISOR CL P 2021-11-23 2023-12-13 930 814 116 116 16 SHS ARTISAN INTL VALUE FUND ADVISOR P 2019-04-17 2023-04-26 682 607 75 75 8 SHS ARTISAN INTL VALUE FUND ADVISOR P 2019-04-17 2023-07-19 359 304 55 55 13 SHS ARTISAN INTL VALUE FUND ADVISOR P 2019-04-17 2023-09-26 555 493 62 62 12 SHS ARTISAN INTL VALUE FUND ADVISOR P 2019-04-17 2023-11-27 543 455 88 88 32.066 SHS ARTISAN INTL VALUE FUND ADVISOR P 2019-04-17 2023-12-13 1432 1217 215 215 8 SHS CONSUMER STAPLES SELECT SECTOR SPDR P 2022-08-23 2023-12-13 578 607 -29 -29 23 SHS DOUBLELINE TOTAL RETURN BOND FD CL I P 2020-06-12 2023-04-26 207 222 -15 -15 5 SHS EVENTIDE HEALTHCARE AND LIFE SCIENCES I P 2021-08-24 2023-04-26 174 175 -1 -1 4 SHS EVENTIDE HEALTHCARE AND LIFE SCIENCES I P 2021-08-24 2023-07-19 152 150 2 2 15 SHS EVENTIDE HEALTHCARE AND LIFE SCIENCES I P 2021-08-24 2023-07-21 567 564 3 3 24.266 SHS EVENTIDE HEALTHCARE AND LIFE SCIENCES I P 2021-08-24 2023-09-26 800 913 -113 -113 5 SHS EVENTIDE HEALTHCARE AND LIFE SCIENCES I P 2021-08-24 2023-09-26 165 188 -23 -23 20.074 SHS EVENTIDE HEALTHCARE AND LIFE SCIENCES I P 2022-02-28 2023-09-26 662 755 -93 -93 59 SHS EVENTIDE HEALTHCARE AND LIFE SCIENCES I P 2022-05-16 2023-09-26 1945 2220 -275 -275 64.143 SHS EVENTIDE HEALTHCARE AND LIFE SCIENCES I P 2022-05-16 2023-11-21 1922 2413 -491 -491 49 SHS INVESCO EXCHANGE TRADED FD TR S&P500 EQL P 2021-08-24 2023-03-27 6836 7603 -767 -767 2 SHS INVESCO EXCHANGE TRADED FD TR S&P500 EQL P 2021-08-24 2023-04-26 282 310 -28 -28 1 SH INVESCO EXCHANGE TRADED FD TR S&P500 EQL P 2021-08-24 2023-07-19 154 154 0 0 10 SHS INVESCO EXCHANGE TRADED FD TR S&P500 EQL P 2021-08-24 2023-12-13 1554 1552 2 2 2 SHS ISHARES CORE US AGGREGATE BOND ETF P 2019-04-16 2023-04-26 200 199 1 1 1 SH ISHARES CORE US AGGREGATE BOND ETF P 2019-04-16 2023-07-19 98 108 -10 -10 38 SHS ISHARES CORE US AGGREGATE BOND ETF P 2019-04-16 2023-11-21 3628 4108 -480 -480 2 SHS ISHARES CORE US AGGREGATE BOND ETF P 2019-04-16 2023-11-21 191 215 -24 -24 5 SHS ISHARES CORE US AGGREGATE BOND ETF P 2019-04-27 2023-11-21 477 545 -68 -68 10 SHS ISHARES CORE US AGGREGATE BOND ETF P 2020-03-18 2023-11-21 955 1079 -124 -124 1 SH ISHARES CORE US AGGREGATE BOND ETF P 2022-02-28 2023-11-21 95 108 -13 -13 4 SHS ISHARES CORE US AGGREGATE BOND ETF P 2022-03-16 2023-11-21 382 445 -63 -63 25 SHS ISHARES CORE US AGGREGATE BOND ETF P 2022-06-29 2023-11-21 2387 2530 -143 -143 25 SHS ISHARES CORE US AGGREGATE BOND ETF P 2022-09-12 2023-11-21 2387 2491 -104 -104 0.575 SH ISHARES GOLD TR ISHARES NEW ISIN #US4642 P 2020-08-13 2023-09-26 21 21 0 0 15 SHS ISHARES GOLD TR ISHARES NEW ISIN #US4642 P 2020-11-09 2023-09-26 540 535 5 5 0.425 SH ISHARES GOLD TR ISHARES NEW ISIN #US4642 P 2020-11-09 2023-09-26 15 15 0 0 6 SHS ISHARES GOLD TR ISHARES NEW ISIN #US4642 P 2021-04-19 2023-09-26 216 202 14 14 34 SHS ISHARES TRUST ISHARES MSCI INDIA ETF P 2021-12-13 2023-01-19 1445 1525 -80 -80 13 SHS ISHARES TRUST ISHARES MSCI INDIA ETF P 2022-02-11 2023-12-13 623 574 49 49 8 SHS KRANESHARES TR CALIFORNIA CARB P 2021-12-02 2023-04-26 197 197 0 0 15 SHS KRANESHARES TR CALIFORNIA CARB P 2021-12-02 2023-07-19 400 369 31 31 17 SHS KRANESHARES TR QUADRTC INT RT P 2021-06-25 2023-01-19 384 457 -73 -73 86 SHS KRANESHARES TR QUADRTC INT RT P 2021-07-02 2023-01-19 1942 2305 -363 -363 60 SHS KRANESHARES TR QUADRTC INT RT P 2022-09-12 2023-11-21 1227 1368 -141 -141 3.092 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2019-05-15 2023-03-27 29 29 0 0 217.908 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2020-06-12 2023-03-27 2011 