2022-09-12T12:58:17-07:00 2022-04-30 990 2021-05-01 237088831 CARLETON UNIVERSITY CARL 6135203600 1125 Colonel By Dr Robertson 603 OTTAWA Ontario CA K1S 5B6 Angela Marcotte AVP FINANCIAL SERVICES 6135203600 2022-09-15 1 11 1 AAL2 2021 2023-04-26 12:10:37Z Angela Marcotte 1125 Colonel By Drive Ottawa Ontario CA K1S 5B6 553911412 0 X www.Carleton.ca X University 1942 CA CARLETON UNIVERSITY PROVIDES POST SECONDARY EDUCATION 32 24 0 100 0 0 143906203 147999205 330474142 367340083 16866295 38572124 0 0 491246640 553911412 40668347 46685206 0 0 323108129 351468878 0 0 4526809 120535613 148550524 484312089 546704608 6934551 7206804 1411228764 1512501069 429093734 614466526 982135030 898034543 CARLETON UNIVERSITY PROVIDES POST SECONDARY EDUCATION 0 0 404192923 42537456 269624156 GENERAL OPERATIONS, PLANT FUND, SCHOLARSHIP AND BURSARIES 73827244 4146769 634549245 SPONSORED AND CONTRACT RESEARCH 40650155 982 34260982 ANCILLARY OPERATIONS 0 0 0 518670322 1 0 0 0 0 0 0 1 0 1 1 0 1 0 0 0 1 0 1 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 0 0 1 0 0 1 CA 0 0 1 1 0 0 0 X 32 24 0 0 0 0 0 1 0 1 1 0 0 0 1 1 1 0 1 1 1 0 X ANGELA MARCOTTE 6135202600 1125 COLONEL BY DRIVE OTTAWA ONTARIO CA K1S 5B6 Benoit Antoine Bacon President 35 X 328628 0 31014 Dana Brown Dean 35 X 240261 0 28248 Larry Kostiuk Dean 35 X 223412 0 28038 Michel Piche Vice President Finance and Admin 35 X 225334 0 23802 Halim Yanikomeroglu Professor 35 X 217214 0 16397 Kimberly Matheson Professor 35 X 215467 0 15173 Michel Barbeau Professor 35 0 X 200481 0 22042 Rafix Goubran Vice President Research 35 X 188896 0 21208 Thomas Tomberlin Provost and VP Academic 35 X 205454 0 1276 Suzanne Blanchard Vice President Students and Enrolment 35 X 174136 0 23180 Patrice Smith Board of Governors Member (Dean) 35 X 158045 0 21239 Cindy Taylor VP Finance & Admin (Interim) 35 X 151689 0 20539 Elinor Sloan Member of Board of Governors (Professor) 35 X 143546 0 16296 Banu Ormeci Member Board of Governors (Faculty) 35 X 143660 0 15578 Jonathon Malloy Member Board of Governors (Faculty) 35 X 127997 0 17546 Catherine Khordoc Member of Board of Governors (deputy provost) 35 X 128228 0 14096 Nina Anita Karhu Member of Board of Governors(Manager Classroom) 35 X 78059 0 12047 Art Ullet Member of Board of Governors (Locksmith) 35 X 72627 0 11418 Froahn Foroutan Member Board of Directors (Masters student) 35 0 X 6677 0 0 Debra Alves Member of the Board of Governors 1 X 0 0 0 Yaprak Baltacioglu Chancellor 1 X 0 0 0 Alison Brown Member of Board of Governors 1 0 X 0 0 0 Zane Colt Member of Board of Governors 1 0 X 0 0 0 Beth Creary Member of Board of Governors 1 X 0 0 0 Patrick Dion Member of Board of Governors 1 X 0 0 0 Gregory Farrell Member of Board of Governors 1 X 0 0 0 Dan Fortin Member of Board of Governors 1 X 0 0 0 Kim Furlong Member of Board of Governors 1 X 0 0 0 Gail Garland Member of Board of Governors 1 X 0 0 0 Marion Fraser Member of Board of Governors 1 X 0 0 0 Daniel Greenberg Member of Board of Governors 1 X 0 0 0 Louise Hayes Member of Board of Governors 1 X 0 0 0 Holden Heppler Member of Board of Governors 1 0 X 0 0 0 Lynn Honsberger Member of Board of Governors 1 X 0 0 0 Harjit Kaur Kaljit Singh Khalsa Member of Board of Governors 