2024-07-16T13:27:28-07:00 2023-12-31 990 2023-01-01 522289435 NUCLEAR THREAT INITIATIVE INC NUCL 2022964810 1776 Eye Street NW Suite 600 Washington DC 20006 Amy Hargrett Chief Financial Officer 2022964810 2024-07-16 Amy Hargrett 999009999 1 1 11 0 AAL2 X 2023 2023-04-26 12:10:37Z Ernest Moniz 1776 Eye Street NW 6th Floor Washington DC 20006 19922560 0 X www.nti.org X 2001 GA NTI is a nonpartisan nonprofit global security organization focused on reducing nuclear and biological threats imperiling humanity. 28 24 71 26 0 0 13818439 17589134 0 0 269739 2300080 9182 33346 14097360 19922560 1109633 578282 0 0 10162364 10461909 160917 301730 1412927 8053945 7633704 19486859 18975625 -5389499 946935 91138952 91461881 11919793 10140692 79219159 81321189 NTI's mission is to transform global security by driving systemic solutions to nuclear and biological threats imperiling humanity. 0 0 4436050 222782 0 Biological Policy and Programs (BIO). NTI | bio advanced multiple initiatives to support our goal of safeguarding modern bioscience and biotechnology to prevent deliberate or accidental misuse that could otherwise lead to a global catastrophe. At the 2023 Munich Security Conference, we hosted an event on "Preventing Bioweapons and Catastrophic Accidents: Safeguarding Bioscience and Biotech" featuring a discussion on the role of the International Biosecurity and Biosafety Initiative for Science (IBBIS), an international organization incubated by NTI with the mission of reducing emerging biological risks associated with rapid technological advances. NTI | bio continued to build international support for IBBIS through outreach and socialization, and the June 2023 UK Biological Security Strategy recognized the significant role that IBBIS will play globally and the importance of its work on DNA synthesis screening. NTI | bio advanced our work to bolster biosecurity practices throughout the bioscience research and development lifecycle, through multiple activities, including our annual Biosecurity Innovation and Risk Reduction Initiative meeting in Cambridge, England, with international participants from industry, academia, government, international organizations, and the broader biosecurity community. We also launched an impactful report on the current state of benchtop DNA synthesis devices, implications for biosecurity, and recommendations for effectively governing and safeguarding this technology. Later in the year, NTI | bio published a highly influential report on the convergence of artificial intelligence and the life sciences, based on consultations with experts in industry, academia, and civil society. The report addresses current and anticipated AI-bio capabilities, the biosecurity implications of these advances, and options for governing this important technology. NTI published the report in advance of the global AI Safety Summit in the UK in early November. The UK discussion paper for the Summit included six references to the NTI report, which also influenced the U.S. Executive Order on AI. To support effective policy making on these topics within the U.S. Government, NTI | bio hosted Congressional educational events on dual-use research of concern and the convergence of AI and the life sciences. To advance biosecurity strategy and practice in Southeast Asia, a key region where bioscience and biotechnology are rapidly advancing, NTI | bio partnered with the Thailand Department of Medical Sciences and Department of Disease Control to organize the Sixth Annual Global Biosecurity Dialogue in Bangkok. More than 50 leaders from government, civil society, academia, and the private sector participated. NTI | bio continued our work to develop stronger international capabilities to disincentivize bioweapons development by nation states, including through the publication of a peer-reviewed paper on "Guarding Against Catastrophic Biological Risks: Preventing State Biological Weapon Development and Use by Shaping Intentions." We also convened a workshop in November on disincentivizing state bioweapons development use, to begin building a community of thought leaders who can develop more practical, effective approaches to address this challenge. We also