2022-09-09T15:33:23-05:00 2021-10-01 351509921 SWARTZ RETSON & CO PC 235 E 86TH AVENUE MERRILLVILLE IN 46410 990 2021-01-01 132890752 COUNCIL FOR ADULT AND EXPERIENTIAL LEARNING COUN 3178061268 10 W MARKET STREET 1100 INDIANAPOLIS IN 46204 THOMAS ERTEL TREASURER 3178060154 2022-08-30 1 THOMAS ERTEL 999009999 RICHARD A YOUNG P00367526 2197693616 2022-08-30 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z X THOMAS ERTEL 10 W MARKET STREET SUITE 1100 INDIANAPOLIS IN 46204 5839553 0 X WWW.CAEL.ORG X 1979 DE CAEL PIONEERS LEARNING STRATEGIES FOR INDIVIDUALS AND ORGANIZATIONS. WE ADVANCE LIFELONG LEARNING IN PARTNERSHIP WITH EDUCATIONAL INSTITUTIONS, EMPLOYERS, LABOR ORGANIZATIONS, GOVERNMENT, AND COMMUNITIES. CAEL WORKS TO REMOVE POLICY AND ORGANIZATIONAL BARRIERS TO LEARNING. X 3 0 38 11 0 0 1013397 2029563 3123318 1364974 114275 486292 52091 49708 4303081 3930537 0 0 0 0 4245135 2942576 0 0 524424 2834087 2539299 7079222 5481875 -2776141 -1551338 4495606 0 2764324 0 1731282 0 X CAEL PIONEERS LEARNING STRATEGIES FOR INDIVIDUALS AND ORGANIZATIONS. WE ADVANCE LIFELONG LEARNING IN PARTNERSHIP WITH EDUCATIONAL INSTITUTIONS, EMPLOYERS, LABOR ORGANIZATIONS, GOVERNMENT, AND COMMUNITIES. CAEL WORKS TO REMOVE POLICY AND ORGANIZATIONAL BARRIERS TO LEARNING. 0 0 235260 516792 CLIENT RELATIONS: ASSISTS EMPLOYERS AND JOINT LABOR - MANAGEMENT ENTITIES TO CREATE LEARNINGAND CAREER ADVISING PROJECTS FOR BOTH THE ACTIVE AND DOWNSIZED WORKFORCE. 2529551 838182 HIGHER EDUCATION: ASSISTS EDUCATIONAL INSTITUTIONS TO PROVIDE ADULTS WITH MEANINGFUL, RELEVANT, AND QUALITY LEARNING EXPERIENCES. 843516 10000 WORKFORCE & ECONOMIC DEVELOPMENT: PROVIDES RESEARCH, FACILITATION AND PLANNING ASSISTANCE TO PUBLIC SECTOR AND HEALTHCARE ORGANIZATIONS DEVELOPING EDUCATION AND TRAINING INITIATIVES. 3608327 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 1 28 0 1 38 1 0 0 0 0 0 0 0 0 0 0 0 0 X 3 0 1 0 1 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 IL CA IN NY PA WI X THOMAS ERTEL 3178060154 10 W MARKET STREET SUITE 1100 INDIANAPOLIS IN 46204 WILLIAM HANSEN TRUSTEE 1.00 39.00 X 0 1619852 51196 ERIN ROTH TRUSTEE 1.00 39.00 X 0 337278 69898 THOMAS DAWSON CHAIR 1.00 39.00 X X 0 571790 73575 LARRY LUTZ TRUSTEE 1.00 39.00 X 0 493198 70825 RUTH WATKINS TRUSTEE 1.00 0.00 X 0 375039 43010 A SCOTT FLEMING TRUSTEE 1.00 39.00 X 0 533746 48856 CASE MCGEE TRUSTEE 1.00 0.00 X 0 0 0 DEBORAH FORD TRUSTEE 1.00 0.00 X 0 0 0 ALEX MORRISON PRESIDENT/CEO THROUGH 4/12/21 35.00 5.00 X 0 534753 68277 CHRISTINA L CLARK SECRETARY 1.00 39.00 X 0 281250 26497 THOMAS ERTEL TREASURER 1.00 39.00 X 0 384759 47898 EARL BUFORD INCOME