2024-05-10T09:18:32-05:00 2023-06-30 410746749 CLIFTONLARSONALLEN LLP 8390 EAST CRESCENT PARKWAY SUITE 300 GREENWOOD VILLAGE CO 80111 990 2022-07-01 043012897 CABLE TELEVISION LABORATORIES INC CABL 3036619100 858 COAL CREEK CIRCLE LOUISVILLE CO 800279750 MICHAEL MEHRTENS CFO 3036619100 2024-05-07 1 MICHAEL MEHRTENS XXX-XX-XXXX 1 SARAH HINTZ P00492291 3037795710 2024-05-07 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z CABLELABS MICHAEL MEHRTENS 858 COAL CREEK CIRCLE LOUISVILLE CO 800279750 98828634 0 X WWW.CABLELABS.COM X 1988 DE INNOVATING IDEAS TO IMPACT MEMBERS' BUSINESS: DRIVE SCALE, REDUCE COSTS & CREATE COMPETITION. 12 12 211 12 2600 0 0 0 71426900 76931024 1692931 12468815 6781918 5875368 79901749 95275207 485960 302150 0 0 45962289 49893225 0 0 0 32015240 32013573 78463489 82208948 1438260 13066259 64690731 77025360 30488428 29756798 34202303 47268562 X CABLELABS CO-INNOVATES UNEXPECTED SOLUTIONS THAT TRANSFORM AND INSPIRE OUR INDUSTRY. WE STRIVE TO DELIVER INNOVATIONS THAT ENABLE OUR MEMBERS TO BE THE PROVIDER OF CHOICE IN THEIR MARKETS. 0 0 FOUNDED IN 1988 BY CABLE OPERATING COMPANIES, CABLE TELEVISION LABORATORIES, INC. (CABLELABS OR THE COMPANY) IS A NONPROFIT INNOVATION AND R&D LAB THAT IS DEDICATED TO CREATING AND LEVERAGING INNOVATIVE IDEAS THAT SIGNIFICANTLY IMPACT ITS CABLE OPERATOR MEMBERS' BUSINESS THROUGHOUT THE WORLD BY ALLOWING THEM TO BE THE PROVIDERS OF CHOICE IN THE MARKETS THEY SERVE. CONTINUED ON SCHEDULE O 0 0 0 1 0 0 0 0 0 1 0 1 1 1 1 0 1 0 1 1 0 0 0 0 0 0 1 0 1 0 0 0 1 0 0 0 0 0 0 1 1 1 1 0 1 119 0 1 211 1 1 1 1 HK 0 0 0 0 1 0 X 12 12 0 0 0 0 1 1 0 1 1 0 0 0 1 1 1 1 1 1 1 1 1 X MICHAEL S MEHRTENS 3036619100 858 COAL CREEK CIRCLE LOUISVILLE CO 80027 PHIL MCKINNEY PRESIDENT & CEO 40.00 0.00 X 2376981 0 63878 BERNARDO HUBERMAN FELLOW, VP OF NEXT GEN. SYSTEMS 40.00 0.00 X 608251 0 60930 JEFF CHEN SVP & CHIEF RESEARCH OFFICER 40.00 0.00 X 573313 0 63867 BELAL HAMZEH - FORMER SVP CHIEF TECH. OFFICER (LEFT 6/12/23) 40.00 0.00 X 536669 0 71266 COURTNEY SEELY SVP AND GENERAL COUNSEL 30.00 10.00 X 525622 0 71736 LUIS CAMPOS FELLOW 40.00 0.00 X 487576 0 74565 RON REUSS SVP & CHIEF STRATEGY OFFICER 40.00 0.00 X 432599 0 74525 SIMON KRAUSS VP DEPUTY GENERAL COUNSEL 20.00 20.00 X 408464 0 74390 ANJU AHUJA VP PRODUCT STRATEGY AND INSIGHT 40.00 0.00 X 423847 0 53806 DAVID DEBRECHT VP OF WIRELESS 40.00 0.00 X 413826 0 63703 LESLIE HIELEMA SVP & CHIEF MARKETING OFFICER 30.00 10.00 X 371691 0 59165 MICHAEL MEHRTENS SVP & CHIEF FINANCIAL OFFICER 30.00 10.00 X 367897 0 59083 CHRIS LAMMERS SENIOR EXECUTIVE ADVISOR 5.00 15.00 X 351703 0 56295 LORI LANTZ SVP & CHIEF PEOPLE OFFICER 30.00 10.00 X 326027 0 60956 MARK BRIDGES SVP & CHIEF TECHNOLOGY OFFICER 40.00 0.00 X 330912 0 54779 THOMAS RUTLEDGE CHAIRMAN 1.00 0.00 X X 0 0 0 DAVID N WATSON VICE CHAIRMAN 1.00 0.00 X X 0 0 0 MARK GREATREX TREASURER 1.00 0.00 X X 0 0 0 EDWARD S ROGERS SECRETARY 1.00 0.00 X X 0 0 0 LOUIS AUDET DIRECTOR 1.00 0.00 X 0 0 0 RONALD DUNCAN DIRECTOR 1.00 0.00 X 0 0 0 MICHAEL T FRIES DIRECTOR 1.00 0.00 X 0 0 0 BIN HAGA DIRECTOR 1.00 0.00 X 0 0 0 JULIE LAULIS DIRECTOR 1.00 0.00 X 0 0 0 PAT MCADARAGH DIRECTOR 1.00 0.00 X 0 0 0 JOHN PASCARELLI DIRECTOR 1.00 0.00 X 0 0 0 PHILIPPE ROGGE DIRECTOR 1.00 0.00 X 0 0 0 8535378 0 962944 119 0 1 0 SENTOSA TECHNOLOGY CONSULTANTS INC 2672 BEECH CIRCLE LONGMONT CO 805 LONGMONT CO 80503 TECHNICAL CONTRACTOR 942002 INSTRUMENT LLC 3529 N WILLIAMS AVE PORTLAND OR 97227 TECHNICAL CONTRACTOR 680000 THE TOMORROW LAB LLC (DBA STORY) 79 WOODLAND