2024-08-12T14:45:52-05:00 2023-09-30 PWC US TAX LLP 655 NEW YORK AVENUE NW SUITE 1100 WASHINGTON DC 20001 990 2022-10-01 237337238 CAPSTONE FOUNDATION % CHERYL MOWDY CAPS 2053484530 BOX 870136 TUSCALOOSA AL 35487 CHERYL MOWDY Int. VP of Finance 2053484530 2024-08-12 true MICHAEL D HOFFMAN P01345551 2024141000 2024-08-12 2022 2024-08-08 14:25:15Z CHERYL MOWDY BOX 870142 TUSCALOOSA AL 35487 4994291 false X N/A X 1973 AL TO PROVIDE SUPPORT TO AND ASSIST THE UNIVERSITY OF ALABAMA IN FULFILLING ITS MISSION OF TEACHING, RESEARCH AND SERVICE. 8 3 0 4 17137 2016 4123551 3627145 0 0 805617 576291 713518 790855 5642686 4994291 3053325 2395763 0 0 0 0 0 0 0 2521388 2815499 5574713 5211262 67973 -216971 29373366 31093153 13241443 13437323 16131923 17655830 X TO PROVIDE SUPPORT TO AND ASSIST THE UNIVERSITY OF ALABAMA IN FULFILLING ITS MISSION OF TEACHING, RESEARCH AND SERVICE. false false 1856173 1856173 0 GIFTS TO THE UNIVERSITY OF ALABAMA FOR PURPOSES OF ACADEMIC AND STUDENT SERVICES SUPPORT. 2696578 0 773718 SUPPORT CONFERENCES, MEETINGS, AND BUSINESS ENTERTAINMENT AND OTHER PROFESSIONAL ENDEAVOURS FOR THE UNIVERSITY OF ALABAMA, TO ASSIST IN ITS RECRUITING AND DEVELOPMENT EFFORTS. 437495 437495 0 SCHOLARSHIPS GRANTED TO STUDENTS AT THE UNIVERSITY OF ALABAMA TO SUPPORT THEIR EDUCATIONAL ENDEAVORS. 88095 88095 0 GIFTS TO UNIVERSITY FOUNDATION 14000 14000 0 AGENCY GRANTS 102095 102095 0 5092341 true true false false false false false true false true true false false false true false true false false false false false false false false false false true true true false false false false false false false false true false false false false true false false false true 33 0 true 0 false false false false false true true false false false false false false X 8 3 false false false false false false false true true false false false true true true false false false false false X CHERYL MOWDY 2053484530 271 ROSE ADMIN BLDG TUSCALOOSA AL 35487 STUART R BELL CHAIRMAN 1.0 39.0 X X 0 855595 224458 DANA KEITH DIRECTOR 0.5 42.25 X 0 493219 67772 MATTHEW FAJACK DIRECTOR 0.5 39.5 X 0 448537 68591 ROBERT D PIERCE II DIRECTOR 0.5 39.5 X 0 385337 71559 CALVIN BROWN DIRECTOR (THROUGH 9/18/2023) 0.5 39.5 X 0 251927 37952 ANDRE TAYLOR DIRECTOR 0.5 0.0 X 0 0 0 BAKER CROW DIRECTOR 0.5 0.0 X 0 0 0 KAREN CAMPBELL DIRECTOR 0.5 0.0 X 0 0 0 KAREN BROOKS DIRECTOR 0.5 0.0 X 0 0 0 0 2434615 470332 0 false true false 0 3627145 54609 3627145 0 544359 544359 0 0 0 0 0 31932 31932 31932 31932 0 0 0 0 0 0 0 0 0 CAPSTONE HOTEL K-1 900099 17137 0 17137 0 OTHER INCOME 900099 773718 773718 0 0 790855 4994291 773718 17137 576291 1958268 1958268 437495 437495 0 0 0 0 0 0 0 0 0 0 63599 0 63599 0 0 0 51492 0 51492 0 101520 101505 15 0 82286 82286 0 0 323739 323739 0 0 4474 4474 0 0 0 33004 33004 0 0 151223 151223 0 0 0 1296444 1296444 0 0 0 0 3600 0 3600 0 215 0 215 0 BUSINESS ENTERTAINMENT 607128 607128 0 0 DUES & SUBSCRIPTIONS 67300 67300 0 0 OTHER UNIVERSITY SUPPORT 17718 17718 0 0 DEPARTMENTAL MOVING EXPENSE 11757 11757 0 0 5211262 5092341 118921 0 322508 323226 0 0 141777 159559 0 0 0 0 0 0 124120 144567 0 0 131607 196940 171111 64800 109911 106311 28351683 29981800 0 0 0 0 0 0 191760 180750 29373366 31093153 129789 211285 