2024-07-25T14:05:52-05:00 2023-12-31 132550103 D'ARCANGELO & CO LLP 120 LOMOND COURT UTICA NY 135025950 990 2023-01-01 030500249 GRIFFISS INSTITUTE INC GRIF 3158381696 592 HANGAR ROAD 2ND FLOOR ROME NY 13441 HEATHER HAGE PRESIDENT 3158381696 2024-06-19 1 HEATHER HAGE 999009999 0 ROY A MILLER CPA P00633512 3157355216 2024-06-19 2 AAL1 IAL1 2023 2023-04-26 12:10:37Z HEATHER HAGE 592 HANGAR ROAD 2ND FLOOR ROME NY 13441 34861198 0 X WWW.GRIFFISSINSTITUTE.ORG X 2002 NY THE GRIFFISS INSTITUTE AIMS TO DEVELOP THE NEXT GENERATION OF STEM TALENT AND DEFENSE TECHNOLOGIES THAT WILL STRENGTHEN U.S. NATIONAL SECURITY AND CREATE ECONOMIC OPPORTUNITY FOR OUR REGION, STATE AND NATION. WE ELEVATE TALENT. WE EMPOWER INNOVATION. WE ENABLE EXPERIENCE. 11 10 419 12 0 0 16614889 34583702 282845 267826 0 9670 0 0 16897734 34861198 662150 1002309 0 0 6048901 8630674 0 0 0 10005546 25291621 16716597 34924604 181137 -63406 7136257 7986473 4234813 5148435 2901444 2838038 THE GRIFFISS INSTITUTE AIMS TO DEVELOP THE NEXT GENERATION OF STEM TALENT AND DEFENSE TECHNOLOGIES THAT WILL STRENGTHEN U.S. NATIONAL SECURITY AND CREATE ECONOMIC OPPORTUNITY FOR OUR REGION, STATE AND NATION. 0 0 32760366 1002309 267826 THE PRIMARY ROLE OF THE GI IS TO ADVOCATE AND FACILITATE THE CO-OPERATION OF PRIVATE INDUSTRY, ACADEMIA, AND GOVERNMENT IN DEVELOPING THE NEXT GENERATION OF STEM TALENT AND DEFENSE TECHNOLOGIES THAT WILL STRENGTHEN U.S. NATIONAL SECURITY AND CREATE ECONOMIC OPPORTUNITY FOR OUR REGION, STATE AND NATION. 32760366 1 1 0 1 0 0 0 0 1 0 1 0 0 1 1 0 0 1 0 0 1 1 1 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 143 0 419 1 0 0 0 0 0 0 0 0 0 0 X 11 10 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X MAUREEN CARNEY 3153380393 584 PHOENIX DRIVE ROME NY 13441 WILLIAM R GRAY VICE CHAIRMAN 1.00 X X 0 0 0 SHIU-KAI CHIN DIRECTOR 1.00 X 0 0 0 STEVEN DIMEO TREASURER 1.00 X X 0 0 0 PATRICIA BASKINGER CHAIRPERSON 1.00 X X 0 0 0 LAUREL MCADOO DIRECTOR 1.00 X 0 0 0 PETER BAILDON DIRECTOR 1.00 X 0 0 0 CHARLES GREEN DIRECTOR 1.00 X 0 0 0 RICHARD JOSEPH DIRECTOR 1.00 X 0 0 0 WILLIAM VANSHUFFLIN DIRECTOR 1.00 X 0 0 0 JOHN MARSH DIRECTOR 1.00 X 0 0 0 MARK GASTIN DIRECTOR 1.00 X 0 0 0 TIM BUTCHER DIRECTOR 1.00 X 0 0 0 HEATHER HAGE CURRENT PRESIDENT & CEO 40.00 X 279655 0 39325 REGAN JOHNSON SECRETARY, NON-VOTING 37.50 X 76577 0 17234 SETH MULLIGAN CHIEF OPERATIONS OFFICER 37.50 X 151008 0 11381 JOHN SALERNO PROGRAM DEPUTY DIRECTOR 28.00 X 128027 0 12803 TODD HUMISTON CHIEF TALENT OFFICER 40.00 X 148283 0 3192 BRIAN ABBE INNOVATION & PARTNERSHIP SUBJECT MATTER EXPERT 37.50 X 124311 0 24495 MICHAEL FENG DIR. OF COMMERCIAL PARTNERSHIP & MRKT ACTIVATION 37.00 X 129066 0 2410 HELEN RICO STEM COORDINATOR 40.00 X 130292 0 13029 1167219 0 123869 7 0 1 0 STRATEGIC ENGINEERING SOLUTIONS 313 LETHBRIDGE COURT ASHTON MD 20861 CONSULTANTS 825744 MASSCHALLENGE 24 FRANK LLOYD WRIGHT DR STE H1200 ANN ARBOR MI 48106 CONSULTANTS 500214 IQM RESEARCH INSTITUTE 24 FRANK LLOYD WRIGHT DR STE H1200 ANN ARBOR MI 48106 CONSULTANTS 243637 STEM COALITION 3519 HEROIC DRIVE PACNHO PALOS VERDES CA 90275 CONSULTANTS 211600 HEARKEN ADVISORS 436 ABBEY ROAD MANHASSET NY 11030 