2024-05-14T15:34:35-05:00 2023-06-30 390859910 BAKER TILLY US LLP 18500 VON KARMAN AVE 10TH FLOOR IRVINE CA 92612 990 2022-07-01 941399287 HOPE SERVICES HOPE 4082842850 30 LAS COLINAS LN SAN JOSE CA 95119 CLAYTON NG CHIEF FINANCIAL OFFICER 4082842850 2024-05-10 1 CLAYTON NG 999009999 0 BRIAN YACKER P00401346 9492222999 2024-05-10 0 AAL1 IAL1 2022 2023-04-26 12:10:37Z CHARLES C HUGGINS 30 LAS COLINAS LN SAN JOSE CA 95119 63048974 0 X WWW.HOPESERVICES.ORG X 1952 CA EMPLOYMENT AND TRAINING SERVICE, MENTAL HEALTH SERVICES, SENIOR SERVICES, COMMUNITY LIVING. 17 17 804 2182 0 0 6482308 46763080 44983533 5089617 475253 299480 0 -4183747 51941094 47968430 0 20332 0 0 36133144 35646614 0 0 755649 13724763 13648143 49857907 49315089 2083187 -1346659 35195304 51710310 12916205 30240053 22279099 21470257 X TO IMPROVE THE QUALITY OF LIFE FOR PEOPLE WITH DEVELOPMENTAL DISABILITIES. 0 0 18535932 20332 29507 DAY ACTIVITY AND TRAINING SERVICES - THESE SERVICES ARE DESIGNED TO HELP PEOPLE WITH A WIDE RANGE OF DEVELOPMENTAL DISABILITIES TO ACHIEVE FULL SOCIAL INCLUSION IN THE COMMUNITIES, REGARDLESS OF THE LEVEL OF SUPPORT THEY MAY NEED. THIS INCLUDES ASSISTING WITH PERSONAL INDEPENDENCE, LIFE AND SOCIAL SKILLS AND COMMUNITY ADJUSTMENTS. THESE PROGRAMS SERVED OVER 1400 CLIENTS IN VARIOUS DAY ACTIVITY OR DAY TRAINING PROGRAMS, INCLUDING FOR SENIORS AND CHILDREN, IN SANTA CLARA, SAN MATEO, SANTA CRUZ, SAN BENITO AND MONTEREY COUNTIES. 11634914 5050956 EMPLOYMENT SERVICES - HOPE OFFERS SEVERAL SERVICES TO HELP ADULTS WITH DISABILITIES FIND JOBS. THESE SERVICES INCLUDE VOCATIONAL TRAINING, JOB PLACEMENT, AND FOLLOW-UP SUPPORT TO HELP WITH CAREER GROWTH. THESE PROGRAMS SERVED APPROXIMATELY 275 CLIENTS IN SANTA CLARA, SAN MATEO, SANTA CRUZ, SAN BENITO AND MONTEREY COUNTIES.RETAIL OPERATIONS - PROVIDE PLACES OF EMPLOYMENTS FOR HOPE SERVICES' CLIENTS. 10648336 MENTAL HEALTH SERVICES - HOPE PROVIDES COUNSELING AND PSYCHIATRIC SERVICES TO CHILDREN, ADOLESCENTS, ADULTS AND SENIORS WITH A QUALIFYING MENTAL HEALTH DIAGNOSIS AND A DEVELOPMENTAL DISABILITY. THESE SERVICES INCLUDE CASE MANAGEMENT, REHABILITATION COUNSELING, THERAPEUTIC BEHAVIORAL SERVICES, FAMILY EDUCATION AND COLLATERAL THERAPY. THIS PROGRAM SERVED OVER 2000 CLIENTS IN SANTA CLARA, SAN MATEO, SANTA CRUZ AND MONTEREY COUNTIES. 