2024-05-09T14:21:38-05:00 2023-06-30 420714325 RSM US LLP 920 5TH AVENUE SUITE 2800 SEATTLE WA 98104 990 2022-07-01 530196577 THE BROOKINGS INSTITUTION BROO 2027976000 1775 MASSACHUSETTS AVE NW WASHINGTON DC 20036 MITCHELL WEIN SENIOR VP, FINANCE & COO 2027976000 2024-04-23 1 MITCHELL WEIN XXX-XX-XXXX 0 SUE ROBISON P00560072 2062814444 2024-04-23 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z CECILIA ELENA ROUSE 1775 MASSACHUSETTS AVE NW WASHINGTON DC 20036 191875585 0 X WWW.BROOKINGS.EDU X 1939 DC TO CONDUCT IN-DEPTH, INDEPENDENT RESEARCH THAT LEADS TO NEW IDEAS FOR SOLVING PROBLEMS FACING SOCIETY. 48 48 723 52 234914 15213 70762210 73243242 747918 919916 46842243 14476707 989580 804281 119341951 89444146 2370651 3275567 0 0 62907229 69134924 124750 0 3355002 22452603 26420687 87855233 98831178 31486718 -9387032 528999178 537645383 62523099 64652371 466476079 472993012 X SEE SCHEDULE O 0 0 15452085 141500 105000 ECONOMIC STUDIES:THE ECONOMIC STUDIES PROGRAM PROVIDES ANALYSIS OF CURRENT AND EMERGING ECONOMIC ISSUES TO INFORM PUBLIC POLICY THROUGH INNOVATIVE AND PRACTICAL POLICY SOLUTIONS. OVER THE PAST YEAR, ECONOMIC STUDIES SCHOLARS CONDUCTED RIGOROUS RESEARCH AND POLICY ANALYSIS IN AREAS INCLUDING BUT NOT LIMITED TO SOUND MONETARY AND FISCAL POLICY, TAXATION, INCLUSIVE SOCIO-ECONOMIC POLICY, ECONOMIC OPPORTUNITY AND MOBILITY, HEALTH CARE AND SOCIAL INSURANCE ECONOMICS, THE EFFICIENT WORKING OF MARKETS, AND CLIMATE-RESILIENT GROWTH. THE ECONOMIC STUDIES PROGRAM DISSEMINATED ITS FREQUENTLY CITED SCHOLARSHIP IN PUBLISHED REPORTS, RESEARCH PAPERS, JOURNALS, LONGER-FORM BOOKS AND SHORTER-FORM OP-EDS AND BLOG POSTS, AS WELL AS THROUGH EVENTS. 14534962 483847 256045 GLOBAL ECONOMY AND DEVELOPMENT:THE GLOBAL ECONOMY & DEVELOPMENT (GLOBAL) PROGRAM OFFERS INNOVATIVE POLICY SOLUTIONS AND TOOLS TO HELP GLOBAL, NATIONAL, AND LOCAL POLICYMAKERS BUILD MORE EQUITABLE AND SUSTAINABLE ECONOMIC SYSTEMS THAT DELIVER PROSPERITY AND WELL-BEING FOR ALL. GLOBAL'S INTERDISCIPLINARY TEAM OF EXPERTS PROVIDES THOUGHT LEADERSHIP, CUTTING-EDGE RESEARCH, AND INNOVATIVE SOLUTIONS THAT INFORM POLICY AND INTERNATIONAL COOPERATION IN THEMATIC AREAS INCLUDING HARNESSING TECHNOLOGY FOR INCLUSIVE GROWTH AND DEVELOPMENT; CLIMATE POLICY AND ACTION FOR SUSTAINABLE INCLUSIVE GROWTH AND DEVELOPMENT; GLOBAL EDUCATION AND SKILLS DEVELOPMENT; SUSTAINABLE DEVELOPMENT AND FINANCING FOR DEVELOPMENT; AND MULTILATERALISM AND INTERNATIONAL COOPERATION. THROUGH THIS WORK, GLOBAL EXPERTS HOPE TO INFORM AND FACILITATE PROGRESS TOWARD THE SUSTAINABLE DEVELOPMENT GOALS (SDGS), BUILD PARTNERSHIPS IN PURSUIT OF INCLUSIVE DEVELOPMENT, AND ULTIMATELY REDUCE GLOBAL POVERTY AND OTHER SOURCES OF SOCIAL STRESS. OVER THE PAST YEAR, GLOBAL CONTINUED TO SHARE ITS FINDINGS WITH AUDIENCES THROUGH VARIOUS EVENTS, WIDELY READ BOOKS, REPORTS AND OP-EDS, AND INTERACTIVE TOOLS. 11452544 402928 463987 FOREIGN POLICY:THE FOREIGN POLICY PROGRAM CONDUCTS RESEARCH, ANALYSIS AND CONVENING IN ORDER TO INFORM PUBLIC UNDERSTANDING AND POLICY DIALOGUE CONCERNING THE MOST PRESSING GEOPOLITICAL AND SECURITY ISSUES FACING THE U.S. AND THE WORLD. IN ADDITION TO THE PROGRAM REGULARLY HOSTING EVENTS, FOREIGN POLICY SCHOLARS HAVE PUBLISHED A NUMBER OF REPORTS AND BOOKS WHILE ALSO MAKING APPEARANCES ON THE PAGES AND AIRWAVES OF MAJOR NEWS AND POLICY OUTLETS ACROSS THE POLITICAL SPECTRUM IN THE U.S. AND AROUND THE GLOBE. 10805064 1336090 3202 GOVERNANCE STUDIES:THE GOVERNANCE STUDIES PROGRAM AT BROOKINGS IS DEDICATED TO ANALYZING POLICY ISSUES, POLITICAL INSTITUTIONS AND PROCESSES, AND CONTEMPORARY GOVERNANCE CHALLENGES. OUR SCHOLARSHIP IDENTIFIES AREAS IN NEED OF REFORM AND PROPOSES SPECIFIC SOLUTIONS WITH THE GOALS OF IMPROVING THE PERFORMANCE OF THE NATIONAL GOVERNMENT, INFORMING DEBATE, AND PROVIDING STAKEHOLDERS WITH EXPERT ANALYSIS AND IDEAS TO ENSURE BETTER INSTITUTIONAL GOVERNANCE. IN THE PAST YEAR, GOVERNANCE STUDIES EXPERTS FOCUSED ON AREAS RANGING FROM ELECTION PROCESSES, TO ARTIFICIAL INTELLIGENCE, TO ADDRESSING RACIAL JUSTICE IN AREAS OF LAW ENFORCEMENT, VOTING RIGHTS, AND ACCESS TO TECHNOLOGY AND HEALTHCARE. IN ADDITION TO PUBLISHING MYRIAD WORKS OF WRITTEN SCHOLARSHIP OVER THE YEAR, GOVERNANCE STUDIES HELD A NUMBER OF EVENTS OPEN TO THE PUBLIC ON THESE AND OTHER TIMELY TOPICS. 