CONSULTANTS 198919 12 34403702 180000 34583702 HOSTED MEETINGS 611110 94846 94846 SUPPORT SERVICES 561000 85201 85201 87779 87779 267826 9670 9670 34861198 267826 0 9670 X 751000 751000 179309 179309 72000 72000 575180 506446 68734 6291631 5540090 751541 231748 204067 27681 976197 859587 116610 555918 489511 66407 117818 117818 20700 20700 23000 23000 17671966 17106324 565642 121990 121990 396609 356948 39661 702153 631938 70215 716170 708069 8101 23734 23734 241348 217213 24135 CONTRACT & GRANT MATERI 5102655 5102655 PROFESSIONAL DEVELOPMEN 96042 96042 OTHER EXPENSES 24996 18915 6081 EVENTS CATERING 13197 13197 19243 3097 16146 34924604 32760366 2164238 0 31801 252801 5220 364874 4123064 5176505 63889 205214 155855 151567 2092126 1164446 994221 927680 1762207 907832 7136257 7986473 1622396 2464705 106975 13637 15408 9140 569648 368250 1920386 2292703 4234813 5148435 X 2901444 2838038 2901444 2838038 7136257 7986473 -63406 0 X X 0 1 X 1 1 1 X 12315946 17076197 13132958 16614889 34583702 93723692 12315946 17076197 13132958 16614889 34583702 93723692 93723692 225 4 9670 9899 113497 114092 139102 282845 267826 917362 94650953 957705 0.99020 0.98990 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: INFORMATION ASSURANCE REVENUE - OTHER REVENUE - 2019 AMOUNT: $ 68,192. 2020 AMOUNT: $ 43,461. 2021 AMOUNT: $ 14,522. 2022 AMOUNT: $ 109,832. 2023 AMOUNT: $ 87,779. CHALLENGE COMPETITION - SUPPORT SERVICES - 2019 AMOUNT: $ 37,019. 2020 AMOUNT: $ 67,617. 2021 AMOUNT: $ 94,371. 2022 AMOUNT: $ 108,780. 2023 AMOUNT: $ 85,201. STEM PROGRAMS - 2019 AMOUNT: $ 8,286. 2020 AMOUNT: $ 3,014. 2021 AMOUNT: $ 5,066. HOSTED MEETINGS - 2021 AMOUNT: $ 5,143. 2022 AMOUNT: $ 63,507. 2023 AMOUNT: $ 94,846. TRAINING PROGRAMS - 2021 AMOUNT: $ 20,000. 2022 AMOUNT: $ 726. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 116 0 1 23000 23116 0 PART II-B, LINE 1: IN ADDITION TO LABOR COSTS, THE ORGANIZATION ENLISTED THE SERVICES OF A CONSULTANT FOR THESE EXPENSES. 0 1 X 708939 507620 201319 1383187 656826 726361 927680 OPERATING LEASE RIGHT OF USE ASSETS 907832 907832 COMPENSATED ABSENSES 177491 ACCRUED EXPENSES 93001 OPERATING LEASE LIABILITY 907832 CONTRACT LIABILITIES 1114379 2292703 PART IV, LINE 2B: THE ORGANIZATION ACTS AS AN AGENT AND CUSTODIAN OF FUNDS FOR THE FUNDRAISING EFFORTS OF VARIOUS STEM GROUPS. THE CASH IS HELD IN SEPARATE BANK ACCOUNTS FOR EACH GROUP AND IS FOR THEIR USE ONLY. 1 0 0 0 0 0 0 0 0 0 ESTONIA 2023 HAS4 AWARDS 40000 ACH WIRE TRANSFER 0 GERMANY 2023 HAS4 AWARD 10000 WIRE TRANSFER 0 HAS 4 AWARD GERMANY 1 10000 ACH WIRE TRANSFER HAS 4 AWARD ITALY 1 10000 ACH WIRE TRANSFER TAKATHON WARD 2023 CANADA 1 2000 ACH WIRE TRANSFER 0 0 0 0 0 0 PART I, LINE 2: THE INSTITUTE MAINTAINS THE ORIGINAL APPLICATION FOR THE PROGRAM AND DOCUMENTATION OF THEIR REASON FOR SELECTION, SIMILAR TO THOSE INSIDE THE UNITED STATES. THE STUDENTS ARE REQUIRED TO BE IN SCHOOL AND ALSO PROVIDE A COPY OF THEIR TRANSCRIPT. 