2025-05-09T18:06:39-05:00 2024-06-30 910189318 MOSS ADAMS LLP 225 S LAKE AVENUE SUITE 900 PASADENA CA 91101 990 2023-07-01 951667177 OCCIDENTAL COLLEGE OCCI 3232591423 1600 CAMPUS ROAD LOS ANGELES CA 90041 AMOS R HIMMELSTEIN VICE PRESIDENT AND COO 3232591423 2025-05-07 1 1 LAUREN A HAVERLOCK P00545829 3104770450 2025-05-07 2023 2025-03-06 01:10:19Z AMOS R HIMMELSTEIN 1600 CAMPUS ROAD LOS ANGELES CA 90041 330105275 0 X WWW.OXY.EDU X 1887 CA TO PROVIDE STUDENTS WITH A TOTAL EDUCATIONAL EXPERIENCE OF THE HIGHEST QUALITY. 43 41 2585 663 2359850 0 25157797 30947019 150788633 155619751 29165340 25411113 27923 76532 205139693 212054415 50663063 50645019 0 0 82660960 87415621 0 0 8121462 52389190 54999779 185713213 193060419 19426480 18993996 924234652 985893754 124278873 126048943 799955779 859844811 X SEE SCHEDULE OTHE MISSION OF OCCIDENTAL COLLEGE IS TO PROVIDE A GIFTED AND DIVERSE GROUP OF STUDENTS WITH A TOTAL EDUCATIONAL EXPERIENCE OF THE HIGHEST QUALITY - ONE THAT PREPARES THEM FOR LEADERSHIP IN AN INCREASINGLY COMPLEX, INTERDEPENDENT AND PLURALISTIC WORLD. THE DISTINCTIVE INTERDISCIPLINARY AND MULTICULTURAL FOCUS OF THE COLLEGE'S ACADEMIC PROGRAM SEEKS TO FOSTER BOTH THE FULFILLMENT OF INDIVIDUAL ASPIRATIONS AND A DEEPLY ROOTED COMMITMENT TO THE PUBLIC GOOD. THIS MISSION IS ANCHORED BY FOUR CORNERSTONES: EXCELLENCE, EQUITY, COMMUNITY AND SERVICE. THESE BUILDING BLOCKS, IN ONE FORM OR ANOTHER, HAVE LONG BEEN THE BASIS FOR THE COLLEGE'S COMMITMENT TO PROVIDING RESPONSIBLE LEADERS AND CITIZENS FOR OUR DEMOCRATIC SOCIETY. CHOOSING THEM TO SUPPORT THE FUTURE HELPS TO ENSURE THAT THE COLLEGE REMAINS TRUE TO ITS MISSION WHILE ADAPTING TO A CHANGING WORLD. 0 0 116212498 49904950 122286383 SEE SCHEDULE OACADEMIC PROGRAM: AS A PRIVATE, CO-EDUCATIONAL COLLEGE OF THE LIBERAL ARTS AND SCIENCES, OCCIDENTAL COLLEGE SEEKS TO PROVIDE ITS STUDENTS WITH A TOTAL EDUCATIONAL EXPERIENCE OF THE HIGHEST QUALITY. ONE THAT PREPARES THEM FOR LEADERSHIP IN AN INCREASINGLY COMPLEX, INTERDEPENDENT AND PLURALISTIC WORLD. FOUNDED IN LOS ANGELES IN 1887, OCCIDENTAL WAS ONE OF THE FIRST LIBERAL ARTS COLLEGES IN CALIFORNIA AND TODAY IS ONE OF THE COUNTRY'S FEW LIBERAL ARTS COLLEGES IN AN URBAN SETTING. OCCIDENTAL OFFERS UNDERGRADUATE DEGREES IN A WIDE RANGE OF DISCIPLINES AND A MASTER'S DEGREE IN MARINE BIOLOGY. ITS 1,938 STUDENTS, DRAWN FROM 48 STATES AND TERRITORIES AND 29 COUNTRIES, CHOOSE FROM 45 MAJORS AND MINORS TAUGHT BY 198 FULL-TIME AND 79 PART-TIME FACULTY. COURSE WORK IS INTEGRATED WITH OPPORTUNITIES FOR INDEPENDENT STUDY, COMMUNITY ENGAGEMENT, ONE OF THE COUNTRY'S TOP UNDERGRADUATE RESEARCH PROGRAMS, STUDY IN DOZENS OF FOREIGN COUNTRIES, AND THE COUNTRY'S ONLY CAMPAIGN SEMESTER AND RESIDENTIAL UNITED NATIONS PROGRAMS FOR UNDERGRADUATES. SINCE PRODUCING ITS FIRST RHODES SCHOLAR IN 1907, OCCIDENTAL HAS CONSISTENTLY WON NATIONAL AND INTERNATIONAL RECOGNITION FOR ACADEMIC ACHIEVEMENT. THE COLLEGE HAS BEEN ONE OF THE COUNTRY'S LEADING PRODUCERS OF STUDENT FULBRIGHT SCHOLARS FOR 19 CONSECUTIVE YEARS, ACCORDING TO THE CHRONICLE OF HIGHER EDUCATION. DEDICATED TO EXCELLENCE AND EQUITY, OCCIDENTAL ALSO IS ONE OF THE COUNTRY'S MOST ECONOMICALLY DIVERSE CAMPUSES, ACCORDING TO THE NEW YORK TIMES. SOME 79 PERCENT OF OXY STUDENTS RECEIVE SOME FORM OF FINANCIAL AID; 17 PERCENT ARE PELL GRANT RECIPIENTS; AND 14 PERCENT ARE THE FIRST IN THEIR FAMILY TO ATTEND COLLEGE. 