10529717 892452 91682 BROOKINGS METRO:THE BROOKINGS METROPOLITAN POLICY PROGRAM'S (METRO) WORKS WITH LOCAL LEADERS TO TRANSFORM ORIGINAL RESEARCH INSIGHTS INTO POLICY AND PRACTICAL SOLUTIONS THAT SCALE NATIONALLY IN SUPPORT OF EVERY COMMUNITY BECOMING PROSPEROUS, JUST, AND RESILIENT - NO MATTER ITS STARTING POINT. METRO PRODUCES A NUMBER OF DIFFERENT TYPES OF PUBLICATIONS, INCLUDING BLOG POSTS, RESEARCH BRIEFS, REPORTS, BOOKS AND INTERACTIVE DATA VISUALIZATIONS, AND IN THE PAST YEAR HOSTED A NUMBER OF PUBLIC EVENTS. THROUGH ROUNDTABLES, MEETINGS, PUBLIC FORUMS, CONFERENCES, WORKSHOPS, LABS AND COMMUNITIES OF PRACTICE, METRO ALSO CONTINUED TO WORK WITH NETWORKS OF EXPERTS FROM DIFFERENT SECTORS TO TRANSLATE EVIDENCE AND IDEAS INTO TANGIBLE SOLUTIONS THAT ADDRESS THE UNPRECEDENTED CHALLENGES FACING THE NATION, STATES AND CITIES ALIKE. 4663205 COMMUNICATIONS AND WEB:BROOKINGS'S COMMUNICATIONS DEPARTMENT DISSEMINATES INFORMATION ABOUT THE INSTITUTION, ITS SCHOLARS AND RESEARCH, AND THE ARRAY OF RESOURCES THAT BROOKINGS OFFERS. THE COMMUNICATIONS DEPARTMENT MANAGES BROOKINGS'S PRIMARY AVENUES FOR DISTRIBUTING ITS WORK - THE INSTITUTION'S WEBSITE (WWW.BROOKINGS.EDU), SOCIAL MEDIA CHANNELS, OTHER DIGITAL COMPONENTS OF OUTREACH AND EDUCATION, AS WELL AS HOUSING THE BROOKINGS INSTITUTION PRESS. 1238539 18750 INSTITUTIONAL INITIATIVES:INCLUDES RESEARCH INITIATIVES UNDERTAKEN OR SUPERVISED BY THE EXECUTIVE OFFICE AND CROSS-PROGRAM RESEARCH EFFORTS, SUCH AS THE ARTIFICIAL INTELLIGENCE AND EMERGING TECHNOLOGIES INITIATIVE AND THE DAVID M. RUBENSTEIN FELLOWSHIP PROGRAM.THE ARTIFICIAL INTELLIGENCE AND EMERGING TECHNOLOGY (AIET) INITIATIVE LOOKS TO ADVANCE GOOD GOVERNANCE OF TRANSFORMATIVE TECHNOLOGIES AT THE GLOBAL, NATIONAL, AND LOCAL LEVELS SO THAT MULTIPLE SECTORS OF SOCIETY CAN RESPONSIBLY SCALE AND MANAGE ITS FULL EFFECTS. THE INITIATIVE INCLUDES SEVERAL WORKSTREAMS EACH DESIGNED TO TRACK AND INFORM PRESSING QUESTIONS AT THE INTERSECTION OF TECHNOLOGY AND POLICY IN NEAR REAL-TIME. THE RUBENSTEIN FELLOWSHIP IS A TWO-YEAR FELLOWSHIP THAT BRINGS A DIVERSE GROUP OF RISING STARS TO THE BROOKINGS COMMUNITY, STRENGTHENING THE BREADTH OF OUR RESEARCH AND PERSPECTIVES IN KEY AREAS OF POLICY. 765287 1096009 BROOKINGS PRESS:THE BROOKINGS INSTITUTION PRESS PUBLISHES LONGFORM PUBLIC POLICY RESEARCH AND ANALYSIS FROM BROOKINGS SCHOLARS AND OTHER EXPERTS. THE BROOKINGS INSTITUTION PRESS PUBLISHES BOOKS ON GOVERNANCE, POLITICAL SCIENCE, ECONOMICS, FOREIGN POLICY AND OTHER FIELDS THAT ARE WIDELY DISCUSSED IN THE MEDIA, ASSIGNED IN CLASSROOMS, REFERRED TO IN LIBRARIES, AND PICKED UP IN BOOKSTORES-BOOKS THAT INFORM WITH CLARITY AND PERSUADE WITH CONVICTION. 28001812 2247292 1190893 69441403 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 1 0 0 0 1 1 1 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 401 0 1 723 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 48 48 1 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AR CA FL GA HI IL KS KY MA MD MI MS MN NC NJ NH NM NY OR PA RI SC TN UT VA WI WV ND X X NIKKI BAGWELL AVP & CONTROLLER 2027976000 1775 MASSACHUSETTS AVE NW WASHINGTON DC 20036 GLENN H HUTCHINS CO-CHAIR OF THE BOARD 4.00 X X 0 0 0 SUZANNE NORA JOHNSON CO-CHAIR OF THE BOARD 4.00 X X 0 0 0 ARTHUR R COLLINS VICE CHAIR OF BOARD (THRU 6/2/23) 3.00 X X 0 0 0 LEONARD D SCHAEFFER VICE CHAIR OF BOARD 3.00 X X 0 0 0 CHERYL COHEN EFFRON VC NMNTNS & GVRNNCE (THRU 6/2/23) 3.00 X 0 0 0 VICTOR L HYMES TREASURER 