2024-08-15T11:43:14-05:00 2023-09-30 410746749 CLIFTONLARSONALLEN LLP 901 NORTH GLEBE ROAD SUITE 200 ARLINGTON VA 22203 990 2022-10-01 860138043 ASSOCIATION OF UNIVERSITIES FOR RESEARCH IN ASTRONOMY INC ASSO 2024832101 1331 PENNSYLVANIA AVE NW 1475 WASHINGTON DC 20004 BARBARA LAM CHIEF FINANCIAL OFFICER 2024832101 2024-08-14 1 0 ROBERT WILLIAMS P01345960 5712279500 2024-08-12 2022 2024-08-08 14:25:15Z CHARLES MOUNTAIN 1331 PENNSYLVANIA AVE NW 1475 WASHINGTON DC 20004 452769885 0 X WWW.AURA-ASTRONOMY.ORG X 1957 AZ TO PROMOTE EXCELLENCE IN ASTRONOMICAL RESEARCH. 17 16 1506 20 0 0 199787311 225915061 178444357 194151546 878581 649445 1174683 196864 380284932 420912916 40753726 50962760 0 0 210378424 231424593 0 0 0 131537022 137053888 382669172 419441241 -2384240 1471675 108725911 150950841 106413148 150673168 2312763 277673 AURA PROVIDES INNOVATIVE, OPEN RESOURCES TO ENABLE DISCOVERY AND EXCELLENCE IN RESEARCH, TO UNIFY THE ASTROPHYSICS COMMUNITIES, AND TO PROMOTE PUBLIC UNDERSTANDING OF OUR UNIVERSE AND THE BENEFITS OF SCIENTIFIC EXPLORATION. 0 0 378154061 50962760 194151546 AURA OPERATED THE NATIONAL SCIENCE FOUNDATION'S (NSF) NATIONAL OPTICAL INFRARED LABORATORY (NOIRLAB), THE NATIONAL SOLAR OBSERVATORY (NSO), AND THE VERA C. RUBIN OBSERVATORY CONSTRUCTION (RUBIN CONSTRUCTION OR LSSTPO) UNDER COOPERATIVE AGREEMENTS WITH THE NSF. AURA ALSO OPERATED THE SPACE TELESCOPE PROJECT (STSCI) UNDER AN AGREEMENT WITH THE NATIONAL AERONAUTICS AND SPACE ADMINISTRATION (NASA). 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PROVIDING INFORMATION TO MEMBERS OF CONGRESS REGARDING RESEARCH ACTIVITIES AND ADVANCEMENTS IN THE FIELD OF ASTRONOMY FOR THE PURPOSE OF CONTINUED GOVERNMENT AGENCY FUNDING. 0 1 X 279119 279119 1194831 517370 677461 5277404 5185772 91632 5038471 4861918 176553 740274 746276 -6002 1218763 ROU ASSETS 8474455 ASSETS HELD FOR OTHERS 29765599 38240054 LEASE LIABILITY 9530951 ASSETS HELD FOR OTHERS 29775595 39306546 X 420736068 451388 134000 585388 420150680 73329 688907 762236 420912916 419367912 0 419367912 73329 73329 419441241 PART IV, LINE 1B: PROPERTY ACQUIRED UNDER THE TERMS OF NSF AND NASA AGREEMENTS. PART IV, LINE 2B: AURA HOLDS CUSTODY OF ASSETS FOR CONICYT, THE SMALL AND MODERATE APERTURE RESEARCH TELESCOPE SYSTEM 2 PROJECTS, AURA'S 457(B) DEFERRED COMPENSATION TRUST, AURA'S RABBI TRUST, PROPERTY FOR THE U.S. DEPARTMENT OF ENERGY NAMED THE DARK ENERGY CAMERA (DECAM), AND EQUIPMENT FOR THE CHINESE ACADEMY OF SCIENCE, SOUTH AMERICA CENTER FOR ASTROMONY (CASSACA). THESE ASSETS HELD FOR OTHERS ARE TO FACILITATE AND ARE IN SUPPORT OF THE SCIENCE COMMUNITY. PART X, LINE 2: AURA HAS BEEN RECOGNIZED BY THE IRS AS A 501(C)(3) ORGANIZATION EXEMPT FROM FEDERAL INCOME TAXES UNDER INTERNAL REVENUE SERVICE CODE (IRC) SECTION 501(A). AURA FOLLOWS THE INCOME TAX STANDARD FOR UNCERTAIN TAX POSITIONS. MANAGEMENT BELIEVES IT HAS NO MATERIAL UNCERTAIN TAX POSITIONS OR ANY RELATED PENALTIES AND INTEREST TO ACCRUE FOR THE YEARS ENDED SEPTEMBER 30, 2023 AND 2022, AND ACCORDINGLY, THERE IS NO LIABILITY OR UNRECOGNIZED TAX BENEFITS. TAX YEARS PRIOR TO 2020 ARE NO LONGER SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE OR THE APPLICABLE STATE JURISDICTIONS. PART XI, LINE 2D - OTHER ADJUSTMENTS: NET ASSETS RELEASED FROM RESTRICTION 134,000. PART XI, LINE 4B - OTHER ADJUSTMENTS: FOREIGN CURRENCY LOSS 688,907. 