RD FAIRFAX CA 94930 MARKETING CONTRACTOR 450000 ARMSTRONG TEASDALE 4643 S ULSTER ST SUITE 800 DENVER CO 80027 LEGAL - PATENT COUNSEL 386737 MARKVGROUP INC 10910 PALACE COURT MANASSAS VA 20111 TECHNICAL CONTRACTOR 360621 24 MEMBERSHIP DUES 541900 63656286 63656286 ROYALTY ADMIN FEE-MPEG 525990 6804292 6804292 TECHNICAL SERVICES 541900 6195132 6195132 LICENSING FEES 541900 255664 255664 CONFERENCE REVENUE 611430 17050 17050 2600 2600 76931024 1181445 858406 323039 5875368 5875368 14840417 380 3553427 0 11286990 380 11287370 11287370 95275207 83662198 2600 11610409 302150 7036870 33576678 3520913 3268815 2489949 2726934 2121488 262990 5186544 541301 5800901 3431133 1778310 868611 180 3662495 2175643 497088 MEMBERSHIP DUES 2787515 PROF DEVELOPMENT 164207 INCOME TAX 8233 82208948 12461460 25649345 10225568 4549609 3025669 3299060 39363692 30512122 7839975 8851570 317027 8036959 8950007 22784073 25725769 64690731 77025360 8741562 8604618 1049419 493252 20697447 20658928 30488428 29756798 X 34202303 47268562 34202303 47268562 64690731 77025360 13066259 0 X X 0 1 X 1 0 0 0 0 0 1 0 0 9932957 5794695 4138262 23413911 19807129 3606782 6016824 4910298 1106526 8851570 NETWORKFX, INC. 8950007 C 8950007 OTHER LONG TERM ASSETS 65926 INTERCOMPANY RECEIVABLES 13133398 OPERATING LEASE RIGHT-TO-USE ASSETS 12273990 ASSET RETIREMENT OBLIGATION ASSETS 252455 25725769 ASSET RETIREMENT OBLIGATION LIABILITY 314651 OPERATING LEASE OBLIGATION 15960462 DEFERRED COMPENSATION 4383815 20658928 X 111690459 16415252 16415252 95275207 0 95275207 103811434 21602486 21602486 82208948 0 82208948 PART X, LINE 2: AS AN ORGANIZATION DESCRIBED IN INTERNAL REVENUE CODE (IRC) SECTION 501(C)(6), THE COMPANY IS EXEMPT FROM FEDERAL INCOME TAX UNDER IRC SECTION 501(A) ON INCOME FROM ACTIVITIES RELATED TO ITS EXEMPT FUNCTION. THE COMPANY HAD NO MATERIAL AMOUNTS OF UNRELATED BUSINESS INCOME DURING ITS FISCAL YEAR ENDED JUNE 30, 2023. THE COMPANY DID NOT HAVE ANY TAX POSITIONS THAT WERE CONSIDERED UNCERTAIN DURING THE FISCAL YEAR ENDED JUNE 30, 2023. THE COMPANY IS NO LONGER SUBJECT TO FEDERAL, STATE, AND LOCAL EXAMINATIONS BY THE TAX AUTHORITIES IN MOST JURISDICTIONS FOR YEAR ENDED BEFORE JUNE 30, 2013. PART XI, LINE 2D - OTHER ADJUSTMENTS: AUDITED FINANCIALS - CONSOL. REVENUE RELATED TO TAXABLE SUBSIDIARY 16,137,112. 457B ADJUSTMENT 278,140. PART XII, LINE 2D - OTHER ADJUSTMENTS: AUDITED FINANCIALS - CONSOL. EXPENSE RELATED TO TAXABLE SUBSIDIARY 21,324,346. 457B ADJUSTMENT 278,140. NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 1 PROGRAM SERVICES SEE SCH F, PART V 41036 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICES SEE SCH F, PART V 20691 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 3 PROGRAM SERVICES SEE SCH F, PART V 1062276 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 MEMBERSHIP DUE REVENUE N/A NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 MEMBERSHIP DUE REVENUE N/A EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 MEMBERSHIP DUE REVENUE N/A EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 MEMBERSHIP DUE REVENUE N/A 0 4 0 0 0 4 1124003 0 1124003 0 0 0 0 0 0 PART III ACCOUNTING METHOD: PART I, LINE 3, COLUMN (F): THE ACCOUNTING METHOD USED IS ACCRUAL. PART I, LINE 3, ITEMS 1-3: THE ONLY TYPES OF EXPENDITURES CABLELABS INCURS OUTSIDE OF THE U.S. ARE FOR TRAVEL, MEMBERSHIP DUES, CONFERENCE FEES, CONSULTING, AND EQUIPMENT OR SOFTWARE PURCHASES. 