61875 69090 RENTAL UNITS INCOME. CURRENTLY MANAGED BY HOUSING CHOICES COALITION, A NON-PROFIT ORGANIZATION, THAT ARE RENTED TO INDIVIDUALS WITH DEVELOPMENTAL DISABILITIES.FISCAL SPONSOR - NEW HOPE BAND IS A BAND COMPRISED OF INDIVIDUALS WITH INTELLECTUAL/DEVELOPMENTAL DISABILITIES. HOPE SERVICES ACTS AS THE FISCAL SPONSOR FOR THE BAND. 61875 69090 40881057 1 1 0 0 0 0 0 0 0 1 1 1 0 1 1 1 1 0 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 411 0 1 804 1 0 0 0 0 0 1 0 0 0 0 1 0 0 0 X 17 17 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X CLAYTON NG 4082842850 30 LAS COLINAS LN SAN JOSE CA 95119 CHARLES C HUGGINS CHIEF EXECUTIVE OFFICER 37.50 X 364687 0 164904 CLAYTON NG CHIEF FINANCIAL OFFICER 37.50 X 249944 0 67617 TARA BECKMAN CHIEF PROGRAM OFFICER 37.50 X 205813 0 43919 ANNA FERNANDEZ DIRECTOR, BEHAVIORAL HEALTH SERVICES 37.50 X 218341 0 21848 SUJAN VATTURI CHIEF INFORMATION OFFICER 37.50 X 198420 0 17253 CLARA LEE PSYCHIATRIST 21.00 X 191054 0 6893 SUSANNE RINTA DIRECTOR, NORTH DISTRICT 37.50 X 158200 0 16494 FRANCIE HSU CONTROLLER 37.50 X 153220 0 17799 CATHY BOUCHARD UNTIL 072022 DIRECTOR, SPECIALTY SERVICES 37.50 X 146243 0 11965 CAMERON HASTE CHAIR 2.00 X X 0 0 0 TOM MCGOVERN VICE CHAIR 2.00 X X 0 0 0 JENN HENLEY SECRETARY 2.00 X X 0 0 0 IVAN FUJIHARA TREASURER 2.00 X X 0 0 0 BILL PALMER BOARD MEMBER 2.00 X 0 0 0 ROXANNE VANE BOARD MEMBER 2.00 X 0 0 0 LISA CHAPMAN BOARD MEMBER 2.00 X 0 0 0 RALPH HARNETT BOARD MEMBER 2.00 X 0 0 0 DAN FOSTER BOARD MEMBER 2.00 X 0 0 0 ORI KOCHAVI BOARD MEMBER 2.00 X 0 0 0 LIBO CAO MEYERS BOARD MEMBER 2.00 X 0 0 0 JOE PERT BOARD MEMBER 2.00 X 0 0 0 CHRISTINE JOSEPH BOARD MEMBER 2.00 X 0 0 0 GOPAL KUMARAPPAN BOARD MEMBER 2.00 X 0 0 0 CANDACE BEYER BOARD MEMBER 2.00 X 0 0 0 HARKISHIN NACHNANI BOARD MEMBER 2.00 X 0 0 0 ROHAN BAFNA BOARD MEMBER 2.00 X 0 0 0 STEVE CLINTON BOARD MEMBER (UNTIL 10/2022) 2.00 X 0 0 0 KAREN COTTLE BOARD MEMBER (UNTIL 10/2022) 2.00 X 0 0 0 1885922 0 368692 29 0 1 0 COSENTUS 300 SPECTRUM CENTER DR STE 1450 IRVINE CA 92618 COUNSELING CENTER BILLING SERVICES 710465 LOCUMTENENSCOM PO BOX 405547 ATLANTA GA 30384 LOCUM TENENS STAFFING SERVICES 446792 JACKSON & COKER LOCUMTENENS LLC 3000 OLD ALABAMA RD 119-608 ALPHARETTA GA 30022 LOCUM TENENS STAFFING SERVICES 435439 RRRR JANITORIAL SERVICES 7502 DEVERON COURT SAN JOSE CA 95135 JANITORIAL SERVICES 376902 SANDRA KAMIAK MD 14583 BIG BASIN WAY UNIT 3B SARATOGA CA 95070 COUNSELING CENTER PHYSICIAN 275502 15 223295 40978025 5561760 3678860 46763080 EMPLOYMENT SERVICES 900099 5050956 5050956 DAY ACTIVITY/TRAINING 900099 29507 29507 FISCAL SPONSOR 900099 9154 9154 5089617 246683 246683 304200 55187 249013 249013 59936 189077 6278792 67418 6281844 11569 -3052 55849 52797 52797 707157 223295 469870 237287 237287 3563390 8262074 -4698684 -4698684 REBATES 900099 28278 28278 MISCELLANEOUS 900099 359 359 28637 