1 SOUTH AMERICA 2 239 PROGRAM SERVICES CONSTRUCTING, OPERATING, AND MAINTAINING ASTRONOMICAL RESEARCH OBSERVATORIES. AURA OPERATES THE NATIONAL OPTICAL-INFRARED ASTRONOMY LABORATORY (NOIRLAB), AND IS CONSTRUCTING THE LARGE SYNOPTIC SURVEY TELESCOPE (RUBIN OBSERVATORY) UNDER COOPERATIVE AGREEMENTS WITH THE NATIONAL SCIENCE FOUNDATION. 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501(C)(3) 336646 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE SPACE SCIENCE INSTITUTE 4750 WALNUT STREET BOULDER CO 80301 841215290 501(C)(3) 166860 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE STANFORD UNIVERSITY 450 SERRA MALL STANFORD CA 94305 941156365 501(C)(3) 62203 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE STATE UNIVERSITY OF NEW YORK AT STONY BROOK W-5510 MELVILLE LIBRARY BUILDING STONY BROOK NY 11794 161514621 GOVERNMENT 18798 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE TENNESSEE STATE UNIVERSITY 3500 JOHN A MERRITT BLVD NASHVILLE TN 37209 620786119 GOVERNMENT 8762 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE TEXAS A & M UNIVERSITY 400 HARVEY MITCHELL PKY S STE 300 COLLEGE STATION TX 77845 746000531 GOVERNMENT 269661 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE TEXAS CHRISTIAN UNIVERSITY 2800 S UNIVERSITY DR FORT WORTH TX 76129 750827465 501(C)(3) 188058 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE TEXAS STATE UNIVERSITY 601 UNIVERSITY DRIVE SAN MARCOS TX 78666 746002248 GOVERNMENT 181746 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE TEXAS TECH UNIVERSITY 2500 BROADWAY LUBBOCK TX 79409 756002622 GOVERNMENT 217420 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE THE JOHNS HOPKINS UNIVERSITY 3400 NORTH CHARLES STREET BALTIMORE MD 21218 520595110 501(C)(3) 953320 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE THE JOHNS HOPKINS UNIVERSITY APPLIED PHYSICS LABORATORY 3100 WYMAN PARK DRIVE BALTIMORE MD 21218 520595110 501(C)(3) 447569 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE THE OHIO STATE UNIVERSITY 1960 KENNY ROAD COLUMBUS OH 43210 316025986 GOVERNMENT 180761 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE THE PENNSYLVANIA STATE UNIVERSITY 313 RIDER BLDG UNIVERSITY PARK PA 16801 246000376 GOVERNMENT 350888 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE THE UNIVERSITY OF VIRGINIA 400 RAY C HUNT DRIVE CHARLOTTESVILLE VA 22902 546001796 GOVERNMENT 339715 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE TOWSON UNIVERSITY 8000 YORK ROAD TOWSON MD 21252 526002033 GOVERNMENT 6966 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE TUFTS UNIVERSITY 136 HARRISON AVENUE BOSTON MA 02111 042103634 501(C)(3) 227947 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF ALABAMA 301 ROSE ADMIN BLDG TUSCALOOSA AL 35487 636001138 501(C)(3) 161873 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF ALABAMA IN