2024-05-08T11:52:16-05:00 2023-12-31 420714325 RSM US LLP 227 WEST FIRST STREET SUITE 700 DULUTH MN 55802 990PF 2023-01-01 453080856 NORMAN AND ANN HOFFMAN FAMILY FOUNDATION NORM 9522706862 7750 RUTZ LAKE RD WACONIA MN 55387 GERALD R STORMS DIRECTOR/VP/TREASURER 9522706862 2024-05-07 1 GERALD STORMS XXX-XX-XXXX 0 JULIE BOYER P01278549 2187275025 2024-05-07 3 AAL1 IAL1 2023 2023-04-26 12:10:37Z X X 7021543 X X 34077 34077 122787 107041 -375447 795199 22999 -218583 164117 9941 0 9941 28766 0 28766 18585 9293 9292 26945 26945 0 555 355 0 582 0 582 85374 36593 48581 240000 240000 325374 36593 288581 -543957 127524 2111 14037 14037 504380 840599 841669 574879 556809 962135 510527 452895 437364 3160943 2324100 4766338 4752840 4188440 7021543 0 0 X -355761 -355761 0 0 5108601 4544201 4752840 4188440 4752840 4188440 4752840 -543957 0 4208883 20443 4188440 SALE OF PUBLICLY TRADED SECURITIES P 771317 770646 671 671 SALE OF ENTROPY SOLUTIONS, LLC D 20000 1554 18446 18446 CAPITAL GAINS DIVIDENDS P 3882 3882 3882 22999 1773 0 1773 0 1773 2247 0 0 0 2247 X 0 474 474 0 0 0 0 0 0 0 0 1 0 0 1 1 MN 1 0 0 0 0 1 N/A GERALD R STORMS 9522706862 7750 RUTZ LAKE RD WACONIA MN 55387 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NORMAN H HOFFMAN 116 LAKE STREET WEST WACONIA MN 55387 DIRECTOR 0.10 0 0 0 ANNA M HOFFMAN 116 LAKE STREET WEST WACONIA MN 55387 DIRECTOR 0.10 0 0 0 GERALD R STORMS 116 LAKE STREET WEST WACONIA MN 55387 DIRECTOR/VP/TREASURER 1.00 9941 0 232 JEANNE H HOFFMAN 116 LAKE STREET WEST WACONIA MN 55387 DIRECTOR/PRESIDENT 1.00 0 0 0 JULIA K HOFFMAN 116 LAKE STREET WEST WACONIA MN 55387 DIRECTOR/SECRETARY 1.00 0 0 0 NONE 0 NONE 0 0 6440960 111447 287123 6839530 0 0 6839530 102593 6736937 336847 336847 1773 1773 335074 0 335074 0 335074 288581 0 288581 335074 0 0 638360 1852661 2491021 288581 0 0 0 288581 0 46493 46493 2444528 0 0 0 0 0 0 591867 1852661 1852661 NORMAN H HOFFMAN ANNA M HOFFMAN X AMERICAN DIABETES ASSOCIATION PO BOX 7023 MERRIFIELD VA 221167023 N/A PC PROGRAM SUPPORT 25000 ASCENSION CATHOLIC SCHOOL 1723 BRYANT AVE N MINNEAPOLIS MN 55411 N/A PC EDUCATION - GENERAL PROGRAM SUPPORT 5000 HOLY FAMILY HIGH CATHOLIC SCHOOL 8101 KOCHIA LANE VICTORIA MN 55386 N/A PC EDUCATION - GENERAL PROGRAM SUPPORT 25000 LIBRARY FOUNDATION-CARVER COUNTY 217 S VINE STREET WACONIA MN 55387 N/A PC PROGRAM SUPPORT 5000 NET MINISTRIES 110 CRUSADER AVE W WEST ST PAUL MN 551184427 N/A PC PROGRAM SUPPORT 30000 SHARING & CARING HANDS 525 N 7TH ST MINNEAPOLIS MN 55405 N/A PC PROGRAM SUPPORT 5000 SOUTHWEST OPTIONS FOR WOMEN 574 PRAIRIE CENTER DR STE 130 EDEN PRAIRIE MN 553447927 N/A PC PROGRAM SUPPORT 10000 ST DAVID CENTER FOR CHILD FAMILY DEVELOPMENT 3395 PLYMOUTH ROAD MINNETONKA MN 55305 N/A PC HARMAN CENTER SUPPORT 25000 ST JOSEPH CATHOLIC CHURCH 41 1ST STREET EAST WACONIA MN 55387 N/A PC PROGRAM SUPPORT 20000 ST PAUL SEMINARY SCHOOL OF DIVINITY 2260 SUMMIT AVE ST PAUL MN 55105 N/A PC EDUCATION - GENERAL PROGRAM SUPPORT 25000 UNIVERSITY OF MINNESOTA FOUNDATION PO BOX 860266 MINNEAPOLIS MN 554860266 N/A PC CARVER-SCOTT MASTER GARDENER FUND SUPPORT 5000 UNIVERSITY OF MINNESOTA FOUNDATION PO BOX 860266 MINNEAPOLIS MN 554860266 N/A PC HOFFMAN TEACHERS EDUCATION FUND SUPPORT 50000 UNIVERSITY OF NORTH DAKOTA FOUNDATION 3100 