47968430 5149553 0 -3944203 20332 20332 1474549 299326 1175223 26421631 23684969 2435838 300824 441661 376018 60791 4852 5261212 4720982 474603 65627 2047561 1788701 240188 18672 1536935 113627 1418464 4844 826896 826896 77577 77577 3796441 3791159 4184 1098 240900 6627 113867 120406 578757 344240 46007 188510 220571 183027 29741 7803 2531941 2471691 50385 9865 637849 550813 73961 13075 130304 10751 119553 785849 682906 102943 935517 783059 143628 8830 SUPPLIES 942817 860357 78698 3762 EQUIPMENT RENTAL 282453 181503 94272 6678 DUES & SUBSCRIPTIONS 123336 10969 111564 803 49315089 40881057 7678383 755649 7167087 6385326 632090 271352 404834 483572 4709921 6800525 372770 341320 197775 128441 24177265 12398274 12259472 11778991 5387563 7019251 3931197 3354760 132595 15146772 35195304 51710310 7277915 9655591 3657986 3495002 1980304 17089460 12916205 30240053 X 20169187 19122032 2109912 2348225 22279099 21470257 35195304 51710310 -1346659 537817 0 X X 0 1 X 1 0 X 10205972 6771778 6449817 6482308 46763080 76672955 10205972 6771778 6449817 6482308 46763080 76672955 76672955 188505 185056 157967 256224 435760 1223512 237287 237287 139632 53866 60803 230238 28637 513176 78646930 200672803 0.97490 0.96510 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2018 AMOUNT: $ 139,632. 2019 AMOUNT: $ 53,866. 2020 AMOUNT: $ 60,803. 2021 AMOUNT: $ 230,238. 2022 AMOUNT: $ 359. REBATES - 2022 AMOUNT: $ 28,278. SCHEDULE A, PART II, LINE 1: CHANGE IN REPORTING INCOME FOR 2022 TAX YEAR. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1911303 149643 2060946 2038051 -126748 1911303 1517082 5500 515469 2038051 1374670 50000 93412 1000 1517082 2811081 6500 133511 1576422 1374670 0.00000 0.58000 0.42000 0 0 4223482 4223482 11770651 6798308 4972343 2983060 1915570 1067490 1586451 1473524 112927 3613621 2210872 1402749 11778991 FIXED INCOME 3354760 F 3354760 SECURITY DEPOSITS 108948 FINANCING LEASE RIGHT OF USE ASSETS 39235 OPERATING LEASE RIGHT OF USE ASSETS 14998589 15146772 FINANCING LEASE LIABILITIES 39759 OPERATING LEASE LIABILITIES 17049701 17089460 X 57962909 537817 1216978 1754795 56208114 77577 -8317261 -8239684 47968430 58771751 1216978 8317261 9534239 49237512 77577 77577 49315089 PART V, LINE 4: THE APPROPRIATED EXPENDITURES FROM THE EARNINGS ON THE ENDOWMENT FUNDS ARE INTENDED TO BE USED FOR ALL OF THE ORGANZATION'S PROGRAMS WHICH FALL UNDER ITS EXEMPT PURPOSE. PART X, LINE 2: HOPE HAS BEEN DETERMINED TO BE EXEMPT FROM FEDERAL AND CALIFORNIA INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND SECTION 23701D OF THE CALIFORNIA REVENUE TAXATION