3/3/23; CHAIR BDGT & FC 3.00 X X 0 0 0 DAVID WEINBERG TREASURER (THRU 3/3/23) 3.00 X X 0 0 0 TRACY R WOLSTENCROFT SECRETARY; VC BUDGET & FINANCE 3.00 X X 0 0 0 ROBERT J ABERNETHY TRUSTEE; VC DEVELOPMENT COMMITTEE 3.00 X 0 0 0 PETER BARRIS TRUSTEE 2.00 X 0 0 0 ROBERT M BASS TRUSTEE 2.00 X 0 0 0 JEFFREY L BEWKES TRUSTEE 2.00 X 0 0 0 DAVID C BOHNETT TRUSTEE 2.00 X 0 0 0 DAVID BOZEMAN TRUSTEE 2.00 X 0 0 0 ABBY JOSEPH COHEN TRUSTEE; CHAIR INVSTMNT COMMITTEE 3.00 X 0 0 0 BETSY Z COHEN TRUSTEE 2.00 X 0 0 0 CHERYL CRAZY BULL TRUSTEE; VC DEI COMMITTEE 2.00 X 0 0 0 SUSAN CROWN VC NMNTNS & GVRNNCE ON 6/2/23 2.00 X 0 0 0 JASON CUMMINS TRUSTEE 2.00 X 0 0 0 PAUL DESMARAIS JR TRUSTEE THRU 6/2/23 2.00 X 0 0 0 BART FRIEDMAN TRUSTEE; CHAIR AUDIT COMMITTEE 3.00 X 0 0 0 ELLEN V FUTTER TRUSTEE; CHAIR NMNTNS & GVRNNCE 3.00 X 0 0 0 HELENE GAYLE TRUSTEE 2.00 X 0 0 0 DAVID J GRAIN TRUSTEE 2.00 X 0 0 0 PETE HIGGINS TRUSTEE; CHAIR DVLPMNT COMMITTEE 3.00 X 0 0 0 BENJAMIN R JACOBS TRUSTEE; NONFIDUCIARY ON 6/2/23 2.00 X 0 0 0 KENNETH M JACOBS TRUSTEE 2.00 X 0 0 0 TOM KAPLAN TRUSTEE 2.00 X 0 0 0 LAURA KARET TRUSTEE 2.00 X 0 0 0 HOSEIN KHAJEH-HOSSEINY TRUSTEE 2.00 X 0 0 0 PHILIP M KNIGHT TRUSTEE 2.00 X 0 0 0 SARA GROOTWASSINK LEWIS TRUSTEE; VC AUDIT COMMITTEE 3.00 X 0 0 0 KEVIN MANDIA TRUSTEE 2.00 X 0 0 0 CATHY MINEHAN TRUSTEE; CHAIR COMP COMMITTEE 3.00 X 0 0 0 ADITYA MITTAL TRUSTEE 2.00 X 0 0 0 BETH MOONEY TRUSTEE 2.00 X 0 0 0 OSCAR MUNOZ TRUSTEE 2.00 X 0 0 0 LAXMAN NARASIMHAN TRUSTEE 2.00 X 0 0 0 BRIAN ROGERS TRUSTEE; VC INVESTMENT COMMITTEE 3.00 X 0 0 0 GINNI ROMETTY TRUSTEE 2.00 X 0 0 0 NICOLE PULLEN ROSS TRUSTEE (THRU 4/1/23) 2.00 X 0 0 0 TIM RYAN TRUSTEE; CHAIR DEI COMMITTEE 2.00 X 0 0 0 JAMES SMITH TRUSTEE 2.00 X 0 0 0 KEVIN SNEADER TRUSTEE 2.00 X 0 0 0 DOUGLAS STEENLAND TRUSTEE 2.00 X 0 0 0 JOE STRAUS III TRUSTEE 2.00 X 0 0 0 LEE J STYSLINGER III TRUSTEE 2.00 X 0 0 0 KRISHEN SUD TRUSTEE 2.00 X 0 0 0 ANDREW TISCH TRUSTEE 2.00 X 0 0 0 E ERIC TOKAT TRUSTEE 2.00 X 0 0 0 ANTOINE W VAN AGTMAEL TRUSTEE 2.00 X 0 0 0 BEATRICE W WELTERS TRUSTEE 2.00 X 0 0 0 AMY LIU WITMER INTERIM PRESIDENT 40.00 X 516040 0 57100 JONATHAN D SCHWARTZ GENERAL COUNSEL START 7/5/22 40.00 X 268767 0 16300 MITCHELL L WEIN SR VP OF FINANCE & COO START 7/6/22 40.00 X 212835 0 12350 TED GAYER INTERIM PRESIDENT THRU 7/7/22 40.00 X 291123 0 31852 MICHAEL CAVADEL VP GEN COUNSEL/ASST SEC THRU 7/15/22 40.00 X 180145 0 23096 ELIZABETH GROSS DIR BOARD RLTNS, ASSTNT SEC BOARD 40.00 X 103914 0 36897 DARRELL M WEST VP & DIR. GOVERNANCE STUDIES 40.00 X 387451 0 71661 CATHERINE A PIEZ CHIEF INVESTMENT OFFICER 40.00 X 378972 0 62983 STEPHANIE R AARONSON VP & DIR OF ECON. STUDIES THRU 12/30/22 40.00 X 369723 0 45933 SUZANNE MALONEY VP & DIR., FOREIGN POLICY 40.00 X 326663 0 69147 ANKUR R BHATT CHIEF INFORMATION OFFICER 40.00 X 324411 0 58094 BRAHIMA COULIBALY VP & DIRECTOR, GLOBAL 40.00 X 317437 0 65358 ALAN M BERUBE INTERIM VP AND DIRECTOR - METRO 40.00 X 300800 0 36090 APRIL MCWILLIAMS VP & CHIEF HR OFFICER 40.00 X 285511 0 47877 CAMILLE BUSETTE INTERIM VP & DIR., GOBAL 40.00 X 270980 0 59795 JOSEPH ROONEY VP, EXECUTIVE AFFAIRS 40.00 X 224087 0 68557 TAMARA L O'NEIL VP, CHIEF DEVEL. OFFC. START 4/11/22 40.00 X 225521 0 31770 ANDREA L RISOTTO CHIEF COMMUNICATIONS OFFICER 40.00 X 220989 0 36205 KERRY GRANNIS DEPUTY EXECUTIVE VP (THRU 1/23) 40.00 X 265380 0 29430 WILLIAM GALE SR FLLW & DIR, TAX POLICY CENTER 40.00 X 506525 0 71729 DAVID WESSEL SR FELLOW & DIR, HUTCHINS 40.00 X 333722 0 65956 RICHARD G FRANK SENIOR FELLOW 40.00 X 312174 0 38100 F MARK MURO SENIOR FELLOW, BROOKINGS METRO 40.00 X 291167 0 71463 WENDY M EDELBERG SR FELLOW & DIR, HAMILTON PROJECT 40.00 X 287278 0 54830 JOHN ALLEN FORMER PRESIDENT THRU 6/12/22 0.00 X 528277 0 68882 JACQUELINE BASILE FMR VP & CHIEF HR OFF. THRU 4/1/22 0.00 X 102935 0 0 7832827 0 1231455 195 1 1 0 ACCENTURE LLP PO BOX 70629 CHICAGO IL 60673 