2024-05-03T10:03:42-05:00 2023-06-30 910189318 MOSS ADAMS LLP 3121 W MARCH LN STE 200 STOCKTON CA 952192367 990 2022-07-01 951667177 OCCIDENTAL COLLEGE OCCI 3232591417 1600 CAMPUS ROAD LOS ANGELES CA 90041 AMOS R HIMMELSTEIN VICE PRESIDENT AND COO 3232591417 2024-04-30 1 AMOS HIMMELSTEIN 999009999 1 TRACY S PAGLIA P00366884 2099556100 2024-04-30 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z AMOS R HIMMELSTEIN 1600 CAMPUS ROAD LOS ANGELES CA 90041 294234864 0 X WWW.OXY.EDU X 1887 CA TO PROVIDE STUDENTS WITH A TOTAL EDUCATIONAL EXPERIENCE OF THE HIGHEST QUALITY. 43 41 2592 881 -121805 0 41336592 25157797 144429410 150788633 33391242 29165340 0 27923 219157244 205139693 51385831 50663063 0 0 78003309 82660960 0 0 7701234 48988843 52389190 178377983 185713213 40779261 19426480 900952929 924234652 130609585 124278873 770343344 799955779 X SEE SCHEDULE OTHE MISSION OF OCCIDENTAL COLLEGE IS TO PROVIDE A GIFTED AND DIVERSE GROUP OF STUDENTS WITH A TOTAL EDUCATIONAL EXPERIENCE OF THE HIGHEST QUALITY - ONE THAT PREPARES THEM FOR LEADERSHIP IN AN INCREASINGLY COMPLEX, INTERDEPENDENT AND PLURALISTIC WORLD. THE DISTINCTIVE INTERDISCIPLINARY AND MULTICULTURAL FOCUS OF THE COLLEGE'S ACADEMIC PROGRAM SEEKS TO FOSTER BOTH THE FULFILLMENT OF INDIVIDUAL ASPIRATIONS AND A DEEPLY ROOTED COMMITMENT TO THE PUBLIC GOOD. THIS MISSION IS ANCHORED BY FOUR CORNERSTONES: EXCELLENCE, EQUITY, COMMUNITY AND SERVICE. THESE BUILDING BLOCKS, IN ONE FORM OR ANOTHER, HAVE LONG BEEN THE BASIS FOR THE COLLEGE'S COMMITMENT TO PROVIDING RESPONSIBLE LEADERS AND CITIZENS FOR OUR DEMOCRATIC SOCIETY. CHOOSING THEM TO SUPPORT THE FUTURE HELPS TO ENSURE THAT THE COLLEGE REMAINS TRUE TO ITS MISSION WHILE ADAPTING TO A CHANGING WORLD. 0 0 110037886 49681868 118612437 SEE SCHEDULE OACADEMIC PROGRAM: AS A PRIVATE, CO-EDUCATIONAL COLLEGE OF THE LIBERAL ARTS AND SCIENCES, OCCIDENTAL COLLEGE SEEKS TO PROVIDE ITS STUDENTS WITH A TOTAL EDUCATIONAL EXPERIENCE OF THE HIGHEST QUALITY. ONE THAT PREPARES THEM FOR LEADERSHIP IN AN INCREASINGLY COMPLEX, INTERDEPENDENT AND PLURALISTIC WORLD. FOUNDED IN LOS ANGELES IN 1887, OCCIDENTAL WAS ONE OF THE FIRST LIBERAL ARTS COLLEGES IN CALIFORNIA AND TODAY IS ONE OF THE COUNTRY'S FEW LIBERAL ARTS COLLEGES IN AN URBAN SETTING. OCCIDENTAL OFFERS UNDERGRADUATE DEGREES IN A WIDE RANGE OF DISCIPLINES AND A MASTER'S DEGREE IN BIOLOGY. ITS 1,987 STUDENTS, DRAWN FROM 51 STATES AND TERRITORIES AND 23 COUNTRIES, CHOOSE FROM 45 MAJORS AND MINORS TAUGHT BY 194 FULL-TIME AND 84 PART-TIME FACULTY. COURSE WORK IS INTEGRATED WITH OPPORTUNITIES FOR INDEPENDENT STUDY, COMMUNITY ENGAGEMENT, ONE OF THE COUNTRY'S TOP UNDERGRADUATE RESEARCH PROGRAMS, STUDY IN DOZENS OF FOREIGN COUNTRIES, AND THE COUNTRY'S ONLY CAMPAIGN SEMESTER AND RESIDENTIAL UNITED NATIONS PROGRAMS FOR UNDERGRADUATES. SINCE PRODUCING ITS FIRST RHODES SCHOLAR IN 1907, OCCIDENTAL HAS CONSISTENTLY WON NATIONAL AND INTERNATIONAL RECOGNITION FOR ACADEMIC ACHIEVEMENT. THE COLLEGE HAS BEEN ONE OF THE COUNTRY'S LEADING PRODUCERS OF STUDENT FULBRIGHT SCHOLARS FOR 18 CONSECUTIVE YEARS, ACCORDING TO THE CHRONICLE OF HIGHER EDUCATION. DEDICATED TO EXCELLENCE AND EQUITY, OCCIDENTAL ALSO IS ONE OF THE COUNTRY'S MOST ECONOMICALLY DIVERSE CAMPUSES, ACCORDING TO THE NEW YORK TIMES. SOME 78 PERCENT OF OXY STUDENTS RECEIVE SOME FORM OF FINANCIAL AID; 16 PERCENT ARE PELL GRANT RECIPIENTS; AND 13 PERCENT ARE THE FIRST IN THEIR FAMILY TO ATTEND COLLEGE. 