2024-04-03T13:23:32-05:00 2023-05-31 251408703 SCHNEIDER DOWNS & CO INC ONE PPG PLACE SUITE 1700 PITTSBURGH PA 15222 990 2022-06-01 340714818 FRANCISCAN UNIVERSITY OF STEUBENVILLE FRAN 7402833771 1235 UNIVERSITY BOULEVARD STEUBENVILLE OH 43952 ROBERT L DOUGHERTY VICE PRESIDENT OF FINANCE 7402833771 2024-04-02 1 ROBERT DOUGHERTY 999009999 0 SARAH R PIOT P01358891 4122613644 3 AAL1 IAL1 2022 2023-04-26 12:10:37Z FR DAVE PIVONKA TOR 1235 UNIVERSITY BOULEVARD STEUBENVILLE OH 43952 189825947 0 X WWW.FRANCISCAN.EDU X 1946 OH INSTITUTION OF HIGHER EDUCATION AND CHRISTIAN OUTREACH PROGRAMMING. 20 17 2121 719 2487275 0 52377881 10748946 97911209 108554231 3787496 5997588 3072264 2931273 157148850 128232038 35905451 40475470 0 0 45883887 45134239 0 0 4137299 35139740 38534977 116929078 124144686 40219772 4087352 297369155 297607358 61755736 62525828 235613419 235081530 SEE SCHEDULE O 0 0 96861366 40475470 104131907 INSTRUCTION AND AUXILIARY SERVICES (INCLUDING ROOM AND BOARD) AS RELATED TO THE INSTRUCTION OF 4,170 UNDERGRADUATE AND GRADUATE STUDENTS (INCLUDES ONLINE DELIVERY STUDENTS) ENROLLED IN 53 MAJORS AND 39 MINOR ACADEMIC PROGRAMS. A TOTAL OF 547 UNDERGRADUATE AND 281 MASTERS DEGREES WERE CONFERRED IN THE 2022-23 ACADEMIC YEAR. 5803019 4422323 CHRISTIAN OUTREACH PROGRAMS PROVIDE SPIRITUAL FORMATION AND EDUCATION, INVITING CATHOLICS INTO A LIFELONG RELATIONSHIP WITH CHRIST AND HIS CHURCH. YOUTH AND ADULTS PARTICIPATE IN ANNUAL CONFERENCES, EVENTS, AND SEMINARS IN THE U.S AND CANADA. A DIGITAL CATECHETICAL PLATFORM ALSO FURTHERS THE UNIVERSITY'S GOALS FOR THE NEW EVANGELIZATION. PARTICIPANTS TOTALED 30,567 FOR 2022-23. DUE TO THE COVID-19 PANDEMIC CHRISTIAN OUTREACH CONFERENCES WERE NOT CONDUCTED AT FULL CAPACITY IN 2022-23. 102664385 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 0 1 1 1 1 1 1 0 1 0 0 1 1 1 1 0 0 0 0 0 0 1 0 1 0 1 0 0 0 1 1 0 1 0 1 4898 0 1 2121 1 1 1 1 AU 0 0 0 1 1 0 0 0 0 0 0 X 20 17 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 FL KY LA MD MA MI MN SC NH UT OR X DAVID F LYLE 7402833771 1235 UNIVERSITY BOULEVARD STEUBENVILLE OH 43952 FR DAVE PIVONKA TOR PRESIDENT 50.00 0.50 X X 0 0 0 DAVID DEWOLF VICE CHAIR 1.00 0.00 X X 0 0 0 REV JOSEPH LEHMAN TOR CHAIR 1.00 0.00 X X 0 0 0 SR MARY RACHEL CAPETS OP TRUSTEE 1.00 0.00 X 0 0 0 JOHN GOETZ TRUSTEE 1.00 0.00 X 0 0 0 PHILIP HOWARD TRUSTEE 1.00 0.00 X 0 0 0 CHRISTOPHER IRVIN TRUSTEE 1.00 0.00 X 0 0 0 W PAUL JONES TRUSTEE 1.00 0.00 X 0 0 0 REV JOHN MARK KLAUS TOR TRUSTEE 1.00 0.00 X 0 0 0 ALBERT H LANGSENKAMP TRUSTEE (EXIT 10/2022) 1.00 0.00 X 0 0 0 BRIAN MCCARTHY TRUSTEE 1.00 0.00 X 0 0 0 DR DANIEL MCMAHON TRUSTEE 1.00 0.00 X 0 0 0 RICHARD RIEDERER TRUSTEE (EXIT 10/2022) 1.00 0.10 X 0 0 0 RON RIGGINS TRUSTEE 1.00 0.00 X 0 0 0 FR MATTHEW RUSSICK TOR TRUSTEE 1.00 0.00 X 0 0 0 HOPE SCHNEIR TRUSTEE 1.00 0.00 X 0 0 0 REV MATTHEW SIMONS TOR TRUSTEE 1.00 0.00 X 0 0 0 BR MARIUS STROM TOR TRUSTEE 1.00 0.00 X 0 0 0 MARK THOMAS TRUSTEE 1.00 0.00 X 0 0 0 MICHAEL TOBIN TRUSTEE 1.00 0.00 