43851469 311659 31872211 SEE SCHEDULE OCO-CURRICULAR: OCCIDENTAL OFFERS A WIDE RANGE OF CO-CURRICULAR PROGRAMS, FROM THE STUDENT-RUN BLYTH FUND, WHICH OVERSEES A SIX-FIGURE INVESTMENT FUND, TO THE INTERNSHIPS AND CAREER COUNSELING SERVICES OFFERED THROUGH THE HAMEETMAN CAREER CENTER. THERE ARE MORE THAN 100 STUDENT CLUBS AND ORGANIZATIONS, AS WELL AS AN ONLINE RADIO STATION AND AWARD-WINNING WEEKLY NEWSPAPER. AS ONE OF THE FOUNDERS OF INTERCOLLEGIATE ATHLETICS IN SOUTHERN CALIFORNIA, OCCIDENTAL OFFERS 20 VARSITY SPORTS FOR MEN AND WOMEN, AS WELL AS SEVERAL CLUB SPORTS AND INTRAMURAL PROGRAMS FOR MEN AND WOMEN. 6988493 428410 916564 SEE SCHEDULE OPUBLIC SERVICE: OCCIDENTAL WAS ONE OF THE FIRST LIBERAL ARTS COLLEGES SELECTED AS COMMUNITY ENGAGEMENT INSTITUTIONS BY THE CARNEGIE FOUNDATION FOR THE ADVANCEMENT OF TEACHING AND HAS REPEATEDLY BEEN NAMED TO THE PRESIDENT'S HIGHER EDUCATION COMMUNITY SERVICE HONOR ROLL FOR ITS EXEMPLARY SERVICE EFFORTS. OCCIDENTAL'S TRADITION OF COMMUNITY OUTREACH DATES BACK TO 1963, WHEN THE COLLEGE'S COMMUNITY LITERACY CENTER WAS FOUNDED TO PROVIDE ONE-ON-ONE READING AND WRITING INSTRUCTION FOR LOCAL K-6 CHILDREN. IT ALSO IS HOME TO ONE OF CALIFORNIA'S OLDEST, LARGEST AND MOST SUCCESSFUL UPWARD BOUND PROGRAMS. OCCIDENTAL HAS INTEGRATED COMMUNITY ENGAGEMENT INTO ITS CURRICULUM, TAKING ADVANTAGE OF ITS LOCATION IN LOS ANGELES. THREE LINKED PROGRAMS THE OFFICE FOR COMMUNITY ENGAGEMENT, THE CENTER FOR COMMUNITY BASED LEARNING, AND THE URBAN & ENVIRONMENTAL POLICY INSTITUTE CONNECT CURRICULUM, CO-CURRICULAR ACTIVITIES, AND RESEARCH AND COMMUNITY-BASED EFFORTS. 167052460 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 0 1 1 0 1 0 0 0 0 0 0 1 1 1 1 0 0 0 0 0 1 0 0 1 0 1 0 0 0 1 1 1 0 0 0 1 2460 0 1 2585 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 43 41 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 CA MI OR WA X AMOS R HIMMELSTEIN 3232591347 1600 CAMPUS ROAD LOS ANGELES CA 90041 HARRY J ELAM JR PRESIDENT/EX-OFFICIO 50.00 X X 756948 0 292201 LISA H LINK BOARD CHAIR 3.00 X X 0 0 0 OLAMIDE AJOSE TRUSTEE 2.50 X 0 0 0 TIMOTHY ALLISON-HATCH TRUSTEE 1.50 X 0 0 0 DAVID ANDERSON TRUSTEE 2.50 X 0 0 0 MAGDALENA ARENAS MD TRUSTEE 1.50 X 0 0 0 CARL BALLTON TRUSTEE 1.50 X 0 0 0 DAVE BERKUS TRUSTEE 2.50 X 0 0 0 JOHN BRANCA TRUSTEE 1.50 X 0 0 0 EILEEN BROWN TRUSTEE 1.50 X 0 0 0 DAVID BURCHAM TRUSTEE 2.50 X 0 0 0 NAMANDJE BUMPUS TRUSTEE (THRU 1/24) 1.00 X 0 0 0 ANNE CANNON TRUSTEE 1.50 X 0 0 0 LUCIA CHOI-DALTON TRUSTEE (THRU 1/24) 1.00 X 0 0 0 NICHOLAS M CHOUMENKOVITCH TRUSTEE 1.50 X 0 0 0 BARBARA CLARKE TRUSTEE 2.50 X 0 0 0 LINDSEY COLLINS TRUSTEE 1.50 X 0 0 0 W DON CORNWELL TRUSTEE 1.50 X 0 0 0 LISA COSCINO TRUSTEE 2.50 X 0 0 0 NANCY DAMBRO MD TRUSTEE 2.00 X 0 0 0 HECTOR DE LA TORRE TRUSTEE 1.50 X 0 0 0 GLORIA DUFFY TRUSTEE 1.50 X 0 0 0 BRADLEY FAUVRE TRUSTEE (THRU 10/23) 1.00 X 0 0 0 ALAN FREEMAN TRUSTEE 1.50 X 0 0 0 RONALD HAHN TRUSTEE 2.50 X 0 0 0 MAURINE HALPERIN BOARD VICE-CHAIR 2.50 X X 0 0 0 CHRISTOPHER HAMEL TRUSTEE 1.50 X 0 0 0 ALLSION HAWKINS TRUSTEE 2.50 X 0 0 0 ANDREW V HEATH TRUSTEE 1.50 X 0 0 0 BRENDA BARHAM HILL BOARD OF GOVERNOR/EX-OFFICIO 1.50 X 0 0 0 LORI MOORE HUNTER TRUSTEE 