43235370 182899 30751919 SEE SCHEDULE OCO-CURRICULAR: OCCIDENTAL OFFERS A WIDE RANGE OF CO-CURRICULAR PROGRAMS, FROM THE STUDENT-RUN BLYTH FUND, WHICH OVERSEES A SIX-FIGURE INVESTMENT FUND, TO THE INTERNSHIPS AND CAREER COUNSELING SERVICES OFFERED THROUGH THE HAMEETMAN CAREER CENTER. THERE ARE MORE THAN 100 STUDENT CLUBS AND ORGANIZATIONS, AS WELL AS AN ONLINE RADIO STATION AND AWARD-WINNING WEEKLY NEWSPAPER. AS ONE OF THE FOUNDERS OF INTERCOLLEGIATE ATHLETICS IN SOUTHERN CALIFORNIA, OCCIDENTAL OFFERS 20 VARSITY SPORTS FOR MEN AND WOMEN, AS WELL AS SEVERAL CLUB SPORTS AND INTRAMURAL PROGRAMS FOR MEN AND WOMEN. 7550665 798296 860831 SEE SCHEDULE OPUBLIC SERVICE: OCCIDENTAL WAS ONE OF THE FIRST LIBERAL ARTS COLLEGES SELECTED AS COMMUNITY ENGAGEMENT INSTITUTIONS BY THE CARNEGIE FOUNDATION FOR THE ADVANCEMENT OF TEACHING AND HAS REPEATEDLY BEEN NAMED TO THE PRESIDENT'S HIGHER EDUCATION COMMUNITY SERVICE HONOR ROLL FOR ITS EXEMPLARY SERVICE EFFORTS. OCCIDENTAL'S TRADITION OF COMMUNITY OUTREACH DATES BACK TO 1963, WHEN THE COLLEGE'S COMMUNITY LITERACY CENTER WAS FOUNDED TO PROVIDE ONE-ON-ONE READING AND WRITING INSTRUCTION FOR LOCAL K-6 CHILDREN. IT ALSO IS HOME TO ONE OF CALIFORNIA'S OLDEST, LARGEST AND MOST SUCCESSFUL UPWARD BOUND PROGRAMS. OCCIDENTAL HAS INTEGRATED COMMUNITY ENGAGEMENT INTO ITS CURRICULUM, TAKING ADVANTAGE OF ITS LOCATION IN LOS ANGELES. THREE LINKED PROGRAMS THE OFFICE FOR COMMUNITY ENGAGEMENT, THE CENTER FOR COMMUNITY BASED LEARNING, AND THE URBAN & ENVIRONMENTAL POLICY INSTITUTE CONNECT CURRICULUM, CO-CURRICULAR ACTIVITIES, AND RESEARCH AND COMMUNITY-BASED EFFORTS. 160823921 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 0 1 1 0 1 0 0 0 0 0 0 1 1 1 1 0 0 0 0 0 1 0 0 1 0 1 0 0 0 1 1 1 0 0 0 1 3113 0 1 2592 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 43 41 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 CA MI OR WA X AMOS R HIMMELSTEIN 3232591347 1600 CAMPUS ROAD LOS ANGELES CA 90041 HARRY J ELAM JR PRESIDENT/EX-OFFICIO 50.00 X X 718556 0 288649 LISA H LINK BOARD CHAIR 3.00 X X 0 0 0 DAVE BERKUS TRUSTEE 2.50 X 0 0 0 DAVID ANDERSON TRUSTEE 2.50 X 0 0 0 OLAMIDE AJOSE TRUSTEE 2.50 X 0 0 0 TIMOTHY ALLISON-HATCH TRUSTEE 1.50 X 0 0 0 MAGDALENA ARENAS MD TRUSTEE 1.50 X 0 0 0 CARL BALLTON TRUSTEE 1.50 X 0 0 0 JOHN BRANCA TRUSTEE 1.50 X 0 0 0 EILEEN BROWN TRUSTEE 1.50 X 0 0 0 DAVID BURCHAM TRUSTEE 2.50 X 0 0 0 NAMANDJE BUMPUS TRUSTEE 1.50 X 0 0 0 ANNE CANNON TRUSTEE 1.50 X 0 0 0 LUCIA CHOI-DALTON TRUSTEE 1.50 X 0 0 0 LINDSEY COLLINS TRUSTEE 1.50 X 0 0 0 W DON CORNWELL TRUSTEE 1.50 X 0 0 0 LISA COSCINO TRUSTEE 2.50 X 0 0 0 NANCY DAMBRO MD TRUSTEE 2.00 X 0 0 0 HECTOR DE LA TORRE TRUSTEE 1.50 X 0 0 0 GLORIA DUFFY TRUSTEE 1.50 X 0 0 0 DIANE EVANS TRUSTEE 1.50 X 0 0 0 BRADLEY FAUVRE TRUSTEE 1.50 X 0 0 0 ALAN FREEMAN TRUSTEE 1.50 X 0 0 0 MICHAEL GIBBY TRUSTEE 2.50 X 0 0 0 RONALD HAHN TRUSTEE 2.50 X 0 0 0 MAURINE HALPERIN BOARD VICE-CHAIR 2.50 X X 0 0 0 ALLSION HAWKINS TRUSTEE 2.50 X 0 0 0 LORI MOORE HUNTER TRUSTEE 1.50 X 0 0 0 BOB JOHNSON BOARD VICE-CHAIR 2.50 X X 0 0 0 GARY KAPLAN TRUSTEE 1.50 X 0 0 0 SUSAN MALLORY TRUSTEE 2.50 X 0 0 0 GRETA MANDELL MD TRUSTEE 2.50 X 0 0 0 THEODORE R MITCHELL PHD TRUSTEE 2.50 X 0 0 0 TUAN NGO TRUSTEE 2.50 X 0 0 0 LEO OLEBE TRUSTEE 1.50 X 0 0 0 ARTHUR PECK TRUSTEE 2.50 X 0 0 0 STEVEN ROBINSON TRUSTEE 1.50 X 0 0 0 STEPHEN ROUNTREE TRUSTEE 1.50 X 0 0 0 RICHARD RICK RUGANI TRUSTEE 2.50 X 0 0 0 REID SAMUELSON TRUSTEE 2.50 X 0 0 0 SOROOSH SHAMBAYATI TRUSTEE 1.50 X 0 0 0 LAWRENCE SOLOMON TRUSTEE 1.50 X 0 0 0 BRENDA BARHAM HILL BOARD OF GOVERNOR/EX-OFFICIO 