1 0 X 0 0 0 Alice Keung Member of Board of Governors 1 0 X 0 0 0 Anastasia Lettieri Member of Board of Governors 1 0 X 0 0 0 Susan Mingie Member of Board of Governors 1 0 X 0 0 0 Nikita Nanos Member of Board of Governors 1 X 0 0 0 Brenda O'Connor Member Board of Governors 1 X 0 0 0 Jane Taber Member of Board of Governors 1 X 0 0 0 Ann Tremblay Member of Board of Governors 1 X 0 0 0 Christina Tessier Member Board of Governors 1 X 0 0 0 Konrad Von Finckenstein Member of Board of Governors 1 X 0 0 0 3229811 0 339137 790 0 1 0 C and W Facilities Services PO Box 7833 Toronto Ontario CA M5W 2R2 Maintenance 11340091 Aramark 37 Rue do Valcout Gatineau Quebec CA J8T 8G9 Food Services 11169715 EllisDon Corporation 2680 Queensview Drive Ottawa Ontario CA K2B 8J9 Construction 9581153 RE Hein Construction 275 Michael Cowpland Drive Kanata Ontario CA K2M 2G2 Construction 8292202 Goldie Mohr Ltd 3862 Moodie Drive Richmond Ontario CA K0A 2Z0 Construction 4009459 198 0 0 0 0 139007743 8991462 116123 147999205 CENTRAL TUITION FEES 900099 246657549 246657549 0 0 RESEARCH REVENUE 900099 58475803 58475803 0 0 OTHER STUDENT FEES 900099 31786624 31786624 0 0 SALES OF GOODS AND SERVICES 900099 8824354 8824354 0 0 21595753 21595753 0 0 367340083 38572124 38572124 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 553911412 405912207 0 0 46685206 46685206 2407225 1000490 1406735 0 290785381 277549175 9536516 3699690 14191122 13561794 629328 44085150 41338439 2746711 0 872846 428660 444186 89018 3016 86002 665423 665423 11477190 10906193 323562 247435 1965447 1840930 55139 69378 15829141 15059641 536051 233449 698827 675187 4480 19160 30871658 27019058 3836930 15670 1771026 1767611 3283 132 1252009 1227881 14612 9516 2065058 2065058 32799163 32799163 993606 801339 192267 FURNITURE/EQUIPMENT/RENOVATIONS 12825731 9331930 3314720 179081 MISCELLANEOUS 29864499 29434246 376955 53298 LIBRARY BOOKS 4509882 4509882 0 0 546704608 518670322 23507477 4526809 376644879 397229884 114819135 235475445 0 26951608 24983032 0 0 0 0 9002619 7976792 906859596 335972541 592134485 570887055 286241975 271459619 5434063 4489242 1411228764 1512501069 122179950 144281599 0 258637744 255139145 0 0 0 48276040 42999182 0 172046600 429093734 614466526 X 312153395 262827635 669981635 635206908 982135030 898034543 1411228764 1512501069 X 7206804 -21391919 0 0 0 -69915372 X 0 1 X 1 0 X 151108934 152830195 139756700 143906203 147999205 735601237 151108934 152830195 139756700 143906203 147999205 735601237 735601237 19282858 17837267 22502146 16866295 38572124 115060690 850661927 0.86474 0.89226 X 0 19479585 0 0 X X X 0 282857703 11004920 -11028262 10869709 0 3830713 268133939 212374534 4658000 78974942 9686494 0 3463279 282857703 218964590 10731253 -5355168 8779729 0 3186412 212374534 207784308 11639472 10576545 8098166 0 2937569 218964590 191513891 10985311 16745149 8527441 0 2932602 207784308 0.03 0.97 0 0 0 72963399 0 72963399 708540703 0 275332330 433208373 0 0 0 0 90119573 0 50967306 39152267 35235921 0 9672905 25563016 570887055 ENDOWMENT 268133939 F STUDENT INVESTMENT FUND 1513930 F NWRC CAPITAL RENEWAL FUND 1022757 F PARKER LOAN 788993 F 271459619 531854372 -21391620 0 0 0 -21391620 553245992 665420 0 665420 553911412 546039188 