2024-11-06T13:40:44-06:00 2023-12-31 410746749 CLIFTONLARSONALLEN LLP 901 NORTH GLEBE ROAD SUITE 200 ARLINGTON VA 22203 990 2023-01-01 130428020 THE ALUMINUM ASSOCIATION INC ALUM 7033582970 1400 CRYSTAL DRIVE 430 ARLINGTON VA 22202 JENNIFER CASSIDY VP, FINANCE AND ADMINISTRATION 7033582970 2024-11-05 1 0 ROBERT WILLIAMS P01345960 5712279500 2024-11-05 2023 2024-10-15 13:58:12Z CHUCK JOHNSON 1400 CRYSTAL DRIVE 430 ARLINGTON VA 22202 14799467 0 X WWW.ALUMINUM.ORG X 1933 DE TO PROMOTE THE PRODUCTION AND USE OF ALUMINUM AS THE SUSTAINABLE MATERIAL OF CHOICE. 25 25 22 200 14013 0 99125 132500 9722387 11339196 85027 332415 0 0 9906539 11804111 6000 6525 0 0 3238451 3440395 0 0 0 6423054 8189921 9667505 11636841 239034 167270 8557174 8532538 2505780 2367587 6051394 6164951 X *PROMOTING ALUMINUM AS THE SUSTAINABLE MATERIAL OF CHOICE.*ACHIEVING POLICIES THAT SUPPORT A GROWING AND COMPETITIVE U.S. ALUMINUM INDUSTRY.*UNDERSTANDING THE U.S. MARKET AND FACILITATING GROWTH THROUGH TIMELY AND ACCURATE STATISTICS AND STANDARDS.*STRENGTHENING THE INDUSTRY BY CONVENING FORUMS ON RELEVANT ISSUES.*FOSTERING INCREASINGLY SAFE AND RESPONSIBLE ALUMINUM PRODUCTION AND RECYCLING.*EDUCATING KEY AUDIENCES ON THE ADVANTAGES OF CHOOSING ALUMINUM THROUGH CREDIBLE RESEARCH, DATA AND THOUGHT LEADERSHIP. 0 0 GOVERNMENT RELATIONS & INTERNATIONAL PROGRAMS:CREATE A 'CULTURE OF ADVOCACY' AMONG THE MEMBERSHIP THAT ALLOWS COMPANY REPRESENTATIVES TO PARTICIPATE IN THE DEMOCRATIC PROCESS; TO BUILD AND MAINTAIN RELATIONSHIPS WITH KEY MEMBERS OF CONGRESS AND STAFF, INCLUDING THE CONGRESSIONAL ALUMINUM CAUCUS AND KEY COMMITTEE LEADERSHIP; AND TO ENGAGE FEDERAL AGENCIES OVERSEEING TRADE, ENVIRONMENT AND REGULATORY POLICY DEVELOPMENT AND IMPLEMENTATION. MONITOR AND REPORT TO MEMBERSHIP EMERGING AND EVOLVING LEGISLATIVE AND REGULATORY DEVELOPMENTS AFFECTING THE ALUMINUM INDUSTRY. MEMBERSHIP: ENSURE THAT THE ASSOCIATION REPRESENTS THE MAJORITY OF ALUMINUM PRODUCTION IN THE UNITED STATES. ORGANIZE EVENTS THAT BRING TOGETHER INDUSTRY LEADERS AND EXECUTIVES TO NETWORK, LEARN ABOUT TRENDS IMPACTING THE MARKET, AND DISCUSS COMMITTEE WORK DRIVING THE INDUSTRY FORWARD. SUSTAINABILITY:POSITION THE ALUMINUM INDUSTRY AS A SUSTAINABLE INDUSTRY. PROMOTE THE SUSTAINABILITY OF ALUMINUM TO KEY INFLUENCERS SUCH AS THE ADMINISTRATION, CAPITOL HILL, AND BUSINESS AND POLICY-ORIENTED MEDIA; PROVIDE TRANSPARENCY OF CRITICAL DATA THAT ADVANCES ALUMINUM'S SUSTAINABILITY STORY AND IS A CREDIBLE SOURCE OF DATA FOR GOVERNMENT AGENCIES, LIFE CYCLE EXPERTS AND CUSTOMERS; AND PROMOTE INDUSTRY BEST PRACTICES IN SUSTAINABILITY METRICS AND PROGRAMS. 