PRESIDENT/CEO 40.00 0.00 X 119650 0 15438 ELIZABETH DOYLE VICE PRESIDENT PARTNER SER 40.00 0.00 X 113465 0 30453 CHRISTINE CARPENTER VICE PRESIDENT MEMBERSHIP 40.00 0.00 X 111890 0 6697 ELIZABETH BRANDES VICE PRESIDENT MARKETING 40.00 0.00 X 101406 0 16089 446411 5131665 568709 4 0 1 0 VANTAGE POINT CONSULTING INC VANTAGEPOINT 3RD FLOOR 110 WALL ST NEW YORK NY 10005 IT CONSULTANTS 671007 SUPER HUMANE LLC 4119 DECATUR STREET DENVER CO 80211 IT CONSULTANTS 131350 THE HANOVER RESEARCH COUNCIL LLC 4401 WILSON BOULEVARD 9TH FLOOR ARLINGTON VA 22203 IT CONSULTANTS 106490 3 293300 1157106 579157 2029563 HIGHER EDUCATION 611710 838182 838182 CLIENT RELATIONS 561499 516792 516792 WORKFORCE AND ECONOMIC DEVELOPMEN 561300 10000 10000 1364974 7058 7058 8628 8628 36063 0 36063 36063 36063 2388250 1840782 68234 547468 -68234 479234 479234 MISCELLANEOUS REVENUE 561499 5017 5017 5017 3930537 1364974 0 536000 X 135088 13509 54035 67544 2287838 1227118 669302 391418 114811 68913 31502 14396 216762 216762 188077 103263 47700 37114 1982004 1888445 93559 3154 3066 88 59392 53805 5587 90850 66429 18601 5820 70601 70601 36609 14171 18917 3521 12174 4300 3289 4585 15222 15222 175500 128737 46763 945 945 OTHER 92848 35626 57196 26 5481875 3608327 1349124 524424 292842 0 54868 0 606194 0 828123 0 0 0 0 0 54228 0 0 0 56253 0 2251289 0 0 0 351809 0 0 4495606 0 509875 0 254449 0 2000000 0 2764324 0 X 545726 0 1185556 0 1731282 0 4495606 0 X -1551338 -405093 225149 X X 0 1 X 1 0 X 4937608 1387677 1056092 1013397 2029563 10424337 4937608 1387677 1056092 1013397 2029563 10424337 4952144 5472193 198789 75391 122900 92242 563154 1052476 29138 3072 13117 45327 11522140 16037900 0.47490 0.43310 X PART II, SHORT YEAR EXPLANATION: ON OCTOBER 01, 2021, THIS ENTITY WAS MERGED OUT OF EXISTENCE INTO STRADA COLLABORATIVE, INC. WHICH DISSOLVED THE EXISTING BOARD. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 40335 40335 40335 40335 40335 40335 40335 40335 40335 40335 0 0 0 X PART V, LINE 4: THE ENDOWMENT WAS CREATED BY THE BOARD TO MAKE AWARDS TO HONOR INDIVIDUALS WHO HAVE MADE SIGNIFICANT CONTRIBUTIONS IN THE FIELD OF ADULT AND EXPERIENTIAL LEARNING AS SELECTED BY THE BOARD OF TRUSTEES. PART X, LINE 2: THE ORGANIZATION HAS ADOPTED THE PROVISIONS OF STANDARDS RELATING TO UNCERTAIN TAX POSITIONS. WHEN APPLICABLE, CHANGES IN BENEFITS ARISING FROM CURRENT AND PRIOR TAX POSITIONS TAKEN BY THE ORGANIZATION ARE RECOGNIZED IN THE PERIOD IN WHICH THE CHANGE OCCURS. CHANGES RESULTING FROM SETTLEMENTS WITH TAXING AUTHORITIES ARE RECOGNIZED IN THE PERIOD THAT SETTLEMENT OCCURS. REDUCTIONS IN UNRECOGNIZED TAX BENEFITS AS A RESULT OF A LAPSE OF THE APPLICABLE STATUTE OF LIMITATIONS ARE RECOGNIZED IN THE PERIOD THE STATUTE LAPSES. PROJECTED PENALTIES AND INTEREST RECOGNIZED ON TAX POSITIONS WHERE IT IS REASONABLY POSSIBLE THAT THE ORGANIZATION'S TAX POSITION WILL NOT PREVAIL IN A REVIEW BY TAXING AUTHORITIES IS RECOGNIZED AS PART OF CURRENT PERIOD INCOME TAX EXPENSE. 