1.50 X 0 0 0 AMOS HIMMELSTEIN VP FOR FINANCE/COO/TREASURER 50.00 X 445686 0 106617 WENDY STERNBERG VP FOR ACADEMIC AFFAIRS/ DEAN OF THE COLLEGE 50.00 X 270967 0 140066 CHARLES CARDILLO THRU 0323 VP FOR INSTITUTIONAL ADVANCEMENT 50.00 X 376225 0 31104 ROBERT FLOT VP FOR STUDENT AFFAIRS/ DEAN OF STUDENTS 50.00 X 222537 0 108523 PRIYA SRIDHARAN CHIEF OF STAFF/ SECRETARY (EFF 4/23) 50.00 X 227017 0 68476 JAMES UHRICH VP FOR ITS AND CIO 50.00 X 246126 0 32750 BARBARA VALIENTE ASSISTANT TREASURER 50.00 X 202705 0 56736 DAVID T CARRREON BRADLEY VP FOR EQUITY & CDO (THRU 6/23) 50.00 X 202193 0 28123 MARICELA MARTINEZ VP FOR ENROLLMENT 50.00 X 183680 0 32072 MARSHA SCHNIRRING THRU 0323 SECRETARY 50.00 X 150576 0 43737 MARTY SHARKEY THRU 0722 VP FOR COMMUNICATIONS AND INSTITUTIONAL INITIATIVE 50.00 X 166480 0 14624 RODNEY LEVEQUE EFF 423 VP FOR COMMUNICATION AND INSTITUTION 50.00 X 0 0 0 JONATHAN A VEITCH FORMER PRESIDENT, PROFESSOR 50.00 X 269571 0 74145 MICHAEL HILL PROFESSOR 50.00 X 258155 0 38989 KRISTI ALLEN AVP, INSTITUTIONAL PLANNING 50.00 X 206835 0 54742 ELEANOR KAHN GENERAL COUNSEL 50.00 X 209333 0 21479 SALVADOR C FERNANDEZ PROFESSOR 50.00 X 183218 0 45969 4539860 0 1186801 148 0 1 0 TOVEYSHULTZ CONSTRUCTION INC 18261 COLLIER AVE UNIT A LAKE ELSINORE CA 92530 GENERAL CONTRACTORS 1048820 MESA ENERGY SYSTEMS INC 2 CROMWELL IRVINE CA 92618 GENERAL CONTRACTORS 647741 CAMBRIDGE ASSOCIATES LLC 437 MADISON AVE 39TH FLOOR NEW YORK NY 10022 CONSULTING 558000 VANCREST CONSTRUCTION CORPORATION 7171 N FIGUEROA ST LOS ANGELES CA 90042 GENERAL CONTRACTOR 541586 EBSCO INFORMATION SERVICES LLC 1509 WILSON TERRACE GLENDALE CA 91206 CONSULTING 508359 51 6900186 18257611 3667110 25157797 TUITION AND FEES 561499 117901791 117901791 ROOM AND BOARD 561499 27928966 27928966 CONFERENCES AND EVENTS 561499 924864 644713 280151 BOOKSTORE 561499 714712 714712 FOOD SERVICE 561499 391041 158427 232614 2927259 2876578 50681 150788633 14546601 -685251 15231852 63938 36015 27923 27923 27923 103677895 89059156 14618739 14618739 14618739 205139693 150225187 -121805 29878514 1027954 1027954 49635109 49635109 3751013 871368 2546607 333038 222910 145180 77730 60150570 51789223 4310246 4051101 4434250 3738060 376015 320175 9712170 7945045 1084103 683022 4390047 3529486 542935 317626 565215 565215 190370 190370 1313081 1313081 6365900 4891146 1101594 373160 171841 49212 120943 1686 5696253 4186559 682748 826946 3201355 2571383 492352 137620 5860230 4701064 1159166 1980309 1773050 42726 164533 426108 360397 39496 26215 3379088 2917342 461746 10790344 10321059 374568 94717 1058265 62308 995957 COST OF SALES 5757513 5757513 INTERNATIONAL PROGRAMS 1837300 1824255 8026 5019 MAINTENANCE & IMPROVEME 1189271 1098886 90385 LIBRARY BOOKS, PERIODIC 905801 905801 1700946 722521 612049 366376 185713213 160823921 17188058 7701234 13281973 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-5462767 9938869 11502626 672899 439089409 434234019 9217196 26122904 9907669 10939404 632410 448094636 0.22000 0.78000 0.00000 0 0 91067 1481532 1572599 290230968 140216353 150014615 33775594 9624857 24150737 14513633 9224345 5289288 1882068 1882068 182909307 PRIVATE EQUITY & VENTURE CAPITAL 220818805 F 220818805 ANNUITIES PAYABLE 10415662 BONDS PREMIUM, NET 2742171 ASSET RETIREMENT OBLIGATION 2823951 15981784 X 166037661 10028627 157328 10185955 155851706 1313081 47974906 49287987 205139693 136425226 0 136425226 1313081 47974906 49287987 185713213 PART III, LINE 1A: COLLECTIONS, SUCH AS RARE BOOKS AND WORKS OF ART, WHICH WERE ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE COLLEGE'S INCEPTION, ARE NOT RECOGNIZED AS ASSETS. THESE COLLECTIONS ARE HELD SOLELY FOR THEIR POTENTIAL EDUCATIONAL VALUE OR HISTORICAL SIGNIFICANCE. MANAGEMENT HAS DETERMINED THAT THE COST TO ESTABLISH THE CURRENT MARKET VALUE IS DEEMED TO EXCEED THE BENEFIT AND THEREFORE THE COLLECTIONS WERE NOT ASSIGNED A VALUE FOR THE PURPOSE OF CAPITALIZATION. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS DECREASES IN UNRESTRICTED NET ASSETS IN THE YEAR IN WHICH THE ITEMS ARE ACQUIRED OR AS TEMPORARILY OR PERMANENTLY RESTRICTED NET ASSETS IF THE ASSETS USED TO PURCHASE THE ITEMS HAVE BEEN RESTRICTED BY DONORS. PART III, LINE 4: THE COLLEGE RECEIVED A SHELL AND BIRD COLLECTION TO BE USED FOR RESEARCH. THE COLLEGE MAINTAINS COLLECTIONS OF ART FOR DISPLAY AND EDUCATIONAL PURPOSES. PART V, LINE 4: THE COLLEGE'S ENDOWMENT FUNCTIONS TO SUPPORT STUDENT SCHOLARSHIPS, PROFESSORSHIPS, STUDENT AND FACULTY RESEARCH, ACADEMIC PROGRAMS, THE LIBRARY, VISITING SPEAKERS, AND OTHER GENERAL COLLEGE PROGRAMS. PART X, LINE 2: THE COLLEGE OPERATES AS A NOT-FOR-PROFIT ORGANIZATION AND HAS BEEN RECOGNIZED BY THE INTERNAL REVENUE SERVICE AS AN ORGANIZATION EXEMPT FROM INCOME TAXATION PURSUANT TO INTERNAL REVENUE CODE SECTION 501(C)(3) ON ITS INCOME OTHER THAN UNRELATED BUSINESS INCOME AND HAS ALSO BEEN RECOGNIZED BY THE FRANCHISE TAX BOARD AS EXEMPT FROM STATE FRANCHISE OR INCOME TAX PURSUANT TO CALIFORNIA REVENUE AND TAXATION CODE SECTION 23701(D) ON ITS INCOME OTHER THAN UNRELATED BUSINESS INCOME. OTWAY IS A SINGLE MEMBER LLC AND THEREFORE DISREGARDED FOR FEDERAL INCOME TAX PURPOSES. AS REQUIRED BY U.S. GAAP, THE COLLEGE AND OTWAY HAVE IDENTIFIED AND EVALUATED THEIR SIGNIFICANT TAX POSITIONS AND HAVE DETERMINED THAT THERE IS NO MATERIAL UNRECOGNIZED BENEFIT OR LIABILITY TO BE RECORDED. THERE ARE NO UNCERTAIN TAX POSITIONS FOR THE YEARS ENDED JUNE 30, 2023 OR 2022. THERE HAVE BEEN NO RELATED TAX PENALTIES OR INTEREST, WHICH WOULD BE CLASSIFIED AS A TAX EXPENSE IN THE CONSOLIDATED STATEMENTS OF ACTIVITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: PLEDGE WRITE OFF -1,315. CHANGE IN FAIR VALUE OF ASSETS HELD IN TRUST BY OTHERS 186,743. ANNUITIES ADJUSTMENT -713,351. NET INCOME FROM K-1'S 685,251. PART XI, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 48,010,921. RENTAL EXPENSES -36,015. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 48,010,921. RENTAL EXPENSE -36,015. 1 1 1 1 1 1 1 0 0 0 1 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE COLLEGE ADVERTISES THE POLICY IN BROCHURES TO POTENTIAL STUDENTS AND IN A NEWSPAPER OF GENERAL CIRCULATION ANNUALLY. SCHEDULE E, PART I, LINE 5 FOR THE TAX YEAR ENDING IN JUNE 2023, OCCIDENTAL COLLEGE AWARDED SOME SCHOLARSHIPS AND OTHER FINANCIAL ASSISTANCE CONSISTENT WITH ITS MISSION OF 'PROVIDING A GIFTED AND DIVERSE GROUP OF STUDENTS WITH A TOTAL EDUCATIONAL EXPERIENCE OF THE HIGHEST QUALITY ONE THAT PREPARES THEM FOR LEADERSHIP IN AN INCREASINGLY COMPLEX, INTERDEPENDENT AND PLURALISTIC WORLD.' OCCIDENTAL AWARDED OPPORTUNITY GRANTS TO FACILITATE THE ENROLLMENT OF UNDERREPRESENTED STUDENT GROUPS, ALTHOUGH THESE GRANTS REPRESENTED A SMALL PERCENTAGE OF THE OVERALL FINANCIAL AID PROGRAM. SCHEDULE E, PART I, LINE 6 OCCIDENTAL COLLEGE PARTICIPATES IN THE FEDERAL PELL GRANT, CAMPUS-BASED PROGRAMS (FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT, FEDERAL WORK STUDY AND FEDERAL PERKINS LOAN PROGRAM) AND FEDERAL