continued to advance the Joint Assessment Mechanism, an NTI-proposed UN-based mechanism to identify the source of high-consequence biological outbreaks of unknown origin. NTI | bio brought the winners of the 2023 Next Generation Competition for Biosecurity competition, along with an international delegation of 10 early career professionals, to the Biological Weapons Convention Working Group on Strengthening the Convention and the Meeting of States Parties. The winners presented their paper which proposed a "biosecurity-by-design" approach to ensure that biosecurity is integrated into every stage of the life science research and development pipeline. 3187942 5000 0 Nuclear Materials Security Program (NMS). In 2023 NMS strengthened global nuclear security through comprehensive, data-driven analysis and by convening leaders to identify and commit to concrete actions. NTI launched the 2023 Nuclear Security Index and accompanying data-deep website. This latest edition of the NTI Nuclear Security Index -a quantitative assessment of nuclear security conditions in 175 countries and Taiwan-found that nuclear security conditions have regressed in the countries and areas with nuclear facilities and weapons-useable nuclear materials, and provided recommendations for getting progress back on track. The NTI team hosted two launch events for the NTI Index: one for government officials and experts in Washington, DC and one for the diplomatic community in Vienna, Austria. We also convened nuclear security leaders from across governments, industry, and international and non-governmental organizations for the sixteenth meeting of the Global Dialogue on Nuclear Security Priorities. Since 2012, the Global Dialogue has served as an informal forum for these stakeholders to discuss innovative approaches and encourage tangible action to strengthen the global nuclear security architecture. Held in Vienna, Austria in April, it was the largest meeting of the Global Dialogue since before the COVID-19 pandemic. The day before the Dialogue began, NTI hosted the first-ever Emerging Nuclear Security Leaders session. We elevated the importance of security and nonproliferation considerations for nuclear energy expansion with the rollout of our Playbook for Nuclear Energy Development. In cooperation with partners at the Clean Air Task Force and EFI Foundation, we launched the Playbook in December in Dubai on the margins of the COP28 climate conference. The report outlines responsible and effective approaches for scaling nuclear energy to meet climate and energy security objectives and identifies actions countries can take to reduce nuclear proliferation and security risks as they embark on new nuclear energy programs. NTI and the Emirates Nuclear Energy Corporation also convened more than 40 experts from the United Arab Emirates, the United States, and the Middle East region for a workshop in Abu Dhabi to catalyze a discussion on how the region and the international community can cooperate on nuclear energy in a way that bolsters nonproliferation and nuclear security standards and practices. We advanced international efforts to verify nuclear disarmament. Through the International Partnership for Nuclear Disarmament Verification (IPNDV), NTI held two working group meetings that furthered the international community's understanding of how to monitor the disarmament process. IPNDV works to imagine the technologies and methods that might be necessary for future multilateral arms control efforts to verify the elimination of nuclear weapons. Our Gender Champions in Nuclear Policy (GCNP) network helped build a more diverse, inclusive, and equitable nuclear policy field. GCNP is a leadership network of heads of organizations who become Gender Champions by pledging to advance gender equity within their spheres of influence. This network grew to a membership of 86 organizations by the end of 2023. For the fourth consecutive year, 60% of the more than 250 annual commitments to action made by Gender Champions were successfully implemented. 