1 0 1 0 0 0 0 0 0 0 WILLIAM HANSEN TRUSTEE 0 131660 0 0 0 1488192 0 15000 0 36196 0 1671048 0 0 THOMAS DAWSON CHAIR 0 323380 0 149825 0 98585 0 31100 0 42475 0 645365 0 0 ALEX MORRISON PRESIDENT/CEO THROUGH 4/12/21 0 166556 0 111650 0 256547 0 28757 0 39520 0 603030 0 0 A SCOTT FLEMING TRUSTEE 0 23370 0 109794 0 400582 0 13333 0 35523 0 582602 0 0 LARRY LUTZ TRUSTEE 0 315961 0 145215 0 32022 0 31100 0 39725 0 564023 0 0 THOMAS ERTEL TREASURER 0 260008 0 101140 0 23611 0 31100 0 16798 0 432657 0 0 RUTH WATKINS TRUSTEE 0 299802 0 50000 0 25237 0 11600 0 31410 0 418049 0 0 ERIN ROTH TRUSTEE 0 155934 0 144866 0 36478 0 30244 0 39654 0 407176 0 0 CHRISTINA L CLARK SECRETARY 0 207385 0 49248 0 24617 0 26497 0 0 0 307747 0 0 PART I, LINE 3 STRADA EDUCATION NETWORK, INC., THE SOLE MEMBER OF COUNCIL FOR ADULT AND EXPERIENTIAL LEARNING, USES THE FOLLOWING TO ESTABLISH THE COMPENSATION OF THE ORGANIZATION'S PRESIDENT: -COMPENSATION COMMITTEE -INDEPENDENT COMPENSATION CONSULTANT -FORM 990 OF OTHER ORGANIZATIONS -WRITTEN EMPLOYMENT CONTRACT -COMPENSATION SURVEY OR STUDY -APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE PART I, LINE 4B 4B. ELIGIBLE EMPLOYEES PARTICIPATE IN A SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN UNDER CODE SECTION 457(F). ANY AMOUNTS ULTIMATELY PAID UNDER THE PLAN TO AN ELIGIBLE EMPLOYEE IS REPORTED AS COMPENSATION ON FORM 990, SCHEDULE J, PART II, COLUMN B IN THE YEAR PAID. NO PAYMENTS WERE MADE UNDER THE PLAN DURING CALENDAR YEAR 2021. TRANSFER OF ASSETS, LIABILITIES, AND NET ASSETS TO STRADA COLLABORATIVE, INC 2021-10-01 621192 BOOK VALUE STRADA COLLABORATIVE INC 10 WEST MARKET STREET SUITE 1100 INDIANAPOLIS IN 46204 501(C)(3) 1 1 0 0 1 1 1 1 0 PART I, LINE 2E: PERSON(S) INVOLVED: ON OCTOBER 1, 2021, COUNCIL FOR ADULT AND EXPERIENTIAL LEARNING MERGED INTO STRADA COLLABORATIVE, INC. TOM DAWSON, LARRY LUTZ, AND RUTH WATKINS WERE BOARD MEMBERS OF BOTH ENTITIES PRIOR TO THE MERGER AND CONTINUED TO BE BOARD MEMBERS OF STRADA COLLABORATIVE, INC. FOLLOWING THE MERGER. PART I, LINE 2E: EXPLANATION OF INVOLVEMENT: EARL BUFORD WAS AN OFFICER OF COUNCIL FOR ADULT AND EXPERIENTIAL LEARNING AND IS NOW AN EMPLOYEE OF STRADA COLLABORATIVE, INC. SCHEDULE N PART I LINE 1 COUNCIL FOR ADULT AND EXPERIENTIAL LEARNING MERGED WITH STRADA