0 0 0 0 0 546039188 665420 0 665420 546704608 Schedule D, Part III, Line 4 Schedule D, Part III, Line 4 - THE UNIVERSITY HAS AN ART COLLECTION COMPRISING APPROXIMATELY 30,000 PIECES OF ART. Schedule D, Part V, Line 4 Schedule D, Part V, Line 4 - CONTRIBUTIONS RESTRICTED FOR THE ENDOWMENT FUND CONSIST OF MONEY RECEIVED PRIMARILY AS BENEFACTIONS AND WHICH EITHER THE BOARD OF GOVERNORS OR THE DONOR HAS DESIGNATED AS ENDOWMENT. THE ANNUAL INCOME EARNED FROM FUNDS DESIGNATED AS ENDOWMENT BY THE DONOR MAY BE EXPENDED ONLY FOR THE DESIGNATED PURPOSE. Schedule D, Part XI, Line 4a Schedule D, Part XI, Line 4a - ITEM REPRESENTS INVESTMENT MANAGEMENT FEES WHICH ARE PRESENTED NET OF REVENUE FOR FINANCIAL STATEMENT PURPOSES. Schedule D, Part XII, Line 4a Schedule D, Part XII, Line 4a - INVESTMENT MANAGEMENT FEES WHICH ARE NETTED AGAINST INVESTMENT INCOME FOR FINANCIAL STATEMENT PURPSOSES AND INCLUDED IN EXPENSES FOR TAX PURPOSES. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Schedule E, Part I, Line 3 CARLETON UNIVERSITY HAS A DEPARTMENT OF EQUITY AND INCLUSIVE COMMUNITIES TO ADMINISTER THIS. CARLETON UNIVERSITY EMBODIES INCLUSIVENESS IN ALL ASPECTS OF ITS OFFERINGS. EQUITY IS OF PRIME IMPORTANCE AND VALUE TO THE UNIVERSITY. Schedule E, Part I, Line 6 UNIVERSITIES IN THE PROVINCE OF ONTARIO RECEIVE FUNDING FROM THE MINISTRY OF COLLEGES AND UNIVERSITIES IN ADDITION VARIOUS GOVERNMENT AGENCIES PROVIDE FUNDING FOR RESEARCH PROJECTS. 1 North America (including Canada and Mexico, but not the United States) 1 4877 Program Services UNIVERSITY OPERATIONS 546704608 1 4877 546704608 UNDERGRADUATE SCHOLARSHIPS North America (including Canada and Mexico, but not the United States) 10281 25703530 CREDIT TO ACCOUNT 0 GRADUATE SCHOLARSHIPS North America (including Canada and Mexico, but not the United States) 2871 18315293 CREDIT TO ACCOUNT 0 UNDERGRADUATE BURSARY North America (including Canada and Mexico, but not the United States) 255 254907 CREDIT TO ACCOUNT 0 GRADUATE BURSARY North America (including Canada and Mexico, but not the United States) 2351 2351477 CREDIT TO ACCOUNT 0 0 0 0 0 0 0 Schedule F, Part I, Line 2 Schedule F, part 1, Line 2 - CARLETON UNIVERSITY OPERATES ENTIRELY WITHIN CANADA AND ALL GRANTS ARE MADE IN CANADA. GRANTS AND ASSISTANCE ARE PAID TO STUDENTS. ALL RECORDS OF GRANTS ARE MAINTAINED BY THE UNIVERSITY VIS THE STUDENT AWARD OFFICE. Schedule F, Part I, Line 3 Schedule F, Part I, Line 3 - ACCRUAL METHOD OF ACCOUNTING Schedule F, Part III Schedule F, Part III - COLUMN C: NUMBER OF RECIPIENTS IS ESTIMATED BASED ON THE AVERAGE BURSARY AND SCHOLRSHIP VALUES PER YEAR. X 1 1 X 0 0 0 0 0 0 0 0 0 Benoit Antoine Bacon President 309770 0 0 0 18858 0 21431 0 9583 0 359642 0 0 0 Dana Brown Dean 240261 0 0 0 0 0 19667 0 8582 0 268510 0 0 0 Michel Piche Vice President Finance and Admin 225334 0 0 0 0 0 19600 0 4202 0 249136 0 0 0 Larry Kostiuk Dean 223412 0 0 0 0 0 19533 0 8505 0 251450 0 0 0 Halim Yanikomeroglu Professor 217214 0 0 0 0 0 13482 0 2915 0 233611 0 0 0 Kimberly Matheson Professor 215467 0 0 0 0 0 14292 0 881 0 230640 0 0 0 Michel Barbeau Professor 200481 0 0 0 0 0 14923 0 7119 0 222523 0 0 0 Rafix Goubran Vice President Research 188896 0 0 0 0 0 17006 0 4202 0 210104 