2024-11-14T00:33:45-06:00 2023-12-31 141442607 BST & CO CPAS LLP 10 BRITISH AMERICAN BLVD LATHAM NY 12110 990 2023-01-01 141401413 TRUDEAU INSTITUTE INC TRUD 5188913080 154 ALGONQUIN AVE SARANAC LAKE NY 12983 TINA MOODY CAO, TREASURER & SECRETARY 5188913080 2024-11-13 1 1 JEREMY COLE P00436330 5184596700 2024-11-13 2023 2024-10-15 13:58:12Z WILLIAM REILEY 154 ALGONQUIN AVE SARANAC LAKE NY 12983 18546468 0 X WWW.TRUDEAUINSTITUTE.ORG X 1889 NY SCIENTISTS AT TRUDEAU INSTITUTE FOCUS ON DEVELOPING AN IN-DEPTH UNDERSTANDING OF THE ROLE OF THE IMMUNE SYSTEM IN HEALTH AND DISEASE TO FACILITATE THE DEVELOPMENT OF THERAPEUTIC TREATMENTS AND FINDING CURES. THROUGH RIGOROUS EXPERIMENTATION, COMBINED WITH ADVANCED ANALYTIC AND SOFTWARE TOOLS, THESE EFFORTS LEAD PROGRESS TOWARDS STRENGTHENING OUR BODIES' ABILITIES TO COMBAT LIFE THREATENING INFECTIONS, INFLAMMATORY DISEASES, AND CANCER. DISCOVERIES ON THE INTRICATE WORKING OF THE IMMUNE SYSTEM APPLY TO A VAST ARRAY OF HUMAN AFFLICTIONS INCLUDING, BUT NOT LIMITED TO, TUBERCULOSIS, INFLUENZA, COVID-19, AND IMMUNE CELL-DRIVEN MALADIES. 15 15 82 20 0 0 1242484 1208588 3870078 3757578 517148 1760246 405813 387580 6035523 7113992 0 0 0 0 5658896 5650857 0 0 237801 5413747 4458683 11072643 10109540 -5037120 -2995548 24855967 21437672 587162 613196 24268805 20824476 X TO SAFEGUARD HUMAN HEALTH AND COMBAT 21ST CENTURY GLOBAL HEALTH CRISES, FROM DRUG-RESISTANT TB TO EMERGING VIRUSES AND PANDEMICS, BY EMPOWERING SPECIALIZED R & D PURSUITS IN REGIONAL AND GLOBAL TRANSLATIONAL SCIENCE PARTNERSHIPS. 0 0 8571912 3767372 TRUDEAU INSTITUTE IS A WORLD-RENOWNED LEADER IN THE EFFORT TO TREATING HUMAN DISEASES. OUR EXPERTISE AND ENTHUSIASM FOR MODELING INFECTION, IMMUNITY, VACCINATION, INFLAMMATION, AND SEPSIS HAVE LED TO MANY PIONEERING DISCOVERIES. MOUSE MODELS CURRENTLY STUDIED AT THE INSTITUTE INCLUDE INFLUENZA, PARAINFLUENZA, INFLUENZA-ASSOCIATED BACTERIAL PNEUMONIA, BACTERIAL SEPSIS, PNEUMONIC PLAGUE, TUBERCULOSIS, TOXOPLASMOSIS, ZIKA, CHRONIC HERPESVIRUS INFECTION AND COVID-19 (SARS COV-2). TRUDEAU INSTITUTE CONTINUED ITS RESEARCH IN THE AREAS OF IMMUNOLOGY AND INFECTIOUS DISEASE, SUPPORTED BY GRANTS FROM THE NATIONAL INSTITUTE OF HEALTH, NEW YORK STATE, DEPARTMENT OF DEFENSE AND THROUGH SUBCONTRACTS WITH VARIOUS UNIVERSITIES AND FOUNDATIONS. THE TRUDEAU RESEARCH STAFF PUBLISHED ELEVEN (11) ARTICLES IN NINE (9) LEADING SCIENTIFIC JOURNALS. 