2.50 X 0 0 0 BOB JOHNSON BOARD VICE-CHAIR 2.50 X X 0 0 0 GARY KAPLAN TRUSTEE 2.50 X 0 0 0 ENRIQUE LOPEZ TRUSTEE 1.50 X 0 0 0 SUSAN MALLORY TRUSTEE 1.50 X 0 0 0 GRETA MANDELL MD TRUSTEE 1.50 X 0 0 0 THEODORE R MITCHELL PHD TRUSTEE 2.50 X 0 0 0 TUAN NGO TRUSTEE 2.50 X 0 0 0 LEO OLEBE TRUSTEE 2.50 X 0 0 0 ARTHUR PECK TRUSTEE 2.50 X 0 0 0 STEVEN ROBINSON TRUSTEE 1.50 X 0 0 0 STEPHEN ROUNTREE TRUSTEE 1.50 X 0 0 0 RICHARD RICK RUGANI TRUSTEE 2.50 X 0 0 0 REID SAMUELSON TRUSTEE 2.50 X 0 0 0 SOROOSH SHAMBAYATI TRUSTEE (THRU 4/24) 1.00 X 0 0 0 LAWRENCE SOLOMON TRUSTEE 2.50 X 0 0 0 WOODY STUDENMUND TRUSTEE 1.50 X 0 0 0 AMOS HIMMELSTEIN VP FOR FINANCE/COO/TREASURER 50.00 X 355429 0 94330 WENDY STERNBERG VP FOR ACADEMIC AFFAIRS/DEAN OF COLLEGE 50.00 X 279152 0 150312 ROBERT FLOT - VP OF STUD AFFAIRS/DEAN OF STUD. (THRU 05/24) 50.00 X 222281 0 136677 PRIYA SRIDHARAN CHIEF OF STAFF/SECRETARY (THRU 5/24) 50.00 X 257898 0 73333 JAMES UHRICH VP FOR ITS AND CIO 50.00 X 252956 0 33905 SUZANNE LACROIX VP FOR INSTITUTIONAL ADV. (EFF 10/23) 50.00 X 224969 0 46228 MARICELA MARTINEZ VP FOR ENROLLMENT 50.00 X 232236 0 37825 BARBARA VALIENTE ASSISTANT TREASURER (THRU 11/23) 50.00 X 203395 0 55926 RODNEY D LEVEQUE VP OF COMMUNICATIONS AND STRATEGIC INITIATIVES 50.00 X 154688 0 15662 VIVIAN G SANTIAGO - INT VP STUD. AFFAIRS/DEAN STUD.(EFF 05/24) 50.00 X 114360 0 42131 ELEANOR NORA KHAN SECRETARY (EFF 4/24) 50.00 X 190341 0 19732 LUPE SALMERON ASSISTANT TREASURER (EFF 1/24) 50.00 X 137000 0 22052 JONATHAN A VEITCH FORMER PRESIDENT, PROFESSOR 30.00 X 312364 0 79671 MICHAEL G HILL PROFESSOR 50.00 X 261437 0 40076 KRISTI ALLEN AVP, INSTITUTIONAL PLANNING 50.00 X 225259 0 59148 MAUREEN ROYER AVP, PRINCIPAL GIFTS 50.00 X 218468 0 40446 MARY L MAHER AVP, HR CHRO 50.00 X 205233 0 27132 DAVID T CARRREON BRADLEY FORMER VP FOR EQUITY & CDO 0.00 X 109370 0 14390 CHARLES CARDILLO FORMER VP OF INSTITUTIONAL ADV. 0.00 X 111248 0 9655 4825032 0 1290832 149 1 1 0 O'BRYANT ELECTRIC INC 9314 ETON AVE CHATSWORTH CA 91311 ELECTRICAL SERVICES 1480021 OM CONSTRUCTION 318 E GLENOAKS GLENDALE CA 91207 GENERAL CONTRACTOR 1454510 NSWC MECHANICAL SERVICE LLC 3325 E LA PALMA AVE ANAHEIM CA 92806 GENERAL CONTRACTOR 1427439 VANCREST CONSTRUCTION CORPORATION 7171 N FIGUEROA ST LOS ANGELES CA 90042 GENERAL CONTRACTOR 753582 LEVEL 42 CONSTRUCTION 4717 VAN NUYS BLVD SHERMAN OAKS CA 91403 GENERAL CONTRACTOR 732938 40 6566219 24380800 2391533 30947019 TUITION AND FEES 561499 121349378 121349378 ROOM AND BOARD 561499 28789376 28789376 CONFERENCES AND EVENTS 561499 1160256 753263 406993 BOOKSTORE 561499 595964 595964 FOOD SERVICE 561499 249227 130233 118994 3475550 3456944 18606 155619751 15557763 1815257 13742506 133466 56934 76532 76532 76532 127847276 117993926 9853350 9853350 9853350 212054415 155075158 2359850 23672388 590441 590441 50054578 50054578 4149597 965532 2877131 306934 140485 140485 63031210 54451268 4380148 4199794 4687769 3955894 390802 341073 10784270 8712125 1295919 776226 4622290 3706236 581364 334690 261821 261821 242670 242670 1360983 1360983 5952901 4273389 1321478 358034 205429 64426 138628 2375 5475910 4366929 262610 846371 3810736 3110335 491200 209201 6585395 4219108 2366287 1664886 1455042 51838 158006 557266 492796 37405 27065 3290216 2830093 460123 11048410 