2736222 247000 0 Communications and Public Education: In 2023, as wars raged in two nuclear-armed regions of the world, a new arms race accelerated, and global nuclear arsenals became ever-more vulnerable to risks associated with cyber and emerging technologies, NTI significantly ramped up public outreach work to increase engagement around the risks posed by nuclear weapons. The summer blockbuster Oppenheimer provided an opportunity for NTI's leaders and experts to connect the story of the birth of nuclear weapons to today's growing nuclear threats. "The first step to elimination [of nuclear weapons] is raising public awareness," NTI President Joan Rohlfing and expert James McKeon wrote in USA Today. "We hope that's exactly what Oppenheimer will do, and we call on those motivated to speak out after seeing the film to demand that our leaders work toward building a safer, nuclear weapons-free world-now and for future generations." We also reached millions of people online, seeding amusing and thought-provoking digital graphics to influence social media conversation. The graphics received more than 46 million views, and a satirical "NTI statement" on the box office war between Oppenheimer and Barbie known as "Barbenheimer" received more than 150,000 views and 500 reshares. Connecting the film to the launch of our third annual #CranesForOurFuture campaign, NTI partnered with others in the nuclear policy field to promote cranes at sold-out screenings in Washington, D.C., Los Angeles, and Chicago. We then launched the campaign-now the largest digital activation in support of a world without nuclear weapons-in partnership with Hiroshima and Nagaski, drawing 1,000+ partner organizations and individuals to share paper cranes to show growing support for nuclear disarmament. Participants included cultural influencers like Julianne Moore and Yoko Ono, prominent global leaders like IAEA Director General Rafael Grossi and U.S. Ambassador to Japan Rahm Emanuel, members of Congress, TikTokers, artists and others. NTI also helped develop and place an op-ed by the governor of Hiroshima in the San Fransisco Chronicle, detailing "how nuclear weapons have held our planet and its people hostage for more than three-quarters of a century and how the risks they pose today may be greater than ever before." The team also supported the release of the sixth edition of the NTI Nuclear Security Index, which drew news media coverage globally, including in an exclusive Washington Post article titled, "'Disturbing' decline in global nuclear security, watchdog says." Additional nuclear-related news coverage in 2023 included a New York Times Science section article featuring Joan Rohlfing on the need to apply modern neuroscience to decision making around launching nuclear weapons; an Ethics & International Affairs article by Rohlfing on "The Myth of 'Just' Nuclear Deterrence: Time for a New Strategy to Protect Humanity from Existential Risk, and a Foreign Policy piece by NTI CEO and Co-Chair Ernest J. Moniz headlined, "A Nuclear South Korea is a Dangerous Miscalculation." Finally, the Communications team developed a compelling web experience to promote a report on a 2022 tabletop exercise hosted by NTI | bio at the Munich Security Conference. The website, stopthenextpandemic.io, takes visitors on a tour through the fictional scenario involving a targeted attack with an engineered virus and explores the report and its recommendations. 2202893 103500 0 Global Nuclear Policy Program (GNPP) 488888 0 0 Other Program Services (Strategic Initiatives, William J. Perry Project and the Distinguished Fellows program) 323586 0 0 Scientific and Technical Affairs (STA) 3015367 103500 0 13375581 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 1 1 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 69 0 1 71 1 0 0 0 0 0 0 0 0 0 0 0 0 X 28 24 1 0 1 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 AL AR CA FL GA HI IL KS KY MA MD MI MN MS NC ND NH NJ NM NY OR PA RI SC TN UT VA WI WV X X Amy Hargrett 2022964810 1776 Eye Street NW 6th Floor Washington DC 20006 Joan Rohlfing President and COO, Board of Directors 45 0 X X 471506 0 87967 Ernest J Moniz CEO and Co-Chair, Board of Directors 25 0 X X 465562 0 52448 Carmen MacDougall Senior Vice President 45.00 0 X 303402 0 72578 Amy Hargrett Chief Financial Officer, Treasurer, and