1 UNIVERSITY OF CHICAGO 5730 S ELLIS AVE CHICAGO IL 60637 362177139 501(C)(3) 100000 0 N/A N/A RESEARCH GRANT GEORGIA TECH RESEARCH CORPORATION 760 SPRING STREET NW STE 400 ATLANTA GA 30308 580603146 501(C)(3) 65000 0 N/A N/A RESEARCH GRANT UNIVERSITY OF NORTH CAROLINA 523 EAST FRANKLIN ST CHAPEL HILL NC 27514 566001393 STATE OF NC 32500 0 N/A N/A RESEARCH GRANT CARNEGIE MELLON UNIVERSITY PO BOX 371525 PITTSBURG PA 15251 250969449 501(C)(3) 25000 0 N/A N/A RESEARCH GRANT CABLE TV PIONEERS 9961 E SABINO SPRINGS PLACE TUCSON AZ 85749 550694048 501(C)(6) 25000 0 N/A N/A RESEARCH GRANT WALTER KAITZ FOUNDATION 25 MASSACHUSETTS AVE NW WASHINGTON DC 20001 841171836 501(C)(3) 20000 0 N/A N/A RESEARCH GRANT SILICON FLATIRONS CENTER 01 UCB 2450 KITTREDGE LOOP DR BOULDER CO 80309 942666764 501(C)(3) 20000 0 N/A N/A RESEARCH GRANT FOUNDATION FOR MINORITY INTEREST IN MEDIA INC 30 ROCKEFELLER PLAZA 28A42 NEW YORK NY 10112 222635292 501(C)(3) 6500 0 N/A N/A RESEARCH GRANT 7 1 PART I, LINE 2: THE STRATEGY GROUP AND EXECUTIVE LEADERSHIP IS RESPONSIBLE FOR BUDGETING GRANTS AND SELECTING RECIPIENTS BASED ON THEIR ALIGNED RESEARCH OBJECTIVES WITH THOSE OF CABLELABS. X X 1 1 X X X 0 0 0 PHIL MCKINNEY PRESIDENT & CEO 1148200 0 1203576 0 25205 0 42840 0 21038 0 2440859 0 0 0 BERNARDO HUBERMAN FELLOW, VP OF NEXT GEN. SYSTEMS 450529 0 139109 0 18613 0 42840 0 18090 0 669181 0 0 0 JEFF CHEN SVP & CHIEF RESEARCH OFFICER 435942 0 133169 0 4202 0 42840 0 21027 0 637180 0 0 0 BELAL HAMZEH - FORMER SVP CHIEF TECH. OFFICER (LEFT 6/12/23) 405946 0 122671 0 8052 0 39619 0 31647 0 607935 0 0 0 COURTNEY SEELY SVP AND GENERAL COUNSEL 407500 0 113970 0 4152 0 42700 0 29036 0 597358 0 0 0 LUIS CAMPOS FELLOW 342386 0 104199 0 40991 0 42780 0 31785 0 562141 0 0 0 RON REUSS SVP & CHIEF STRATEGY OFFICER 328833 0 99528 0 4238 0 42840 0 31685 0 507124 0 0 0 SIMON KRAUSS VP DEPUTY GENERAL COUNSEL 308018 0 95365 0 5081 0 42840 0 31550 0 482854 0 0 0 ANJU AHUJA VP PRODUCT STRATEGY AND INSIGHT 323491 0 98629 0 1727 0 42700 0 11106 0 477653 0 0 0 DAVID DEBRECHT VP OF WIRELESS 305778 0 103951 0 4097 0 42780 0 20923 0 477529 0 0 0 LESLIE HIELEMA SVP & CHIEF MARKETING OFFICER 280156 0 85940 0 5595 0 39241 0 19924 0 430856 0 0 0 MICHAEL MEHRTENS SVP & CHIEF FINANCIAL OFFICER 279346 0 84761 0 3790 0 39121 0 19962 0 426980 0 0 0 CHRIS LAMMERS SENIOR EXECUTIVE ADVISOR 260719 0 81509 0 9475 0 36533 0 19762 0 407998 0 0 0 LORI LANTZ SVP & CHIEF PEOPLE OFFICER 246927 0 72588 0 6512 0 34667 0 26289 0 386983 0 0 0 MARK BRIDGES SVP & CHIEF TECHNOLOGY OFFICER 250392 0 77860 0 2660 0 35074 0 19705 0 385691 0 0 0 PART I, LINE 1A CABLELABS GROSSES UP THE VALUE OF EMPLOYEE RECOGNITION AWARDS (E.G. GIFT CARDS) FOR ALL EMPLOYEES. THE FOLLOWING ITEMS WERE AWARDED AND INCLUDED IN TAXABLE COMPENSATION: - ANJU AHUJA $20, LUIS CAMPOS $1,399, JEFF CHEN $100, DAVID DEBRECHT $90, BELAL HAMZEH $40, LESLIE HIELEMA $40, BERNARDO HUBERMAN $370, SIMON KRAUS $40, CHRIS LAMMERS $498, PHIL MCKINNEY $199, RON REUSS $20, COURTNEY SEELY $20. RALPH BROWN FORMER OFFICER (RETIRED 10/2019) 64822 ADVISORY SERVICES ON TECHNICAL AND INDUSTRY MATTERS 0 PART III, LINE 4A CONTINUTED: THE COMPANY'S KEY OBJECTIVES ARE: TO PROVIDE A CENTRAL SOURCE OF TIMELY INFORMATION ABOUT TECHNICAL DEVELOPMENTS OF INTEREST TO THE INDUSTRY PLAN, PERFORM, AND FUND INNOVATION AND RESEARCH AND DEVELOPMENT PROJECTS THAT ALIGN WITH THE OVERALL INTERESTS OF THE CABLE INDUSTRY FACILITATE THE TRANSFER OF RELEVANT TECHNOLOGY AND BEST PRACTICES FOR DEPLOYING NEW TECHNOLOGY TO MEMBER COMPANIES AND PROVIDERS TO THE INDUSTRY. PROVIDE SERVICES THAT PROMOTE INTEROPERABILITY OF RELEVANT