X 0 0 0 DR PAULA TRZEPACZ TRUSTEE 1.00 0.00 X 0 0 0 FR LARRY UHLMAN TOR TRUSTEE 1.00 0.00 X 0 0 0 ROBERT HICKEY VP FOR ADVANCEMENT 50.00 0.00 X 176239 0 113785 JOEL S RECZNIK VP OF ENROLLMENT MGMT 50.00 0.00 X 143402 0 107718 BRENAN PATRICK PERGI SENIOR VP/CHIEF OF STAFF 50.00 0.00 X 177740 0 65434 DR STEPHEN HILDEBRAND VP OF ACADEMIC AFFAIRS (ENTER 6/2023) 50.00 0.00 X 114047 0 110359 DR DANIEL R KEMPTON VP FOR ACADEMIC AFFAIRS (EXIT 6/23) 50.00 0.00 X 165833 0 42806 DR DANIEL DENTINO VP OF STUDENT LIFE 50.00 0.00 X 146932 0 48782 MARK R JOSEPH VP FOR CENTER FOR EVANGELIZATION 50.00 0.00 X 131976 0 12761 JANINE MURDOCK CORPORATE SECRETARY 40.00 0.00 X 46652 0 35281 FR JONATHAN ST ANDRE TOR VP FRANCISCAN LIFE 1.00 0.00 X 0 0 0 ROBERT DOUGHERTY VP OF FINANCE 50.00 0.10 X 0 0 0 DANIEL KUEBLER DEAN OF SCHOOL OF NATURAL AND APPLIED SCIENCES 50.00 0.00 X 175348 0 40562 DONALD ASCI DIR OF MASTER OF THEOLOGY & CHRISTIAN MINISTRY 50.00 0.00 X 141718 0 117060 PAUL F SYMINGTON PROFESSOR DIRECTOR OF ONLINE BA 50.00 0.00 X 159296 0 71399 WILLIAM NEWTON PROFESSOR, CHAIR THEOLOGY 50.00 0.00 X 148924 0 71226 DR MICHAEL WELKER PROFESSOR DIR OF CATHOLIC MGMT & ENTREPRENEURSHIP 50.00 0.00 X 141779 0 67003 SCOTT HAHN FR SCANLAN TOR CHAIR BIBLICAL THEO; PROFESSOR 50.00 0.00 X 147913 0 48759 2017799 0 952935 44 0 1 0 FT STEUBEN MAINTENANCE 810 N 7TH STREET STEUBENVILLE OH 43952 CONSTRUCTION 5356242 PARKHURST DINING SERVICES 285 EAST WATERFRONT DR STE 200 HOMESTEAD PA 15120 FOOD SERVICE 4832421 RYCON CONSTRUCTION 2501 SMALLMAN STREET SUITE 100 PITTSBURGH PA 15222 CONSTRUCTION 2828633 DOUBLE B EXCAVATING LLC 31340 WEAVERS RUN ROAD TIPPECANOE OH 44699 CONSTRUCTION 2310084 DYNAMIC CAMPUS SOLUTIONS INC 2806 FINTROCK TRACE AUSTIN TX 78738 IT SUPPORT 2115345 27 16800 548568 10183578 229573 10748946 TUITION AND FEES 611310 83834224 83834224 AUXILIARY ACTIVITIES 611310 17335192 17335192 CHRISTIAN OUTREACH 611710 4422323 4173482 248841 MISC STUDENT SERVICES 611600 1523974 1506752 17222 STUDENT REL. ACTIVITIES 611310 1417057 1375109 41948 21461 21461 108554231 1865097 -32685 1897782 114188 0 114188 114188 114188 62975545 931300 58523430 1250924 4452115 -319624 4132491 4132491 25845 16800 28700 -2855 -2855 4610795 1790855 2819940 607991 2211949 128232038 108854211 2487275 6141606 100000 100000 36900394 36900394 3475076 3475076 1904777 1081702 541509 281566 348693 285646 63047 30685568 25227638 3828807 1629123 1580455 1300194 174858 105403 8278488 6917658 764808 596022 2336258 1891161 277098 167999 2426637 39357 2387280 189265 10734 178531 551987 551987 3411730 2753643 314450 343637 415815 292975 17463 105377 4260173 3183461 680819 395893 2440341 1454801 967023 18517 3078325 2335940 742385 1986053 1771701 88042 126310 79120 42748 20787 15585 2162248 1623808 538440 5352021 3512851 1839170 1009945 490777 519168 FOOD SERVICE 5032200 5032200 REPAIR & MAINTENANCE 2514529 1361831 968871 183827 ADMIN EXP - LLCS 1677480 1677480 HOSPITALITY 1020421 850849 63449 106123 926687 727240 