CONSULTING 4149096 APFS LLC (ADDISON GROUP) 7076 SOLUTIONS CENTER CHICAGO IL 60677 RECRUITER/STAFFING AGENCY 1338301 RESULTS FOR DEVELOPMENT INSTITUTE INC 1875 CONNECTICUT AVE NW 1210 WASHINGTON DC 20009 CONSULTING 1251278 CITY SECURITY CONSULTANTS INC 2010 KENDALL STREET NE WASHINGTON DC 20002 SECURITY GUARD SERVICES 631877 WORKDAY INC PO BOX 886106 LOS ANGELES CA 90088 IT SOFTWARE SOLUTIONS 617736 35 1409405 71833837 781899 73243242 RESEARCH 900099 919916 919916 919916 4479561 234914 4244647 111996000 101981152 17702 10014848 -17702 9997146 9997146 1096009 432585 663424 663424 OTHER INCOME 900099 140857 140857 140857 89444146 1583340 234914 14382650 2508957 2508957 428504 428504 338106 338106 5715584 2128795 3084270 502519 49739236 37634105 10460074 1645057 4892360 3507981 1194915 189464 5231413 4159576 845325 226512 3556331 2550004 868602 137725 1072360 31108 1041252 373938 20020 353918 1014818 1014818 8697462 4708151 3971306 18005 91787 75676 5695 10416 61337 25507 27982 7848 3711090 1199863 2505644 5583 2111458 5876097 -3764639 1703374 1459669 169759 73946 1735144 1330992 33000 371152 698998 698998 1899791 523 1899268 424523 424523 OTHER DIRECT COSTS 2312900 997025 1183563 132312 PUBLISHING 495207 460744 34463 BOND COST AMORTIZATION 16500 16500 98831178 69441403 26034773 3355002 741706 14384 94655995 61451115 29557173 33553860 862768 368149 10043 8469 1591987 1423216 78428064 50325994 26176250 28102070 137063700 158468849 237347135 249268342 992421 4986929 528999178 537645383 9287217 12013846 7842303 4248159 43036334 42222513 2357245 6167853 62523099 64652371 X 241366010 244677737 225110069 228315275 466476079 472993012 528999178 537645383 X -9387032 15831965 72000 X 0 1 X 1 1 1 X 78430045 63041977 47454001 70762210 73243242 332931475 78430045 63041977 47454001 70762210 73243242 332931475 21353157 311578318 5024382 4246681 2345253 3373405 4244647 19234368 12018 12018 2599707 1899088 75838 56414 140857 4771904 356949765 11020000 0.87290 0.81900 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: CAFETERIA - 2018 AMOUNT: $ 2,358,488. 2019 AMOUNT: $ 1,621,213. OTHER INCOME - 2018 AMOUNT: $ 241,219. 2019 AMOUNT: $ 277,875. 2020 AMOUNT: $ 75,838. 2021 AMOUNT: $ 56,414. 2022 AMOUNT: $ 140,857. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 268418 X 0 384593753 43071764 27901157 24358899 1663115 429544660 428429220 5427043 -26119655 21628149 1514706 384593753 341759774 181240 106955864 18892759 1574899 428429220 360740018 8941900 -8433684 17991717 1496743 341759774 372092312 563949 7210966 17596458 1530751 360740018 0.63950 0.24600 0.11450 0 0 4155620 4155620 51977504 35163671 16813833 15119414 11169510 3949904 7175526 3992813 3182713 28102070 249268342 F 249268342 ACCRUED POST-RETIREMENT BENEFIT OBLIGATION 696000 DEFERRED COMPENSATION 895692 LEASE LIABILITY 4576161 6167853 X 103497934 15831965 -1829425 14002540 89495394 399039 -450287 -51248 89444146 97053001 450287 450287 96602714 399039 1829425 2228464 98831178 PART III, LINE 4: BROOKINGS PHOTOGRAPHY COLLECTION WAS DONATED TO ENHANCE THE FACILITIES WHERE BROOKINGS SCHOLARS WORK AND CONVENE PUBLIC POLICY AND EDUCATIONAL EVENTS. THE COLLECTION CONTRIBUTES TO AN ATMOSPHERE THAT PROMOTES ENGAGEMENT WITH STAKEHOLDERS THROUGH CONVERSATION AND INTERACTION. PART V, LINE 4: BROOKINGS CAREFULLY BALANCES ITS FUNDING TO RESPOND TO CURRENT POLICY ISSUES AS WELL AS UNDERTAKE LONG-TERM RESEARCH PROJECTS. AS NEW CHALLENGES EMERGE, THE ENDOWMENT IS USED TO MAKE NEW RESEARCH PROJECTS POSSIBLE, SUPPORTING CORE ADMINISTRATIVE COSTS, AS WELL AS SCHOLAR-DRIVEN RESEARCH. PART X, LINE 2: BROOKINGS IS EXEMPT FROM FEDERAL INCOME TAXES ON ITS EXEMPT ACTIVITIES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE CODE) AND HAS BEEN DESIGNATED BY THE IRS AS A PUBLICLY SUPPORTED ORGANIZATION UNDER SECTION 509(A)(1) OF THE CODE. BROOKINGS ENGAGES IN CERTAIN ACTIVITIES THAT