0 1 0 1 0 0 0 0 0 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 32 0 1 22 1 1 1 0 0 0 0 0 0 0 X 25 25 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 X JENNIFER CASSIDY 7033582970 1400 CRYSTAL DRIVE SUITE 430 ARLINGTON VA 22202 AMY ABRAHAM DIRECTOR 2.00 X 0 0 0 CHRIS CERONE DIRECTOR 2.00 X 0 0 0 PAUL-HENRI CHEVALIER DIRECTOR 2.00 X 0 0 0 ERIN FAUBER DIRECTOR 2.00 X 0 0 0 TROND GJELLESVIK DIRECTOR 2.00 X 0 0 0 TOM GROSKO DIRECTOR 2.00 X 0 0 0 MATT HANLEY DIRECTOR 2.00 X 0 0 0 TERRY HOGAN DIRECTOR 2.00 X 0 0 0 JODI KELLER DIRECTOR 2.00 X 0 0 0 MIKE KEOWN DIRECTOR 2.00 X 0 0 0 JOHN LAPIDES DIRECTOR 2.00 X 0 0 0 PATRICK LAWLOR DIRECTOR 2.00 X 0 0 0 CHARLIE MURRAH DIRECTOR 2.00 X 0 0 0 GABY POIRIER DIRECTOR 2.00 X 0 0 0 RYAN ROUSH DIRECTOR 2.00 X 0 0 0 NEERAJ SAXENA DIRECTOR 2.00 X 0 0 0 GARNEY B SCOTT III DIRECTOR 2.00 X 0 0 0 BUDDY STEMPLE DIRECTOR 2.00 X 0 0 0 CHARLIE STRAFACE DIRECTOR 2.00 X 0 0 0 KELLY THOMAS DIRECTOR 2.00 X 0 0 0 MARK VRABLEC DIRECTOR 2.00 X 0 0 0 JASON WALSH DIRECTOR 2.00 X 0 0 0 DAVE HAUSER DIRECTOR 2.00 X 0 0 0 CHARLES JOHNSON PRESIDENT & CEO 40.00 X 444242 0 70980 JENNIFER CASSIDY VP FINANCE & ADMINISTRATION 40.00 X 225716 0 25774 HENRY GORDINIER CHAIR 5.00 X 0 0 0 MURRAY RUDISILL SECOND VICE-CHAIR 5.00 X 0 0 0 VIRGINIA HAMISEVICZ VP GR AND INT'L PROGRAMS 40.00 X 257777 0 43524 RYAN OLSEN VP MARKET GROWTH & DEVELOPMENT 40.00 X 227225 0 43849 MATTHEW MEENAN VP EXTERNAL AFFAIRS/INDUSTRY RELATIONS 40.00 X 210252 0 23525 CURT WELLS SR DIR REG AFFAIRS/CORP STEWARDSHIP 40.00 X 178595 0 27893 JOHN NEWMAN DIRECTOR TECHNOLOGY/MARKET DEVELOPMENT 40.00 X 160689 0 39527 JENNIFER BELL MEMBERSHIP SERVICES DIRECTOR 40.00 X 127142 0 22477 NADYA ALLY SUSTAINABILITY DIRECTOR 40.00 X 124041 0 19748 JINLONG MARSHALL WANG SR MGR OF SUSTAINABILITY PROGRAMS 40.00 X 112299 0 24210 2067978 0 341507 12 0 1 0 KELLEY DRYE & WARREN LLP 3050 K STREET SUITE 400 WASHINGTON DC 20007 LEGAL SERVICES 3155695 STRATACOMM LLC 1200 G STREET NW SUITE 350 WASHINGTON DC 20005 PUBLIC AFFAIRS FIRM 650456 BAKER AND HOSTETLER 1050 CONNECTICUT AVE NW SUITE 1100 WASHINGTON DC 20036 LEGAL SERVICES 222396 DUCKER RESEARCH NA LLC ONE LINCOLN STREET BOSTON MA 02111 MARKET RESEARCH SERVICES 159333 4 132500 132500 MEMBERSHIP DUES 900099 4890870 4890870 TRADE CASE 541900 3350398 3350398 MARKET COMMITTEES 541900 1695320 1695320 MEETINGS 541900 801182 801182 PUBLICATIONS 513190 358849 344836 14013 242577 242577 11339196 133918 133918 3193853 2995356 198497 198497 198497 11804111 11325183 14013 332415 X 6525 1572864 1389346 118333 185481 174371 406413 43818 71923 17402 4038347 265357 79884 257061 294243 277317 808173 115736 58414 AUTO/TRANSPORTATION 764451 OTHER COMMITTEES 213158 MEMBERSHIP DUES 200647 BUILDING & CONSTRUCTION 141136 136441 11636841 1515306 1656377 1618553 1424487 26110 96590 246282 209277 1181178 859688 418331 321490 3719137 4227306 1013455 597011 8557174 8532538 680309 950197 684690 540340 1140781 877050 2505780 2367587 X 6051394 6164951 6051394 6164951 8557174 8532538 X 167270 141564 -195277 X X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 1 4890870 255526 -357418 -101892 174373 -276265 725484 547627 177857 216945 103332 113613 