TECHNOLOGIES SO THAT THEY ARE SUCCESSFULLY DEPLOYED BY MEMBER COMPANIES. THE COMPANY'S ACTIVITIES INCLUDE THE FOLLOWING MAJOR INITIATIVES: (A) STRATEGY AND INNOVATION THE STRATEGY AND INNOVATION TEAM IS FOCUSED ON DEVELOPING NEW INNOVATIONS, PERFORMING ANALYSIS PROJECTS, AND ENGAGING THE TECHNOLOGY STARTUP COMMUNITY. THIS GROUP RESEARCHES THE TECHNOLOGIES THEMSELVES, ALONG WITH THE ECONOMIC AND MARKET VIABILITY OF THE TECHNOLOGIES BOTH IN TERMS OF UNIT COSTS AND COMPETITIVE ALTERNATIVES. THE GROUP SPONSORS AND PROMOTES THE IDENTIFICATION AND DEVELOPMENT OF INNOVATIONS THAT CAN DELIVER MARKET AND TECHNOLOGICAL BREAKTHROUGHS. THE FOCUS OF THE INNOVATION WORK IN THE GROUP IS THE PURSUIT OF IDEAS WITH TRANSFORMATIONAL MARKET POTENTIAL IN THE NEXT THREE TO EIGHT YEARS. (B) WIRED TECHNOLOGIES WIRED TECHNOLOGIES ACTIVITIES RELATE PRIMARILY TO WIRELINE COMMUNICATIONS, DEFINED AS COMMUNICATION TECHNOLOGIES WHICH ARE DEPENDENT UPON A WIRE, CABLE OR FIBER TO FACILITATE THE TRANSFER OF INFORMATION FROM ONE LOCATION TO ANOTHER. WIRELINE COMMUNICATIONS IS A BROAD CATEGORY THAT, FOR PURPOSES OF WIRED TECHNOLOGIES, ENCOMPASSES FIXED NETWORK INFRASTRUCTURE IN BOTH THE ACCESS NETWORK AND INHOME NETWORK. ACCESS NETWORK WIRELINE COMMUNICATIONS INCLUDES THE DEVELOPMENT OF SPECIFICATIONS AND SOLUTIONS FOR DOCSIS 3.1, DOCSIS 4.0, DISTRIBUTED ACCESS ARCHITECTURES, PROACTIVE NETWORK MAINTENANCE, POINT-TO-POINT COHERENT OPTICS, AND PASSIVE OPTICAL NETWORKING (PON). IN HOME NETWORKING ACTIVITIES FOCUS ON THE USE OF MULTIMEDIA OVER COAX ALLIANCE (MOCA) TECHNOLOGIES OR OTHER SOLUTIONS FOR DELIVERING ETHERNET OVER COAXIAL NETWORK (EOC). WIRED TECHNOLOGIES ALSO FOCUSES ON SOLUTIONS RELATED TO BACKHAUL AND FRONTHAUL TO AND FROM WIRELESS ACCESS POINTS. (C) WIRELESS TECHNOLOGIES WIRELESS TECHNOLOGIES ACTIVITIES FOCUS ON DRIVING THE TECHNOLOGY DEVELOPMENT OF WIRELESS TECHNOLOGIES FOR THE CABLE ECOSYSTEM IN PARTICULAR AND THE WIRELESS ECOSYSTEM AS A WHOLE. WIRELESS TECHNOLOGIES CURRENTLY OF FOCUS INCLUDE WIFI, 3G/4G/LTE, AND 5G TECHNOLOGIES, IN ADDITION TO EMERGING WIRELESS TECHNOLOGIES IN THE INTERNET OF THINGS (IOT) SECTOR. WIFI EFFORTS ARE FOCUSED ON IMPROVING THE WIFI EXPERIENCE FOR BOTH ENDUSERS AND CABLE OPERATORS THROUGH SUPPORT OF INDUSTRY INITIATIVES, INCLUDING CARRIER GRADE WIFI, PASSPOINT, AND HOTSPOT 2.0. IN ADDITION, THERE IS FOCUS ON INTEGRATION WITH MOBILE TECHNOLOGIES SUCH AS WIFI FIRST, IN WHICH THE WIFI LINK IS THE PREFERRED METHOD FOR BROADBAND AND VOICE CONNECTIVITY. THE PRIMARY AREA OF FOCUS FOR MOBILE WIRELESS TECHNOLOGIES IS ON DRIVING MOBILE TECHNOLOGIES INTO THE UNLICENSED BAND AND DRIVING COEXISTENCE FEATURES INTO THE TECHNOLOGY TO FACILITATE FAIR SHARING OF THE UNLICENSED SPECTRUM WITH INCUMBENT TECHNOLOGIES SUCH AS WIFI. 5G WIRELESS RESEARCH BASED ON LOW BAND, MIDBAND AND MILLIMETER WAVE TECHNOLOGIES TARGETING LOW LATENCY MULTI GBPS WIRELESS PERFORMANCE IS ALSO A SIGNIFICANT FOCUS AREA, INCLUDING THE FEASIBILITY OF USING FIXED 5G TECHNOLOGIES TO DELIVER HIGHSPEED DATA SERVICES TO ENDUSERS. ADDITIONALLY, NETWORK CONVERGENCE BETWEEN WIRED AND WIRELESS TECHNOLOGIES IS A GROWING FOCUS AREA, WITH THE GOAL OF DRIVING ENHANCEMENTS AND CAPABILITIES INTO WIRED INFRASTRUCTURE AND LEVERAGING THE WIRED INFRASTRUCTURE TO ENHANCE THE CAPABILITIES AND PERFORMANCE OF MOBILE NETWORKS. (D) SECURITY TECHNOLOGIES SECURITY TECHNOLOGIES LEADS A NUMBER OF TECHNICAL PROJECTS AIMED AT ENHANCING THE SECURITY OF SERVICES DELIVERED BY CABLE OPERATORS. THESE PROJECTS INCLUDE MAINTAINING AND