10574743 380040 93627 4347 3818 529 COST OF SALES 5310406 5310406 INTERNATIONAL PROGRAMS 5088418 5086902 1092 424 MAINTENANCE & IMPROVEME 1985321 1834445 150876 LIBRARY BOOKS, PERIODIC 746956 491629 211261 44066 1407708 361840 622292 423576 193060419 167052460 17886497 8121462 5810732 11174590 108851417 104260226 9377233 11748403 590865 676168 71997 69829 783133 731535 794115 682807 353715703 168455058 182909307 185260645 372814435 425563980 220818805 226610525 14558356 13382171 6854257 5732875 924234652 985893754 11468915 14746779 3284633 4162578 26490000 24380000 67053541 66735100 15981784 16024486 124278873 126048943 X 275333179 293122951 524622600 566721860 799955779 859844811 924234652 985893754 X 18993996 43180431 -2285395 X 0 1 X 1 1 1 X 32537251 24714039 41336592 25157797 30947019 154692698 32537251 24714039 41336592 25157797 30947019 154692698 722637 153970061 7684547 10518828 16470615 15295790 13875972 63845752 218538450 700409403 0.70450 0.70320 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 X X X 0 604348663 15619239 59472657 10828914 13609675 704487 654297483 575933105 17704268 34631929 10635895 12589132 695612 604348663 575809817 19615964 3215133 10243332 11734383 730094 575933105 439089409 10701304 153367407 12082530 14589707 676066 575809817 448094636 18571934 -5462767 9938869 11502626 672899 439089409 0.22000 0.78000 0.00000 0 0 91067 1481532 1572599 298041198 148709672 149331526 34035631 10902394 23133237 13854776 8842992 5011784 6211499 6211499 185260645 PRIVATE EQUITY & VENTURE CAPITAL 226610525 F 226610525 ANNUITIES PAYABLE 10581575 BONDS PREMIUM, NET 2618960 ASSET RETIREMENT OBLIGATION 2823951 16024486 X 203122222 43180431 -470138 42710293 160411929 1360983 50281503 51642486 212054415 143233190 0 143233190 1360983 48466246 49827229 193060419 PART III, LINE 1A: COLLECTIONS, SUCH AS RARE BOOKS AND WORKS OF ART, WHICH WERE ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE COLLEGE'S INCEPTION, ARE NOT RECOGNIZED AS ASSETS. THESE COLLECTIONS ARE HELD SOLELY FOR THEIR POTENTIAL EDUCATIONAL VALUE OR HISTORICAL SIGNIFICANCE. MANAGEMENT HAS DETERMINED THAT THE COST TO ESTABLISH THE CURRENT MARKET VALUE IS DEEMED TO EXCEED THE BENEFIT AND THEREFORE THE COLLECTIONS WERE NOT ASSIGNED A VALUE FOR THE PURPOSE OF CAPITALIZATION. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS DECREASES IN UNRESTRICTED NET ASSETS IN THE YEAR IN WHICH THE ITEMS ARE ACQUIRED OR AS TEMPORARILY OR PERMANENTLY RESTRICTED NET ASSETS IF THE ASSETS USED TO PURCHASE THE ITEMS HAVE BEEN RESTRICTED BY DONORS. PART III, LINE 4: THE COLLEGE RECEIVED A SHELL AND BIRD COLLECTION TO BE USED FOR RESEARCH. THE COLLEGE MAINTAINS COLLECTIONS OF ART FOR DISPLAY AND EDUCATIONAL PURPOSES. PART V, LINE 4: THE COLLEGE'S ENDOWMENT FUNCTIONS TO SUPPORT STUDENT SCHOLARSHIPS, PROFESSORSHIPS, STUDENT AND FACULTY RESEARCH, ACADEMIC PROGRAMS, THE LIBRARY, VISITING SPEAKERS, AND OTHER GENERAL COLLEGE PROGRAMS. PART X, LINE 2: THE COLLEGE OPERATES AS A NOT-FOR-PROFIT ORGANIZATION AND HAS BEEN RECOGNIZED BY THE INTERNAL REVENUE SERVICE AS AN ORGANIZATION EXEMPT FROM INCOME TAXATION PURSUANT TO INTERNAL REVENUE CODE SECTION 501(C)(3) ON ITS INCOME OTHER THAN UNRELATED BUSINESS INCOME AND HAS ALSO BEEN RECOGNIZED BY THE FRANCHISE TAX BOARD AS EXEMPT