8571912 1 1 0 1 0 0 0 0 0 1 1 0 0 0 0 1 1 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 29 0 1 82 1 0 0 0 0 0 0 0 0 0 0 0 0 X 15 15 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X TINA MOODY CAO TREASURER SECRET 5188913080 154 ALGONQUIN AVE SARANAC LAKE NY 12983 AIRLIE CAMERON LENNON MDMPH TRUSTEE 1.00 X 0 0 0 ANDREW KENNEDY TRUSTEE 1.00 X 0 0 0 BENJAMIN BREWSTER TRUSTEE 1.00 X 0 0 0 BRUCE MCLANAHAN TRUSTEE 1.00 X 0 0 0 DANIEL KARLIN TRUSTEE 1.00 X 0 0 0 DANIEL LEFF TRUSTEE 1.00 X 0 0 0 DANIEL PAPES TRUSTEE 1.00 X 0 0 0 STEVE ANDRZEJEWSKI TRUSTEE 1.00 X 0 0 0 HENRY SONDHEIMER TRUSTEE 1.00 X 0 0 0 JULIE NORTH VICE-CHAIR 2.00 X X 0 0 0 KENNETH BAYLES TRUSTEE 1.00 X 0 0 0 KONRAD KIP TESTWUIDE CHAIR 10.00 X X 0 0 0 RAYMOND N JOHNSON PHD TRUSTEE 1.00 X 0 0 0 TIELMAN T VAN VLECK PHD TRUSTEE 1.00 X 0 0 0 VINCENT A FISCHETTI PHD TRUSTEE 1.00 X 0 0 0 WILLIAM CHAPIN DIRECTOR AND CAO 38.00 X 246313 0 30030 ALEX MAUE PRINCIPAL INVESTIGATOR 38.00 X 146565 0 2430 FELIX SHEINERMAN PRINCIPAL INVESTIGATOR 38.00 X 124129 0 32556 IN-JEONG KIM PRINCIPAL INVESTIGATOR 38.00 X 120171 0 27855 SHELTON BRADRICK PRINCIPAL INVESTIGATOR 38.00 X 121071 0 4030 WILLIAM REILEY PRINCIPAL INVESTIGATOR 38.00 X 199099 0 296 957348 0 97197 9 0 1 0 JENNIFER JUZAITIS 151 ALGONQUIN AVE APT 9 SARANAC LAKE NY 12983 PHILANTHROPY 156000 1 15 651225 557348 1208588 CONTRACT RESEARCH 541700 3677618 3677618 ACADEMIC RESEARCH 541700 79960 79960 3757578 301355 301355 326054 326054 159411 107679 51732 51732 51732 12356431 427257 11250903 73894 1105528 353363 1458891 1458891 MISCELLANEOUS REVENUE 900099 9794 9794 9794 7113992 3767372 0 2138032 276343 276343 4267029 3600850 636887 29292 194381 180403 12374 1604 594351 488983 101022 4346 318753 256719 59898 2136 33172 33172 41564 41564 600 600 18750 18750 604630 398373 24281 181976 1285331 1276314 7370 1647 787204 757822 25537 3845 43949 27168 10810 5971 1323239 1279770 37781 5688 164721 159312 4701 708 REPAIRS & MAINTENANCE 110128 100803 8737 588 CREDIT LOSSES 45395 45395 10109540 8571912 1299827 237801 301431 705615 1499852 613243 1258890 805600 313623 312945 116014 111906 190268 226509 45327362 33886385 12375398 11440977 8043042 7145391 757449 50620 0 24866 24855967 21437672 587162 613196 587162 613196 X 18272622 14878066 5996183 5946410 24268805 20824476 24855967 21437672 -2995548 -448781 0 X 0 1 X 1 1 1 X 6148646 2920150 3601770 1242484 1208588 15121638 6148646 2920150 3601770 1242484 1208588 15121638 15121638 563510 593724 942452 809970 786820 3696476 22361 9240 7055 99217 9794 147667 18965781 13912997 0.79730 0.84980 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER REVENUE - 2019 AMOUNT: $ 22,361. 2020 AMOUNT: $ 9,240. 2021 AMOUNT: $ 7,055. 2022 AMOUNT: $ 99,217. 2023 AMOUNT: $ 9,794. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 600 600 0 PART II-B, LINE 1: TRUDEAU INSTITUTE IS A MEMBER OF THE ASSOCIATION OF INDEPENDENT RESEARCH INSTITUTES (AIRI), WHICH IS A NATIONWIDE ASSOCIATION OF 75 INDEPENDENT, NOT-FOR-PROFIT RESEARCH INSTITUTES. TWENTY PERCENT OF THE ANNUAL MEMBERSHIP DUES ARE APPLIED TO AIRI LOBBYING EXPENSES. AIRI'S POLITICAL EFFORTS CONTINUE TO ADDRESS ISSUES RELATED TO CONGRESSIONAL DECISIONS IN REGARD TO FUNDING OF THE NATIONAL INSTITUTE OF HEALTH. 0 9996183 290487 4455630 5831040 11044505 -1009518 38804 9996183 10812889 372000 140384 11044505 11262806 429027 878944 10812889 11775457 893172 1405823 11262806 0.00000 0.98330 0.01670 1 0 132063 132063 31517617 21418127 10099490 484240 429481 54759 13128541 12038777 1089764 64901 64901 11440977 X 6772890 -448781 -448781 7221671 -107679 -107679 7113992 10217219 107679 107679 10109540 0 10109540 PART V, LINE 4: THE TRUDEAU INSTITUTE ENDOWMENT CONSISTS OF THREE FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES, WHICH CONTINUES TO SUPPORT THE MAIN OBJECTIVE AND MISSION OF CONDUCTING BIOMEDICAL RESEARCH. THE TERM ENDOWMENT ARE THOSE ASSETS NOT SUBJECT TO DONOR-IMPOSED STIPULATIONS, WHICH MAY BE DESIGNATED FOR SPECIFIC PURPOSE BY ELECTION OF THE BOARD OF TRUSTEES. THE BOARD DESIGNATED (QUASI) ENDOWMENT PROVIDES EARNED INCOME IN SUPPORT OF THE INSTITUTE DIRECTOR. INCOME EARNED IN EXCESS OF THE STATED PURPOSE IS AVAILABLE FOR GENERAL OPERATIONS. THE PERMANENTLY RESTRICTED ENDOWMENT IS TO BE MAINTAINED IN PERPETUITY TO GENERATE INCOME FOR THE INSTITUTES OPERATIONAL NEEDS. PART X, LINE 2: THE INSTITUTE FILES FORM 990 ANNUALLY WITH THE INTERNAL REVENUE SERVICE. WHEN ANNUAL RETURNS ARE FILED, SOME TAX POSITIONS TAKEN ARE HIGHLY CERTAIN TO BE SUSTAINED UPON EXAMINATION BY THE TAXING AUTHORITIES, WHILE OTHER TAX POSITIONS ARE SUBJECT TO UNCERTAINTY ABOUT THE TECHNICAL MERITS OF THE POSITION OR AMOUNT OF THE POSITIONS TAX BENEFIT THAT WOULD ULTIMATELY BE SUSTAINED. MANAGEMENT EVALUATED THE INSTITUTES TAX POSITIONS AND CONCLUDED THAT THE INSTITUTE HAD TAKEN NO TAX POSITIONS THAT REQUIRED ADJUSTMENT IN ITS FINANCIAL STATEMENTS AS OF DECEMBER 31, 2023 AND 2022. PART XI, LINE 4B - OTHER ADJUSTMENTS: RENTAL EXPENSE -107,679. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE 107,679. 