IMPROVING THE COMPANYS PUBLIC KEY INFRASTRUCTURE (PKI), WHICH ALLOWS CABLE OPERATORS TO AUTHENTICATE DEVICES CONNECTED TO THEIR NETWORKS AND ENABLES THE SECURE DELIVERY OF CABLE SERVICES TO SUBSCRIBERS. IT ALSO INCLUDES IMPROVEMENTS TO THE SECURITY CONTROLS IN DOCSIS, CONSUMER AND MEDICAL IOT SECURITY, NEW HOME AND BUSINESS NETWORK ARCHITECTURES TO IMPROVE SECURITY, DISTRIBUTED DENIAL OF SERVICE AND BOTNET MITIGATION TECHNOLOGIES, AND INFORMATION SECURITY DATA SHARING. SECURITY TECHNOLOGIES INVESTIGATES EMERGING SECURITY TECHNOLOGIES, INCLUDING BLOCKCHAIN APPLICATIONS, SOFTWARE-DEFINED NETWORKS, NETWORK FUNCTION VIRTUALIZATION (SDN/NFV), IMAGE SECURITY INTEGRITY, ENHANCEMENTS TO PKI PROTOCOLS, AND CRYPTOGRAPHIC RESEARCH. A STRATEGIC GOAL OF SECURITY TECHNOLOGIES IS TO CONTINUALLY IMPROVE THE SECURITY OF CABLE VOICE, VIDEO, DATA, AND WEB SERVICES THROUGH INNOVATIVE AND STANDARDS-BASED SECURITY SOLUTIONS. (E) FUTURE INFRASTRUCTURE THE FUTURE INFRASTRUCTURE TEAM IS ENGAGED IN TWO FUNDAMENTAL SETS OF ACTIVITIES: 1) SOFTWARE DEVELOPMENT THAT SUPPORTS THE PROJECT ACTIVITIES OF THE WIRED, WIRELESS, SECURITY AND INNOVATION OFFICE ENGINEERING TEAMS AND 2) ENGINEERING INFRASTRUCTURE PROJECTS OR OPEN SOURCE INITIATIVES TO PROVIDE TOOLS, SYSTEMS, AND SOFTWARE THAT FURTHER THE OVERALL GOALS AND CAPABILITIES OF CABLELABS' ENGINEERING DEPARTMENTS AND ITS MEMBERS. (F) TECHNOLOGY POLICY THE TECHNOLOGY POLICY TEAM DRIVES AND SUPPORTS CABLE PRIORITIES OF SUBSTANTIAL STRATEGIC CONSEQUENCE THROUGH TECHNOLOGY POLICY AND STANDARDS TO ENABLE MARKET SUCCESS. (G) STRATEGIC PLANNING AND METRICS THE STRATEGIC PLANNING AND METRICS TEAM SUPPORTS LEADING R&D ACTIVITIES BY ADMINISTERING AND PUBLISHING TECHNICAL PAPERS, INCLUDING SPECIFICATIONS AND REPORTS, AS WELL AS BY DISTRIBUTING KEY TECHNICAL INFORMATION TO MEMBERS AND TECHNOLOGY PARTNERS TO FURTHER CABLE TECHNOLOGIES. PART III, LINE 4A CONTINUTED: (H) NETWORK FX, INC. NETWORK FX, INC., (DBA KYRIO), A WHOLLY OWNED FOR-PROFIT SUBSIDIARY OF THE COMPANY, PROVIDES TECHNOLOGY AND ONLINE BASED SERVICES TO NETWORK COMMUNICATIONS PROVIDERS, DEVICE MANUFACTURERS, AND INDUSTRY TRADE ASSOCIATIONS. KYRIO'S SERVICES ARE COMPRISED OF: LAB SERVICES, SOFTWARE SOLUTIONS, EXTENDED SECURITY MANAGEMENT ACROSS INDUSTRIES, AND AN IMPROVED ONLINE BUYING EXPERIENCE FOR HOMEBASED, AND BUSINESS SERVICES. LAB SERVICES GROUP'S PRIMARY ACTIVITIES ARE CERTIFICATION/QUALIFICATION TESTING, INTEROPERABILITY EVENTS, MEMBER DEVICE TESTING, AND DEVELOPMENT LAB SERVICES. THE GROUP ALSO SUPPORTS THE COMPANY'S RESEARCH AND DEVELOPMENT INITIATIVES PROVIDING EXPERTISE FOR DEVELOPMENT OF NEW TECHNOLOGIES AND DEVELOPING LABORATORY AND FIELD PROCESSES FOR TESTING THESE NEW TECHNOLOGIES. THE GROUP TESTS AND EVALUATES EQUIPMENT FOR COMPLIANCE WITH THE APPLICABLE COMPANY SPECIFICATIONS USING PROCEDURES THAT HAVE BEEN DEVELOPED IN COOPERATION WITH THE MANUFACTURERS OF THE EQUIPMENT IN BOTH LABORATORY AND TEST HOUSE ENVIRONMENTS, ALL DEVELOPED PURSUANT TO SUCH SPECIFICATIONS AND MEMBERS' REQUIREMENTS. KYRIOS SOFTWARE SOLUTIONS INCLUDE ADAPTIVE ROUTE CONTROL SOFTWARE THAT INCREASES THE RELIABILITY OF BROADBAND SERVICE FOR HOMES AND BUSINESSES, AND SOFTWARE THAT AUTOMATES TRAFFIC STEERING BETWEEN WI-FI AND CELLULAR NETWORKS TO OPTIMIZES THE USER EXPERIENCE FOR MOBILE DEVICE CUSTOMERS. KYRIO MANAGES PKI DIGITAL CERTIFICATES FOR INDUSTRY TRADE ASSOCIATIONS AND COMMUNICATIONS PROVIDERS. KYRIO SERVICES PROVIDE THE DESIGN, IMPLEMENTATION, PROVISIONING, REVOCATION, AND GOVERNANCE OF DIGITAL