CODE, RESPECTIVELY. AS A RESULT, NO PROVISION FOR FEDERAL OR STATE INCOME TAXES HAS BEEN PROVIDED FOR IN THE FINANCIAL STATEMENTS. ALTHOUGH HOPE IS RECOGNIZED AS TAX EXEMPT, IT IS STILL LIABLE FOR INCOME TAX ON ANY UNRELATED BUSINESS TAXABLE INCOME (UBTI) GENERATED BY ITS NON-MARKETABLE INVESTMENTS. THERE WERE NO TAX LIABILITY RELATING TO UBTI AT JUNE 30, 2023 AND 2022. HOPE APPLIES THE PROVISIONS SET FORTH IN FASB ASC TOPIC 740, INCOME TAXES, TO ACCOUNT FOR THE UNCERTAINTY IN INCOME TAXES. HOPE ASSESSED ALL INCOME TAX POSITIONS TAKEN WHERE THE STATUTE OF LIMITATIONS REMAINS OPEN. EXAMPLES OF THESE TAX POSITIONS INCLUDE HOPE'S TAX-EXEMPT STATUS AND POTENTIAL SOURCES OF UBTI. HOPE BELIEVES ITS TAX FILING POSITIONS WILL BE SUSTAINED UPON TAX EXAMINATIONS; THEREFORE, NO LIABILITY FOR UNCERTAIN INCOME TAX POSITIONS HAS BEEN RECORDED AT JUNE 30, 2023 AND 2022. HOPE'S FEDERAL EXEMPT ORGANIZATION BUSINESS INCOME TAX RETURN IS SUBJECT TO EXAMINATION, GENERALLY FOR THREE YEARS AFTER IT IS FILED WITH THE INTERNAL REVENUE SERVICE. HOPE'S CALIFORNIA EXEMPT ORGANIZATION BUSINESS INCOME TAX RETURN IS SUBJECT TO EXAMINATION, GENERALLY FOR FOUR YEARS AFTER IT IS FILED WITH THE FRANCHISE TAX BOARD. PART XI, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD -8,262,074. RENTAL EXPENSE -55,187. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 8,262,074. RENTAL EXPENSE 55,187. IN CONCERT WITH HOPE 2023 570795 40353 530442 4499 65355 221033 40107 IN CONCERT WITH HOPE 2022 359657 182942 176715 15790 41420 71040 10626 930452 223295 707157 20289 106775 292073 50733 469870 237287 1 NAMI SANTA CLARA COUNTY 1150 S BASCOM AVENUE 24 SAN JOSE CA 95128 942430956 501(C)(3) 20000 0 GENERAL SUPPORT 1 0 PART I, LINE 2: FOR ANY GRANTS MADE BY HOPE SERVICES, WE CONDUCT THE PROPER PRE-GRANT DUE DILIGENCE TO ENSURE THAT THE GRANT RECIPIENT IS TRULY CHARITABLE. X X 1 1 X X 0 1 0 0 0 0 0 1 0 CHARLES C HUGGINS CHIEF EXECUTIVE OFFICER 355187 0 0 0 9500 0 110000 0 54904 0 529591 0 0 0 CLAYTON NG CHIEF FINANCIAL OFFICER 243644 0 0 0 6300 0 35475 0 32142 0 317561 0 0 0 TARA BECKMAN CHIEF PROGRAM OFFICER 201523 0 0 0 4290 0 32424 0 11495 0 249732 0 0 0 ANNA FERNANDEZ DIRECTOR, BEHAVIORAL HEALTH SERVICES 198070 0 20271 0 0 0 0 0 21848 0 240189 0 0 0 SUJAN VATTURI CHIEF INFORMATION OFFICER 193989 0 0 0 4431 0 0 0 17253 0 215673 0 0 0 CLARA LEE PSYCHIATRIST 191054 0 0 0 0 0 0 0 6893 0 197947 0 0 0 SUSANNE RINTA DIRECTOR, NORTH DISTRICT 140483 0 10274 0 7443 0 0 0 16494 0 174694 0 0 0 FRANCIE HSU CONTROLLER 135969 0 10000 0 7251 0 10422 0 7377 0 171019 0 0 0 CATHY BOUCHARD UNTIL 