UNIVERSITY AVE GRAND FORKS ND 582028157 N/A PC HOFFMAN COLLEGE OF ENGINEERING FUND SUPPORT 10000 240000 0 14 34077 14 122787 18 -375447 0 -218583 0 -218583 0 0 0 0 0 0 0 0 0 0 TAX PREP FEES 18585 9293 9292 MURPHY OIL CORP SR NOTE 49370 49758 DELTA AIR LINES INC DE NOTE 49125 48668 DISCOVER FINL SVCS SR NOTE 50512 49134 FLUOR CORP NEW SR NOTE 49569 48419 HARLEY DAVIDSON INC SR NOTE 50347 48478 MARRIOTT INTL INC NEW NOTE SER P 50274 48834 KRAFT HEINZ FOODS CO GTD SR NOTE 50350 48057 MCDONALDS CORP MEDIUM TERM NOTE 51217 48698 AIR LEASE CORP SR NOTE 3.625% DUE 04/01/27 52131 47318 3M COMPANY 29644 19130 ABBVIE INC 35912 38743 ALPHABET INC CL A 55684 139690 AMAZON.COM INC 79510 151940 GOLDMAN SACHS GROUP INC 60944 125375 INTL BUSINESS MACHINES 34059 40888 JPMORGAN CHASE & CO 63750 110565 MICROSOFT CORP 46366 112812 ONEOK INC NEW 50975 70220 SALESFORCE.COM INC 51800 78942 WELLS FARGO & CO NEW 48165 73830 BANK AMERICA CORP NON CUML PERPETL CONV PFD SER L 7.25% AT COST 50124 54237 BRIDGEWATER BANCSHARES INC DEP SHS 1/100TH INT PERPTL A PFD AT COST 52108 38000 BRIGHTHOUSE FINL INC REPSTG 1/1000TH INT NON CUML A PERPTL 6.6% AT COST 63300 54125 DIGITALBRIDGE GROUP INC PFD AT COST 116951 162400 GOLDMAN SACHS GROUP INC DEP SH REPSTG 1/1000 AT COST 74838 64920 JACKSON FINL INC DEP SHS REP 1/1000 INT NONCUML PERPTL PFD AT COST 50580 50480 M & T BANK CORP PERPETL NON CUML PFD AT COST 47700 48600 PUBLIC STORAGE DEP SHS REPSTG 1/1000TH AT COST 99480 85560 TWO HARBORS INVESTMENT CORP SER B FXD/VAR AT COST 49621 43260 VORNADO REALITY TRUST SER O CUML 4.45% AT COST 74130 40710 FIRST TRUST NASDAQ CYBERSECURITY ETF AT COST 51600 134600 INVESCO DWA CONSUMER STAPLES MOMENTUM ETF AT COST 85897 228753 INVESCO DWA UTILITIES MOMENTUM ETF AT COST 45204 95727 ISHARES 1-5 YEAR INVESTMENT AT COST 96265 89731 ISHARES BIOTECHNOLOGY ETF AT COST 104530 237738 ISHARES EXPANDED TECH SOFTWARE SECTOR ETF AT COST 92522 354935 ISHARES GLOBAL INDUSTRIALS ETF AT COST 50631 114687 ISHARES RUSSELL 1000 VALUE ETF AT COST 52852 148725 ISHARES RUSSELL 2000 GROWTH ETF AT COST 116257 245915 ISHARES RUSSELL MID CAP ETF AT COST 17368 97163 ISHARES TECHNOLOGY ETF AT COST 76635 319150 ISHARES US HEALTHCARE ETF AT COST 86439 171744 ISHARES US INDUSTRIALS ETF AT COST 63814 137232 ISHARES U S MEDICAL DEVICES ETF AT COST 71976 161910 PACER TRENDPILOT MID CAP ETF AT COST 35510 32860 SECTOR ENERGY SELECT SECTOR SPDR ETF AT COST 73134 146720 SECTOR FINANCIAL SELECT SECTOR SPDR ETF AT COST 34989 150400 SECTOR MATERIALS SELECT SECTOR SPDR ETF AT COST 22240 85540 SELECT SECTOR COMMUNICATION SERVICES SELECT SECTOR SPDR ETF AT COST 51888 90825 SPDR S&P DEVELOPED WORLD EX US ETF AT COST 120289 204060 SPDR SERIES TRUST S&P DIVIDEND ETF AT COST 94020 187455 VANGUARD COMMUNICATION SERVICES ETF AT COST 62105 117724 VANGUARD INDUSTRIALS ETF AT COST 16428 88172 VANGUARD INFORMATION TECHNOLOGY ETF AT COST 26757 387200 EATON VANCE TAX MANAGED DIVERSIFIED AT COST 46005 48760 EATON VANCE TAX MANAGED GLBL DIVERSIFIED AT COST 49913 46320 LEGAL FEES 28766 0 28766 BASIS ADJUSTMENT 20443 OFFICE SUPPLIES 325 0 325 MN ANNUAL FEE 25 0 25 EXPENSE REIMBURSEMENTS 232 0 232 INVESTMENT MANAGEMENT FEE 26945 26945 0 2022 MN UNRELATED BUSINESS INCOME TAX PAID 200 0 0 FOREIGN TAX WITHHELD 355 355 0