CERTIFICATES FOR WIFI PASSPOINT HOTSPOT 2.0, SET-TOP BOXES, CABLE MODEMS, WEB SERVERS, ENERGY DEMAND MANAGEMENT DEVICES, IOT, WIRELESS AND OTHER NETWORKED DEVICES. KYRIO PROVIDES THE GO2BROADBAND ONLINE LEAD MANAGEMENT SERVICE CONNECTING BROADBAND, VIDEO, AND VOICE SERVICE PROVIDERS WITH CHANNEL RESELL PARTNERS. THROUGH AN ONLINE PORTAL AND PREDEFINED APIS, THE GO2BROADBAND CLOUDBASED SERVICE FACILITATES END CUSTOMERS' INQUIRY ABOUT THE SERVICEABILITY OF THEIR LOCATION, REVIEW, AND SELECTION OF DESIRED SERVICES AND SCHEDULE INSTALLATION OF SERVICES. (I) KYRIO MEDICAL, INC. KYRIO MEDICAL, INC., A WHOLLY OWNED SUBSIDIARY OF KYRIO, PROVIDES PKI DESIGN AND MANAGED SERVICES, DIGITAL CERTIFICATES, AND CODE VERIFICATION CERTIFICATES TO INDUSTRY TRADE ASSOCIATIONS AND SUPPLIERS. (J) UPRAMP, INC. UPRAMP, INC. (UPRAMP) A WHOLLY OWNED SUBSIDIARY OF KYRIO, OFFERED STARTUPS RELATED TO THE CABLE INDUSTRY A PROGRAM CALLED FITERATOR, WHICH WAS AN ACCELERATOR THAT WAS A GRADUATE PROGRAM FOR LATER STAGE STARTUPS THAT ALREADY HAD A PRODUCT, AND WERE LOOKING FOR PRODUCT OR MARKET FIT IN THE GLOBAL CABLE OR BROADBAND INDUSTRY. IN RETURN FOR THE SERVICES UPRAMP PROVIDED UNDER THE FITERATOR PROGRAM, THE COMPANY RECEIVED WARRANTS TO PURCHASE STOCK IN THE PARTICIPANT COMPANIES, RANGING FROM 2% TO 3% OF THE COMPANIES' EQUITY ON A FULLYDILUTED BASIS IN 2019, 2018 AND 2017. THE EXERCISE PRICES FOR THE WARRANTS IS EQUAL TO THE FAIR VALUE PER SHARE OF THE UNDERLYING EQUITY SECURITIES AND THEY HAVE EXERCISE TERMS RANGING FROM 4 TO 5 YEARS. UPRAMP ACCOUNTS FOR THE RECEIPT OF THE WARRANTS AS A NONMONETARY TRANSACTION AND VALUES THE WARRANTS USING THE BLACKSCHOLES MODEL. UPRAMP EVALUATES THE WARRANTS FOR IMPAIRMENT AT EACH REPORTING DATE AND RECORDS AN IMPAIRMENT, IF NECESSARY, EQUAL TO THE DIFFERENCE BETWEEN THE FAIR VALUE OF THE WARRANT AND ITS CARRYING VALUE. UPON EXPIRATION OF THE WARRANTS, ANY REMAINING CARRYING VALUE ASSOCIATED WITH THE UNEXERCISED WARRANTS WILL BE WRITTEN OFF. BASED ON ITS EVALUATION, UPRAMP RECORDED IMPAIRMENT EXPENSE OF ZERO AND $1,136,868 FROM THE FITERATOR PROGRAM DURING THE YEARS ENDING JUNE 30, 2023 AND 2022, RESPECTIVELY, WITH A CORRESPONDING DECREASE IN INVESTMENTS. (K) THE SOCIETY OF CABLE TELECOMMUNICATIONS ENGINEERS, INC. FOUNDED IN 1969, SCTE IS A 501(C)(6), NONPROFIT PROFESSIONAL ASSOCIATION, DEDICATED TO ADVANCING TECHNOLOGY, STANDARDS AND WORKFORCE EDUCATION FOR THE BENEFIT OF THE CABLE TELEVISION INDUSTRY. EFFECTIVE JANUARY 1, 2021, CABLELABS BECAME THE SOLE MEMBER AND SOLE VOTING MEMBER OF THE SOCIETY OF CABLE TELECOMMUNICATIONS ENGINEERS, INC. ("SCTE"). AS A RESULT, SCTE EFFECTIVELY BECAME A SUBSIDAIRY OF CABLELABS. UPON THE CLOSING OF THE TRANSACTION, SCTE'S BOARD OF DIRECTORS EXPANDED TO 14 MEMBERS. THE BOARD OF DIRECTORS OF CABLELABS HAS THE RIGHT TO OVERSEE SCTE. FORM 990, PART VI, SECTION A, LINE 1A THE EXECUTIVE COMMITTEE SHALL CONSIST OF THE FOLLOWING FIVE MEMBERS OF THE BOARD OF DIRECTORS, SUBJECT TO INCREASE OR DECREASE BY ACTION OF THE BOARD OF DIRECTORS, INCLUDING THE CHAIRMAN OF THE BOARD, WHO SHALL BE THE CHAIRMAN OF THE EXECUTIVE COMMITTEE, VICE CHAIRMAN OF THE BOARD, TREASURER, SECRETARY AND PRESIDENT/CEO OF THE CORPORATION. THE BUSINESS OF THE EXECUTIVE COMMITTEE SHALL BE CONDUCTED AS NEARLY AS POSSIBLE IN THE SAME MANNER AS IS PROVIDED IN THESE BY-LAWS FOR THE BOARD OF DIRECTORS, PROVIDED THAT THE NUMBER OF MEMBERS OF THE EXECUTIVE COMMITTEE WHICH SHALL CONSTITUTE A QUORUM AT ALL MEETINGS THEREOF SHALL BE FOUR. FORM 990, PART