HUNTSVILLE 301 SPARKMAN DRIVE HUNTSVILLE AL 35899 630520830 501(C)(3) 35417 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF ALASKA ANCHORAGE 3211 PROVIDENCE DRIVE ANCHORAGE AK 99508 926000147 GOVERNMENT 45356 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF ARIZONA 888 NORTH EUCLID AVENUE TUCSON AZ 85721 742652689 GOVERNMENT 2732848 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF CALIFORNIA - BERKELEY 1608 FOURTH STREET BERKELEY CA 94710 943067788 GOVERNMENT 2665205 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF CALIFORNIA - DAVIS 1850 RESEARCH PARK DRIVE DAVIS CA 95618 946036494 GOVERNMENT 673817 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF CALIFORNIA - IRVINE 141 INNOVATION DRIVE IRVINE CA 92697 952226406 GOVERNMENT 26143 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF CALIFORNIA - LOS ANGELES 10889 WILSHIRE BOULEVARD LOS ANGELES CA 90095 956006143 GOVERNMENT 987715 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF CALIFORNIA - MERCED POBOX 2450 MERCED CA 95344 943067788 GOVERNMENT 141695 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF CALIFORNIA - RIVERSIDE 200 UNIVERSITY OFFICE BUILDING RIVERSIDE CA 92521 956006142 GOVERNMENT 204346 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF CALIFORNIA - SAN DIEGO 9500 GILMAN DRIVE LA JOLLA CA 92093 956006144 GOVERNMENT 394949 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF CALIFORNIA - SANTA BARBARA 3201 SAASB BUILDING PAYROLL OFFICE SANTA BARBARA CA 93106 956006145 GOVERNMENT 622491 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF CALIFORNIA - SANTA CRUZ 1156 HIGH STREET SANTA CRUZ CA 95064 941539563 GOVERNMENT 1362859 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF CENTRAL FLORIDA BOARD OF TRUSTEES 12201 RESEARCH PARKWAY ORLANDO FL 32826 592924021 GOVERNMENT 390174 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF CHICAGO 5801 S ELLIS AVENUE CHICAGO IL 60637 362177139 GOVERNMENT 1137342 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF CINCINNATI MAIN CAMPUS 500 UNIVERSITY PAVILION CINCINNATI OH 45221 316000989 GOVERNMENT 63850 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF COLORADO AT BOULDER 3100 MARINE STREET RM 479 572 UCB BOULDER CO 80303 840644739 GOVERNMENT 1592859 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF CONNECTICUT MANSFIELD ROAD STORRS CT 06269 060772160 GOVERNMENT 88192 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF DELAWARE 220 HULLIHEN HALL NEWARK DE 19716 516000297 GOVERNMENT 16648 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF FLORIDA 207 GRINTER HALL GAINESVILLE FL 32611 596002052 GOVERNMENT 282420 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF HAWAII 2425 CAMPUS ROAD HONOLULU HI 96822 996000354 GOVERNMENT 838723 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF ILLINOIS AT URBANA - CHAMPAIGN 901 WEST ILLINOIS STREET URBANA IL 61801 376000511 GOVERNMENT 318207 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF KANSAS CENTER FOR RESEARCH INC 2385 IRVING HILL ROAD LAWRENCE KS 66045 480680117 501(C)(3) 141672 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF KENTUCKY 101 MAIN BUILDING LEXINGTON KY 40506 616001218 GOVERNMENT 81472 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF MARYLAND 3112 LEE BLDG 7809 REGENTS DRIVE COLLEGE PARK MD 20742 526002033 GOVERNMENT 496199 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF MARYLAND BALTIMORE COUNTY 1000 HILLTOP CIRCLE BALTIMORE MD 21250 521125663 GOVERNMENT 150630 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF MASSACHUSETTS - AMHERST AMHERST AMHERST MA 01003 043167352 GOVERNMENT 949992 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF MASSACHUSETTS - LOWELL 600 SUFFOLK STREET LOWELL MA 01854 043167352 GOVERNMENT 15682 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF MEMPHIS 3720 ALUMNI AVENUE MEMPHIS TN 38152 620648618 501(C)(3) 11417 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF MICHIGAN 503 THOMPSON STREET ANN ARBOR MI 48109 386006309 GOVERNMENT 928377 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF MINNESOTA - TWIN CITIES 450 MCNAMARA ALUMNI CENTER 200 OAK STREET SE MINNEAPOLIS MN 55455 416007513 GOVERNMENT 815155 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF MISSOURI - COLUMBIA 310 JESSE HALL COLUMBIA MO 65211 436003859 GOVERNMENT 150775 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF NEVADA - LAS VEGAS 4505 S MARYLAND PKWY LAS VEGAS NV 89154 886000024 501(C)(3) 22624 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF NORTH CAROLINA ASHEVILLE 1 UNIVERSITY HEIGHTS ASHEVILLE NC 28804 566002370 GOVERNMENT 138660 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL 104 AIRPORT DR CB 1270 CHAPEL HILL NC 27599 566001393 GOVERNMENT 11319 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF NOTRE DAME 940 GRACE HALL NOTRE DAME IN 46556 350868188 501(C)(3) 541894 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF OKLAHOMA NORMAN CAMPUS 201 STEPHENSON PARKWAY SUITE 3100 NORMAN OK 73019 731377584 GOVERNMENT 89820 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF PENNSYLVANIA 3451 WALNUT ST PHILADELPHIA PA 19104 231352685 501(C)(3) 52733 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF PITTSBURGH 3520 FIFTH AVENUE PITTSBURGH PA 15213 250965591 501(C)(3) 295398 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF ROCHESTER 601 ELMWOOD AVENUE ROCHESTER NY 14642 160743209 501(C)(3) 102132 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF SOUTH CAROLINA 1244 BLOSSOM STREET COLUMBIA SC 29208 576001153 GOVERNMENT 92595 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF TAMPA 401 W KENNEDY BLVD TAMPA FL 33606 590624459 501(C)(3) 12774 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF TEXAS AT AUSTIN 110 INNER CAMPUS DRIVE AUSTIN TX 78712 746000203 GOVERNMENT 1941823 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF TOLEDO 2801 W BANCROFT TOLEDO OH 43606 346401483 GOVERNMENT 228244 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF UTAH 201 PRESIDENTS CIRCLE SALT LAKE CITY UT 84112 876000525 GOVERNMENT 136127 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF WASHINGTON 4333 BROOKLYN AVENUE NE SEATTLE WA 98195 916001537 GOVERNMENT 953605 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF WISCONSIN - MADISON 21 N PARK STREET MADISON WI 53715 396006492 GOVERNMENT 623808 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF WISCONSIN - MILWAUKEE CHAPMAN HALL 202 MILWAUKEE WI 53201 391805963 GOVERNMENT 22886 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF WYOMING 1000 E UNIVERSITY AVE LARAMIE WY 82071 836000331 501(C)(3) 23522 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UTAH VALLEY UNIVERSITY 800 WEST UNIVERSITY PARKWAY OREM UT 84058 870280648 GOVERNMENT 101734 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE VANDERBILT UNIVERSITY 2201 WEST END AVE NASHVILLE TN 37235 620476822 501(C)(3) 48414 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE VILLANOVA UNIVERSITY 800 LANCASTER AVENUE VILLANOVA PA 19085 231352688 501(C)(3) 94831 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE VIRGINIA POLYTECHNIC INSTITUTE AND STATE UNIVERSITY 800 WASHINGTON ST SW 150 SSB BLACKSBURG VA 24061 546001805 501(C)(3) 193931 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE WASHINGTON STATE UNIVERSITY 1125 NE WASHINGTON STREET PULLMAN WA 99164 916001108 501(C)(3) 22463 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE WESLEYAN UNIVERSITY 237 HIGH STREET MIDDLETOWN CT 06459 060646959 501(C)(3) 57904 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE WILLIAMS COLLEGE 880 MAIN STREET WILLIAMSTOWN MA 01267 042104847 501(C)(3) 49881 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE YALE UNIVERSITY 105 WALL STREET NEW HAVEN CT 06511 060646973 501(C)(3) 407482 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF TEXAS AT ARLINGTON 701 S NEDDERMAN DRIVE ARLINGTON TX 76019 756000121 GOVERNMENT 12693 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF TEXAS AT DALLAS 800 W CAMPBELL ROAD RICHARDSON TX 75080 751305566 GOVERNMENT 25199 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF TEXAS AT SAN ANTONIO 1 UTSA CIRCLE SAN ANTONIO TX 78249 741717115 GOVERNMENT 84761 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF TEXAS RIO GRANDE VALLEY 1201 WEST UNIVERSITY DRIVE EDINBURG TX 78539 465292740 GOVERNMENT 43572 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF THE PACIFIC 3601 PACIFIC AVENUE STOCKTON CA 95211 941156266 501(C)(3) 17824 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE VALPARAISO UNIVERSITY 1700 CHAPEL DRIVE VALPARAISO IN 46383 350868125 501(C)(3) 17993 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE VASSAR COLLEGE 124 RAYMOND AVENUE POUGHKEEPSIE NY 12604 141338587 501(C)(3) 36305 0 N/A N/A SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE SOAR CONSORTIUM 950 N CHERRY AVENUE TUCSON AZ 85719 860944542 501(C)(3) 1002696 0 N/A N/A SCIENTIFIC RESEARCH AND DEVELOPMENT FOR THE SOAR TELESCOPE FACILITY GMTO CORPORATION INC 465 N HALSTEAD STREET SUITE 250 PASADENA CA 91107 262637707 501(C)(3) 2480059 0 N/A N/A SCIENTIFIC RESEARCH AND DEVELOPMENT FOR THE US EXTREMELY LARGE TELESCOPE PROGRAM WIYN CONSORTIUM INC 950 N CHERRY AVENUE TUCSON AZ 85719 860669456 501(C)(3) 2349068 0 N/A N/A SCIENTIFIC RESEARCH AND DEVELOPMENT FOR THE WIYN 3.5 EXTREMELY LARGE TELESCOPE PROGRAM CATHOLIC