1 BOSONQ PSI CORP 271312508 110000 0 2023 HUSTLE PRESEED FUNDING AND DEMO DAY AWARD DRONE CITY LLC 850764731 65000 0 2023 HUSTLE PRESEED FUNDING AND DEMO DAY AWARD CYBERSPARA INC 853903057 10000 0 2023 HUSTLE PRESEED FUNDING EMPOWER EQUITY INC 813927410 160000 0 2023 HUSTEL PRESEED FUNDING AND DEMO DAY AWARD KQUIKA INC 873496824 15000 0 2023 HUSTLE PRESEED FUNDING PATERSON AEROSPACE 883172182 105000 0 2023 HUSTLE PRESEED FUNDING AND DEMO DAY AWARD UTAH STEM FOUNDATION 813451795 501(C)(3) 208000 0 HIL STEM GRANT SPACE INNOVATION ACADEMY 441782870 25000 0 2023 1078LA GRANT DICEGANG LLC 874068323 10000 0 HAS 4 AWARD NORTHROP GRUMMAN SYSTEMS CORP 951055798 10000 0 HAS 4 AWARD 1 10 AFRL CHALLENGE COMPETITION 13 18500 AF STEM GRANT 45 54809 TAKATHON AWARD 1 1000 IDEA NY GRANT 1 65000 HAS 4 AWARDS 2 40000 PART I, LINE 2: THE INSTITUTE MAINTAINS THE ORIGINAL APPLICATION FOR THE PROGRAM AND DOCUMENTATION OF THEIR REASON FOR SELECTION. THE STUDENTS ARE REQUIRED TO BE IN SCHOOL AND ALSO PROVIDE A COPY OF THEIR TRANSCRIPT. X X X X 0 0 0 0 0 0 0 0 0 HEATHER HAGE CURRENT PRESIDENT & CEO 279655 0 0 0 0 0 25000 0 14325 0 318980 0 0 0 SETH MULLIGAN CHIEF OPERATIONS OFFICER 151008 0 0 0 0 0 9591 0 1790 0 162389 0 0 0 TODD HUMISTON CHIEF TALENT OFFICER 148283 0 0 0 0 0 0 0 3192 0 151475 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 THE CORPORATION HAS MEMBERS THAT ESTABLISH, AND AMEND AS NECESSARY, THE CERTIFICATE OF INCORPORATION AND BYLAWS. NO DUES ARE REQUIRED OF ANY MEMBER OF THE CORPORATION. FORM 990, PART VI, SECTION A, LINE 7A MEMBERSHIP ELECTS THE BOARD OF DIRECTORS OF THE CORPORATION. FORM 990, PART VI, SECTION B, LINE 11B THE 990 WILL BE DISTRIBUTED IN DRAFT FORM VIA E-MAIL BEFORE THE BOARD MEETING. ONCE IT IS REVIEWED AT THE BOARD MEETING THE DIRECTORS WILL BE ASKED TO ACCEPT THE REPORT. FORM 990, PART VI, SECTION B, LINE 12C CONFLICTS ARE DOCUMENTED, KEPT ON FILE, AND REVIEWED FOR COMPLIANCE BY THE AUDIT AND FINANCE COMMITTEE ON AN AS NEEDED BASIS. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING COMPENSATION FOR THE ORGANIZATIONS EXECUTIVE DIRECTOR IS DETERMINED BY THE MEMBERS OF THE BOARD. TO DETERMINE THE COMPENSATION FOR OTHER KEY EMPLOYEES, THE EXECUTIVE DIRECTOR REVIEWS SALARIES AND SALARY INCREASES WITH THE CHAIRMAN OF THE BOARD. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, FINANCIAL STATEMENTS, AND CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G CONSULTING: PROGRAM SERVICE EXPENSES 17,106,324. MANAGEMENT AND GENERAL EXPENSES 149,745. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 17,256,069. PAYROLL ADMIN SERVICES: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 29,294. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 29,294. EDGE SERVICES FEES: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 40,000. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 40,000. CONTRACTED SERVICES: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 346,603. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 346,603. FORM 990, PART XII, LINE 2C: THE CORPORATION ADOPTED AND ESTABLISHED PROCEDURES FOR AN AUDIT AND FINANCE COMMITTEE DURING 2015. CYBER RESEARCH INSTITUTE INC 592 HANGAR ROAD 2ND FLOOR ROME NY 13341 463849987 PROVIDE SCIENTIFIC RESEARCH WITH AN EMPHASIS ON CYBER SECURITY NY 501(C)(3) LINE 7 GRIFFISS INSTITUTE INC 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0