PRODUCE UNRELATED BUSINESS INCOME, AS DEFINED BY FEDERAL INCOME TAX REGULATIONS. WHEN TAX RETURNS ARE FILED, IT IS HIGHLY CERTAIN THAT SOME POSITIONS TAKEN WOULD BE SUSTAINED UPON EXAMINATION BY THE TAXING AUTHORITIES, WHILE OTHERS ARE SUBJECT TO UNCERTAINTY ABOUT THE MERITS OF THE POSITION TAKEN OR THE AMOUNT OF THE POSITION THAT WOULD BE ULTIMATELY SUSTAINED. THE BENEFIT OF A TAX POSITION IS RECOGNIZED IN THE FINANCIAL STATEMENTS IN THE PERIOD DURING WHICH, BASED ON ALL AVAILABLE EVIDENCE, MANAGEMENT BELIEVES IT IS MORE LIKELY THAN NOT THAT THE POSITION WILL BE SUSTAINED UPON EXAMINATION, INCLUDING THE RESOLUTION OF APPEALS OR LITIGATION PROCESSES, IF ANY. TAX POSITIONS TAKEN ARE NOT OFFSET OR AGGREGATED WITH OTHER POSITIONS. TAX POSITIONS THAT MEET THE MORE LIKELY THAN NOT RECOGNITION THRESHOLD ARE MEASURED AS THE LARGEST AMOUNT OF TAX BENEFIT THAT IS MORE THAN 50% LIKELY OF BEING REALIZED UPON SETTLEMENT WITH THE APPLICABLE TAXING AUTHORITY. THE PORTION OF THE BENEFITS ASSOCIATED WITH TAX POSITIONS TAKEN THAT EXCEEDS THE AMOUNT MEASURED AS DESCRIBED ABOVE IS REFLECTED AS A LIABILITY FOR UNRECOGNIZED TAX BENEFITS IN THE ACCOMPANYING STATEMENT OF FINANCIAL POSITION, ALONG WITH ANY ASSOCIATED INTEREST AND PENALTIES THAT WOULD BE PAYABLE TO THE TAXING AUTHORITIES UPON EXAMINATION. BROOKINGS FILES INCOME TAX RETURNS IN THE U.S. FEDERAL JURISDICTION. AS OF JUNE 30, 2023, AND FOR THE YEAR THEN ENDED, THERE WERE NO MATERIAL UNRECOGNIZED/DERECOGNIZED TAX BENEFITS OR TAX PENALTIES OR INTEREST. GENERALLY, BROOKINGS IS NO LONGER SUBJECT TO U.S. FEDERAL INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR THREE YEARS FROM THE FILING DATE. PART XI, LINE 2D - OTHER ADJUSTMENTS: OTHER EXPENSES RECLASS TO FUNCTIONAL EXPENSE -1,829,425. PART XI, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD REPORTED ON PART VIII, LINE 10B -432,585. LOSS ON DISPOSAL REPORTED ON PART VIII, LN 7C -17,702. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD REPORTED ON PART VIII, LINE 10B 432,585. LOSS ON DISPOSAL REPORTED ON PART VIII, LN 7C 17,702. PART XII, LINE 4B - OTHER ADJUSTMENTS: OTHER EXPENSES RECLASS TO FUNCTIONAL EXPENSE 1,829,425. 1 EAST ASIA AND THE PACIFIC 0 0 INVESTMENTS 13572265 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 91924647 EAST ASIA AND THE PACIFIC 0 0 PROGRAMMATIC ACTIVITIES PUBLIC POLICY RESEARCH 136464 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAMMATIC ACTIVITIES PUBLIC POLICY RESEARCH 489294 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAMMATIC ACTIVITIES PUBLIC POLICY RESEARCH 83568 MIDDLE EAST AND NORTH AFRICA 0 0 GRANTS TO ORGANIZATIONS LOCATED IN THE REGION 7807 NORTH AMERICA 0 0 PROGRAMMATIC ACTIVITIES PUBLIC POLICY RESEARCH 75794 SOUTH AMERICA 0 0 PROGRAMMATIC ACTIVITIES PUBLIC POLICY RESEARCH 155737 SOUTH ASIA 0 0 PROGRAMMATIC ACTIVITIES PUBLIC POLICY RESEARCH 279864 SUB-SAHARAN AFRICA 0 0 PROGRAMMATIC ACTIVITIES PUBLIC POLICY RESEARCH 398758 SUB-SAHARAN AFRICA 0 0 GRANTS TO RECIPIENTS LOCATED IN THE REGION 152589 RUSSIA AND NEIGHBORING STATES 0 0 PROGRAMMATIC ACTIVITIES PUBLIC POLICY RESEARCH 8463 EAST ASIA AND THE PACIFIC 0 0 MANAGEMENT AND GENERAL TRAVEL 2033 NORTH AMERICA 0 0 MANAGEMENT AND GENERAL TRAVEL 621 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAMMATIC ACTIVITIES PUBLIC POLICY RESEARCH 3134 SOUTH ASIA 0 0 GRANTS TO RECIPIENTS LOCATED IN THE REGION 81910 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTS TO RECIPIENTS LOCATED IN THE REGION 95800 0 0 0 0 0 0 106445576 1023172 107468748 MIDDLE EAST AND NORTH AFRICA RESEARCH COLLABORATION 7807 0 SUB-SAHARAN AFRICA RESEARCH COLLABORATION 90000 0 2 0 FELLOWSHIP STIPENDS SUB-SAHARAN AFRICA 2 39883 WIRE/ACH FELLOWSHIP STIPENDS SOUTH ASIA 2 45770 WIRE/ACH FELLOWSHIP STIPENDS EUROPE (INCLUDING ICELAND & GREENLAND) 1 95800 WIRE/ACH HOUSING ASSISTANCE SUB-SAHARAN AFRICA 2 22706 WIRE/ACH HOUSING