137530 61917 124144686 102664385 17343002 4137299 4124999 4668338 17447074 11796643 22132763 20301906 2001416 3164063 359026 298022 670432 542841 2023651 3177075 219701336 96181107 106332024 123520229 82149282 80517720 60128488 49620521 297369155 297607358 10704158 12728950 216819 130496 4654989 4813299 21125000 20515000 23707285 22986341 1347485 1351742 61755736 62525828 X 125460402 117553881 110153017 117527649 235613419 235081530 297369155 297607358 4087352 -4619241 0 X X 0 1 X 1 1 1 X 6494460 28857074 14086251 52377881 10748946 112564612 6494460 28857074 14086251 52377881 10748946 112564612 27478874 85085738 2518419 1752648 1439682 1628812 1979285 9318846 121883458 397048799 0.69810 0.68220 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X X 0 78880077 652777 40565 1537029 78036390 83462390 3184529 -6628075 1138767 78880077 65203254 640721 18789547 1171132 83462390 62845444 657947 3061074 1361211 65203254 60631362 1824940 1449319 1060177 62845444 0.35950 0.34420 0.29630 0 0 9817306 9817306 157225595 74115707 83109888 32783977 22065400 10718577 19874458 19874458 123520229 ALTERNATIVE INVESTMENT FUNDS & PARTNERSHIPS 49620521 F 49620521 STUDENT AND OTHER DEPOSITS 1351742 1351742 X 85925676 -4619241 2322079 -2297162 88222838 464817 39544383 40009200 128232038 86457565 2322079 2322079 84135486 464817 39544383 40009200 124144686 PART III, LINE 4: THE UNIVERSITY'S COLLECTIONS INCLUDE PAINTINGS, PRINTS, PHOTOGRAPHS, SCULPTURES, DRAWINGS AND WATERCOLORS AND DECORATIVE ARTS. THESE ITEMS ARE HELD FOR EDUCATIONAL, RESEARCH, SCIENTIFIC, CURATORIAL AND RELIGIOUS PURPOSES. EACH OF THE ITEMS IS CATALOGED, PRESERVED AND CARED FOR, AND ACTIVITIES VERIFYING THEIR EXISTENCE AND ASSESSING THEIR CONDITION ARE PERFORMED CONTINUOUSLY. ITEMS ARE REFLECTED IN EQUIPMENT IN THE CONSOLIDATED FINANCIAL STATEMENT AT APPRAISED VALUE ON THE DATE PURCHASED OR CONTRIBUTED. PART V, LINE 4: THE UNIVERSITY'S ENDOWMENT CONSISTS OF APPROXIMATELY 160 INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES, INCLUDING DONOR-RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE BOARD OF TRUSTEES TO FUNCTION AS ENDOWMENTS. NET ASSETS ASSOCIATED WITH THESE ENDOWMENT FUNDS ARE CLASSIFIED AND REPORTED BASED ON THE EXISTENCE OR ABSENCE OF DONOR-IMPOSED RESTRICTIONS. PART X, LINE 2: THE UNIVERSITY IS A NOT-FOR-PROFIT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (IRC) AND IS, THEREFORE, EXEMPT FROM FEDERAL INCOME TAXES ON RELATED INCOME PURSUANT TO SECTION 501(A) OF THE IRC. THE UNIVERSITY IS ALSO EXEMPT FROM STATE INCOME TAX UNDER APPLICABLE STATE STATUTES. HIH AND GVP HAVE BEEN ORGANIZED AS LLCS, WHICH ARE NOT SUBJECT TO FEDERAL OR STATE INCOME TAXES. HOWEVER, THE TAXABLE INCOME OR LOSS FROM THESE ENTITIES IS INCLUDED IN THE INCOME TAX RETURN OF THE UNIVERSITY. ACCORDINGLY, ANY INCOME THAT IS UNRELATED TO THE EXEMPT PURPOSES OF THE UNIVERSITY IS TREATED AS UNRELATED BUSINESS INCOME ON THE UNIVERSITY'S TAX RETURN. THE UNIVERSITY FOLLOWS THE RELEVANT ACCOUNTING GUIDANCE RELATIVE