VP 45.00 0 X 295169 0 67387 Jaime Yassif VP Global Biological Policy and Programs 40 0 X 280445 0 40585 Scott Roecker VP Nuclear Materials Security 40 0 X 260766 0 56161 Margaret Knudson VP Development 40 0 X 220074 0 75545 Lynn Rusten VP Global Nuclear Policy Program 40 0 X 261490 0 28977 Margaret Hall VP Communications 40 0 X 216667 0 66984 Catherine Gwin Sr Director, Communications 40 0 X 196817 0 60174 Hayley Severance Deputy VP, Global Biological Policy and Programs 40 0 X 209796 0 40635 Samantha Neakrase Sr Director Nuclear Materials Security 40 0 X 199656 0 33058 Jessica Bell Sr Director, Global Biological Policy and Programs 40 0 X 182159 0 29559 Eric Brewer Deputy VP, Nuclear Materials Security 40 0 X 179906 0 19957 Sam Nunn Strategic Advisor and Co-Chair, Board of Directors 10 0 X 179646 0 189 Page Stoutland VP Scientific & Technical Affairs 40 0 X 139296 0 0 Desmond Browne Vice Chairman, Board of Directors 4 0 X X 74597 0 0 RE Turner III Co-Chairman, Board of Directors 4 0 X X 0 0 0 Hamad Alkaabi Member of the Board of Directors 4 0 X 0 0 0 Brooke D Anderson Member of the Board of Directors 4 0 X 0 0 0 Alexey Arbatov Member of the Board of Directors 4 0 X 0 0 0 Luciana Borio Member of the Board of Directors 4 0 X 0 0 0 Edmund G Brown Jr Member of the Board of Directors 4 0 X 0 0 0 Rolf Ekeus Member of the Board of Directors 4 0 X 0 0 0 Gideon Frank Member of the Board of Directors 4 0 X 0 0 0 Margaret A Hamburg Member of the Board of Directors 4 0 X 0 0 0 Jon M Huntsman Jr Member of the Board of Directors 4 0 X 0 0 0 Shirley Ann Jackson Member of the Board of Directors 4 0 X 0 0 0 Riaz Mohammad Khan Member of the Board of Directors 4 0 X 0 0 0 Jeong H Kim Member of the Board of Directors 4 0 X 0 0 0 Emily Leproust Member of the Board of Directors 4 0 X 0 0 0 Michelle McMurry-Heath Member of the Board of Directors 4 0 X 0 0 0 Federica Mogherini Member of the Board of Directors 4 0 X 0 0 0 Michael G Mullen Member of the Board of Directors 4 0 X 0 0 0 Ronald L Olson Member of the Board of Directors 4 0 X 0 0 0 Michael A Peterson Member of the Board of Directors 4 0 X 0 0 0 Malcolm Rifkind Member of the Board of Directors 4 0 X 0 0 0 Ray Rothrock Member of the Board of Directors 4 0 X 0 0 0 Louis Salkind Member of the Board of Directors 4 0 X 0 0 0 Nathalie Tocci Member of the Board of Directors 4 0 X 0 0 0 Laura Turner Seydel Member of the Board of Directors 4 0 X 0 0 0 Alexa Wesner Member of the Board of Directors 4 0 X 0 0 0 Peng Yuan Member of the Board of Directors 4 0 X 0 0 0 Gustavo Zlauvinen Member of the Board of Directors 4 0 X 0 0 0 J Rutherford Seydel II Corporate Secretary 4 0 X 0 0 0 4136954 0 732204 37 1 1 0 Economist Intelligence Unit N A Inc 750 Third Avenue New York NY 10017 Consulting 391955 Velocity Global LLC 3858 Walnut St Suite 107 Denver CO 80205 Consulting 282546 Piers Millett 18 Sydenham Villas Rd Cheltenham United Kingdom UK GL52 6DZ Consulting 268366 Steven P Andreasen 721 N 1St Street Apt 704 Minneapolis MN 55401 Consulting 258806 Keno Kozie Associates One North Franklin Street Chicago IL 60606 IT Consultant 241086 14 0 0 0 0 955492 16633642 0 17589134 0 2300080 0 0 2300080 0 0 0 0 0 0 0 0 0 0 0 0 0 gains and losses on foreign currency transactions 900099 27422 0 0 27422 Refund from vendors 900099 5924 0 0 5924 0 0 0 0 33346 19922560 0 0 2333426 X 77000 77000 0 0 501282 501282 0 0 4769158 2337577 1655609 775972 0 0 0 0 4150998 3669510 453787 27701 355243 216235 115840 23168 663412 403816 216330 43266 523098 358367 122538 42193 0 0 0 0 264933 150969 113964 0 86412 0 86412 0 0 0 0 0 301730 301730 25082 0 25082 0 3054977 2714666 340311 0 0 0 0 0 112263 78901 27031 6331 657019 436025 189700 31294 0 0 0 0 1475782 897908 481669 96205 465442 377161 72956 15325 0 0 0 0 852450 785442 67008 0 0 0 0 0 0 0 0 0 272007 165568 88699 17740 150810 91798 49177 9835 216527 113356 81004 22167 18975625 13375581 4187117 1412927 1752358 1864996 10569793 6529383 4369458 3344306 182702 262664 0 0 0 0 0 0 0 0 492240 494412 1878749 1604248 396780 274501 65384429 71913686 0 0 0 0 7991192 6777933 91138952 91461881 407356 425899 0 0 594911 283622 0 0 0 0 0 0 0 0 0 0 10917526 9431171 11919793 10140692 X 65918488 62070871 