UNIVERSITY OF AMERICA 620 MICHIGAN AVENUE NE WASHINGTON DC 20064 530196583 501(C)(3) 176778 0 N/A N/A COOPERATIVE SUPPORT AGREEMENT FOR MANAGEMENT AND OPERATIONS OF THE NATIONAL SOLAR OBSERVATORY GEORGE MASON UNIVERSITY 4400 UNIVERSITY DRIVE FAIRFAX VA 22030 540836354 501(C)(3) 26297 0 N/A N/A COOPERATIVE SUPPORT AGREEMENT FOR MANAGEMENT AND OPERATIONS OF THE NATIONAL SOLAR OBSERVATORY NEW MEXICO STATE UNIVERSITY 1050 STEWART STREET LAS CRUCES NM 88003 856000401 GOVERNMENT 88221 0 N/A N/A COOPERATIVE SUPPORT AGREEMENT FOR MANAGEMENT AND OPERATIONS OF THE NATIONAL SOLAR OBSERVATORY GEORGIA STATE UNIVERSITY RESEARCH FOUNDATION 58 EDGEWOOD AVE NE 3RD FL ATLANTA GA 30303 581845423 501(C)(3) 51359 0 N/A N/A COOPERATIVE SUPPORT AGREEMENT NSO SCIENCE RESEARCH SUPPORT 152 2 PART I, LINE 2: AURA MONITORS THE USE OF GRANT FUNDS IN ACCORDANCE WITH THE UNIFORM GUIDANCE SUBRECIPIENT MONITORING AND MANAGEMENT TO ENSURE ACCEPTABLE PERFORMANCE IS ACHIEVED. X X X 0 1 0 0 0 0 0 1 0 CHARLES MOUNTAIN PRESIDENT/DIRECTOR 523902 0 0 0 23548 0 30500 0 32473 0 610423 0 0 0 KENNETH SEMBACH STSCI DIRECTOR 386999 0 0 0 1032 0 30500 0 23659 0 442190 0 0 0 PATRICK MCCARTHY NOILAB DIRECTOR 350082 0 5000 0 17715 0 30500 0 1852 0 405149 0 0 0 HEIDI HAMMEL VP FOR SCIENCE 318893 0 0 0 612 0 30500 0 31829 0 381834 0 0 0 NANCY LEVENSON STSCI DEPUTY DIRECTOR 308687 0 0 0 17552 0 30500 0 23322 0 380061 0 0 0 BARBARA LAM CFO/VP OF OPERATIONS 292802 0 0 0 174 0 29705 0 30277 0 352958 0 0 0 VALENTIN PILLET NSO DIRECTOR 263641 0 0 0 20695 0 28027 0 35001 0 347364 0 0 0 DANA LEHR VP PROGRAMS 271044 0 6000 0 23 0 28060 0 34168 0 339295 0 0 0 VICTOR KRABBENDAM VR CONSTRUCTION - PROJECT 257839 0 5472 0 1584 0 27360 0 39703 0 331958 0 0 0 MARC POSTMAN STSCI ASSOCIATE DIRECTOR 267377 0 0 0 0 0 27068 0 27103 0 321548 0 0 0 THOMAS RIMMELE NSO - ASSOC. DIRECTOR - DK 252265 0 4000 0 8299 0 26861 0 23765 0 315190 0 0 0 NEILL REID STSCI ASSOCIATE DIRECTOR OF SCIENCE 253792 0 0 0 3165 0 25804 0 31404 0 314165 0 0 0 PHILIP PUXLEY VP FOR SPECIAL PROJECTS 278674 0 0 0 0 0 28118 0 6187 0 312979 0 0 0 GERARD KIRSS ASSOCIATE DIRECTOR UNTIL MAY 2023 252753 0 0 0 3048 0 25726 0 29649 0 311176 0 0 0 ZELIJKO IVEZIC RUBIN OPS CONSTRUCTION DIRECTOR 280000 0 0 0 953 0 28000 0 452 0 309405 0 0 0 JENNIFER M LOTZ NOIRLAB - GEMINI DIRECTOR 270899 0 2721 0 360 0 26348 0 2190 0 302518 0 0 0 DONALD HOUGH STSCI ASSOC. DIRECTOR OF SCIENCE 221959 0 0 0 20625 0 24769 0 30914 0 298267 0 0 0 DAVID HUNTER DIVISION/MISSION DEPUTY 246501 0 2200 0 1548 0 25024 0 14220 0 289493 0 0 0 DAVE LISKA DIRECTOR- ENGINEERING AND IT 230294 0 0 0 21524 0 25245 0 12147 0 289210 0 0 0 ROBERT BLUM OPERATIONS DIRECTOR 244671 0 2487 0 1563 0 24772 0 12767 0 286260 0 0 0 INGER JORGENSEN NOIRLAB ASSOC. DIREC. OPS 251106 0 0 0 1537 0 24465 0 6856 0 283964 0 0 0 AMEERAH MCBRIDE CDO 189643 0 0 0 36 0 19412 0 30101 0 239192 0 0 0 NANCI REICH DIRECTOR OF CORP. OPS/SECRETARY 130725 0 0 0 417 0 13557 0 29904 0 174603 0 0 0 PART I, LINE 4B THE ORGANIZATION MAINTAINED A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN FOR CHARLES MOUNTAIN. THERE WERE NO CONTRIBUTIONS