TO UNCERTAINTY IN INCOME TAXES, WHICH PRESCRIBES A MINIMUM RECOGNITION THRESHOLD AND MEASUREMENT METHODOLOGY THAT A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN IS REQUIRED TO MEET BEFORE BEING RECOGNIZED IN FINANCIAL STATEMENTS. THE UNIVERSITY FILES INFORMATION AND INCOME TAX RETURNS IN THE U.S. FEDERAL JURISDICTION, AND VARIOUS STATES AND FOREIGN JURISDICTIONS. WITH FEW EXCEPTIONS, THE UNIVERSITY IS NO LONGER SUBJECT TO U.S. FEDERAL, STATE AND LOCAL OR NON-U.S. EXAMINATIONS BY TAX AUTHORITIES FOR YEARS BEFORE 2020. PART XI, LINE 2D - OTHER ADJUSTMENTS: DIRECT FUNDRAISING EXPENSES 28,700. COST OF GOODS SOLD 1,790,855. ASSET DISPOSAL 502,524. PART XI, LINE 4B - OTHER ADJUSTMENTS: TUITION ASSISTANCE 39,544,383. PART XII, LINE 2D - OTHER ADJUSTMENTS: DIRECT FUNDRAISING EXPENSES 28,700. COST OF GOODS SOLD 1,790,855. ASSET DISPOSAL 502,524. PART XII, LINE 4B - OTHER ADJUSTMENTS: TUITION ASSISTANCE 39,544,383. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 ALL UNDERGRADUATE AND GRADUATE APPLICATIONS REFLECT NON-DISCRIMINATORY POLICIES. THE POLICY STATEMENT IS CONTAINED IN PRINT AND TV ADVERTISING, AND PUBLISHED IN ADMISSIONS RECRUITMENT MATERIALS, UNIVERSITY CATALOGS, AND DOCUMENTS DISTRIBUTED TO PROSPECTIVE STUDENTS. THE POLICY IS ALSO STATED ON THE UNIVERSITY`S WEBSITE. SCHEDULE E, PART I, LINE 6 THESE FUNDS REPRESENT FINANCIAL AID ISSUED TO STUDENTS IN THE FORM OF FEDERAL AND STATE GRANTS, SCHOLARSHIPS, TUITION DISCOUNTS, AND INSTITUTIONAL FINANCIAL AID. STUDENTS RECEIVING SCHOLARSHIPS AND GRANTS FROM FRANCISCAN UNIVERSITY ARE MONITORED TO ENSURE THEY MEET THE ACADEMIC REQUIREMENTS OR OTHER CRITERIA ASSOCIATED WITH THE RESPECTIVE AWARD. ALL AID IS PROCESSED THROUGH THE FINANCIAL AID OFFICE AND IS POSTED TO THE STUDENTS' RECEIVABLE ACCOUNTS. 1 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 1 23 PROGRAM SERVICES ACADEMIC, INSTRUCTION, AND SUPPORT SERVICES 3356147 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES GRANTS TO FMT/STUDY ABROAD PROGRAM 831087 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES INSTITUTIONAL AID - EMPLOYEE DISCOUNTS 61203 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES INSTITUTIONAL AID - RA WAIVERS 32000 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 STUDENT AID SCHOLARSHIPS AND FINANCIAL AID 2643989 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES EDUCATIONAL ADMIN 1943 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES CHRISTIAN OUTREACH 166851 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 PROGRAM SERVICES CHRISTIAN OUTREACH 132106 SOUTH AMERICA 0 0 PROGRAM SERVICES CHRISTIAN OUTREACH & INSTRUCTION 120697 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES EDUCATIONAL ADMINISTRATION CHISTIAN OUTREACH 5447 NORTH AMERICA 0 0 PROGRAM SERVICES ACADEMIC 392 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 INVESTMENTS 1492600 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENTS 19633608 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES ACADEMIC, INSTRUCTION AND ADMIN SUPPORT 6458 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES EDUCATIONAL ADMIN 14869 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 MANAGEMENT ALUMNI 2883 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES CHRISTIAN OUTREACH & INSTRUCTION 467 SOUTH ASIA 0 0 PROGRAM SERVICES INSTRUCTION/OUTREACH 13673 0 0 0 0 0 0 7225326 21291094 28516420 EUROPE (INCLUDING ICELAND & GREENLAND) GENERAL SUPPORT 831087 ELECTRONIC BANK TRANSFERS 0 N/A N/A 1 0 FEDERAL, STATE, FUNDED & INSTITUTIONAL EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIU 324 2643989 ELECTRONIC POSTING TO STUDENT ACCOUNTS VIA GL PROCESSING 0 N/A N/A 1 0 1 1 1 0 PART I, LINE 2: THE UNIVERSITY REQUIRES PERIODIC REPORTING ON THE USE OF THE FUNDS TO ENSURE THAT THE FUNDS ARE USED FOR THEIR STATED PURPOSE. STUDENTS RECEIVING SCHOLARSHIPS AND GRANTS FROM FRANCISCAN UNIVERSITY ARE MONITORED TO ENSURE THEY MEET THE ACADEMIC REQUIREMENTS OR OTHER CRITERIA ASSOCIATED WITH THE RESPECTIVE AWARD. ALL AID IS PROCESSED THROUGH THE FINANCIAL AID OFFICE AND IS POSTED TO THE STUDENTS' RECEIVABLE ACCOUNTS. PART III ACCOUNTING METHOD: X X 1 BARON CLUB 42645 16800 25845 600 7580 5681 2500 12339 42645 16800 25845 600 7580 5681 2500 12339 28700 -2855 1 NATIONAL EUCHRISTIC CONGRESS PO BOX 7878 NOTRE DAME IN 46556 881152082 501(C)(3) 100000 0 N/A N/A GENERAL SUPPORT. 1 0 FEDERAL FINANCIAL AID 40 129647 0 N/A N/A STATE FINANCIAL AID 117 268414 0 N/A N/A INSTITUTIONAL AID 2597 33955883 0 N/A N/A RESTRICTED SCHOLARSHIPS 715 2546450 0 N/A N/A PART I, LINE 2: THESE FUNDS REPRESENT FINANCIAL AID ISSUED TO STUDENTS IN THE FORM OF FEDERAL AND STATE GRANTS, SCHOLARSHIPS, TUITION DISCOUNTS, AND INSTITUTIONAL FINANCIAL AID. STUDENTS RECEIVING SCHOLARSHIPS AND GRANTS FROM FRANCISCAN UNIVERSITY ARE MONITORED TO ENSURE THEY MEET THE ACADEMIC REQUIREMENTS OR OTHER CRITERIA ASSOCIATED WITH THE RESPECTIVE AWARD. ALL AID IS PROCESSED THROUGH THE FINANCIAL AID OFFICE AND IS POSTED TO THE STUDENTS' RECEIVABLE ACCOUNTS. X 1 1 0 0 0 0 0 0 0 1 0 ROBERT HICKEY VP FOR ADVANCEMENT 173405 0 2500 0 334 0 17139 0 96646 0 290024 0 0 0 DONALD ASCI DIR OF MASTER OF THEOLOGY & CHRISTIAN MINISTRY 138884 0 2500 0 334 0 8325 0 108735 0 258778 0 0 0 JOEL S RECZNIK VP OF ENROLLMENT MGMT 140568 0 2500 0 334 0 14843 0 92875 0 251120 0 0 0 BRENAN PATRICK PERGI SENIOR VP/CHIEF OF STAFF 174906 0 2500 0 334 0 18339 0 47095 0 243174 0 0 0 PAUL F SYMINGTON PROFESSOR DIRECTOR OF ONLINE BA 156462 0 2500 0 334 0 8343 0 63056 0 230695 0 0 0 DR STEPHEN HILDEBRAND VP OF ACADEMIC AFFAIRS (ENTER 6/2023) 111213 0 2500 0 334 0 8454 0 101905 0 224406 0 0 0 WILLIAM NEWTON PROFESSOR, CHAIR THEOLOGY 146090 0 2500 0 334 0 8267 0 62959 0 220150 0 0 0 DANIEL KUEBLER DEAN OF SCHOOL OF NATURAL AND APPLIED SCIENCES 172514 0 2500 0 334 0 8876 0 31686 0 215910 0 0 0 DR MICHAEL WELKER PROFESSOR DIR OF CATHOLIC MGMT & ENTREPRENEURS 138945 0 2500 0 334 0 9957 0 57046 0 208782 0 0 0 DR DANIEL R KEMPTON VP FOR ACADEMIC AFFAIRS (EXIT 6/23) 162999 0 2500 0 334 0 15942 0 26864 0 208639 0 0 0 SCOTT HAHN FR SCANLAN TOR CHAIR BIBLICAL THEO; PROFESSOR 145079 0 2500 0 334 0 13974 0 34785 0 196672 0 0 0 DR DANIEL DENTINO VP OF STUDENT LIFE 144098 0 2500 0 334 0 14997 0 33785 0 195714 0 0 0 PART I, LINE 1B THE UNIVERSITY OWNS THE FRIARY BUILDING ON ITS CAMPUS. FATHER DAVID PIVONKA RESIDES IN THE FRIARY. ALL OPERATING EXPENSES ARE THE FINANCIAL RESPONSIBILITY OF THE THIRD ORDER REGULAR OF ST. FRANCIS OF PENANCE (TOR) OF THE PROVINCE OF THE MOST SACRED HEART OF JESUS, FRANCISCAN UNIVERSITY'S MEMBER. PART I, LINE 3 THE PRESIDENT OF THE UNIVERSITY, A CATHOLIC PRIEST OF FRANCISCAN FRIARS TOR, HAS TAKEN A VOW OF POVERTY AND IS NOT COMPENSATED FOR HIS SERVICE TO THE UNIVERSITY. THIS ARRANGEMENT IS DISCLOSED AND REVIEWED BY THE PROVINCIAL OF THE FRANCISCAN ORDER AND THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES. DUE TO THE FACT THAT NO COMPENSATION IS PAID TO THE PRESIDENT, POLICIES AND PROCESSES REGARDING AWARDING PRESIDENTIAL COMPENSATION ARE NOT RELEVANT, DISCLOSURES IN PART VII AND SCHEDULE J REFLECT THIS FACT. PART I, LINE 7 ALL OFFICERS AND KEY EMPLOYEES RECEIVED BONUS PAYMENTS IN CALENDAR YEAR 2022. A OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756DLX2 2016-12-15 23994583 REFUND 2006 BOND 0 0 0 A 23994583 1775967 9520000 11295967 2016 1 0 1 1 A 0 0 0 0 0 0 1 A 0 1 0 0 0 0 0 0 1 A 1 42500 SCHOLARSHIPS C SULLIVAN OFFICER'S FAMILY MEMBER 91990 COMPENSATION 0 K HARRIS OFFICER'S FAMILY MEMBER 175070 COMPENSATION 0 J RIFFLE OFFICER'S FAMILY MEMBER 63047 COMPENSATION 0 M MATANZO OFFICER'S FAMILY MEMBER 18587 COMPENSATION 0 X 1 99573 FMV X 1 130000 COMPARABLE SALES 0 0 1 0 PART I, COLUMN (B): PART I, COLUMN (B) REPORTS THE NUMBER OF CONTRIBUTORS. FORM 990, PART I, LINE 1 THE PURPOSE OF THE UNIVERSITY IS TO FURTHER THE HIGHER EDUCATION OF MEN AND WOMEN THROUGH PROGRAMS OF LIBERAL, PROFESSIONAL, AND PRE-PROFESSIONAL STUDIES LEADING TO THE CONFERRAL OF THE BACCALAUREATE AND MASTER DEGREES IN THE ARTS AND SCIENCES. SAID DEGREES SHALL BE CONFERRED IN ACCORDANCE WITH THE PROVISIONS OF THE ARTICLES OF INCORPORATION OF THE UNIVERSITY AND THE LAWS OF THE STATE OF OHIO. IT SHALL BE THE FURTHER PURPOSE OF THE UNIVERSITY, PUBLICLY IDENTIFIED AS A CATHOLIC AND A FRANCISCAN INSTITUTION, TO PROMOTE THE MORAL, SPIRITUAL, AND RELIGIOUS VALUES OF ITS STUDENTS. THE UNIVERSITY WILL BE GUIDED BY THE EXAMPLE AND TEACHING OF ST. FRANCIS OF ASSISI. FORM 990, PART VI, SECTION A, LINE 1A THE UNIVERSITY`S BOARD HAS A GOVERNANCE COMMITTEE WHOSE DUTIES AND RESPONSIBILITIES ARE OUTLINED IN THE BYLAWS. THE GOVERNANCE COMMITTEE SHALL HAVE AND EXERCISE, BETWEEN MEETINGS OF THE BOARD OF TRUSTEES, AS PROVIDED IN THE BYLAWS, ANY AND ALL THE POWERS OF THE BOARD OF TRUSTEES IN THE MANAGEMENT AND TRANSACTION OF BUSINESS OF THE UNIVERSITY AND SHALL HAVE THE POWER TO AUTHORIZE THE SEAL OF THE UNIVERSITY TO BE AFFIXED TO ALL INSTRUMENTS WHICH MAY REQUIRE IT. THE GOVERNANCE COMMITTEE SHALL MEET UPON CALL