13300671 19250318 79219159 81321189 91138952 91461881 X 946935 1106576 0 0 0 48519 X 0 1 X 1 0 X 40894166 14138748 12245831 13818439 17589134 98686318 40894166 14138748 12245831 13818439 17589134 98686318 57898973 40787345 895194 524228 109492 414514 2300080 4243508 0 0 0 2888 0 7884 9182 81864 101818 103031644 0.39587 0.35021 X Schedule A, Part II, Line 10 Other income represents: Return of unspent funds from Columbia University ($48,518), gains and losses on foreign currency transactions ($27,422), and refunds from vendors ($5,924) RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 4308 0 0 4308 0 Schedule C, Part II-B, Line 1 During the year, NTI engaged in the following activities: (1) met with professional staff on the U.S. Senate Health, Education, Labor and Pensions Committee to discuss the Bio Benchtop Report; (2) Consulted with Senator Markey's staff to discuss NTI's research on the climate effects of nuclear war and to provide advice on how best to incorporate the findings in the Pandemic and All-Hazards Preparedness Act Reauthorization; (3) NTI | bio hosted a lunchtime event on Capitol Hill to discuss how Congress and other decision makers can take action to mitigate these emerging risks. 0 0 0 0 0 0 0 0 547100 497990 49110 0 1331649 1106258 225391 0 0 0 0 274501 0 Lease Liabilities 9129064 Retirement Plan Liabilities 302107 9431171 X 21024005 1106576 0 0 48518 1155094 19868911 53649 0 53649 19922560 18921975 0 0 0 0 0 18921975 53649 1 53650 18975625 Schedule D, Part X, Line 2 NTI is a tax-exempt organization under Section 501(c)(3) of the Internal Revenue Code, as amended. Management evaluated NTI's tax positions for open tax years (tax years subsequent to 2017) and concluded that a provision for uncertain tax positions is not required. NTI has taken no uncertain tax positions nor are there any related penalties or interest that require adjustment to the accompanying financial statements. Schedule D, Part XI, Line 2d Other revenue consists of return of unspent grants paid out in 2022. Schedule D, Part XII, Line 4b Immaterial difference 1 Europe (including Iceland and Greenland) 0 0 Program Services Program Services 657052 East Asia and the Pacific 0 0 Program Services Program Services 160312 Middle East and North Africa 0 0 Program Services Program Services 84588 South America 0 0 Program Services Program Services 54942 Europe (including Iceland and Greenland) 0 0 Grantmaking Grantmaking 30000 East Asia and the Pacific 0 0 Grantmaking Grantmaking 27000 South Asia 0 0 Program Services Program Services 23032 Europe (including Iceland and Greenland) 0 0 Grantmaking Grantmaking 15000 Sub-Saharan Africa 0 0 Program Services Program Services 5826 Europe (including Iceland and Greenland) 0 0 Grantmaking 5000 North America (including Canada and Mexico, but not the United States) 0 0 Program Services Program Services 3599 0 0 1066351 Europe (including Iceland and Greenland) Grant to support the development and execution of an educational course about the Biological Weapons Convention. 15000 Wire Transfer 0 0 FMV Europe (including Iceland and Greenland) Grant to support European nuclear security engagement. 30000 Wire Transfer 0 0 FMV East Asia and the Pacific Grant to support Asia-Pacific nuclear security engagement. 27000 Wire Transfer 0 0 FMV 4 0 0 0 0 0 0 0 Schedule F, Part I, Line 2 For each grant NTI makes, a grant agreement is drawn up between NTI and the grantee and is signed by both parties. No funds are disbursed to grantees before grant agreements are signed and NTI has performed export compliance control checks and received satisfactory results. The agreements set forth the legal terms of the grant, including required grantee compliance with export controls laws and regulations. The agreements also include the grant budget and make clear what the grant funds may and may not be used for. The grant agreements require grantees to keep complete and accurate books and records of receipts and expenditures made in connection with the grant. The grant agreements require the grantee to prepare and submit, at least annually, narrative and financial reports to NTI that describe what was accomplished with the grant and how the funds