238749 208729 30020 321490 LEASE ASSET 546406 DEFERRED COMPENSATION ASSET 50605 597011 LEASE LIABILITY 826445 DEFERRED COMPENSATION LIABILITY 50605 877050 X PART X, LINE 2: THE ASSOCIATION IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(6) OF THE INTERNAL REVENUE CODE. HOWEVER, THE ASSOCIATION IS REQUIRED TO REPORT UNRELATED BUSINESS INCOME TO THE INTERNAL REVENUE SERVICE (IRS) AND THE COMMONWEALTH OF VIRGINIA, AS WELL AS PAY CERTAIN OTHER TAXES TO LOCAL JURISDICTIONS. THE ASSOCIATION HAD NO UNRELATED BUSINESS INCOME TAX LIABILITY FOR THE YEARS ENDED DECEMBER 31, 2023 AND 2022. THE INCOME TAX POSITIONS TAKEN BY THE ORGANIZATIONS FOR ANY YEARS OPEN UNDER THE VARIOUS STATUTES OF LIMITATIONS ARE THAT THE ORGANIZATIONS CONTINUE TO BE EXEMPT FROM INCOME TAXES AND THAT THE ORGANIZATIONS HAVE PROPERLY REPORTED UNRELATED BUSINESS INCOME THAT IS SUBJECT TO INCOME TAXES. THE ORGANIZATION BELIEVES THAT THERE ARE NO TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION IN THE CONSOLIDATED FINANCIAL STATEMENTS WHICH MAY HAVE AN EFFECT ON TAX-EXEMPT STATUS. NONE OF THE ORGANIZATIONS' FEDERAL OR STATE INCOME TAX RETURNS ARE CURRENTLY UNDER EXAMINATION. X X X 0 1 0 CHARLES JOHNSON PRESIDENT & CEO 374242 0 70000 0 0 0 54700 0 16280 0 515222 0 0 0 VIRGINIA HAMISEVICZ VP GR AND INT'L PROGRAMS 232077 0 25700 0 0 0 23060 0 20464 0 301301 0 0 0 RYAN OLSEN VP MARKET GROWTH & DEVELOPMENT 206665 0 20560 0 0 0 20539 0 23310 0 271074 0 0 0 JENNIFER CASSIDY VP FINANCE & ADMINISTRATION 202216 0 23500 0 0 0 20263 0 5511 0 251490 0 0 0 MATTHEW MEENAN VP EXTERNAL AFFAIRS/INDUSTRY RELATIO 191952 0 18300 0 0 0 18530 0 4995 0 233777 0 0 0 CURT WELLS SR DIR REG AFFAIRS/CORP STEWARDSHIP 166165 0 12430 0 0 0 14577 0 13316 0 206488 0 0 0 JOHN NEWMAN DIRECTOR TECHNOLOGY/MARKET DEVELOPME 158989 0 1700 0 0 0 15003 0 24524 0 200216 0 0 0 PART I, LINE 4B THE PRESIDENT / CEO PARTICIPATES IN A 457(F) PLAN - CONTRIBUTIONS TO THE PLAN IN 2023 WERE $25,000, THERE WERE NO DISTRIBUTIONS IN 2023. FORM 990, PART VI, SECTION A, LINE 1A THE EXECUTIVE COMMITTEE IS MADE UP OF 5-15 MEMBERS OF THE BOARD OF DIRECTORS, ALL ARE PART OF THE GOVERNING BODY. THE COMMITTEE HAS THE AUTHORITY ACT ON BEHALF OF THE BOARD ON AREAS UNDER THE COMMITTEES PURVIEW. FORM 990, PART VI, SECTION A, LINE 6 THE ASSOCIATION IS COMPOSED OF 5 CLASSES OF MEMBERS, NAMELY, ACTIVE PRODUCER MEMBERS, ACTIVE FOUNDRY MEMBERS, ASSOCIATE MEMBERS, INDIVIDUAL MEMBERS, AND HONORARY MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A MEMBERS OF THE ASSOCIATION VOTE AND APPROVE NEW MEMBERS TO THE BOARD/GOVERNING BODY. FORM 990, PART VI, SECTION A, LINE 7B THE ACTIVE MEMBERS ENTITLED AT THE TIME TO VOTE FOR THE ELECTION OF DIRECTORS SHALL HAVE POWER TO ADOPT, AMEND, OR REPEAL THE BYLAWS OF THE ASSOCIATION BY VOTE OF NOT LESS THAN A MAJORITY OF SUCH ACTIVE MEMBERS, AND EXCEPT AS OTHERWISE PROVIDED BY LAW, THE BOARD OF DIRECTORS SHALL HAVE