2288 -277 -277 2.645 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2019-05-15 2023-04-26 25 25 0 0 0.447 SH METROPOLITAN WEST TOTAL RETURN CLASS I P 2019-05-19 2023-04-26 4 5 -1 -1 13.908 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2020-06-12 2023-04-26 129 146 -17 -17 2.143 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2019-05-17 2023-09-26 19 22 -3 -3 50.973 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2020-06-12 2023-09-26 442 535 -93 -93 2.235 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2020-06-16 2023-09-26 19 23 -4 -4 2.697 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2020-06-30 2023-09-26 23 28 -5 -5 0.547 SH METROPOLITAN WEST TOTAL RETURN CLASS I P 2020-07-03 2023-09-26 5 6 -1 -1 77.308 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2020-07-13 2023-09-26 670 811 -141 -141 2.995 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2020-07-31 2023-09-26 26 31 -5 -5 3.056 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2020-08-31 2023-09-26 27 32 -5 -5 2.822 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2020-09-30 2023-09-26 24 30 -6 -6 2.747 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2020-10-30 2023-09-26 24 29 -5 -5 2.531 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2020-11-30 2023-09-26 22 27 -5 -5 27.507 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2020-12-08 2023-09-26 238 289 -51 -51 84.9 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2020-12-08 2023-09-26 736 891 -155 -155 2.62 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2020-12-31 2023-09-26 23 28 -5 -5 2.561 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2021-01-29 2023-09-26 22 27 -5 -5 2.153 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2021-02-26 2023-09-26 19 23 -4 -4 2.379 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2021-03-31 2023-09-26 21 25 -4 -4 1.988 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2021-04-30 2023-09-26 17 21 -4 -4 1.767 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2021-05-28 2023-09-26 15 19 -4 -4 1.686 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2021-06-30 2023-09-26 15 18 -3 -3 1.439 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2021-07-30 2023-09-26 12 15 -3 -3 1.473 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2021-08-31 2023-09-26 13 15 -2 -2 1.433 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2021-09-30 2023-09-26 12 15 -3 -3 1.582 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2021-10-29 2023-09-26 14 17 -3 -3 1.438 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2021-11-30 2023-09-26 12 15 -3 -3 0.349 SH METROPOLITAN WEST TOTAL RETURN CLASS I P 2021-12-07 2023-09-26 3 4 -1 -1 1.665 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2021-12-31 2023-09-26 14 17 -3 -3 1.646 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2022-01-31 2023-09-26 14 17 -3 -3 16.458 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2022-02-11 2023-09-26 143 173 -30 -30 1.789 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2022-02-28 2023-09-26 16 19 -3 -3 2.117 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2022-03-31 2023-09-26 18 22 -4 -4 2.296 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2022-04-29 2023-09-26 20 24 -4 -4 2.641 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2022-08-31 2023-09-26 23 28 -5 -5 320.341 SHS METROPOLITAN WEST TOTAL RETURN CLASS I P 2022-09-12 2023-09-26 2777 3362 -585 -585 167.252 SHS PZENZA SMALL CAP VALUE INSTL P 2019-11-05 2023-03-27 1952 1893 59 59 12.508 SHS