DIRECT LOAN AND PLUS LOAN PROGRAMS. IN ADDITION WE RECEIVE GRANTS FROM VARIOUS STATE GOVERNMENTS. CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 72851047 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 INVESTMENTS 6502310 NORTH AMERICA (CANADA AND MEXICO) 0 0 INVESTMENTS 1427457 0 0 0 0 0 0 80780814 0 80780814 1 0 1 1 1 0 PART III ACCOUNTING METHOD: 1 CLEAN WATER FUND 198 BRIGHTON AVENUE LONG BRANCH NJ 07740 521043444 501(C)3 165625 0 SUPPORT THE "COALITION FOR HEALTH PORTS NY NJ: FRONTLINE SOLUTIONS TO ADDRESS THE CLIMATE CRISIS" PROJECT OF THE COLLEGE, WHICH IS FOCUSED ON ACCELERATING THE WIDESPREAD USE OF ZERO-EMISSION TECHNOLOGY IN FREIGHT TRANSPORTATION IN THE NEW YORK/NEW JERSEY REGION TO REDUCE GREEN HOUSE GAS EMISSIONS AND PROTECT PUBLIC HEALTH. CLEANAIRNOW ASSOCIATION 714 MISSISSIPPI STREET LAWRENCE KS 66044 823986787 501(C)3 30000 0 SUPPORT THE "ZERO-EMMISSIONS NOW: FRONTLINE SOLUTIONS TO ADDRESS THE CLIMATE CRISIS" PROJECT OF THE COLLEGE FOCUSED ON PROTECTING PUBLIC HEALTH BY STRENGTHENING THE GRASSROOTS-LED NATIONAL MODEL, EFFECTIVELY PROMOTING FRONTLINE SOLUTIONS TO THE CLIMATE CRISIS, AND ACCELERATING THE WIDESPREAD USE OF ZERO EMISSION TECHNOLOGY. CLINTON HILL COMMUNITY ACTION 404 HAWTHORNE AVE NEWARK NJ 07112 842816101 501(C)3 10000 0 ASSIST WITH LEADERSHIP AND DECISION MAKING AS A REGIONAL REPRESENTATIVE OF THE MOVING FORWARD NETWORK ADVISORY BOARD. ASSIST IN CONVENING THE MONTHLY REGIONAL MEETINGS FOR ORGANIZATIONS TO SHARE INFORMATION, DISCUSS DEVELOPMENT OF THE NETWORK, IDENTIFY AREAS WHERE THE NETWORK COULD SUPPORT THE REGION, AND PLAN JOINT ACTIVITIES. PLAY A LEADERSHIP ROLE IN DEVELOPING LOCAL, REGIONAL, AND/OR STATE STRATEGIES FOR ADVANCING AND IMPLEMENTING NETWORK CAMPAIGNS EAST YARD COMMUNITIES FOR ENVIRONMENT 2317 S ATLANTIC BLVD COMMERCE CA 90040 465685097 501(C)3 151500 0 SUPPORT THE "ZERO-EMMISSIONS NOW: FRONTLINE SOLUTIONS TO ADDRESS THE CLIMATE CRISIS" PROJECT OF THE COLLEGE FOCUSED ON PROTECTING PUBLIC HEALTH BY STRENGTHENING THE GRASSROOTS-LED NATIONAL MODEL, EFFECTIVELY PROMOTING FRONTLINE SOLUTIONS TO THE CLIMATE CRISIS, AND ACCELERATING THE WIDESPREAD USE OF ZERO EMISSION TECHNOLOGY. HARAMBEE HOUSE INC 115 HABERSHAM ST SAVANNAH GA 31401 582219332 501(C)3 167410 0 SUPPORT THE "ZERO-EMMISSIONS NOW: FRONTLINE SOLUTIONS TO ADDRESS THE CLIMATE CRISIS" PROJECT OF THE COLLEGE FOCUSED ON PROTECTING PUBLIC HEALTH BY STRENGTHENING THE GRASSROOTS-LED NATIONAL MODEL, EFFECTIVELY PROMOTING FRONTLINE SOLUTIONS TO THE CLIMATE CRISIS, AND ACCELERATING THE WIDESPREAD USE OF ZERO EMISSION TECHNOLOGY. IRONBOUND COMMUNITY CORPORATION 317 ELM ST NEWARK NJ 07105 221916086 501(C)3 75000 0 ASSIST WITH LEADERSHIP AND DECISION MAKING AS A REGIONAL REPRESENTATIVE OF THE MOVING FORWARD NETWORK ADVISORY BOARD. ASSIST IN CONVENING THE MONTHLY REGIONAL MEETINGS FOR ORGANIZATIONS TO SHARE INFORMATION, DISCUSS DEVELOPMENT OF THE NETWORK, IDENTIFY AREAS WHERE THE NETWORK COULD SUPPORT THE REGION, AND PLAN JOINT ACTIVITIES. PLAY A LEADERSHIP ROLE IN DEVELOPING LOCAL, REGIONAL, AND/OR STATE STRATEGIES FOR ADVANCING AND IMPLEMENTING NETWORK CAMPAIGNS LOUISIANA STATE UNIVERSITY A&M COLL 202 HIMES HALLLOUISIANA STATE UNIVERSITY BATON ROUGE LA 70803 726000848 501(C)3 38450 0 BRING TOGETHER UNDERGRADUATE STUDENTS TO PARTICIPATE IN AN IMMERSIVE RESEARCH EXPERIENCE THAT WILL SUPPORT THEM IN BECOMING FUTURE MATHEMATICIANS. STUDENTS WILL LEAVE THE EXPERIENCE HAVING MADE BOTH INDIVIDUAL AND GROUP CONTRIBUTIONS TO ACTIVE RESEARCH