were spent. The reports are reviewed by NTI's programmatic and financial personnel. NTI's program personnel maintain regular contact with grantees throughout the grant period, including in-person and via phone and video conferencing. Schedule F, Part I, Line 3 NTI uses the accrual method of accounting of expenses and grants. Schedule F, Part II, Line 3 NTI uses the accrual method of accounting of expenses and grants. X X X X 1 Velocity Global LLC 3858 Walnut S Suite 107 Denver CO 80205 General consulting for fundraising 0 0 153736 -153736 Therese Murphy 2902 Upton St NW Washington DC 20008 General consulting for fundraising 0 0 41600 -41600 Andrea Eisler 2426 19th Street NW Apt 402 Washington DC 20009 General consulting and research for potential donors 0 0 84435 -84435 0 279771 -279771 AK AL AR AZ CA CO CT DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV WY 1 Middlebury Institute of International Studies at Monterey 460 Pierce Street Monterey CA 93940 030179298 501(c) (3) 235000 0 0 Support for updating and maintaining content on NTI's website. Brown University Office of Sponsored Projects BOX 1929 Providence RI 02912 050258809 501(a) 207782 0 0 To support the Global Health Security Index. Herbert Scoville Jr Peace Fellowship 322 4th Street NE Washington DC 20002 521755133 501(c) (3) 25000 0 0 To support for the Scoville fellowship program. Middlebury Institute of International Studies at Monterey 460 Pierce Street Monterey CA 93940 030179298 501(c) (3) 20000 0 0 To support students currently enrolled in the MIIS dual degree program. Center for Arms Control and Non-Proliferation 820 1st St NE Suite LL-180 Washington DC 20002 042693322 501(c) (3) 12000 0 0 To support Congressional outreach and recruitment for the 2023 #CranesforOurFuture campaign. 4 1 Schedule I, Part I, Line 2 For each grant NTI makes, a grant agreement is drawn up between NTI and the grantee and is signed by both parties. No funds are disbursed to grantees before grant agreements are signed and NTI has performed export compliance control checks and received satisfactory results. The agreements set forth the legal terms of the grant, including required grantee compliance with export controls laws and regulations. The agreements also include the grant budget and make clear what the grant funds may and may not be used for. The grant agreements require grantees to keep complete and accurate books and records of receipts and expenditures made in connection with the grant. The grant agreements require the grantee to prepare and submit, at least annually, narrative and financial reports to NTI that describe what was accomplished with the grant and how the funds were spent. The reports are reviewed by NTI's programmatic and financial personnel. NTI's program personnel maintain regular contact with grantees throughout the grant period, including in-person and via phone and video conferencing. X X 1 0 X X X 0 0 0 0 0 0 0 0 0 Joan Rohlfing President and COO, Board of Directors 426506 0 45000 0 0 0 45144 0 42823 0 559473 0 0 0 Ernest J Moniz CEO and Co-Chair, Board of Directors 440562 0 25000 0 0 0 44798 0 7650 0 518010 0 0 0 Carmen MacDougall Senior Vice President 298402 0 5000 0 0 0 31500 0 41078 0 375980 0 0 0 Amy Hargrett Chief Financial Officer, Treasurer, and VP 290169 0 5000 0 0 0 30500 0 36887 0 362556 0 0 0 Jaime Yassif VP Global Biological Policy and Programs 265445 0 15000 0 0 0 27850 0 12734 0 321029 0 0 0 Scott Roecker VP Nuclear Materials Security 256766 0 4000 0 0 0 26600 0 29561 0 316927 0 0 0 Margaret Knudson VP Development 217074 0 3000 0 0 0 23300 0 52245 0 295619 0 0 0 Lynn Rusten VP Global Nuclear Policy Program 261490 0 0 0 0 0 26600 0 2377 0 290467 0 0 0 Margaret Hall VP Communications 211667 0 5000 0 0 0 22400 0 44584 0 283651 0 0 0 Catherine Gwin Sr Director, Communications 192817 0 4000 0 0 0 20337 0 39837 0 256991 0 0 0 Hayley Severance Deputy VP, Global Biological Policy and Programs 204796 0 5000 0 0 0 21180 0 19455 0 250431 0 0 0 Samantha Neakrase Sr Director Nuclear Materials Security 199656 0 0 0 0 0 20088 0 12969 0 232713 0 0 0 Jessica Bell Sr Director, Global Biological Policy and Programs 182159 0 0 0 0 0 18200 0 11359 0 211718 0 0 0 Eric