0 0 0 0 0 0 0 0 0 0 0 0 0 0 13111654 13226038 13241443 13437323 X 2048933 2341817 14082990 15314013 16131923 17655830 29373366 31093153 X -216971 1824447 -83569 X false true X true false X 3738439 3725153 4365295 4123551 3627145 19579583 0 0 0 0 0 0 0 0 0 0 0 0 3738439 3725153 4365295 4123551 3627145 19579583 664883 18914700 598021 530989 515495 654527 544359 2843391 0 0 0 0 0 0 858699 643584 226263 713518 790855 3232919 25655893 0 0.73725 0.64135 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X HELD FOR FUTURE SALE false 1596060 0 102234 5321 0 0 1692973 1668932 0 -69462 3410 0 0 1596060 1408524 0 262089 1681 0 0 1668932 1400308 0 11781 3565 0 0 1408524 1399429 0 20969 20090 0 0 1400308 1.00000 false true true 70000 70000 101111 64800 36311 106311 0 EMINENT SCHOLARS PROGRAM PAYABLE 9734523 ANNUITIES PAYABLE 2793886 DUE TO THE UNIVERSITY OF ALABAMA 697629 13226038 6939512 1824447 227360 -83569 1968238 4971274 23017 23017 4994291 5415605 227360 227360 5188245 23017 23017 5211262 PART III, LINE 4: A LARGE COLLECTION OF ARTWORK WAS DONATED TO THE CAPSTONE FOUNDATION, MOST OF WHICH WERE GIFTS TO SUPPORT THE UNIVERSITY OF ALABAMA, EITHER IN ART EXHIBITION OR FOR SCHOLARLY RESEARCH. FOUR OF THE PAINTINGS ARE BEING HELD BY CAPSTONE FOUNDATION FOR FUTURE SALE. PART XI, LINE 2D: CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS true THE UNIVERSITY OF ALABAMA BOX 870136 TUSCALOOSA AL 35487 636001138 501(C)(3) 1856173 N/A N/A EDUCATION THE UNIVERSITY FOUNDATION 500 UNIVERSITY BLVD E TUSCALOOSA AL 35401 630803491 501(C)(3) 88095 N/A N/A EDUCATION 2 0 STUDENT AID, SCHOLARSHIPS, AND AWARDS 283 437495 N/A N/A PT I, LINE 2 THE CAPSTONE FOUNDATION WORKS CLOSELY WITH THE UNIVERSITY OF ALABAMA TO ENSURE THAT GRANTS TO THE UNIVERSITY AND ITS STUDENTS ARE AWARDED AND USED IN ACCORDANCE WITH THE STATED PURPOSE OF THE PARTICULAR GIFT AND THE MISSION OF THE CAPSTONE FOUNDATION. false false false false false false false false false STUART R BELL CHAIRMAN 0 850570 0 0 0 5025 0 138030 0 86428 0 1080053 0 0 MATTHEW FAJACK DIRECTOR 0 437949 0 0 0 10588 0 52323 0 16268 0 517128 0 0 DANA KEITH DIRECTOR 0 476736 0 0 0 16483 0 55427 0 12345 0 560991 0 0 CALVIN BROWN DIRECTOR (THROUGH 9/18/2023) 0 249864 0 0 0 2063 0 29558 0 8394 0 289879 0 0 ROBERT D PIERCE II DIRECTOR 0 382876 0 0 0 2461 0 49991 0 21568 0 456896 0 0 X 20 53059 FAIR MARKET VALUE X GIFT-IN-KIND 1 1550 FAIR MARKET VALUE false true false PART I, COLUMN (B) THE NUMBER OF CONTRIBUTIONS RECEIVED FROM DONORS HAS BEEN REPORTED IN COLUMN (B). PART VI, LINE 11B THE TAX RETURN IS PREPARED BY PWC US TAX LLP. THE RETURN IS REVIEWED BY UA TAX OFFICE PERSONNEL, UA ASSOCIATE VP FOR FINANCE, UA INTERIM VP FOR FINANCE AND OPERATIONS, WHO IS THE BOARD MEMBER WHO SIGNS THE RETURN. PART VI, LINE 12C BOARD MEMBERS ARE REQUIRED TO DISCLOSE ANY POTENTIAL CONFLICTS OF INTEREST AT THE ANNUAL BOARD MEETING. PART VI, LINE 15B THE CAPSTONE FOUNDATION DOES NOT HAVE EMPLOYEES OF ITS OWN AND DOES NOT PAY COMPENSATION TO ITS OFFICERS OR DIRECTORS. PART VI, LINE 19 A COPY OF THESE ITEMS WOULD BE PROVIDED TO A MEMBER OF THE PUBLIC UPON REQUEST. PART XI, LINE 9 OTHER CHANGES IN NET ASSETS OR FUND BALANCES: CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS. PART