1 JENNIFER JUZAITIS 151 ALGONQUIN AVE APT 9 SARANAC LAKE NY 12983 FUNDRAISING 0 557363 156000 401363 557363 156000 401363 NY X X X X 0 0 0 0 0 0 0 0 0 WILLIAM CHAPIN DIRECTOR AND CAO 171313 0 75000 0 0 0 26280 0 3750 0 276343 0 0 0 WILLIAM REILEY PRINCIPAL INVESTIGATOR 189599 0 9500 0 0 0 0 0 296 0 199395 0 0 0 FELIX SHEINERMAN PRINCIPAL INVESTIGATOR 124129 0 0 0 0 0 23750 0 8806 0 156685 0 0 0 FORM 990, PART VI, SECTION A, LINE 2 JULIE NORTH'S BROTHER-IN-LAW JOINED THE BOARD IN 2023. FORM 990, PART VI, SECTION B, LINE 11B UPON REVIEW OF THE IRS FORM 990 BY THE PRESIDENT AND DIRECTOR , THE CHIEF ADMINISTRATIVE OFFICER AND CONTROLLER, AND THE AUDIT COMMITTEE, THE FORM 990 IS THEN FORWARDED TO ALL MEMBERS OF THE BOARD OF TRUSTEES AND OFFICIALLY FILED WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, THE OFFICERS, DIRECTORS, AND MEMBERS OF THE BOARD OF TRUSTEES RECEIVE A COPY OF THE TRUDEAU INSTITUTE CONFLICT OF INTEREST POLICY. EACH PERSON IS REQUIRED TO SUBMIT A SIGNED CERTIFICATION THAT THEY WILL READ, UNDERSTAND, AND AGREE TO COMPLY WITH THE POLICY. IF THERE IS A DISCLOSURE, THE BOARD OF TRUSTEES WILL ASCERTAIN THE VALIDITY OF THE POTENTIAL CONFLICT AND FOLLOW POLICY FOR COMPLIANCE. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR THE DIRECTOR AND CHIEF ADMINISTRATIVE OFFICER IS REVIEWED ANNUALLY AGAINST THE AIRI INSTITUTE ANNUAL SALARY SURVEY TO MAKE SURE SALARIES ARE IN LINE. THE PROCESS INCLUDES THE USE OF COMPARABLE COMPENSATION FOR THE SAME POSITION IN SIMILAR ORGANIZATIONS, WITH REVIEW AND APPROVAL BY THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. THE PROCESS FOR DETERMINING COMPENSATION FOR ALL OFFICERS IS COMPLETED ANNUALLY. DETERMINATION IS BASED UPON BENCHMARK DATA FROM SIMILAR ORGANIZATIONS AND REQUIRES REVIEW AND APPROVAL BY THE DIRECTOR AND THE BOARD OF TRUSTEES COMPENSATION COMMITTEE. FORM 990, PART VI, SECTION C, LINE 18 TRUDEAU INSTITUTE PROVIDES THE PUBLIC DIRECT ACCESS TO THE MOST RECENT AUDITED FINANCIAL STATEMENTS AND FORM 990 THROUGH THE ORGANIZATION'S WEBSITE. THE FINANCIAL STATEMENTS ARE ALSO PROVIDED TO ALL REGUALTORY AGENCIES, THE FEDERAL AND STATE GOVERNMENTS AND UPON REQUEST FROM VARIOUS INTERESTED PARTIES. FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, AND INSTITUTE POLICIES ARE IN THE CARE OF THE TREASURER AND SECRETARY AND ARE MADE AVAILABLE UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 TRUDEAU INSTITUTE PROVIDES THE PUBLIC DIRECT ACCESS TO THE MOST RECENT AUDITED FINANCIAL STATEMENTS THROUGH THE ORGANIZATION'S WEBSITE. THE FINANCIAL STATEMENTS ARE ALSO PROVIDED TO ALL REGULATORY AGENCIES, THE FEDERAL AND STATE GOVERNMENTS AND UPON REQUEST FROM VARIOUS INTERESTED PARTIES. FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, AND INSTITUTE POLICIES ARE IN THE CARE OF THE TREASURER AND SECRETARY AND ARE MADE AVAILABLE UPON REQUEST.