Brewer Deputy VP, Nuclear Materials Security 179906 0 0 0 0 0 18000 0 1957 0 199863 0 0 0 Sam Nunn Strategic Advisor and Co-Chair, Board of Directors 179646 0 0 0 0 0 189 0 0 0 179835 0 0 0 Page Stoutland VP Scientific & Technical Affairs 139296 0 0 0 0 0 0 0 0 0 139296 0 0 0 Schedule J, Part I, Line 1a NTI's travel policy allows for (1) first class travel for certain officers and Board members for business purposes; and (2) companion travel for certain officers and Board members to attend Board meetings. These benefits are not treated as taxable compensation to the recipients. Schedule J, Part I, Line 3 Each year, NTI participates in a field-wide compensation study, and periodically engages a consultant to perform a compensation study and to benchmark NTI's compensation levels. These studies are used to inform compensation decisions. Additionally, NTI's Board of Directors has a Compensation Committee whose members may not include current or former directors who are also salaried senior executives of NTI. Annually, the Compensation Committee reviews the performance of NTI's senior executives, recommends to the full Board its determination of compensation and benefits of the CEO, President, the highest-ranking Vice President, and the Treasurer. The Compensation Committee also determines the annual salary and benefits of NTI's other senior executives. Form 990, Part VI, Section A, Line 2 One of NTI's Board members is the daughter of one of NTI's Co-Chairs. NTI's Corporate Secretary is married to the Board member who is a daughter of one of NTI's Co-Chairs. Form 990, Part VI, Section A, Line 4 In 2023, NTI's by-laws were amended to reflect changes to the terms directors serve on NTI's Board. Form 990, Part VI, Section B, Line 11b NTI's Form 990 is prepared by its Finance Department. It is reviewed by NTI's Chief Financial Officer, President, CEO, its external auditors, BDO, and by its external legal counsel, Davis Pickren Seydel and Sneed. The Form 990 is also reviewed by NTI's Audit Committee, which reviews the form on behalf of the full Board. The full Board is briefed on the contents of the form and the date of the filing. Form 990, Part VI, Section B, Line 12a NTI's Employee Handbook includes a conflict of interest policy. Form 990, Part VI, Section B, Line 12c NTI's bylaws require that a copy of the organization's Conflict of Interest Policy, as adopted by the Board, be furnished to each Board member, officer, and staff member. NTI prohibits officers and staff from participating or engaging in any activity for which a conflict of interest exists. Officers and staff also give consideration to perceived conflicts of interest. Board members are recused from decisions of the Board in which a conflict of interest exists. Board members also give consideration to perceived conflicts of interest. Board members, officers, and staff are required to disclose to NTI any related party and any reportable affiliates that may apply for, or otherwise be considered by NTI, for a grant or other financial transaction. Form 990, Part VI, Section B, Line 15 NTI's Board of Directors has a Compensation Committee that annually reviews the performance of NTI's senior executives, recommends to the full Board its determination of compensation and benefits of the CEO, President, the highest-ranking Vice President, and the Treasurer. The Compensation Committee also determines the annual salary and benefits of NTI's other senior executives. Form 990, Part VI, Section C, Line 19 NTI's website includes links to downloadable copies of its annual reports, which include financial data. Other information is available upon request. Form 990, Part IX, Line 11g Expenses included in this line comprise professional services other than legal fees, accounting fees, fundraising fees, and Compensation of current officers, directors, trustees ($2,829,290), honoraria ($58,750), employment recruiting fees ($49,718), temporary help ($43,718), outsourced payroll and flexible spending administrative services ($47,922), and photography ($25,579). Form 990, Part XI, Line 9 Other revenue consists of refunds of unspent grant monies related to grants NTI made in 2022 to Columbia University