PROJECTS. RESEARCH FOUNDATION OF THE CUNY 230 W 41ST ST 7TH FLOOR NEW YORK NY 10036 131988190 501(C)3 15258 0 BRING TOGETHER UNDERGRADUATE STUDENTS TO PARTICIPATE IN AN IMMERSIVE RESEARCH EXPERIENCE THAT WILL SUPPORT THEM IN BECOMING FUTURE MATHEMATICIANS. STUDENTS WILL LEAVE THE EXPERIENCE HAVING MADE BOTH INDIVIDUAL AND GROUP CONTRIBUTIONS TO ACTIVE RESEARCH PROJECTS. RUSHMERE COMMUNITY DEVELOPMENT CORP 4814 OLD STAGE HWY SMITHFIELD VA 23430 710993934 501(C)3 10000 0 ASSIST WITH LEADERSHIP AND DECISION MAKING AS A REGIONAL REPRESENTATIVE OF THE MOVING FORWARD NETWORK ADVISORY BOARD. ASSIST IN CONVENING THE MONTHLY REGIONAL MEETINGS FOR ORGANIZATIONS TO SHARE INFORMATION, DISCUSS DEVELOPMENT OF THE NETWORK, IDENTIFY AREAS WHERE THE NETWORK COULD SUPPORT THE REGION, AND PLAN JOINT ACTIVITIES. PLAY A LEADERSHIP ROLE IN DEVELOPING LOCAL, REGIONAL, AND/OR STATE STRATEGIES FOR ADVANCING AND IMPLEMENTING NETWORK CAMPAIGNS SOCIAL AND ENVIRONMENTAL ENTREPRENE 23564 CALABASAS RD SUITE 201 CALABASAS CA 91302 954116679 501(C)3 10000 0 ASSIST WITH LEADERSHIP AND DECISION MAKING AS A REGIONAL REPRESENTATIVE OF THE MOVING FORWARD NETWORK ADVISORY BOARD. ASSIST IN CONVENING THE MONTHLY REGIONAL MEETINGS FOR ORGANIZATIONS TO SHARE INFORMATION, DISCUSS DEVELOPMENT OF THE NETWORK, IDENTIFY AREAS WHERE THE NETWORK COULD SUPPORT THE REGION, AND PLAN JOINT ACTIVITIES. PLAY A LEADERSHIP ROLE IN DEVELOPING LOCAL, REGIONAL, AND/OR STATE STRATEGIES FOR ADVANCING AND IMPLEMENTING NETWORK CAMPAIGNS SILENT SPRING INSTITUTE 320 NEVADA ST 302 NEWTON MA 02460 043237106 501(C)3 98710 0 RESEARCH PARTNER ASSISTING WITH CONDUCTING STUDY PROTOCOLS FOR IN-HOME PRODUCT USE, DEVELOPING SURVEY INSTRUMENT FOCUS GROUP MATERIALS, DATA ANALYSIS, CONDUCTING ANALYTICAL TESTING OF PRODUCTS, AND PREPARING PEER-REVIEW MANUSCRIPTS. SOUTH MOUNTAIN COMMUNITY COLLEGE 2411 W 14TH ST TEMPE AZ 85281 860185552 GOVERNMENT 10000 0 BRING TOGETHER UNDERGRADUATE STUDENTS TO PARTICIPATE IN AN IMMERSIVE RESEARCH EXPERIENCE THAT WILL SUPPORT THEM IN BECOMING FUTURE MATHEMATICIANS. STUDENTS WILL LEAVE THE EXPERIENCE HAVING MADE BOTH INDIVIDUAL AND GROUP CONTRIBUTIONS TO ACTIVE RESEARCH PROJECTS. TEXAS ENVIRONMENTAL JUSTICE ADVOCACY 900 N WAYSIDE DR HOUSTON TX 77011 020749601 501(C)3 125500 0 SUPPORT THE "ZERO-EMMISSIONS NOW: FRONTLINE SOLUTIONS TO ADDRESS THE CLIMATE CRISIS" PROJECT OF THE COLLEGE FOCUSED ON PROTECTING PUBLIC HEALTH BY STRENGTHENING THE GRASSROOTS-LED NATIONAL MODEL, EFFECTIVELY PROMOTING FRONTLINE SOLUTIONS TO THE CLIMATE CRISIS, AND ACCELERATING THE WIDESPREAD USE OF ZERO EMISSION TECHNOLOGY. BOARD OF REGENTS OF THE UNIVERSITY 6001 DODGE ST EAB 208 OMAHA NE 68182 470049123 501(C)3 7905 0 BRING TOGETHER UNDERGRADUATE STUDENTS TO PARTICIPATE IN AN IMMERSIVE RESEARCH EXPERIENCE THAT WILL SUPPORT THEM IN BECOMING FUTURE MATHEMATICIANS. STUDENTS WILL LEAVE THE EXPERIENCE HAVING MADE BOTH INDIVIDUAL AND GROUP CONTRIBUTIONS TO ACTIVE RESEARCH PROJECTS. 14 0 SCHOLARSHIPS 1992 48010921 STUDY GRANTS 665 1589774 PRIZES AND AWARDS 477 34414 PART I, LINE 2: ALL GRANT AND CONTRACT ACTIVITY IS MONITORED TO ASSURE THAT IT IS IN COMPLIANCE WITH ALL APPLICABLE REGULATIONS. ALL EXPENDITURES ARE REVIEWED ON A WEEKLY BASIS FOR ALLOWABILITY. X X X 1 1 X X X X 0 1 0 0 0 0 0 0 0 HARRY J ELAM JR PRESIDENT/EX-OFFICIO 691586 0 0 0 26970 0 170862 0 117787 0 1007205 0 0 0 AMOS HIMMELSTEIN VP FOR FINANCE/COO/TREASURER 425186 0 0 0 20500 0 30500 0 76117 0 552303 0 0 0 WENDY STERNBERG VP FOR ACADEMIC AFFAIRS/ DEAN OF THE 250034 0 0 0 20933 0 25650 0 114416 0 411033 0 0 0 CHARLES CARDILLO THRU 0323 VP FOR INSTITUTIONAL ADVANCEMENT 331783 0 0 0 44442 0 29278 0 1826 0 407329 0 0 0 JONATHAN A VEITCH FORMER PRESIDENT, PROFESSOR 253829 0 0 0 15742 0 26501 0 47644 0 343716 0 0 0 ROBERT FLOT VP FOR STUDENT AFFAIRS/ DEAN OF STUD 222537 0 0 0 0 0 13406 0 95117 0 331060 0 0 0 MICHAEL HILL PROFESSOR 228705 0 0 0 29450 0 23187 0 15802 0 297144 0 0 0 PRIYA SRIDHARAN CHIEF OF STAFF/ SECRETARY (EFF 4/23) 212025 0 0 0 14992 0 22358 0 46118 0 295493 0 0 0 JAMES UHRICH VP FOR ITS AND CIO 246126 0 0 0 0 0 23345 0 9405 0 278876 0 0 0 KRISTI ALLEN AVP, INSTITUTIONAL PLANNING 206835 0 0 0 0 0 20945 0 33797 0 261577 0 0 0 BARBARA VALIENTE ASSISTANT TREASURER 202705 0 0 0 0 0 21200 0 35536 0 259441 0 0 0 ELEANOR KAHN GENERAL COUNSEL 209333 0 0 0 0 0 20633 0 846 0 230812 0 0 0 DAVID T CARRREON BRADLEY VP FOR EQUITY & CDO (THRU 6/23) 202193 0 0 0 0 0 14210 0 13913 0 230316 0 0 0 SALVADOR C FERNANDEZ PROFESSOR 183218 0 0 0 0 0 19020 0 26949 0 229187 0 0 0 MARICELA MARTINEZ VP FOR ENROLLMENT 183680 0 0 0 0 0 18750 0 13322 0 215752 0 0 0 MARSHA SCHNIRRING THRU 0323 SECRETARY 150576 0 0 0 0 0 15802 0 27935 0 194313 0 0 0 MARTY SHARKEY THRU 0722 VP FOR COMMUNICATIONS AND INSTITUTIO 144512 0 0 0 21968 0 13951 0 673 0 181104 0 0 0 PART I, LINE 1A HOUSING IS PROVIDED FOR CERTAIN INDIVIDUALS LISTED IN PART VII AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE COLLEGE. SOCIAL CLUB DUES ARE PROVIDED TO ONE OFFICER AS A CONDITION OF EMPLOYMENT AND ARE NOT INCLUDED IN TAXABLE WAGES. USE OF THE SOCIAL CLUB IS FOR BUSINESS PURPOSES ONLY. PERSONAL SERVICES ARE PROVIDED TO AN OFFICER AND ARE INCLUDED IN TAXABLE WAGES. PART I, LINE 4B THE PRESIDENT WAS APPROVED FOR A 457F PLAN EFFECTIVE JULY 1, 2020 AND HE VESTS ON JUNE 30, 2025, SUBJECT TO THE TERMS AND CONDITIONS OF THE AGREEMENT. A CEFA SERIES 2015 521705592 130179EU4 2016-01-07 39056582 SEE SUPPLEMENTAL INFORMATION 0 0 0 A 11345000 39175673 418240 5119091 33638342 2021 1 1 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 0 1 0 0 0 1 1 A 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: CEFA SERIES 2015 DATE THE REBATE COMPUTATION WAS PERFORMED: 01/06/2022 PART I, LINE A COLUMN F: A) DEFEASE THE AUTHORITY'S OUTSTANDING REVENUE BONDS (OCCIDENTAL COLLEGE), SERIES 2005A AND SERIES 2005B (THE "2005 BONDS") AND DEFEASE THE AUTHORITY'S OUTSTANDING REVENUE BONDS (OCCIDENTAL COLLEGE), SERIES 2008 (THE "2008 BONDS"); (B) FINANCING THE CONSTRUCTION, RENOVATION, REHABILITATION, INSTALLATION, EXPANSION, FURNISHING AND EQUIPPING OF CERTAIN EDUCATIONAL FACILITIES (THE "NEW MONEY PROJECT") AND (C) PAYING COSTS RELATED TO THE SALE AND ISSUANCE OF THE BONDS. THE CAPITAL IMPROVEMENTS THAT WERE FINANCED OR REFINANCED WITH THE PROCEEDS OF THE 2005 BONDS AND THE 2008 BONDS AND ARE BEING REFINANCED WITH THE PROCEEDS OF THE BONDS ARE REFERRED TO HEREIN AS THE "PRIOR PROJECT." PART II, LINE 3: THE DIFFERENCE BETWEEN THE PROCEEDS AMOUNT ON LINE 3 AND THE ISSUE PRICE IN PART I REPRESENTS INTEREST EARNED AND/OR DIFFERENCE OF THE ACTUAL ISSUANCE COST FROM THE FORM 8038 ISSUANCE COSTS THAT REDUCED THE BOND PROCEEDS. ANDREW SHTULMAN FAMILY MEMBER OF STEPHEN ROUNTREE, BOARD OF TRUSTEE MORTGAGE DOWNPAYMENT ASSISTANCE PROGRAM X 73500 71997 0 1 1 71997 ANDREW SHTULMAN FAMILY MEMBER OF STEPHEN ROUNTREE, BOARD OF TRUSTEE 101121 EMPLOYMENT 0 JASON G FEINGOLD FAMILY MEMBER OF WENDY STERNBERG, VP ACADEMIC AFFAIRS / DEAN OF THE COLLEGE 77730 EMPLOYMENT 