2024-10-30T14:16:28-05:00 2023-12-31 911741928 VON HARTEN & COMPANY INC PS 2101 4TH AVENUE SUITE 930 SEATTLE WA 98121 990PF 2023-01-01 956944277 JAMES B PENDLETON CHARITABLE TRUST JAME 4252843095 11900 NE 1ST STREET SUITE 300 BELLEVUE WA 98005 DAYLE E IVERSON TRUSTEE & CEO 4252843095 2024-10-22 1 1 ELIZABETH C HEDLUND CPA P00173862 2064439017 2024-10-22 2023 2024-10-15 13:58:12Z X 29570630 X X 8531 8531 872756 872756 750728 3815493 750728 1632015 1632015 192000 48000 144000 24704 6176 18528 2000 500 1500 35270 31743 3527 98111 98111 0 32257 12574 0 24497 12249 12248 5199 1657 3542 414038 211010 183345 1350000 1350000 1764038 211010 1533345 -132023 1421005 269394 521022 521022 23996602 23637864 29049608 25128 0 0 24291124 24158886 29570630 7561 7346 7561 7346 X 24283563 24151540 0 0 0 0 24283563 24151540 24291124 24158886 24283563 -132023 0 24151540 0 24151540 PUBLICLY TRADED SECURITIES 3447678 3064765 382913 382913 CAPITAL GAINS DIVIDENDS P 367815 367815 367815 750728 19752 0 19752 0 19752 15000 0 20000 0 35000 X 0 15248 15248 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A VON HARTEN COMPANY INC PS 2064439017 2101 FOURTH AVENUE SUITE 930 SEATTLE WA 98121 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 DAYLE E IVERSON 11900 NE 1ST STREET SUITE 300 BELLEVUE WA 98005 TRUSTEE & CEO 40.00 150000 0 0 KELLY C O'CONNELL 11900 NE 1ST STREET SUITE 300 BELLEVUE WA 98005 PROGRAM OFFICER 20.00 42000 0 0 NONE 0 THE NORTHERN TRUST COMPANY 1301 SECOND AVENUE 2600 SEATTLE WA 98101 INVESTMENT MANAGEMENT 98111 0 0 28189008 352478 0 28541486 0 0 28541486 428122 28113364 1405668 1405668 19752 19752 1385916 0 1385916 0 1385916 1533345 0 1533345 1385916 286313 0 0 1533345 286313 0 0 1247032 0 0 0 0 0 0 0 0 138884 0 0 0 DAYLE E IVERSON JAMES B PENDLETON CHARITABLE TRUST 11900 NE 1ST ST 300 BELLEVUE WA 98005 4252843095 LETTER DISCUSSING PROGRAMS QUALIFYING UNDER INTERNAL REVENUE CODE SECTION 501(C)(3) FOR HIV/AIDS RESEARCH, CONTROL OR TREATMENT. NONE NONE IMPERIAL COLLEGE FOUNDATION INC PO BOX 14227 ATLANTA GA 30324 N/A - NONE PUBLIC CHARITY HIV/AIDS RESEARCH 350000 THE J DAVID GLADSTONE INSTITUTES 1650 OWENS STREET SAN FRANCISCO CA 94158 N/A - NONE PUBLIC CHARITY HIV/AIDS RESEARCH 250000 THE SCRIPPS RESEARCH INSTITUTE 10550 N TORREY PINES ROAD TPC-2 LA JOLLA CA 92037 N/A - NONE PUBLIC CHARITY HIV/AIDS RESEARCH 250000 THE UCLA FOUNDATION 10889 WILSHIRE BOULEVARD SUITE 1000 LOS ANGELES CA 90024 N/A - NONE PUBLIC CHARITY HIV/AIDS RESEARCH 150000 UC DAVIS - UNIVERSITY OF CALIFORNIA 202 COUSTEAU PLACE SUITE 185 DAVIS CA 95618 N/A - NONE PUBLIC CHARITY HIV/AIDS RESEARCH 100000 UC SAN DIEGO FOUNDATION 9500 GILMAN DRIVE 0940 LA JOLLA CA 920930940 N/A - NONE PUBLIC CHARITY HIV/AIDS RESEARCH 250000 1350000 0 14 8531 14 872756 18 750728 0 1632015 0 1632015 0 0 0 0 0 0 0 0 0 0 ACCOUNTING AND TAX RETURN PREPARATION FEES 35270 31743 3527 BLACKROCK HIGH YIELD BD PORTFOLIO AT COST 2155740 2075550 CAUSEWAY INTL VALUE FD AT COST 662563 894258 DFA EMERGING MKTS CORE EQUITY PORTFOLIO AT COST 469096 560661 DFA INTL SMALL CO PORTFOLIO AT COST 295177 313719 DFA REAL ESTATE SECS PORTFOLIO AT COST 370860 417307 DFA US L/C VALUE PORTFOLIO AT COST 1082432 1340391 DOUBLELINE CORE FIXED INCOME FUND AT COST 4646449 4137471 FLEXSHARES IBOXX 3 YR TARGET DURATION TIPS AT COST 437412 401540 FLEXSHARES IBOXX 5 YR TARGET DURATION TIPS AT COST 135448 118150 FLEXSHARES MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD AT COST 473242 614250 HARDING LOEVNER INTL EQUITY PORTFOLIO AT COST 490588 664161 ISHARES ESG AWARE MSCI USA SMALL-CAP ETF AT COST 442734 494130 ISHARES GLOBAL INFRASTRUCTURE ETF AT COST 386574 433613 ISHARES RUSSELL 1000 GROWTH ETF AT COST 476454 1333948 NORTHERN MID CAP INDEX FD AT COST 542921 602338 NORTHERN SMALL CAP INDEX FD AT COST 517000 550141 NORTHERN STK INDEX FD AT COST 4964108 8560730 NORTHERN ULTRA SHORT FIXED INCOME FD AT COST 1803462 1842510 VANGUARD EMERGING MKTS STK INDEX FD AT COST 516971 538343 VANGUARD FTSE ALL WORLD EX-US INDEX AT COST 1891908 2264968 NORTHERN BD INDEX FUND AT COST 846184 860888 ACCRUED INCOME AT COST 30541 30541 LEGAL FEES 2000 500 1500 INCOME REPORTED ON TAX RETURN NOT YET RECEIVED 25128 PAYROLL PROCESSING EXPENSE 1119 280 839 DUES AND SUBSCRIPTIONS 1283 642 641 STATE REGISTRATION FEES 200 0 200 INSURANCE 2253 563 1690 OFFICE SUPPLIES 323 161 162 POSTAGE 21 11 10 OTHER EXPENSES PAYABLE 7561 7346 INVESTMENT MANAGEMENT FEES 98111 98111 0 FEDERAL EXCISE TAX PAYMENTS 19683 0 0 FOREIGN TAXES PAID 12574 12574 0