FROM STATE FRANCHISE OR INCOME TAX PURSUANT TO CALIFORNIA REVENUE AND TAXATION CODE SECTION 23701(D) ON ITS INCOME OTHER THAN UNRELATED BUSINESS INCOME. OTWAY IS A SINGLE MEMBER LLC AND THEREFORE DISREGARDED FOR FEDERAL INCOME TAX PURPOSES. AS REQUIRED BY U.S. GAAP, THE COLLEGE AND OTWAY HAVE IDENTIFIED AND EVALUATED THEIR SIGNIFICANT TAX POSITIONS AND HAVE DETERMINED THAT THERE IS NO MATERIAL UNRECOGNIZED BENEFIT OR LIABILITY TO BE RECORDED. THERE ARE NO UNCERTAIN TAX POSITIONS FOR THE YEARS ENDED JUNE 30, 2024 OR 2023. THERE HAVE BEEN NO RELATED TAX PENALTIES OR INTEREST, WHICH WOULD BE CLASSIFIED AS A TAX EXPENSE IN THE CONSOLIDATED STATEMENTS OF ACTIVITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN FAIR VALUE OF ASSETS HELD IN TRUST BY OTHERS 477,618. ANNUITIES ADJUSTMENT -947,756. PART XI, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 48,523,180. RENTAL EXPENSES -56,934. NET INCOME FROM K-1'S 1,815,257. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 48,523,180. RENTAL EXPENSE -56,934. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE COLLEGE ADVERTISES THE POLICY IN BROCHURES TO POTENTIAL STUDENTS, IN A NEWSPAPER OF GENERAL CIRCULATION ANNUALLY, AND ON THE HOMEPAGE OF ITS WEBSITE. SCHEDULE E, PART I, LINE 6 OCCIDENTAL COLLEGE PARTICIPATES IN THE FEDERAL PELL GRANT, CAMPUS-BASED PROGRAMS (FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT, FEDERAL WORK STUDY AND FEDERAL PERKINS LOAN PROGRAM) AND FEDERAL DIRECT LOAN AND PLUS LOAN PROGRAMS. IN ADDITION WE RECEIVE GRANTS FROM VARIOUS STATE GOVERNMENTS. CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 76504311 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 INVESTMENTS 6688995 NORTH AMERICA (CANADA AND MEXICO) 0 0 INVESTMENTS 1431424 0 0 0 0 0 0 84624730 0 84624730 1 0 1 1 1 0 1 CLEAN WATER FUND PO BOX 188 MT CLEMENS MI 48046 521043444 501(C)(3) 149875 0 ASSIST WITH LEADERSHIP AND DECISION MAKING AS A REGIONAL REPRESENTATIVE OF THE MOVING FORWARD NETWORK ADVISORY BOARD. ASSIST IN CONVENING THE MONTHLY REGIONAL MEETINGS FOR ORGANIZATIONS TO SHARE INFORMATION, DISCUSS DEVELOPMENT OF THE NETWORK, IDENTIFY AREAS WHERE THE NETWORK COULD SUPPORT THE REGION, AND PLAN JOINT ACTIVITIES. PLAY A LEADERSHIP ROLE IN DEVELOPING LOCAL, REGIONAL, AND/OR STATE STRATEGIES FOR ADVANCING AND IMPLEMENTING NETWORK CAMPAIGNS TEXAS ENVIRONMENTAL JUSTICE ADVOCACY 900 N WAYSIDE DR HOUSTON TX 77011 020749601 501(C)(3) 127500 0 ASSIST WITH LEADERSHIP AND DECISION MAKING AS A REGIONAL REPRESENTATIVE OF THE MOVING FORWARD NETWORK ADVISORY BOARD. ASSIST IN CONVENING THE MONTHLY REGIONAL MEETINGS FOR ORGANIZATIONS TO SHARE INFORMATION, DISCUSS DEVELOPMENT OF THE NETWORK, IDENTIFY AREAS WHERE THE NETWORK COULD SUPPORT THE REGION, AND PLAN JOINT ACTIVITIES. PLAY A LEADERSHIP ROLE IN DEVELOPING LOCAL, REGIONAL, AND/OR STATE STRATEGIES FOR ADVANCING AND IMPLEMENTING NETWORK CAMPAIGNS EAST YARD COMMUNITIES FOR ENVIRONMENT 2317 S ATLANTIC BLVD COMMERCE CA 90040 465685097 501(C)(3) 101500 0 ASSIST WITH LEADERSHIP AND DECISION MAKING AS A REGIONAL REPRESENTATIVE OF THE MOVING FORWARD NETWORK ADVISORY BOARD. ASSIST IN CONVENING THE MONTHLY REGIONAL MEETINGS FOR ORGANIZATIONS TO SHARE INFORMATION, DISCUSS DEVELOPMENT OF THE NETWORK, IDENTIFY AREAS WHERE THE NETWORK COULD SUPPORT