POWER EQUAL IN ALL RESPECTS TO THAT OF THE MEMBERS TO ADOPT, AMEND, OR REPEAL THE BYLAWS BY VOTE OF NOT LESS THAN A MAJORITY OF THE ENTIRE BOARD. HOWEVER, ANY BYLAW ADOPTED BY THE BOARD MAY BE AMENDED OR REPEALED BY VOTE OF THE ACTIVE MEMBERS ENTITLED AT THE TIME TO VOTE FOR THE ELECTION OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTING FIRM, REVIEWED BY THE VP FINANCE & ADMINISTRATION, AND THEN A DRAFT OF THE FORM 990 IS SENT TO OFFICERS AND BOARD MEMBERS FOR REVIEW PRIOR TO FILING EACH YEAR. FORM 990, PART VI, SECTION B, LINE 12C THE ASSOCIATION'S CONFLICT OF INTEREST POLICY COVERS ALL EMPLOYEES AND THE BOARD OF DIRECTORS. THE LEVEL AT WHICH DETERMINATIONS ARE MADE AS TO WHETHER A CONFLICT EXISTS IS WITH OFFICERS OF THE ASSOCIATION AND THE BOARD OF DIRECTORS. THE POLICY REQUIRES EMPLOYEES WHO HAVE INFLUENCE ON A TRANSACTION REPORT TO AN OFFICER OF THE ASSOCIATION THE EXISTENCE OF ANY ACTUAL OR POTENTIAL CONFLICT OF INTEREST SO THAT SAFEGUARDS CAN BE ESTABLISHED TO PROTECT ALL PARTIES. BOARD MEMBERS MUST DISCLOSE CONFLICTS OF INTEREST TO THE ENTIRE BOARD AND TAKE WHATEVER PRECAUTIONS NECESSARY TO ELIMINATE THE CONFLICT. THE CORPORATE SECRETARY ANNUALLY ENSURES THE CONFLICT OF INTEREST FORMS ARE COMPLETED AND COLLECTED. THE BOARD OF DIRECTORS MONITORS CONTINUOUSLY TO ENSURE COMPLIANCE WITH THE POLICY. UNINVOLVED BOARD MEMBERS ARE TASKED WITHIN ESTABLISHING SAFEGUARDS TO PROTECT AGAINST ANY POTENTIAL CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 THE CEO'S COMPENSATION AND BONUS IS APPROVED BY THE COMPENSATION COMMITTEE, WHICH CONSISTS OF THE CHAIR, FIRST VICE CHAIR, SECOND VICE CHAIR, AND IMMEDIATE PAST CHAIR OF THE BOARD. THE CEO'S BONUS IS AWARDED IN CONJUNCTION WITH THE CEO'S EMPLOYMENT AGREEMENT WHICH OUTLINES RANGES FOR A BONUS. DURING THE CONTRACT PROCESS THE COMPENSATION COMMITTEE ENGAGES AN INDEPENDENT COMPENSATION CONSULTANT PERIODICALLY. THE CONSULTANT USES COMPENSATION COMPARABILITY INFORMATION. THE BOARD APPOINTS THE CEO AND THE EMPLOYMENT AGREEMENT IS APPROVED BY THE OFFICERS. THIS PROCESS WAS LAST PERFORMED IN 2020. DELIBERATIONS ARE RECORDED IN THE MINUTES OF THE COMMITTEE. THE COMPENSATION AND BONUS AMOUNTS OF OTHER OFFICERS AND KEY EMPLOYEES IS APPROVED BY THE SAME COMPENSATION COMMITTEE WHO ALSO PERIODICALLY ENGAGES AN INDEPENDENT COMPENSATION CONSULTANT FOR THESE POSITIONS. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC AS REQUESTED. IF THE CONFLICT OF INTEREST POLICY WAS REQUESTED THE ORGANIZATION WOULD CONSIDER THE REQUEST. FORM 990, PART IX, LINE 11G TRADE CASE CONSULTING 3,353,072. OTHER PROFESSIONAL FEES 685,275. FORM 990, PART XI, LINE 9: PENSION-RELATED CHANGES OTHER THAN NET PERIODIC PENSION COSTS -195,277. ALUMINUM ASSOCIATION POLITICAL ACTION COMMITTEE 1400 CRYSTAL DRIVE NO 430 ARLINGTON VA 22202 813128911 ADVOCACY VA 527 THE ALUMINUM ASSOCIATION INC 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0