0 0 0 Thomas Tomberlin Provost and VP Academic 205454 0 0 0 0 0 0 0 1276 0 206730 0 0 0 Suzanne Blanchard Vice President Students and Enrolment 174136 0 0 0 0 0 15590 0 7590 0 197316 0 0 0 Cindy Taylor VP Finance & Admin (Interim) 151689 0 0 0 0 0 13434 0 7105 0 172228 0 0 0 Patrice Smith Board of Governors Member (Dean) 158045 0 0 0 0 0 14043 0 7196 0 179284 0 0 0 Banu Ormeci Member Board of Governors (Faculty) 143660 0 0 0 0 0 12663 0 2915 0 159238 0 0 0 Elinor Sloan Member of Board of Governors (Professor) 143546 0 0 0 0 0 12652 0 3644 0 159842 0 0 0 Schedule J, Part I, Line 1a Schedule J, Part I, Line 1a - Benoit Antoine Bacon, President, receives a housing allowance of $18,858 included in Part II Part B (iii) Other reportable compensation. X 14 116123 Market 0 0 0 0 Form 990, Part VI, Section A, Line 7a Form 990, Part VI, Section A, Line 7a - THE BOARD OF GOVENORS ELECTION PROCESS IS SEGREGATED BY CATEGORIES. STUDENTS,ADMIN STAFF AND ACADEMIC FACULTY STAFF ARE ABLE TO ELECT A CERTAIN NUMBER OF MEMBERS. PLEASE REFER TO WWW.CARLETON.CA/SECRETARIAT/BOARDOFGOVERNORS/FOR MORE DETAILS. Form 990, Part VI, Section B, Line 11b Form 990, Part VI, Section B, Line 11b - FORM 990 IS PREPARED BY THE UNIVERSITY MANAGER OF FINANCIAL REPORTING. THE COMPLETED FORM IS REVIEWED AND SIGNED BY THE ASSOICATE VICE PRESIDENT FINANCE. Form 990, Part VI, Section B, Line 12c Form 990, Part VI, Section B, Line 12C - THE UNIVERSITY ENSURES COMPLAINCE WITH THE CONFLICT OF INTEREST POLICY BY HAVING BOARD MEMBERS SIGN A CODE OF CONDUCT ON A YEARLY BASIS. Form 990, Part VI, Section B, Line 15 Form 990, Part VI, Section B, Line 15 - COMPENSATION FOR BOTH THE PRESIDENT AND VICE PRESIDENTS IS ESTABLISHED IN THE FIRST INSTANCE WITH THE ASSISTANCE OF A CONSULTANT CONTRACTED BY THE UNIVERSITY. THE CONSULTANT IS ORDINARILY AN EXECUTIVE SEARCH FIRM. THE FIRM MAKES A RECOMMEDATION ON APPROPRIATE COMPENSATION TO THE UNIVERSITY BASED ON MARKET ANALYSIS (WITH THE ONTARIO POST SECONDARY MARKET BEING THE MOST PERSUASIVE) AND THE QUALIFICATIONS OF THE SUCCESSFUL CANDIDATE. DURING THE TENURE OF THE PRESIDENT AND THE VICE PRESIDENTS ANNAUL ADJUSTMENTS TO COMPENSATION ARE MADE BY REFERENCE TO MARKET CONDITIONS AND OTHER RELEVEANT FACTORS (I.E. PERFORMANCE) BUT WITHOUT THE ASSISTANCE OF AN INDEPENDENT PERSON. Form 990, Part VI, Section C, Line 19 Form 990, Part VI, Section C, Line 19 - FINANCIAL STATEMENTS AND ALL OTHER GOVERNANCE DOCUMENTS CAN BE FOUND ON THE UNIVERSITY WEBSITE WWW.CARLETON.CA Form 990, Part XI, Line 9 OTHER CHANGES IN NET ASSETS ($-69,915,372) IS DUE TO: EMPLOYEE BENEFIT RE-MEASUREMENT OF (-$22,143,824), NET ENDOWMENT INCOME/DISTRIBUTION (-$10,080,594) AND FOREIGN EXCHANGE RATE DIFFERENCE OF (-$37,690,957) ARISING FROM USING THE AVERAGE EXCHANGE RATE FOR THE FISCAL YEAR FOR THE STATEMENT OF REVENUE AND EXPENSES AND FOREIGN EXCHANGE RATE AT APRIL 30, 2022 FOR THE STATEMENT OF FINANCIAL POSITION. CARLETON UNIVERSITY FOUNDATION 1125 COLONEL BY DRIVE OTTAWA ONTARIO CA K1S5B6 521970455 FUNDRAISING DC 501 (C) (3) SUPPORT ORG CARLETON UNIVERSITY 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 CARLETON UNIVERSITY FOUNDATION c 124998 CARLETON UNIVERSITY FOUNDATION o 272999 CARLETON UNIVERSITY FOUNDATION n 0