THE REGION, AND PLAN JOINT ACTIVITIES. PLAY A LEADERSHIP ROLE IN DEVELOPING LOCAL, REGIONAL, AND/OR STATE STRATEGIES FOR ADVANCING AND IMPLEMENTING NETWORK CAMPAIGNS HARAMBEE HOUSE INC 1115 HABERSHAM ST SAVANNAH GA 31401 582219332 501(C)(3) 92750 0 ASSIST WITH LEADERSHIP AND DECISION MAKING AS A REGIONAL REPRESENTATIVE OF THE MOVING FORWARD NETWORK ADVISORY BOARD. ASSIST IN CONVENING THE MONTHLY REGIONAL MEETINGS FOR ORGANIZATIONS TO SHARE INFORMATION, DISCUSS DEVELOPMENT OF THE NETWORK, IDENTIFY AREAS WHERE THE NETWORK COULD SUPPORT THE REGION, AND PLAN JOINT ACTIVITIES. PLAY A LEADERSHIP ROLE IN DEVELOPING LOCAL, REGIONAL, AND/OR STATE STRATEGIES FOR ADVANCING AND IMPLEMENTING NETWORK CAMPAIGNS COLUMBIA UNIVERSITY 615 W 131ST ST 3RD FLOOR NEW YORK NY 10027 135598093 501(C)(3) 58754 0 COLUMBIA UNIVERSITY BRINGS EXPERTISE IN ENVIRONMENTAL AND REPRODUCTIVE HEALTH AND METABOLOMICS ANALYSES. THEY HAVE SUPPORTED THE PROJECT THROUGH PROVIDING INPUT ON ALL STUDY PROTOCOLS, SUPPORTING THE DEVELOPMENT OF THE IN-DEPTH STANDARD OPERATING PROCEDURES, AND WILL BE CONDUCTING THE ANALYTICAL TESTING OF URINE SAMPLES AT THE COLUMBIA UNIVERSITY LABS. THEY SUPPORT DATA ANALYSIS, POST-DOCTORAL TRAINING, AND PREPARATION OF MANUSCRIPTS. UNIVERSITY OF SOUTHERN CALIFORNIA UNIVERSITY GARDENS BLDG STE 205 LOS ANGELES CA 900898006 951642394 501(C)(3) 29751 0 ASSIST WITH DATA GATHERING, CLEANING, AND CODE DEVELOPMENT. PROVIDE STATISTICAL AND GEOSPATIAL ANALYSIS OF THE IMPACT OF LANDLORD CHARACTERISTICS ON RENT, BUILDING PERMITS, AND CODE VIOLATIONS AMONG OTHER TENANT AND LANDLORD LEVEL OUTCOMES. WRITE AND EDIT CHAPTERS OF REPORTS, POLICY MEMOS, AND JOURNAL ARTICLES. CREATE SLIDES AND MAKE PRESENTATIONS TO RELEVANT AUDIENCES. TRAIN RESEARCH ASSISTANTS AS RELEVANT. SILENT SPRING INSTITUTE 320 NEVADA ST 302 NEWTON MA 02460 043237106 501(C)(3) 29160 0 RESEARCH PARTNER ASSISTING WITH CONDUCTING STUDY PROTOCOLS FOR IN-HOME PRODUCT USE, DEVELOPING SURVEY INSTRUMENT FOCUS GROUP MATERIALS, DATA ANALYSIS, CONDUCTING ANALYTICAL TESTING OF PRODUCTS, AND PREPARING PEER-REVIEW MANUSCRIPTS. 7 0 SCHOLARSHIPS 1432 48523180 STUDY GRANTS 662 1497042 PRIZES AND AWARDS 213 34356 PART I, LINE 2: ALL GRANT AND CONTRACT ACTIVITY IS MONITORED TO ASSURE THAT IT IS IN COMPLIANCE WITH ALL APPLICABLE REGULATIONS. ALL EXPENDITURES ARE REVIEWED ON A WEEKLY BASIS FOR ALLOWABILITY. X X X 1 1 X X X X 0 1 0 0 0 0 0 0 0 HARRY J ELAM JR PRESIDENT/EX-OFFICIO 725998 0 0 0 30950 0 172341 0 119860 0 1049149 0 0 0 AMOS HIMMELSTEIN VP FOR FINANCE/COO/TREASURER 332929 0 0 0 22500 0 33000 0 61330 0 449759 0 0 0 WENDY STERNBERG VP FOR ACADEMIC AFFAIRS/DEAN OF COLL 264152 0 0 0 15000 0 27650 0 122662 0 429464 0 0 0 JONATHAN A VEITCH FORMER PRESIDENT, PROFESSOR 281659 0 0 0 30705 0 29640 0 50031 0 392035 0 0 0 ROBERT FLOT - VP OF STUD AFFAIRS/DEAN OF STUD. (THRU 05/24) 222281 0 0 0 0 0 14215 0 122462 0 358958 0 0 0 PRIYA SRIDHARAN CHIEF OF STAFF/SECRETARY (THRU 5/24) 243956 0 0 0 13942 0 24183 0 49150 0 331231 0 0 0 MICHAEL G HILL PROFESSOR 230732 0 0 0 30705 0 23412 0 16664 0 301513 0 0 0 JAMES UHRICH VP FOR ITS AND CIO 252956 0 0 0 0 0 24164 0 9741 0 286861 0 0 0 KRISTI ALLEN AVP, INSTITUTIONAL PLANNING 225259 0 0 0 0 0 22660 0 36488 0 284407 0 0 0 SUZANNE LACROIX VP FOR INSTITUTIONAL ADV. (EFF 