VI, SECTION A, LINE 6 CABLELABS HAS TWO CLASSES OF MEMBERS: CLASS US/CA COMPRISED OF MEMBERS IN THE UNITED STATES AND CANADA, AND CLASS G COMPRISED OF MEMBERS IN THE REST OF WORLD. FORM 990, PART VI, SECTION A, LINE 7A THE MEMBERS HAVE THE POWER TO DESIGNATE AND ELECT CERTAIN MEMBERS OF THE BOARD OF DIRECTORS AS ITS GOVERNING BODY. EACH OF THE TEN CLASS US AND CANADA MEMBERS, PAYING THE LARGEST AMOUNT OF DUES AT OF THE END OF THE FISCAL QUARTER IMMEDIATELY PRECEDING THE ELECTION OF DIRECTORS, IS ENTITLED TO DESIGNATE ONE DIRECTOR FOR A TOTAL OF TEN CLASS US AND CANADA DIRECTORS. EACH OF THE TWO CLASS G MEMBERS, PAYING THE LARGEST AMOUNT OF DUES AT THE END OF THE FISCAL QUARTER IMMEDIATELY PRECEDING THE ELECTION OF DIRECTORS, IS ENTITLED TO DESIGNATE ONE DIRECTOR FOR A TOTAL OF TWO CLASS G DIRECTORS. TWO AT-LARGE DIRECTORS ARE ELECTED BY CLASS US, CLASS CA, AND CLASS G MEMBERS VOTING TOGETHER AS A SINGLE CLASS. ALL OTHER RIGHTS, DUTIES AND POWERS ARE VESTED IN THE BOARD OF DIRECTORS. THE CHAIRMAN OF THE BOARD, VICE CHAIRMAN, PRESIDENT, TREASURER AND SECRETARY ARE ELECTED BY THE BOARD OF DIRECTORS VOTING ON THE BASIS OF ONE VOTE FOR EACH DOLLAR OF DUES PAID BY EACH VOTING DIRECTOR'S MEMBER COMPANY TO THE CORPORATION AS OF THE END OF THE FISCAL QUARTER OF THE CORPORATION IMMEDIATELY PRIOR TO THE ELECTION OF SUCH OFFICERS. FORM 990, PART VI, SECTION B, LINE 11B THE ORGANIZATION ENGAGES A PAID PREPARER EXPERIENCED IN THE PREPARATION OF THE FORM 990 TO PREPARE THE FORM. ACCOUNTING DEPARTMENT STAFF, THE VICE PRESIDENT OF FINANCE AND GENERAL COUNSEL WORK CLOSELY WITH THE PAID PREPARER IN THE PREPARATION OF THE RETURN, AND THE VICE PRESIDENT OF FINANCE AND CHEIF LEGAL OFFICER REVIEW THE RETURN AS PREPARED BY THE PREPARER. A COPY OF THE FORM 990 IS THEN REVIEWED BY THE AUDIT COMMITTEE, A SUBCOMMITTEE OF THE BOARD OF DIRECTORS, BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C AN ANNUAL ACKNOWLEDGEMENT OF THE CODE OF ETHICS FOR DIRECTORS CONTAINING CONFLICT OF INTEREST PROVISIONS IS ADOPTED BY THE BOARD OF DIRECTORS. EACH BOARD MEMBER IS REQUIRED TO COMPLY WITH THE TERMS AND CONDITIONS OF THE CODE AND DISCLOSE TO THE CHAIRMAN OF THE BOARD OR CHAIRMAN OF THE AUDIT COMMITTEE ANY INTERESTS THAT COULD GIVE RISE TO A CONFLICT OF INTEREST, INCLUDING WITHOUT LIMITATION ANY FAMILY RELATIONSHIP OR BUSINESS RELATIONSHIP WITH ANY OTHER OFFICER, DIRECTOR OR KEY EMPLOYEE. THE BOARD SHALL DETERMINE APPROPRIATE ACTIONS TO BE TAKEN IN THE EVENT THAT THIS CODE IS VIOLATED. APPROPRIATE ACTIONS SHALL BE REASONABLY DESIGNED TO DETER WRONGDOING AND TO PROMOTE ACCOUNTABILITY FOR ADHERENCE TO THE CODE. SUCH ACTIONS MAY INCLUDE BUT ARE NOT LIMITED TO REMOVAL OF A BOARD MEMBER FROM THE BOARD FOR A VIOLATION OF THE CODE. CABLELABS' EMPLOYEE HANDBOOK STATES THAT EMPLOYEES MUST NOT HAVE ANY PERSONAL INTERESTS WHICH CONFLICT WITH THOSE OF THE COMPANY OR WHICH MIGHT INFLUENCE OR APPEAR TO INFLUENCE ONE'S JUDGMENT OR ACTIONS WHILE EMPLOYED AT CABLELABS. IF AN EMPLOYEE VIOLATES THIS POLICY, CABLELABS, IN ITS DISCRETION, MAY TAKE WHATEVER STEPS AND/OR DISCIPLINARY ACTIONS IT BELIEVES APPROPRIATE TO REMEDY THE VIOLATION, UP TO AND INCLUDING DISMISSAL. ANY CONFLICT OF INTEREST IS THEN REPORTED IN THE BOARD MINUTES. FORM 990, PART VI, SECTION B, LINE 15 CABELLABS IS A 501(C)(6) TRADE ASSOCIATION WHOSE PRIMARY OBJECTIVES ARE TO GATHER, ASSESS, AND DISSEMINATE TECHNICAL INFORMATION OF STRATEGIC IMPORTANCE TO THE CABLE TELEVISION INDUSTRY, TO IDENTIFY, PLAN, ENGAGE IN AND FUND THE DEVELOPMENT OF NEW