BY THE CHAIRMAN OF THE BOARD, OR THE PRESIDENT OF THE UNIVERSITY. A MAJORITY OF THE GOVERNANCE COMMITTEE, AT LEAST ONE (1) OF WHOM SHALL BE A LAY MEMBER, SHALL CONSTITUTE A QUORUM FOR THE TRANSACTION OF BUSINESS. THE GOVERNANCE COMMITTEE SHALL REPORT ITS ACTIVITIES, INCLUDING ACTIONS TAKEN ON BEHALF OF THE FULL BOARD, TO THE BOARD AT ITS NEXT MEETING. THE GOVERNANCE COMMITTEE MAY DECIDE IT APPROPRIATE TO MAIL A COPY OF THE MINUTES OF ITS MEETING TO EACH MEMBER OF THE BOARD IN ADVANCE OF THE NEXT MEETING OF THE BOARD AND IN LIEU OF MAKING A REPORT AT THAT MEETING. FORM 990, PART VI, SECTION A, LINE 2 FR. DAVE PIVONKA, T.O.R., MR. RICHARD RIEDERER (EXITED FUS BOT OCT 2022) AND BRENAN PERGI ARE MEMBERS OF THE MARIA THRON FOUNDATION SUPERVISORY BOARD. FORM 990, PART VI, SECTION A, LINE 6 FRANCISCAN UNIVERSITY OF STEUBENVILLE IS A 501(C)(3) NONPROFIT CORPORATION WITH MEMBERS. THE MEMBERS OF THE CORPORATION ARE THE MINISTER PROVINCIAL AND THE PROVINCIAL CURIA OF THE MOST SACRED HEART OF JESUS, THIRD ORDER REGULAR (T.O.R.). THE PRESIDENT OF THE FRANCISCAN UNIVERSITY OF STEUBENVILLE SERVES AS A MEMBER EX OFFICIO. THESE INDIVIDUALS SERVE AS MEMBERS OF THE CORPORATION DURING THEIR RESPECTIVE TERMS AS MINISTER PROVINCIAL, THE PROVINCIAL CURIA, AND PRESIDENT OF THE UNIVERSITY. FORM 990, PART VI, SECTION A, LINE 7A THE MINISTER PROVINCIAL OF THE PROVINCE OF THE MOST SACRED HEART OF JESUS OF THE THIRD ORDER REGULAR AND THE PRESIDENT OF THE UNIVERSITY SHALL BE EX OFFICIO MEMBERS OF THE BOARD OF TRUSTEES. THESE INDIVIDUALS ARE ELECTED BY THE PROVINCE OF THE MOST SACRED HEART OF JESUS. SEVEN OF THE BOARD MEMBERS MUST BE MEMBERS OF THE ORDER. FORM 990, PART VI, SECTION A, LINE 7B THE FOLLOWING POWERS ARE RESERVED EXCLUSIVELY TO THE MEMBERS OF THE CORPORATION: A. TO DETERMINE THE PHILOSOPHY AND OBJECTIVES OF THE CORPORATION. B. TO ADOPT AMENDMENTS TO THE ARTICLES OF INCORPORATION, AND TO ALTER, AMEND, OR REPEAL BYLAWS. C. TO PURCHASE, SELL, LEASE, TRANSFER OR ENCUMBER, CONSTRUCT, OR UNDERTAKE THE DESTRUCTION OF LAND AND/OR BUILDINGS OWNED BY THE UNIVERSITY, OR IN WHICH THE UNIVERSITY HAS OR WILL HAVE LEGAL OR EQUITABLE TITLE. D. TO MERGE, CONSOLIDATE, OR AFFILIATE THE UNIVERSITY WITH ANY OTHER CORPORATION. E. TO DISSOLVE OR TERMINATE THE EXISTENCE OF THE UNIVERSITY AND TO DETERMINE THE DISTRIBUTION OF CORPORATE ASSETS UPON SUCH DISSOLUTION OR TERMINATION, PROVIDED THAT SUCH DISTRIBUTION BE EXCLUSIVELY MADE FOR SUCH PURPOSES AS ARE EXEMPT FROM TAXATION UNDER FEDERAL LAW. FORM 990, PART VI, SECTION B, LINE 11B THE ENTIRE BOARD OF TRUSTEES RECEIVES A COMPLETE FORM 990 FOR REVIEW. THE COMPLETE 990 IS ALSO REVIEWED BY THE PRESIDENT, SENIOR VP/CHIEF OF STAFF, VP OF FINANCE AND CONTROLLER. FORM 990, PART VI, SECTION B, LINE 12C BOARD MEMBERS COMPLETE A CONFLICT OF INTEREST FORM ON AN ANNUAL BASIS TO IDENTIFY POTENTIAL OR ACTUAL CONFLICTS. MEMBERS OF THE UNIVERSITY'S FINANCE MANAGEMENT TEAM REVIEW ALL COMPLETED ANNUAL DISCLOSURES. PERCEIVED OR ACTUAL CONFLICTS ARE ADVANCED