10/23 224969 0 0 0 0 0 22814 0 23414 0 271197 0 0 0 MARICELA MARTINEZ VP FOR ENROLLMENT 232236 0 0 0 0 0 23517 0 14308 0 270061 0 0 0 BARBARA VALIENTE ASSISTANT TREASURER (THRU 11/23) 203395 0 0 0 0 0 21484 0 34442 0 259321 0 0 0 MAUREEN ROYER AVP, PRINCIPAL GIFTS 218468 0 0 0 0 0 22012 0 18434 0 258914 0 0 0 MARY L MAHER AVP, HR CHRO 205233 0 0 0 0 0 17251 0 9881 0 232365 0 0 0 ELEANOR NORA KHAN SECRETARY (EFF 4/24) 190341 0 0 0 0 0 18734 0 998 0 210073 0 0 0 RODNEY D LEVEQUE VP OF COMMUNICATIONS AND STRATEGIC I 154688 0 0 0 0 0 15000 0 662 0 170350 0 0 0 LUPE SALMERON ASSISTANT TREASURER (EFF 1/24) 137000 0 0 0 0 0 13500 0 8552 0 159052 0 0 0 VIVIAN G SANTIAGO - INT VP STUD. AFFAIRS/DEAN STUD.(EFF 05/24) 114360 0 0 0 0 0 12578 0 29553 0 156491 0 0 0 DAVID T CARRREON BRADLEY FORMER VP FOR EQUITY & CDO 109370 0 0 0 0 0 7758 0 6632 0 123760 0 0 0 CHARLES CARDILLO FORMER VP OF INSTITUTIONAL ADV. 102919 0 0 0 8329 0 9446 0 209 0 120903 0 0 0 PART I, LINE 1A HOUSING IS PROVIDED FOR CERTAIN INDIVIDUALS LISTED IN PART VII AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE COLLEGE. SOCIAL CLUB DUES ARE PROVIDED TO ONE OFFICER AS A CONDITION OF EMPLOYMENT AND ARE NOT INCLUDED IN TAXABLE WAGES. USE OF THE SOCIAL CLUB IS FOR BUSINESS PURPOSES ONLY. PERSONAL SERVICES ARE PROVIDED TO AN OFFICER AND ARE INCLUDED IN TAXABLE WAGES. PART I, LINE 4B THE PRESIDENT WAS APPROVED FOR A 457F PLAN EFFECTIVE JULY 1, 2020 AND HE VESTS ON JUNE 30, 2024, SUBJECT TO THE TERMS AND CONDITIONS OF THE AGREEMENT. IN 2023, CONTRIBUTIONS TO THE PLAN WERE MADE IN THE AMOUNT OF $139,341. A CEFA SERIES 2015 521705592 130179EU4 2016-01-07 39056582 SEE SUPPLEMENTAL INFORMATION 0 0 0 A 12785000 39175673 418240 5119091 33638342 2021 1 1 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 0 1 0 0 0 1 1 A 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: CEFA SERIES 2015 DATE THE REBATE COMPUTATION WAS PERFORMED: 01/06/2022 PART I, LINE A COLUMN F: A) DEFEASE THE AUTHORITY'S OUTSTANDING REVENUE BONDS (OCCIDENTAL COLLEGE), SERIES 2005A AND SERIES 2005B (THE "2005 BONDS") AND DEFEASE THE AUTHORITY'S OUTSTANDING REVENUE BONDS (OCCIDENTAL COLLEGE), SERIES 2008 (THE "2008 BONDS"); (B) FINANCING THE CONSTRUCTION, RENOVATION, REHABILITATION, INSTALLATION, EXPANSION, FURNISHING AND EQUIPPING OF CERTAIN EDUCATIONAL FACILITIES (THE "NEW MONEY PROJECT") AND (C) PAYING COSTS RELATED TO THE SALE AND ISSUANCE OF THE BONDS. THE CAPITAL IMPROVEMENTS THAT WERE FINANCED OR REFINANCED WITH THE PROCEEDS OF THE 2005 BONDS AND THE 2008 BONDS AND ARE BEING REFINANCED WITH THE PROCEEDS OF THE BONDS ARE REFERRED TO HEREIN AS THE "PRIOR PROJECT." PART II, LINE 3: THE DIFFERENCE BETWEEN THE PROCEEDS AMOUNT ON LINE 3 AND THE ISSUE PRICE IN PART I REPRESENTS INTEREST EARNED AND/OR DIFFERENCE OF THE ACTUAL ISSUANCE COST FROM THE FORM 8038 ISSUANCE COSTS THAT REDUCED THE BOND PROCEEDS. ANDREW SHTULMAN FAMILY MEMBER OF STEPHEN ROUNTREE, BOARD OF TRUSTEE MORTGAGE DOWNPAYMENT ASSISTANCE PROGRAM X 73500 69829 0 1 1 69829 ANDREW SHTULMAN FAMILY MEMBER OF STEPHEN ROUNTREE, BOARD OF TRUSTEE 140485 EMPLOYMENT 0 X 42 2309796 HI/LOW/MEAN X PERSIAN RUG 1 75000 GIFT VALUE X DIVING GEAR 1 4744 STAFF X CAMERA EQUIPMENT 1 1500 FMV X PROTRAITS FOR CHILD DEVELOPMENT CENTER 1 493 INVOICE/STAFF 1 0 1 