PZENZA SMALL CAP VALUE INSTL P 2019-12-11 2023-03-27 146 142 4 4 1.111 SHS PZENZA SMALL CAP VALUE INSTL P 2020-12-08 2023-03-27 13 13 0 0 18.289 SHS PZENZA SMALL CAP VALUE INSTL P 2020-12-08 2023-03-27 213 207 6 6 40.367 SHS PZENZA SMALL CAP VALUE INSTL P 2021-04-19 2023-03-27 471 457 14 14 0.674 SH PZENZA SMALL CAP VALUE INSTL P 2021-12-14 2023-03-27 8 8 0 0 5.035 SHS PZENZA SMALL CAP VALUE INSTL P 2021-12-14 2023-03-27 59 57 2 2 7.376 SHS PZENZA SMALL CAP VALUE INSTL P 2021-12-14 2023-03-27 86 83 3 3 15 SHS UTILITIES SELECT SECTOR SPDR FUND P 2022-08-23 2023-12-13 989 1061 -72 -72 15 SHS VANGUARD INDEX FUNDSS&P 500 ETF USD P 2019-04-16 2023-01-19 5363 4000 1363 1363 3 SHS VANGUARD INDEX FUNDSS&P 500 ETF USD P 2019-04-16 2023-03-27 1093 800 293 293 2 SHS VANGUARD INDEX FUNDSS&P 500 ETF USD P 2019-04-16 2023-04-26 743 533 210 210 1 SH VANGUARD INDEX FUNDSS&P 500 ETF USD P 2019-04-16 2023-07-19 418 267 151 151 4 SHS VANGUARD INDEX FUNDSS&P 500 ETF USD P 2019-04-16 2023-07-21 1663 1067 596 596 CAPITAL GAINS DIVIDENDS P 1328 1328 1328 -1800 0 0 0 0 0 427 0 0 0 427 0 427 427 0 0 0 0 0 0 0 0 0 0 0 1 1 NJ 1 0 0 0 0 1 N/A MARIA SAPOL 9732902328 7 GIRALDA FARMS SUITE 330 MADISON NJ 07940 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JEFFREY R WALSH 11174 TURTLE BEACH ROAD 306C NORTH PALM BEACH FL 33408 PRESIDENT 1.00 0 0 0 MARY C WALSH 11174 TURTLE BEACH ROAD 306C NORTH PALM BEACH FL 33408 VICE PRESIDENT 0.00 0 0 0 MARIA K SAPOL 7 GIRALDA FARMS STE 330 MADISON NJ 07940 SECRETARY/TREASURER 2.00 5000 0 0 NONE 0 NONE 0 0 253990 12370 0 266360 0 0 266360 3995 262365 13118 13118 0 13118 0 13118 0 13118 30306 0 30306 13118 0 0 21909 18054 15903 15803 29005 100674 30306 0 0 0 13118 17188 0 0 117862 0 0 0 0 0 0 21909 95953 18054 15903 15803 29005 17188 JEFFREY R WALSH X COVENANT HOUSE NEW JERSEY 330 WASHINGTON STREET NEWARK NJ 07102 NONE EXEMPT GENERAL SUPPORT 4000 LOST TREE VILLAGE CHARITABLE FOUNDATION 8 CHURCH LANE NORTH PALM BEACH FL 33408 NONE EXEMPT GENERAL SUPPORT 10500 PG CHAMBERS SCHOOL 15 HALKO DRIVE CEDAR KNOLLS NJ 07927 NONE EXEMPT GENERAL SUPPORT 2500 SETON HALL PREPARATORY 120 NORTHFIELD AVENUE WEST ORGANGE NJ 07052 NONE EXEMPT GENERAL SUPPORT 5000 THE CENTER FOR DISCOVERY PO BOX 840 HARRIS NY 12742 NONE EXEMPT GENERAL SUPPORT 5000 27000 0 14 5427 18 -1800 0 3627 0 3627 0 0 0 0 0 0 0 0 0 0 TAX PREPARATION 1550 775 775 442 SHS ARTISAN INTL VALUE FUND ADVISOR 16782 20224 497 SHS BALLIE GIFFORD INTL GROWTH FD INSTL CL 6057 6174 615 SHS DOUBLELINE TOTAL RETURN BOND FD 5988 5433 649 SHS FMI LARGE CAP FUND INSTITUTIONAL 9110 9666 96 SHS VANGUARD INDEX FUNDS - S&P 27663 41933 341 SHS VANGUARD INTL EQUITY INDEX FUND 13879 14015 563 SHS ARTISAN FOCUSED FD ADVISOR CL 9067 10399 172 SHS CONSUMER STAPLES SELECT SECTOR SPDR 11646 12389 39 SHS ISHARES GOLD TRUST 1290 1522 88 SHS ISHARES TRUST MSCI INDIA 3839 4295 61 SHS ISHARES TRUST 20 TR BD ETF 5517 6032 136 SHS INVESCO EXCHANGE TRADED FD TR S&P 20085 21461 184 SHS KRANESHARES TR. CALIFORNIA CARBON 4292 5548 58 SHS KRANESHARES TR GLOBAL CARB STRA 2114 2116 123 SHS HEALTH CARE SELECT SECTOR SPDR 15894 16775 114 SHS INVESCO EXCHANGE TRADED FD TR 8563 10506 84 SHS SCHWAB STRATEGIC TR US TIPS ETF 4500 4385 192 SHS UTILITIES SELECT SECTOR SPDR FUND 13076 12159 171 SHS VANGUARD BD INDEX FDS TOTAL BND 12109 12577 348 SHS VANGUARD DEVELOPED MARKETS INDEX FUND 13938 16669 198 SHS VANGUARD SCOTTSDALE FDS INTER TERM TREAS 11430 11745 BASIS IN TRANSIT 527 INVESTMENT MANAGEMENT FEES 2645 2645 0 NEW JERSEY REGISTRATION FEE 31 0 31 FOREIGN TAX WITHHELD 84 84 0