ASSISTANCE SOUTH ASIA 2 36140 WIRE/ACH 1 0 1 0 1 0 PART I, LINE 2: THE BROOKINGS INSTITUTION MAINTAINS RECORDS OF HOW ITS FUNDS ARE USED AND VERIFIES THROUGH REGULAR REPORTS AND COMMUNICATIONS THAT GRANTS AND OTHER ASSISTANCE OUTSIDE THE UNITED STATES ARE USED IN A MANNER CONSISTENT WITH THE PURPOSE OF THE SUPPORT AS WELL AS BROOKINGS'S CHARITABLE MISSION. PART III ACCOUNTING METHOD: 1 NEW YORK UNIVERSITY 105 EAST 17TH STREET 2ND FL NEW YORK NY 10003 135562308 501(C)(3) 50000 0 RESEARCH COLLABORATION THE URBAN INSTITUTE 500 LENFANT PLZ SW WASHINGTON DC 20024 520880375 501(C)(3) 25000 0 RESEARCH COLLABORATION WASHINGTON UNIVERSITY IN ST LOUIS PO BOX 60714 ST LOUIS MO 63160 430653611 501(C)(3) 66500 0 RESEARCH COLLABORATION GEORGE WASHINGTON UNIVERSITY ENTERPRISE HALL 44983 KNOLL SQUARE SUITE 265 ASHBURN VA 20147 530196584 501(C)(3) 55000 0 RESEARCH COLLABORATION UNIVERSITY OF CALIFORNIA SAN DIEGO 9500 GILMAN DRIVE LA JOLLA CA 92093 956006144 501(C)(3) 85000 0 RESEARCH COLLABORATION YOUNG 1OVE FOUNDATION 2028 E BEN WHITE BLVD AUSTIN TX 78741 364803179 501(C)(3) 21541 0 RESEARCH COLLABORATION EMORY UNIVERSITY 1599 CLIFTON ROAD NE ATLANTA GA 30322 580566256 501(C)(3) 25500 0 RESEARCH COLLABORATION LAWFARE INSTITUTE 4401 BRANDYWINE STREET NW WASHINGTON DC 20016 462967640 501(C)(3) 50000 0 RESEARCH COLLABORATION RESULTS FOR DEVELOPMENT INSTITUTE INC 1111 19TH STREET NW SUITE 700 WASHINGTON DC 20036 208530747 501(C)(3) 1055086 0 RESEARCH COLLABORATION UNIVERSITY OF MARYLAND COLLEGE PARK 4101 CHESAPEAKE BUILDING 4300 TERRAPIN TRAIL COLLEGE PARK MD 20742 526002033 501(C)(3) 25500 0 RESEARCH COLLABORATION CENTER FOR ECONOMIC INCLUSION 370 WABASHA STREET NORTH SUITE 900 ST PAUL MN 55102 823563111 501(C)(3) 237652 0 RESEARCH COLLABORATION CHILD TRENDS INC 7315 WISCONSIN AVE STE 1200W BETHESDA MD 20814 132982969 501(C)(3) 15000 0 RESEARCH COLLABORATION CITIES GPS LLC 6109 29TH ST NW WASHINGTON DC 20015 177607014 65000 0 RESEARCH COLLABORATION ECONOMIC ARCHITECTURE PO BOX 42219 WASHINGTON DC 20015 922200014 501(C)(3) 150000 0 RESEARCH COLLABORATION ENTERPRISE COMMUNITY PARTNERS INC 70 CORPORATE CENTER 11000 BROKEN LAND PARKWAY SUITE 700 COLUMBIA MD 21044 521231931 501(C)(3) 62500 0 RESEARCH COLLABORATION FIN BUSINESS LLC 402 RIPLEY CT PISCATAWAY NJ 08854 461534919 138700 0 RESEARCH COLLABORATION GALLUP INC 901 F ST NW STE 400 WASHINGTON DC 20004 210699771 59000 0 RESEARCH COLLABORATION GRANDMONT ROSEDALE DEVELOPMENT CORPORATION 19800 GRAND RIVER AVENUE DETROIT MI 48223 382885952 501(C)(3) 25000 0 RESEARCH COLLABORATION NEIGHBORHOOD PROGRESS INC 11327 SHAKER BLVD SUITE 500W CLEVELAND OH 44104 341611055 501(C)(3) 25000 0 RESEARCH COLLABORATION RM DONAHUE CONSULTING 1723 N OAKES ST TACOMA WA 98406 201001796 20850 0 RESEARCH COLLABORATION THE NEW SCHOOL 66 WEST 12TH STREET NEW YORK NY 10011 133297197 501(C)(3) 93750 0 RESEARCH COLLABORATION AMERICAN UNIVERSITY 4400 MASSACHUSETTS AVENUE NW WASHINGTON DC 20016 530196549 501(C)(3) 102378 0 RESEARCH COLLABORATION THE HOWARD UNIVERSITY 2244 10TH STREET ROOM 302 WASHINGTON DC 20059 530204707 501(C)(3) 55000 0 RESEARCH COLLABORATION 19 4 FELLOWSHIP STIPENDS 8 428504 PART I, LINE 2: BROOKINGS DOES NOT GENERALLY ISSUE GRANTS TO OTHER ORGANIZATIONS, BUT AS A GRANT RECIPIENT, OCCASIONALLY ISSUES SUBGRANTS TO COLLABORATING INSTITUTIONS. SUBGRANTS ARE ISSUED PURSUANT TO WRITTEN AGREEMENTS SPECIFYING THE CHARITABLE PURPOSES FOR WHICH THE SUBGRANT IS MADE AND REQUIRING REGULAR REPORTING AND OTHER COMPLIANCE COVENANTS ON THE PART OF THE RECIPIENT. BROOKINGS ALSO ISSUES FELLOWSHIP STIPENDS AND/OR HONORARIA TO INDIVIDUALS, WHOSE WORK IS SUPERVISED BY A BROOKINGS COUNTERPART. THESE DISBURSEMENTS ARE ISSUED AND MONITORED THROUGH STANDARD FINANCIAL MANAGEMENT PROCESSES AND THE CORRESPONDING BROOKINGS ACTIVITIES ARE SUPERVISED BY BROOKINGS SCHOLARS. X X X X X 0 0 0 0 0 0 0 1 0 JOHN ALLEN FORMER