INTO THE PLAN IN 2022. PART I, LINE 7 AURA PROVIDED BONUSES BASED ON INDIVIDUAL PERFORMANCE, RETENTION, MERIT, AND ADDITIONAL DUTIES. FORM 990, PART VI, SECTION A, LINE 6 THE BYLAWS OF THE ORGANIZATION PROVIDE FOR A BODY OF MEMBER REPRESENTATIVES THAT PERFORM AN ANNUAL REVIEW OF THE ACTIVITIES OF THE ORGANIZATION AND OTHER ISSUES DEEMED WORTHY OF CONSIDERATION IN THE MANAGEMENT AND GOVERNANCE OF THE ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A THE MEMBER REPRESENTATIVES ELECT THE CHAIR AND MEMBERS OF THE BOARD OF DICTORS ON AN ANNUAL BASIS. FORM 990, PART VI, SECTION A, LINE 7B MEMBERS MAKE UP THE AUDIT COMMITTEE WHICH ARE GIVEN RESPONSIBILITY FOR THE SELECTION OF EXTERNAL AUDITORS. FORM 990, PART VI, SECTION B, LINE 11B THE 990 IS REVIEWED AND APPROVED BY AURA MANAGEMENT AND THE AURA AUDIT COMMITTEE. ONCE REVIEWED/APPROVED, COPIES ARE PROVIDED TO THE BOARD. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST (COI) POLICY IS MONITORED AND ENFORCED BY THE HUMAN RESOURCE (HR) OFFICE AND THROUGH AURA'S INTERNAL CONTROLS TO ENSURE THAT THE ORGANIZATION AND ITS EMPLOYEES ARE IN COMPLIANCE WITH THE COI POLICY. ANNUALLY, THE HR OFFICE COLLECTS COMPLETED COI DISCLOSURE STATEMENTS FROM EMPLOYEES. ALSO, BOARD MEMBERS ARE RESPONSIBLE TO BE ALERT OF ANY COI. IF ONE IS TO EXIST, THE BOARD MEMBER IS EITHER TO DISCLOSE THE INTEREST IN FULL TO THE OTHER MEMBERS OF THE BOARD OR COMMITTEE OR BE RECUSED FROM DELIBERATION OR VOTES OF THE BOARD OR COMMITTEE ON THE MATTER OF POTENTIAL CONFLICT. IN EITHER CASE, THE MINUTES OF THE BOARD OR COMMITTEE SHALL RECORD THE EXERCISE OF EITHER OPTION AND THE RESPONSE OF THE BOARD COMMITTEE TO THAT MATTER. FORM 990, PART VI, SECTION B, LINE 15 AURA'S COMPENSATION POLICY SET STANDARDS AND PROCEDURES MONITORED AND ENFORCED BY THE HUMAN RESOURCE (HR) DEPARTMENT. THE HR DEPARTMENT PERFORMS A COMPARABILITY DATA ANALYSIS RELATED TO THE PRESIDENT'S, VICE PRESIDENTS' (VPS), CENTER DIRECTORS', AND CENTER KEY EMPLOYEES' COMPENSATION USING VARIOUS TOOLS AND EXTERNAL RESOURCES. THE ORIGINAL COMPENSATION DURING THE HIRING PROCESS FOR THE PRESIDENT IS REVIEWED AND APPROVED BY THE BOARD OF DIRECTORS. THE ORIGINAL COMPENSATION DURING THE HIRING PROCESS FOR THE DIRECTORS AND VPS IS REVIEWED AND APPROVED BY THE PRESIDENT. THE ORIGINAL COMPENSATION DURING THE HIRING PROCESS FOR CENTER KEY EMPLOYEES IS DETERMINED BY THE RESPECTIVE CENTER DIRECTOR. ANNUALLY, MERIT INCREASES FOR THE PRESIDENT, DIRECTORS, AND CENTER KEY EMPLOYEES ARE REVIEWED AND APPROVED BY THE BOARD OF DIRECTORS AND THE VPS COMPENSATION IS REVIEWED AND APPROVED BY THE PRESIDENT. AURA'S HR DEPARTMENT RETAINS THE DOCUMENTATION OF THE COMPENSATION APPROVAL BY THE BOARD OF DIRECTORS. THE PROCESS DESCRIBED HERE WAS LAST COMPLETED IN 2021. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: OTHER CHANGES IN POSTRETIREMENT BENEFIT PLAN -3,269,246. FOREIGN CURRENCY LOSS -688,907. AURA RETIREE HEALTH BENEFIT TRUST 1331 PENNSYLVANIA AVE NW 1475 WASHINGTON DC 20004 526775182 TO PROVIDE POST-RETIREMENT HEALTH BENEFITS DC 501(C)(9) AURA 1 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 0