TO THE BOARD FOR RESOLUTION. THE AUDIT COMMITTEE HAS RESPONSIBILITY TO MONITOR CONFLICTS OF INTEREST BETWEEN THE UNIVERSITY'S BUSINESS ACTIVITY AND MEMBERS OF MANAGEMENT, FACULTY, AND TRUSTEES. FORM 990, PART VI, SECTION B, LINE 15 A. THE PRESIDENT OF THE UNIVERSITY, A CATHOLIC PRIEST OF FRANCISCAN FRIARS TOR, HAS TAKEN A VOW OF POVERTY AND IS NOT COMPENSATED FOR HIS SERVICE TO THE UNIVERSITY. THIS ARRANGEMENT IS DISCLOSED AND REVIEWED BY THE PROVINCIAL OF THE FRANCISCAN ORDER AND THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES. DUE TO THE FACT THAT NO COMPENSATION IS PAID TO THE PRESIDENT, POLICIES AND PROCESSES REGARDING AWARDING PRESIDENTIAL COMPENSATION ARE NOT RELEVANT, DISCLOSURES IN PART VII AND SCHEDULE J REFLECT THIS FACT. THE UNIVERSITY DOES MAKE A PAYMENT TO THE FRANCISCAN FRIARS TOR FOR THE SERVICES PERFORMED BY ALL FRIARS. B. THE UNIVERSITY MAINTAINS A MARKET BASED COMPENSATION SYSTEM WITH ASSIGNED PAY RANGES FOR EACH POSITION REFLECTING THE MARKET WAGE AMONG A GROUP OF IDENTIFIED PEERS AND RELATIVE LEVEL OF RESPONSIBILITY WITHIN THE ORGANIZATION. KEY EMPLOYEES' COMPENSATION IS DETERMINED WITHIN THE BUDGETING PROCESS. ALL SALARY INCREASES ARE RECOMMENDED BY THE IMMEDIATE SUPERVISOR, AND REVIEWED FOR APPROVAL BY THE EXECUTIVE DIRECTOR OF HUMAN RESOURCES, THE VICE PRESIDENT OF FINANCE, AND THE CHIEF OF STAFF/SENIOR VP OR THE PRESIDENT, DEPENDING ON THE EMPLOYEE'S LEVEL IN THE ORGANIZATION. THE BUDGETS ARE ALL REVIEWED FOR APPROVAL BY THE BOARD OF TRUSTEES. IN ADDITION, THE UNIVERSITY'S COMPENSATION COMMITTEE (COMPRISED OF A CROSS SECTION OF FACULTY, STAFF AND ADMINISTRATION) IS CHARGED WITH REVIEWING OVERALL COMPENSATION STRATEGIES AND PLANS, AS WELL AS PERIODICALLY UPDATING THE PEER GROUP. FORM 990, PART VI, SECTION C, LINE 19 FRANCISCAN UNIVERSITY OF STEUBENVILLE MAKES ITS GOVERNANCE DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENT AVAILABLE TO THE PUBLIC UPON WRITTEN REQUEST SUBMITTED TO VP OF FINANCE. FORM 990, PART XI, QUESTION 2C, OVERSIGHT OF FINANCIAL STATEMENT AUDIT: AUDIT COMMITTEE RECOMMENDS THE ENGAGEMENT OF THE INDEPENDENT AUDIT FIRM FOR APPROVAL BY THE FULL BOARD; REVIEWS THE FINANCIAL STATEMENTS AND AUDIT RESULTS, INCLUDING MANAGEMENT LETTER AND ISSUES RAISED IN ACCORDANCE WITH THE SAS NO.114; RECOMMENDS THE APPROVAL OF THE ANNUAL AUDIT TO THE FULL BOARD; AND FOLLOWS UP ON DEFICIENCIES RAISED DURING THE AUDIT AND OVERSEES CORRECTIVE ACTIONS. THE AUDIT COMMITTEE MAY ALSO REVIEW COMPLIANCE WITH ALL FINANICAL REPORTING AND REGULATORY REQUIREMENTS; MONITOR THE ADEQUACY AND INTEGRITY OF ACCOUNTING, INTERNAL CONTROLS, AND RISK MANAGEMENT, INCLUDING FRAUD RISK ASSESSMENT. FORM 990, PART VII, EMERITUS TRUSTEES: THE FOLLOWING INDIVIDUAL SERVES AS AN EMERITUS TRUSTEE OF THE FRANCISCAN UNIVERSITY OF STEUBENVILLE WITH NO VOTING RIGHTS: DR. JOHN IRVIN PAUL CARAPELLOTTI JOAN SMITH BARBARA SANDERS THOMAS MONAGHAN PAUL POHL DIANE BROWN JAMIE MCALEER WALTER E. 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