COLLABORATIVE, INC. THE MERGER WAS APPROVED DURING 2021 WITH AN EFFECTIVE DATE OF 10/01/2021 AT 12:00 A.M. THE 2021 990 IS BEING FILED AS A FINAL SHORT YEAR RETURN. FORM 990, PART VI, SECTION A, LINE 2 PERSONS LISTED IN PART VII MAY HAVE A "BUSINESS RELATIONSHIP" WITH EACH OTHER BY VIRTUE OF SITTING ON RELATED STRADA EDUCATION NETWORK, INC BOARDS OR BY VIRTUE OF THIER EMPLOYMENT WITH RELATED STRADA EDUCATION NETWORK, INC ENTITIES. FORM 990, PART VI, SECTION A, LINE 4 THE ORGANIZATION DISSOLVED AND MERGED INTO STRADA COLLABORATIVE ON 10/1/2021. FORM 990, PART VI, SECTION A, LINE 6 STRADA EDUCATION NETWORK, INC IS THE SOLE MEMBER OF THE COUNCIL FOR ADULT AND EXPERIENTIAL LEARNING, INC FORM 990, PART VI, SECTION A, LINE 7A STRADA EDUCATION NETWORK, INC IS THE SOLE MEMBER OF THE COUNCIL FOR ADULT AND EXPERIENTIAL LEARNING, INC. AS THE SOLE MEMBER, STRADA EDUCATION NETWORK, INC HAS THE RIGHT TO (A) ELECT AND REMOVE THE MEMBERS OF THE BOARD OF TRUSTEES OF THE COUNCIL FOR ADULT AND EXPERIENTIAL, INC AND (B) FILL ANY VACANCY OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 11B ON OCTOBER 01, 2021, THIS ENTITY WAS MERGED OUT OF EXISTENCE INTO STRADA COLLABORATIVE, INC. WHICH DISSOLVED THE EXISTING BOARD. ONCE THE FORM 990 IS PREPARED BY THE ORGANIZATION, WITH ASSISTANCE FROM THE EXTERNAL TAX ACCOUNTING FIRM, THE FORM AND ALL APPLICABLE SCHEDULES ARE PROVIDED TO THE FULL BOARD OF STRADA COLLABORATIVE, INC. IN ADVANCE OF THE FORM BEING FILED WITH THE IRS, ALLOWING TIME FOR REVIEW AND COMMENT BY THE FULL BOARD. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, A CONFLICT OF INTEREST AND DISCLOSURE QUESTIONNAIRE IS REQUIRED TO BE COMPLETED BY ALL TRUSTEES, OFFICERS, AND KEY EMPLOYEES. THE PURPOSE OF THE QUESTIONNAIRE IS TO SOLICIT INFORMATION ABOUT RELATIONSHIPS THAT MAY CONSTITUTE A POTENTIAL CONFLICT OF INTEREST. EACH MEMBER OF THE BOARD OF TRUSTEES SIGNS AN ANNUAL CONFLICT OF INTEREST DISCLOSURE STATEMENT THAT DISCLOSES ACTUAL OR POTENTIAL CONFLICTS OF INTEREST AS SET FORTH IN THE APPROVED CONFLICT OF INTEREST POLICY FOR TRUSTEES. THE DISCLOSURE STATEMENTS ARE REVIEWED BY THE BOARD OF TRUSTEES. WHEN ANY SUCH CONFLICT OF INTEREST IS RELEVANT TO A MATTER REQUIRING ACTION BY THE BOARD OF TRUSTEES OR ANY COMMITTEE, THE INTERESTED PERSON SHALL CALL IT TO THE ATTENTION OF THE CHAIR AND SUCH PERSON SHALL NOT VOTE ON THE MATTER. MOREOVER, THE PERSON HAVING THE CONFLICT SHALL LEAVE THE ROOM IN WHICH THE MEETING IS HELD AND NOT PARTICIPATE IN THE FINAL DELIBERATIONS OR DECISIONS REGARDING THE MATTER UNDER CONSIDERATION. A TRUSTEE SHALL ADVISE THE CHAIR IN WRITING OF ANY POTENTIAL CONFLICTS OF INTEREST WHICH ARISE AFTER SIGNING THE CONFLICT OF INTEREST DISCLOSURE STATEMENT. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION ENGAGES AN INDEPENDENT COMPENSATION CONSULTANT, WHICH RUNS A MARKET ANALYSIS FOR PURPOSES OF DETERMINING PAY AND SETTING BONUS PROGRAMS. THAT INFORMATION IS PROVIDED TO THE BOARD IN SETTING COMPENSATION AND BONUS PLANS. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST STATEMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G CONSULTANTS: PROGRAM SERVICE EXPENSES 599,205. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 599,205. OTHERS: PROGRAM SERVICE EXPENSES 1,289,240. MANAGEMENT AND GENERAL EXPENSES 93,559. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,382,799. FORM 990, PART XI, LINE 9: TRANSFER OF ASSETS, LIABILITIES AND NET ASSETS TO STRADA COLLABORATIVE, INC 225,149. FORM 990, PART XII, LINE 2C: IN 2020, AN ELECTION WAS MADE TO NO LONGER HAVE A SEPARATE, INDEPENDENT AUDIT FOR CAEL BUT, RATHER, CAEL IS INCLUDED AS PART OF THE CONSOLIDATED AUDIT OF ITS SUPPORTING ORGANIZATION, STRADA EDUCATION NETWORK, INC. STRADA EDUCATION NETWORK INC 10 WEST MARKET STREET SUITE 1100 INDIANAPOLIS IN 46204 473044430 PARENT COMPANY DE 501(C)(3) LINE 12B, II N/A 0 EDUCATION AT WORK INC 10 WEST MARKET STREET SUITE 1100 INDIANAPOLIS IN 46204 454035038 STUDENT EMPLOYEE OPPORTUNITIES OH 501(C)(3) LINE 12B, II STRADA EDUCATION NETWORK INC 1 ROADTRIP NATION LTD 10 WEST MARKET STREET SUITE 1100 INDIANAPOLIS IN 46204 263889207 STUDENT ROADMAP DE 501(C)(3) LINE 7 STRADA EDUCATION NETWORK INC 1 INSIDE TRACK INC 10 WEST MARKET STREET SUITE 1100 INDIANAPOLIS IN 46204 843640492 STUDENT COACHING DE 501(C)(3) LINE 10 STRADA EDUCATION NETWORK INC 1 STRADA IDAHO HOLDINGS INC 10 WEST MARKET STREET SUITE 1100 INDIANAPOLIS IN 46204 842914431 TITLE HOLDING COMPANY ID 501(C)(2) STRADA EDUCATION NETWORK INC 1 STRADA COLLABORATIVE INC 10 WEST MARKET STREET SUITE 1100 INDIANAPOLIS IN 46204 EDUCATIONAL SUPPORT SERVICES IN 501(C)(3) LINE 7 STRADA EDUCATION NETWORK INC 0 ECONOMIC MODELING LLC PO BOX 9008 MOSCOW ID 83843 271605272 DATA ANALYTICS SERVICES DE N/A 0 0 ROADTRIP PRODUCTIONS LTD 1626 PLACENTIA AVENUE COSTA MESA CA 92627 042615743 EDUCATION OUTREACH DE N/A C 1 STRADA SOLUTIONS 10 WEST MARKET STREET STE 1100 INDIANAPOLIS IN 46206 371897172 HOLDING COMPANY DE N/A C 1 ECONOMIC MODELING UK LIMITED 10 SARUM HILL BASINGSTOKE UK DATA ANALYTICS SERVICES UK N/A C 1 0 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 STRADA EDUCATION NETWORK C 293300 FMV STRADA EDUCATION NETWORK S 1296868 FMV ROADTRIP NATION LTD M 170000 FMV STRADA COLLABORATIVE INC R 621192 FMV