III, LINE 4D OTHER PROGRAM SERVICES INCLUDE SUPPORT FOR UNIVERSITY OF ALABAMA TRAVEL, PROFESSIONAL FEES, PRINTING, DUES AND SUBSCRIPTIONS. SEE PART VII NA SEE PART VII NA false true true false false false false false false false false false true false false false false true false FORM 990, SCHEDULE R, PART II - NAMES OF RELATED ORGANIZATIONS: THE ATTACHED LIST OF ENTITIES ARE FOUNDATIONS OR SUBSIDIARIES AFFILIATED WITH THE UNIVERSITY OF ALABAMA SYSTEM AND ITS VARIOUS CAMPUSES. SOME OF THESE ENTITIES MAY NOT MEET THE IRS DEFINITION OF "RELATED ORGANIZATION" FOR PURPOSES OF SCHEDULE R. THEY ARE INCLUDED, HOWEVER, ON THIS ATTACHED STATEMENT FOR PURPOSES OF COMPLETENESS AND TRANSPARENCY. ALABAMA CARE NETWORK MID-STATE (EXEMPT) ALABAMA CARE NETWORK SOUTHEAST (EXEMPT) ALABAMA ENGINEERING FOUNDATION, INC. (EXEMPT) ALABAMA PHYSICIAN NETWORK, LLC (LLC) CAMPUS HOSPITALITY SERVICES, LLC (LLC) CAPSTONE EDUCATIONAL AND RESEARCH FOUNDATION (EXEMPT) CAPSTONE HEALTH SERVICES FOUNDATION, P.C. (EXEMPT) COMMERCIAL REAL ESTATE, LLC (LLC) COOPER GREEN MERCY HEALTH SERVICES AUTHORITY, AN AFFILIATE OF UAB MEDICINE ENTERPRISE (C CORP) COOPER GREEN REHABILITATION SERVICES (EXEMPT) CRIMSON TIDE FOUNDATION (EXEMPT) GORGAS MEMORIAL INSTITUTE OF TROPICAL AND PREVENTATIVE MEDICINE, INC. (C CORP) MEDICAL TOWERS, INC. (C CORP) MEDICAL WEST HOSPITAL AUTHORITY, AN AFFILIATE OF UAB MEDICINE ENTERPRISE (EXEMPT) RIDGECREST STUDENT HOUSING, LLC (LLC) SOUTHERN RESEARCH INSTITUTE (EXEMPT) THE 1831 FOUNDATION (EXEMPT) THE ALABAMA "A" CLUB EDUCATIONAL AND CHARITABLE FOUNDATION (EXEMPT) THE ALUMNI ASSOCIATION OF THE UNIVERSITY OF ALABAMA SCHOOL OF MEDICINE (EXEMPT) THE BOARD OF TRUSTEES OF THE UNIVERSITY OF ALABAMA (EXEMPT) THE CAPSTONE FOUNDATION (EXEMPT) THE HEALTH CARE AUTHORITY FOR BAPTIST HEALTH, AN AFFILIATE OF UAB MEDICINE ENTERPRISE (C CORP) THE KIRKLIN CLINIC, INC. (C CORP) THE NATIONAL ALUMNI ASSOCIATION OF THE UNIVERSITY OF ALABAMA (EXEMPT) THE NATIONAL ALUMNI SOCIETY OF THE UNIVERSITY OF ALABAMA AT BIRMINGHAM (EXEMPT) THE UAB DIABETES TRUST FOUNDATION (EXEMPT) THE UAB EDUCATIONAL FOUNDATION (EXEMPT) THE UAB RESEARCH FOUNDATION (EXEMPT) THE UNIVERSITY FOUNDATION (EXEMPT) THE UNIVERSITY OF ALABAMA "A" CLUB ALUMNI ASSOCIATION (EXEMPT) THE UNIVERSITY OF ALABAMA DONOR ADVISED FUND (EXEMPT) THE UNIVERSITY OF ALABAMA IN HUNTSVILLE PUBLIC EDUCATION BUILDING AUTHORITY (EXEMPT) THE UNIVERSITY OF ALABAMA IN HUNTSVILLE RESEARCH AND TECHNOLOGY CORPORATION (EXEMPT) THE UNIVERSITY OF ALABAMA LAW SCHOOL FOUNDATION (EXEMPT) THE UNIVERSITY OF ALABAMA OPHTHALMOLOGY SERVICES FOUNDATION (EXEMPT) THE VALLEY FOUNDATION (EXEMPT) THE WORKPLACE, INC. (C CORP) TRITON HEALTH SYSTEMS, LLC (LLC) UA-ASU-TSU EDUCATIONAL RADIO CORPORATION (EXEMPT) UAB ATHLETICS FOUNDATION (EXEMPT) UAB CALLAHAN EYE HOSPITAL AUTHORITY (EXEMPT) UAB HEALTH SYSTEM AUTHORITY (EXEMPT) UAB HOSPITAL MANAGEMENT, LLC (LLC) UAB MEDICINE ENTERPRISE (EXEMPT) UAB MEDICINE FINANCE AUTHORITY (C CORP) UAB-SVHS, INC. (EXEMPT) UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION, P.C. (EXEMPT) UNIVERSITY OF ALABAMA HUNTSVILLE FOUNDATION (EXEMPT) VIVA HEALTH ADMINISTRATION, LLC (LLC) VIVA HEALTH INSURANCE COMPANY (C CORP) VIVA HEALTH, INC. (EXEMPT)