PRESIDENT THRU 6/12/22 527440 0 0 0 837 0 55629 0 13740 0 597646 0 0 0 WILLIAM GALE SR FLLW & DIR, TAX POLICY CENTER 473635 0 31900 0 990 0 36600 0 36104 0 579229 0 0 0 AMY LIU WITMER INTERIM PRESIDENT 497095 0 18600 0 345 0 57100 0 832 0 573972 0 0 0 DARRELL M WEST VP & DIR. GOVERNANCE STUDIES 368079 0 18400 0 972 0 45155 0 27338 0 459944 0 0 0 CATHERINE A PIEZ CHIEF INVESTMENT OFFICER 372327 0 6000 0 645 0 36600 0 27022 0 442594 0 0 0 STEPHANIE R AARONSON VP & DIR OF ECON. STUDIES THRU 12/30 352564 0 16800 0 359 0 42775 0 6185 0 418683 0 0 0 DAVID WESSEL SR FELLOW & DIR, HUTCHINS 327750 0 5000 0 972 0 36600 0 30188 0 400510 0 0 0 SUZANNE MALONEY VP & DIR., FOREIGN POLICY 310518 0 15800 0 345 0 38562 0 31416 0 396641 0 0 0 ANKUR R BHATT CHIEF INFORMATION OFFICER 278586 0 25100 0 20725 0 36600 0 22866 0 383877 0 0 0 BRAHIMA COULIBALY VP & DIRECTOR, GLOBAL 301892 0 15200 0 345 0 37193 0 28996 0 383626 0 0 0 F MARK MURO SENIOR FELLOW, BROOKINGS METRO 290177 0 0 0 990 0 36334 0 35961 0 363462 0 0 0 RICHARD G FRANK SENIOR FELLOW 311328 0 0 0 846 0 36600 0 2332 0 351106 0 0 0 WENDY M EDELBERG SR FELLOW & DIR, HAMILTON PROJECT 286933 0 0 0 345 0 19893 0 37348 0 344519 0 0 0 ALAN M BERUBE INTERIM VP AND DIRECTOR - METRO 300575 0 0 0 225 0 36090 0 1007 0 337897 0 0 0 APRIL MCWILLIAMS VP & CHIEF HR OFFICER 254476 0 30800 0 235 0 30176 0 20004 0 335691 0 0 0 CAMILLE BUSETTE INTERIM VP & DIR., GOBAL 269990 0 0 0 990 0 33730 0 26897 0 331607 0 0 0 TED GAYER INTERIM PRESIDENT THRU 7/7/22 290907 0 0 0 216 0 31852 0 0 0 322975 0 0 0 KERRY GRANNIS DEPUTY EXECUTIVE VP (THRU 1/23) 243330 0 21900 0 150 0 29430 0 0 0 294810 0 0 0 JOSEPH ROONEY VP, EXECUTIVE AFFAIRS 216016 0 7400 0 671 0 28307 0 40889 0 293283 0 0 0 JONATHAN D SCHWARTZ GENERAL COUNSEL START 7/5/22 218313 0 50000 0 454 0 0 0 16390 0 285157 0 0 0 ANDREA L RISOTTO CHIEF COMMUNICATIONS OFFICER 200839 0 20000 0 150 0 24550 0 13013 0 258552 0 0 0 TAMARA L O'NEIL VP, CHIEF DEVEL. OFFC. START 4/11/22 210415 0 15000 0 106 0 10250 0 22323 0 258094 0 0 0 MITCHELL L WEIN SR VP OF FINANCE & COO START 7/6/22 212732 0 0 0 103 0 0 0 13040 0 225875 0 0 0 MICHAEL CAVADEL VP GEN COUNSEL/ASST SEC THRU 7/15/22 180051 0 0 0 94 0 19183 0 3913 0 203241 0 0 0 JACQUELINE BASILE FMR VP & CHIEF HR OFF. THRU 4/1/22 102564 0 0 0 371 0 0 0 0 0 102935 0 0 0 PART I, LINE 7 AMOUNT PRESENTED IN SCHEDULE J, PART II, COLUMN B(II) REPRESENTS PERFORMANCE BONUSES. A DISTRICT OF COLUMBIA VARIABLE RATE REVENUE BONDS SERIES 2020 536001131 2020-05-21 44952570 MODIFICATION OF 2015 SERIES BOND 0 0 0 A 2450932 44952570 330000 44622570 0 1 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 1 0 0 1 0 0 0 1 A 1 X 9 791899 FMV 0 0 1 0 PART I, COLUMN (B): THIS FIGURE REFLECTS THE NUMBER OF CONTRIBUTIONS. FORM 990, PAGE 2, PART III, MISSION STATEMENT THE BROOKINGS INSTITUTION (BROOKINGS) IS A NONPROFIT PUBLIC POLICY ORGANIZATION THAT CONDUCTS IN-DEPTH, INDEPENDENT RESEARCH THAT LEADS TO NEW IDEAS FOR SOLVING PROBLEMS FACING SOCIETY AT THE LOCAL, NATIONAL, AND GLOBAL LEVEL. HEADQUARTERED IN WASHINGTON, DC, BROOKINGS IS ORGANIZED INTO FIVE RESEARCH PROGRAMS THAT FOCUS ON DOMESTIC AND INTERNATIONAL ECONOMICS, FOREIGN POLICY, SUSTAINABLE DEVELOPMENT, GOVERNANCE, AND METROPOLITAN POLICY. BROOKINGS ACHIEVES IMPACT BY PROVIDING POLICY ANALYSIS AND RECOMMENDATIONS ON PRESSING POLICY CHALLENGES, WHICH ARE DISSEMINATED THROUGH REPORTS, BOOKS, MEDIA APPEARANCES, OP-EDS, BLOG POSTS, MEETINGS, EVENTS, CONGRESSIONAL TESTIMONY, AND BRIEFINGS. FORM 990, PART VI, SECTION A, LINE 2 - BROOKINGS TRUSTEES CHERYL COHEN EFFRON AND ELLEN FUTTER - BUSINESS RELATIONSHIP (AMERICAN MUSEUM OF NATURAL HISTORY). - BROOKINGS TRUSTEES GLENN HUTCHINS AND BETH MOONEY - BUSINESS RELATIONSHIP (AT&T BOARD). - BROOKINGS TRUSTEES HELENE GAYLE AND DAVID WEINBERG - BUSINESS RELATIONSHIP (COCA-COLA BOARD). - BROOKINGS TRUSTEES BART FRIEDMAN AND LAURA KARET - BUSINESS RELATIONSHIP (GIANT EAGLE). - BROOKINGS TRUSTEES SUZANNE NORA JOHNSON AND JAMES SMITH - BUSINESS RELATIONSHIP (PFIZER BOARD) FORM 990, PART VI, SECTION A, LINE 4 THE INSTITUTION'S BYLAWS WERE UPDATED TO CLARIFY BOARD COMMITTEE COMPOSITION AND RESPONSIBILITIES; UPDATE BOARD AND BOARD COMMITTEE QUORUM REQUIREMENTS; UPDATE BYLAW AMENDMENT REQUIREMENTS; UPDATE INDEMNIFICATION PROVISIONS; AND CLARIFY OFFICER PROVISIONS, AMONG OTHER THINGS. FORM 990, PART VI, SECTION B, LINE 11B THE BOARD OF TRUSTEES HAS APPOINTED THE AUDIT COMMITTEE OF THE BOARD AS THE RESPONSIBLE PARTY FOR REVIEWING THE FORM 990 AND 990-T EACH YEAR. THE 990 IS REVIEWED INTERNALLY BY THE SENIOR VICE PRESIDENT OF FINANCE AND CHIEF OPERATING OFFICER, THE CONTROLLER, THE GENERAL COUNSEL, AND OTHER MEMBERS OF THE SENIOR STAFF, ALONG WITH THE AUDIT COMMITTEE. ONCE THESE REVIEWS ARE COMPLETED AND THE DOCUMENT HAS BEEN APPROVED, IT IS SENT TO ALL VOTING MEMBERS OF THE BOARD OF TRUSTEES BEFORE IT IS FILED WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C EACH YEAR, BROOKINGS PERSONNEL ARE REQUIRED TO COMPLETE A DISCLOSURE AND ACKNOWLEDGMENT FORM RELATED TO THE INSTITUTION'S CONFLICT OF INTEREST POLICY. SPECIFICALLY, ALL EMPLOYEES AND RESIDENT AFFILIATES ARE REQUIRED TO: - ACKNOWLEDGE THAT THEY HAVE READ, UNDERSTOOD, AND ARE COMMITTED TO ABIDING BY THE INSTITUTION'S CONFLICT OF INTEREST POLICY AS WELL AS CERTAIN OTHER INSTITUTIONAL POLICIES; AND - MAKE CERTAIN DISCLOSURES ABOUT THEIR OUTSIDE ACTIVITIES AND FINANCES TO HELP IDENTIFY POTENTIAL CONFLICTS OF INTEREST. FORMS ARE SUBMITTED TO THE OFFICE OF THE GENERAL COUNSEL, WHICH REVIEWS THEM AND HAS DISCRETION TO MAKE RECOMMENDATIONS OR RAISE CONCERNS WITH RELEVANT INDIVIDUALS AS APPROPRIATE. THE BOARD OF TRUSTEES IS REQUIRED TO COMPLETE AN ANNUAL QUESTIONNAIRE AND AFFIRMATION THAT: - CONFIRMS THEIR RECEIPT, UNDERSTANDING, AND COMPLIANCE WITH THE INSTITUTION'S CONFLICT OF INTEREST POLICIES THAT RELATE TO BOARD MEMBERS AS WELL AS OTHER INSTITUTIONAL POLICIES; AND - DISCLOSES RELEVANT INFORMATION ABOUT THEIR FAMILY AND BUSINESS RELATIONSHIPS, TRANSACTIONS AND LOANS, AND OTHER RELEVANT RELATIONSHIPS WITH BROOKINGS. ISSUES INVOLVING CONFLICTS OF INTEREST ARE ORDINARILY RESOLVED BY THE GENERAL COUNSEL OR HIS/HER DESIGNEES, IN CONSULTATION WITH OTHER MEMBERS OF SENIOR MANAGEMENT, AS APPROPRIATE. POTENTIAL CONFLICTS OF INTEREST INVOLVING TRUSTEES ARE GENERALLY REFERRED TO THE BOARD CO-CHAIRS AND THE APPROPRIATE COMMITTEE LEADERSHIP (INCLUDING THE AUDIT COMMITTEE), ACCORDING TO APPLICABLE POLICIES. THE GENERAL COUNSEL REGULARLY CONFERS WITH THE CHAIR OF THE AUDIT COMMITTEE REGARDING THE INSTITUTION'S CONFLICT OF INTEREST POLICIES. FORM 990, PART VI, SECTION B, LINE 15 THE INSTITUTION'S BYLAWS PROVIDE FOR A COMPENSATION COMMITTEE CONSISTING OF THE BOARD CHAIR (OR CO-CHAIRS), THE BOARD VICE CHAIR(S) AND NO FEWER THAN 3 OTHER TRUSTEES. THE COMPENSATION COMMITTEE HAS THE AUTHORITY TO SET THE SALARY OF THE PRESIDENT, THE CHIEF FINANCIAL OFFICER AND ANY OTHER EMPLOYEES THEY DEEM APPROPRIATE. IN SETTING THOSE SALARIES, THE COMMITTEE REVIEWS RELEVANT SALARY COMPARABILITY DATA AND SUBSEQUENTLY DOCUMENTS THE COMMITTEE'S DECISIONS AND RATIONALE UNDERLYING SUCH DECISIONS. THE COMMITTEE REGULARLY USES AN OUTSIDE CONSUTLANT TO ESTABLISH SALARY COMPARABLES AND TO DETERMINE THE REASONABLENESS OF THE COMPENSATION RECEIVED BY ALL DISQUALIFIED PERSONS. FORM 990, PART VI, SECTION C, LINE 19 BROOKINGS MAKES THE RELEVANT DOCUMENTS AVAILABLE TO THE PUBLIC AS FOLLOWS: - BROOKINGS'S CONFLICT OF INTEREST POLICY, AS WELL AS SUMMARIES OF OTHER KEY POLICIES ARE AVAILABLE ON ITS WEBSITE; - BROOKINGS'S AUDITED FINANCIAL STATEMENTS ARE ALSO AVAILABLE ON ITS WEBSITE; AND - BROOKINGS'S WEBSITE PROVIDES A LINK TO GUIDESTAR.ORG TO PROVIDE THE FORM 990. FORM 990, PART XI, LINE 9: EFFECT OF ADOPTION PROVISIONS SFAS NO. 158 72,000.