0 PART I, COLUMN (B): THE NUMBER LISTED IN COLUMN B REPRESENTS THE NUMBER OF CONTRIBUTIONS OF A SPECIFIC ITEM. FORM 990, PART VI, SECTION B, LINE 11B THE COLLEGE PROVIDES THE FORM 990 INFORMATION TO THE INDEPENDENT TAX PREPARER. ONCE THEY HAVE COMPLETED THE FORM 990, THEY RETURN A DRAFT TO THE COLLEGE. THE ASSOCIATE VICE PRESIDENT FOR FINANCE AND VICE PRESIDENT AND CHIEF OPERATING OFFICER PERFORM A THOROUGH REVIEW OF THE DRAFT RETURN. ALL NECESSARY CORRECTIONS ARE MADE TO THE FORM 990. THE AUDIT COMMITTEE REVIEWS THE DRAFT PUBLIC DISCLOSURE COPY OF THE FORM 990 (SCHEDULE B DOES NOT INCLUDE DONOR NAMES AND ADDRESSES). THE FULL DRAFT FORM 990 IS REVIEWED BY THE AUDIT COMMITTEE CHAIR. THE INDEPENDENT TAX PREPARER PRESENTS THE DRAFT PUBLIC DISCLOSURE COPY OF THE RETURN TO THE AUDIT COMMITTEE AND ALLOWS FOR QUESTIONS AND DISCUSSION. ANY CHANGES THAT ARE IDENTIFIED BY THE AUDIT COMMITTEE ARE MADE TO THE FORM 990. AT THAT POINT,THE PUBLIC INSPECTION COPY OF THE FORM 990 IS MADE AVAILABLE TO THE FULL BOARD OF TRUSTEES. THE FORM 990 IS SIGNED BY THE INDEPENDENT TAX PREPARER AND SUBMITTED TO THE INTERNAL REVENUE SERVICE BY THE DUE DATE. FORM 990, PART VI, SECTION B, LINE 12C EVERY YEAR THE COLLEGE SENDS THE CONFLICT OF INTEREST QUESTIONNAIRE TO APPROPRIATE PERSONS. RESPONSES ARE FOLLOWED UP ON TO ENSURE WE RECEIVE 100% OF ALL QUESTIONNAIRES. RESPONSES ARE REVIEWED BY THE OFFICE OF THE VICE PRESIDENT AND CHIEF OPERATING OFFICER. ANY CONFLICTS THAT HAVE NOT BEEN BROUGHT TO THE AUDIT COMMITTEE PREVIOUSLY ARE BROUGHT TO THE AUDIT COMMITTEE TO DISCUSS. IF A CONFLICT EXISTS, THE INDIVIDUAL WILL RECUSE HIMSELF/HERSELF FROM INVOLVEMENT IN THE MATTER. FORM 990, PART VI, SECTION B, LINE 15 THE COLLEGE'S PROCESS IN FISCAL YEAR 2024 FOR DETERMINING THE PRESIDENT AND COO'S COMPENSATION IS 1) OBTAINING COMPARISON DATA, 2) COMPARISON DATA IS CONSIDERED WHEN COMPENSATION IS DETERMINED, 3) COMPENSATION IS APPROVED BY THE EXECUTIVE COMMITTEE, AND 4) THE EXECUTIVE COMMITTEE'S DELIBERATION AND DECISION MAKING PROCESS REGARDING THESE TWO POSITION'S COMPENSATION IS CONTEMPORANEOUSLY SUBSTANTIATED. ALL OTHER OFFICER AND KEY EMPLOYEE COMPENSATION IS RECOMMENDED BY THE PRESIDENT, REVIEWED FOR REASONABLENESS AND PAY EQUITY BY HUMAN RESOURCES AND REVIEWED AND APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION C, LINE 19 THE COLLEGE MAKES ITS FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON THE COLLEGE'S WEBSITE WHICH IS ACCESSIBLE TO THE PUBLIC. THE GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE NOT AVAILABLE FOR PUBLIC INSPECTION. FORM 990, PART XI, LINE 9: CHANGE IN FAIR VALUE OF ASSETS HELD IN TRUST BY OTHERS 477,618. ANNUITIES ADJUSTMENT -947,756. NET INCOME FROM K-1S -1,815,257. OTWAY PROPERTIES LLC 7435 NORTH FIGUEROA STREET LOS ANGELES CA 90041 813103529 REAL PROPERTIES CA 62555 1230226 OCCIDENTAL COLLEGE CHARITABLE REMAINDER TRUST (19) 1600 CAMPUS DRIVE LOS ANGELES CA 90041 FUNDRAISING CA N/A 1 CHARITABLE LEAD TRUST 1600 CAMPUS DRIVE LOS ANGELES CA 90041 FUNDRAISING CA N/A 1 POOLED INCOME FUND (2) 1600 CAMPUS DRIVE LOS ANGELES CA 90041 FUNDRAISING CA N/A 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 CHARITABLE LEAD TRUST S 72000 CASH CHARITABLE REMAINDER TRUST S 2542761 CASH CHARITABLE REMAINDER TRUST C 50624 GIFT VALUE