072022 DIRECTOR, SPECIALTY SERVICES 131969 0 14274 0 0 0 0 0 11965 0 158208 0 0 0 PART I, LINE 1A CHARLES C. HUGGINS, CLAYTON NG, TARA BECKMAN, AND SUJAN VATTURI RECEIVED CAR ALLOWANCE OF $9,500, $6,300, $4,290, $4,431, RESPECTIVELY. PART I, LINE 4B HOPE SERVICES HAS A 457(F) PLAN FOR CEO CHARLES C. HUGGINS, CFO CLAYTON NG, CHIEF PROGRAM OFFICER TARA BECKMAN AND CONTROLLER FRANCIE HSU. DURING THE CALENDAR YEAR ENDING WITHIN THE 2022 TAX YEAR, $110,000, $35,475, $32,424, AND $10,422, RESPECTIVELY, FOR CHARLES, CLAYTON, TARA, AND FRANCIE, ACCRUED IN THE SEC. 457(F) PLAN. THE AMOUNT REPORTED IS SUBJECT TO A RISK OF SUBSTANTIAL FORFEITURE AND PAYMENT IS NOT GUARANTEED. PART I, LINE 7 ANNA FERNANDEZ, SUSANNE RINTA, FRANCIE HSU, AND CATHY BOUCHARD RECEIVED A DISCRETIONARY BONUS OF $20,271, $10,274, $10,000, AND $14,274, RESPECTIVELY. X 3563390 FMV X 24 25945 FMV X 5 69653 FMV X 5 12814 FMV X WEAVING SUPP. 2 7058 FMV 0 1 1 PART I, COLUMN (B): NUMBER OF CONTRIBUTORS. PART I, LINE 32B: HOPE SERVICES USES A THIRD PARTY ORGANIZATION TO PROCESS AND FACILITATE THE SALE OF DONATED VEHICLES. ONCE THE SALE IS COMPLETE, THE PROCEEDS ARE REMITTED TO HOPE SERVICES. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY OUTSIDE ACCOUNTANTS. IT IS REVIEWED BY MANAGEMENT AND PRESENTED TO THE AUDIT COMMITTEE. ONCE APPROVED BY THE AUDIT COMMITTEE, THE FORM 990 IS PROVIDED TO THE REST OF THE BOARD FOR REVIEW AND COMMENT BEFORE IT IS ELECTRONICALLY FILED. FORM 990, PART VI, SECTION B, LINE 12C COVERED IN NEW EMPLOYEE ORIENTATION SESSIONS; REGULAR AWARENESS REMINDERS ARE SENT OUT TO STAFF VIA MANAGERS AND TRAINING SESSIONS ON THE POLICY AND THE "WHISTLEBLOWER'S" POLICY. HUMAN RESOURCES DEPARTMENT ANNUALLY REVIEWS AND REQUESTS UPDATE IN STATUS. FORM 990, PART VI, SECTION B, LINE 15 ARTICLE VIII, SECTION 2(A)(V) OF THE BY-LAWS STATES THAT THE EXECUTIVE COMMITTEE OF THE BOARD SHALL ANNUALLY EVALUATE THE PERFORMANCE AND COMPENSATION OF THE CORPORATION'S PRESIDENT/CEO AND THE COMPENSATION OF THE CFO AND RECOMMEND ANY CHANGES TO THE BOARD FOR APPROVAL. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S WEBSITE, WWW.HOPESERVICES.ORG, PROVIDES ANNUAL REPORTS, AUDITED FINANCIAL STATEMENTS, AND FORM 990'S. POLICIES OR DOCUMENTS NOT CONTAINED THEREIN ARE AVAILABLE UPON REQUEST. FORM 990, PART XII, LINE 2C: THE ORGANIZATION DID NOT CHANGE ITS OVERSIGHT PROCESS OR SELECTION PROCESS DURING THE TAX YEAR. HOPEWORKS 30 LAS COLINAS LANE SAN JOSE CA 95119 850784947 TO HOUSE FEDERAL CONTRACTS CA 501(C)(3) LINE 7 HOPE SERVICES 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0