TECHNOLOGIES FOR THE BENEFIT OF THE INDUSTRY, DIRECTLY OR IN PARTNERSHIP WITH OTHERS, AND TO TRANSFER SUCH TECHNOLOGIES TO THE INDUSTRY THROUGH REPORTS, SEMINARS, WORKSHOPS, LICENSES, LOANS OF PERSONNEL AND OTHER APPROPRIATE MEANS. THE HIGHLY TECHNICAL AND SPECIALIZED NATURE OF THESE ACTIVITIES REQUIRES CABLELABS TO HIRE HIGHLY EDUCATED AND TRAINED PROFESSIONALS EXPERIENCED IN THE INDUSTRY FROM A VERY COMPETITIVE EMPLOYMENT POOL OFFERING CANDIDATES SIMILAR OPPORTUNITIES AT MARKET SALARIES. THE HUMAN RESOURCES TEAM OF CABLELABS LOOKS AT THE COMPENSATION OF THE CHIEF EXECUTIVE OFFICER OF ANOTHER INDUSTRY TRADE ASSOCIATION ALONG WITH CERTAIN SENIOR TECHNICAL POSITIONS (E.G. CHIEF TECHNOLOGY OFFICER) PUBLISHED BY THIRD PARTY COMPENSATION EXPERTS. WHEN OUR CEO WAS HIRED, THE COMPENSATION COMMITTEE ALSO REVIEWED AN INDUSTRY EXECUTIVE COMPENSATION SURVEY FOR COMPARABLE POSITIONS AND CREATED CONTEMPORANEOUS SUBSTANTIAL DOCUMENTATION OF COMPENSATION IN AN EXECUTED EMPLOYMENT AGREEMENT WHICH WAS ALSO REVIEWED BY THE CHAIRMAN OF THE AUDIT COMMITTEE. ANNUAL SALARY INCREASES AND BONUSES, IF APPLICABLE, ARE DETERMINED BY THE HUMAN RESOURCES AND EXECUTIVE TEAMS, AND THE IMMEDIATE SUPERVISOR OF EACH EMPLOYEE. THE CHIEF EXECUTIVE OFFICER'S ANNUAL SALARY ADJUSTMENTS AND INCENTIVE BONUS ARE ALSO REVIEWED ANNUALLY BY THE AUDIT COMMITTEE WHICH INCLUDES THE CHAIRMAN, VICE CHAIRMAN, TREASURER, AND SECRETARY. SALARY INCREASES ARE BASED ON MARKET CONDITIONS AND GENERALLY RANGE BETWEEN 2 AND 3 PERCENT. THE CHIEF EXECUTIVE OFFICER DETERMINES THE COMPENSATION OF THE ORGANIZATION'S EXECUTIVE TEAM. COMPENSATION FOR THE OTHER OFFICERS AND KEY EMPLOYEES IS SET BY THE CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER, AND THE VICE PRESIDENT OF HUMAN RESOURCES. COMPREHENSIVE SALARY SURVEYS ARE COMPLETED EVERY FEW YEARS. IN THE INTERVENING YEARS, SALARY ADJUSTMENTS ARE BASED ON GENERAL MARKET TRENDS AND SURVEYS PUBLISHED BY THIRD PARTY COMPENSATION EXPERTS. BOTH OF THE PROCESSES ABOVE ARE RECORDED IN THE MEETING MINUTES DURING DELIBERATION AND DECISION. THIS PROCESS WAS LAST COMPLETED IN FY2023 AND WILL BE PERFORMING ANOTHER IN FY2024. FORM 990, PART VI, SECTION C, LINE 19 CABLELABS DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, OR FINANCIAL STATEMENTS AVAILABLE TO THE GENERAL PUBLIC. FORM 990, PART XII, LINE 2C: THE PROCESS FOR OVERSIGHT AND SELECTION OF AN INDEPENDENT ACCOUNTANT HAS NOT CHANGED FROM THE PRIOR YEAR. HC ACCELORATOR FUND LLC 2060 BROADWAY STREET STE 81 BOULDER CO 80302 821755934 DEVELOPMENT DE 0 0 CABLELABS SOCIETY OF CABLE TELECOMMUNICATIONS ENGINEERS INC 140 PHILIPS RD EXTON PA 19341 222158409 TECHNOLOGY NJ 501(C)(6) CABLELABS 1 SCTE FOUNDATION INC 140 PHILIPS RD EXTON PA 19341 203131269 COMMUNITY IMPACT PA 501(C)(3) CABLELABS 1 NETWORKFX INC 858 COAL CREEK CIRCLE LOUISVILLE CO 80027 454849026 COMPUTER INFRTR. DE CABLELABS C 5564098 4013856 1.00000 1 KYRIO MEDICAL INC 858 COAL CREEK CIRCLE LOUISVILLE CO 80027 811425201 TECHNICAL SERVICES DE NETWORKFX C 1.00000 1 UPRAMP INC 858 COAL CREEK CIRCLE LOUISVILLE CO 80027 811430734 DEVELOPMENT DE NETWORKFX C 1.00000 1 GRIDMETRICS INC 858 COAL CREEK CIRCLE LOUISVILLE CO 80027 861323393 TECHNICAL SERVICES DE NETWORKFX C 1.00000 1 1 0 0 1 0 0 0 0 0 1 0 1 1 1 1 0 1 0 0 NETWORKFX INC L 3442578 FMV SCTE INC L 476588 FMV NETWORKFX INC D 9331036 END OF YEAR BALANCE UPRAMP INC D 1727103 END OF YEAR BALANCE SCTE INC D 1559746 END OF YEAR BALANCE GRIDMETRICS INC D 515288 END OF YEAR BALANCE NETWORKFX INC A 2600 ACTUAL REVENUE