0 LUCI MASREDJIAN FAMILY MEMBER OF ROBERT FLOT, VP FOR STUDENT AFFAIRS/ DEAN OF STUDENTS 44059 EMPLOYMENT 0 X 3000 FMV X 43 3660349 HI/LOW/MEAN X GAMING EQUIPMENT 1 900 VENDOR 0 0 1 0 PART I, COLUMN (B): THE NUMBER LISTED IN COLUMN B REPRESENTS THE NUMBER OF CONTRIBUTIONS OF A SPECIFIC ITEM. FORM 990, PART VI, SECTION B, LINE 11B THE COLLEGE PROVIDES THE FORM 990 INFORMATION TO THE INDEPENDENT TAX PREPARER. ONCE THEY HAVE COMPLETED THE FORM 990, THEY RETURN A DRAFT TO THE COLLEGE. THE ASSOCIATE VICE PRESIDENT FOR FINANCE AND VICE PRESIDENT AND CHIEF OPERATING OFFICER PERFORM A THOROUGH REVIEW OF THE DRAFT RETURN. ALL NECESSARY CORRECTIONS ARE MADE TO THE FORM 990. THE AUDIT COMMITTEE REVIEWS THE DRAFT PUBLIC DISCLOSURE COPY OF THE FORM 990 (SCHEDULE B DOES NOT INCLUDE DONOR NAMES AND ADDRESSES). THE FULL DRAFT FORM 990 IS REVIEWED BY THE AUDIT COMMITTEE CHAIR. THE INDEPENDENT TAX PREPARER PRESENTS THE DRAFT PUBLIC DISCLOSURE COPY OF THE RETURN TO THE AUDIT COMMITTEE AND ALLOWS FOR QUESTIONS AND DISCUSSION. ANY CHANGES THAT ARE IDENTIFIED BY THE AUDIT COMMITTEE ARE MADE TO THE FORM 990. AT THAT POINT,THE PUBLIC INSPECTION COPY OF THE FORM 990 IS MADE AVAILABLE TO THE FULL BOARD OF TRUSTEES. THE FORM 990 IS SIGNED BY THE INDEPENDENT TAX PREPARER AND SUBMITTED TO THE INTERNAL REVENUE SERVICE BY THE DUE DATE. FORM 990, PART VI, SECTION B, LINE 12C EVERY YEAR THE COLLEGE SENDS THE CONFLICT OF INTEREST QUESTIONNAIRE TO APPROPRIATE PERSONS. RESPONSES ARE FOLLOWED UP ON TO ENSURE WE RECEIVE 100% OF ALL QUESTIONNAIRES. RESPONSES ARE REVIEWED BY THE OFFICE OF THE VICE PRESIDENT AND CHIEF OPERATING OFFICER. ANY CONFLICTS THAT HAVE NOT BEEN BROUGHT TO THE AUDIT COMMITTEE PREVIOUSLY ARE BROUGHT TO THE AUDIT COMMITTEE TO DISCUSS. IF A CONFLICT EXISTS, THE INDIVIDUAL WILL RECUSE HIMSELF/HERSELF FROM INVOLVEMENT IN THE MATTER. FORM 990, PART VI, SECTION B, LINE 15 THE COLLEGE'S PROCESS IN FISCAL YEAR 2023 FOR DETERMINING THE PRESIDENT AND COO'S COMPENSATION IS 1) OBTAINING COMPARISON DATA, 2) COMPARISON DATA IS CONSIDERED WHEN COMPENSATION IS DETERMINED, 3) COMPENSATION IS APPROVED BY THE EXECUTIVE COMPENSATION COMMITTEE, AND 4) THE EXECUTIVE COMPENSATION COMMITTEE'S DELIBERATION AND DECISION MAKING PROCESS REGARDING THESE TWO POSITION'S COMPENSATION IS CONTEMPORANEOUSLY SUBSTANTIATED. ALL OTHER OFFICER AND KEY EMPLOYEE COMPENSATION IS RECOMMENDED BY THE PRESIDENT, REVIEWED FOR REASONABLENESS AND PAY EQUITY BY HUMAN RESOURCES AND REVIEWED AND APPROVED BY THE EXECUTIVE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION C, LINE 19 THE COLLEGE MAKES ITS FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON THE COLLEGE'S WEBSITE WHICH IS ACCESSIBLE TO THE PUBLIC. THE GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE NOT AVAILABLE FOR PUBLIC INSPECTION. FORM 990, PART XI, LINE 9: CHANGE IN FAIR VALUE OF ASSETS HELD IN TRUST BY OTHERS 186,743. ANNUITIES ADJUSTMENT -713,351. NET INCOME FROM K-1S 685,251. PLEDGE WRITE OFF -1,315. OTWAY PROPERTIES LLC 7435 NORTH FIGUEROA STREET LOS ANGELES CA 90041 813103529 REAL PROPERTIES CA 38677 1266244 OCCIDENTAL COLLEGE CHARITABLE REMAINDER TRUST (23) 1600 CAMPUS DRIVE LOS ANGELES CA 90041 FUNDRAISING CA N/A 1 CHARITABLE LEAD TRUST (1) 1600 CAMPUS DRIVE LOS ANGELES CA 90041 FUNDRAISING CA N/A 1 POOLED INCOME FUND (2) 1600 CAMPUS DRIVE LOS ANGELES CA 90041 FUNDRAISING CA N/A 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 CHARITABLE LEAD TRUST S 72000 CASH CHARITABLE REMAINDER TRUST S 3370400 CASH