2024-04-04T15:02:18-05:00 2023-06-30 131655065 LUTZ AND CARR CPAS LLP 551 FIFTH AVENUE SUITE 400 NEW YORK NY 10176 990 2022-07-01 237397946 DIA CENTER FOR THE ARTS INC DIAC 2129895566 535 WEST 22ND STREET 6 FL NEW YORK NY 10011 JESSICA MORGAN DIRECTOR 2129895566 2024-04-03 1 JESSICA MORGAN 999009999 0 FREDERICK MARTENS P00298107 2126972299 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z DIA ART FOUNDATION JESSICA MORGAN 535 WEST 22ND STREET 6 FL NEW YORK NY 10011 65149235 0 X WWW.DIAART.ORG X 1974 NY DIA ART FOUNDATION IS COMMITTED TO ADVANCE, REALIZE, AND PRESERVE THE VISION OF ARTISTS DIA'S NAME COMES FROM THE GREEK WORD "THROUGH," WHICH REFLECTS ITS ROLE AS A CONDUIT FOR VISIONARY ART PROJECTS. SINCE ITS FOUNDING IN 1974, DIA HAS COMMISSIONED, SUPPORTED, PRESENTED, AND PRESERVED EXCEPTIONAL ARTWORKS, AND FOSTERED LASTING RELATIONSHIPS WITH INDIVIDUAL ARTISTS. DISTINGUISHED BY ITS CONSTELLATION OF SITES, DIA ADVANCES THE EXPERIENCE, APPRECIATION, AND SCHOLARSHIP OF ART THROUGH IN-DEPTH, SINGLE-ARTIST EXHIBITIONS, PERFORMANCES, PUBLICATIONS, PUBLIC AND EDUCATIONAL PROGRAMS, AND THE MAINTENANCE OF PERMANENT SETTINGS OF WORKS OF ART. 34 34 231 34 302289 274173 18799259 30083580 1382840 2074096 19268398 3335380 1238846 1719593 40689343 37212649 0 0 0 0 8848014 10121800 0 0 1864626 9406001 10070128 18254015 20191928 22435328 17020721 200886171 228603898 2017530 3172059 198868641 225431839 X DIA ART FOUNDATION IS COMMITTED TO ADVANCE, REALIZE, AND PRESERVE THE VISION OF ARTISTS. DIA'S NAME COMES FROM THE GREEK WORD FOR "THROUGH," WHICH REFLECTS ITS ROLE AS A CONDUIT FOR VISIONARY ART PROJECTS. SINCE ITS FOUNDING IN 1974, DIA HAS COMMISSIONED, SUPPORTED, PRESENTED, AND PRESERVED EXCEPTIONAL ARTWORKS, AND FOSTERED LASTING RELATIONSHIPS WITH INDIVIDUAL ARTISTS. DISTINGUISHED BY ITS CONSTELLATION OF SITES, DIA ADVANCES THE EXPERIENCE, APPRECIATION, AND SCHOLARSHIP OF ART THROUGH IN-DEPTH, SINGLE-ARTIST EXHIBITIONS, PERFORMANCES, PUBLICATIONS, PUBLIC AND EDUCATIONAL PROGRAMS, AND THE MAINTENANCE OF PERMANENT SETTINGS OF WORKS OF ART. 0 0 10524969 2422639 EXHIBITIONS AND LONG-TERM PROJECTS: DIA MAINTAINS 12 PERMANENT SITES AND LOCATIONS. DIA'S THREE LOCATIONS FOR PRESENTING CHANGING EXHIBITIONS ARE DIA BEACON IN BEACON, NY; DIA BRIDGEHAMPTON, IN BRIDGEHAMPTON, NY; AND DIA CHELSEA IN NEW YORK, NY. DIA'S LARGEST EXHIBITION FACILITY IS DIA BEACON, WHICH HOUSES 240,000 SQUARE-FEET OF EXHIBITION AND PUBLIC PROGRAM SPACE USED FOR PUBLIC VIEWING OF THE PERMANENT COLLECTION, TEMPORARY EXHIBITIONS, A BOOKSHOP AND CAFE. DIA BRIDGEHAMPTON AND DIA CHELSEA PRESENT SINGLE-ARTIST TEMPORARY EXHIBITIONS. DIA'S LONG-TERM, SITE-SPECIFIC PROJECTS ARE LOCATED ACROSS THE UNITED STATES AND INCLUDE: WALTER DE MARIA'S THE LIGHTNING FIELD (1977) LOCATED IN NEW MEXICO, ROBERT SMITHSON'S SPIRAL JETTY (1970) LOCATED IN THE GREAT SALT LAKE IN UTAH, NANCY HOLT'S SUN TUNNELS (1973-76) LOCATED IN THE GREAT BASIN DESERT IN UTAH, AND CAMERON ROWLAND'S DEPRECIATION (2018); TWO PERMANENT GALLERY INSTALLATIONS IN NEW YORK CITY BY WALTER DE MARIA, THE NEW YORK EARTH ROOM (1977) AND THE BROKEN KILOMETER (1979), AND THE DAN FLAVIN ART INSTITUTE LOCATED IN BRIDGEHAMPTON, NEW YORK. THESE INSTALLATIONS ARE FREE TO THE PUBLIC, WITH THE EXCEPTION OF THE LIGHTNING FIELD, FOR WHICH AN OVERNIGHT STAY IS REQUIRED. IN FISCAL YEAR 2023, DIA BEACON PRESENTED CONTINUED COLLECTION INSTALLATIONS AND INDIVIDUAL EXHIBITIONS OF LARRY BELL, MELVIN EDWARDS, CHARLES GAINES, JOAN JONAS, IMI KNOEBEL, MARIO MERZ, CHARLOTTE POSENENSKE, AND DOROTHEA ROCKBURNE, AND OPENED NEW LONG-TERM PRESENTATIONS OF STANLEY BROUWN, SENGA NENGUDI, ROBERT IRWIN, BLINKY PALERMO, LAWRENCE WEINER, AS WELL AS A PRESENTATION OF JACK WHITTEN PAINTINGS. DIA BRIDGEHAMPTON PRESENTED AN EXHIBITION OF WORK BY LESLIE HEWITT AND OPENED AN EXHIBITION OF NEW WORK BY TONY COKES. DIA CHELSEA PRESENTED A SITE-SPECIFIC COMMISSION BY CAMILLE NORMENT, FOLLOWED BY AN EXHIBITION BY CHRYSSA. 851399 PUBLIC PROGRAMS AND EDUCATION: DIA OFFERS EDUCATIONAL AND PUBLIC PROGRAMS IN BEACON AND NEW YORK CITY AND EMPLOYS 30 EDUCATORS WHO DESIGN AND LEAD ORIGINAL PROGRAMS FOR WIDE-RANGING PUBLIC AUDIENCES. ACROSS ITS SITES BASED IN NEW YORK, DIA OFFERS A VARIETY OF HANDS-ON, ARTIST-LED, PUBLIC PROGRAMMING FOR ALL AGES; ARTIST-LED TOURS; PAID, YEAR-ROUND, ARTIST-LED PROGRAMMING FOR HIGH-SCHOOL AGED YOUTH (IN NYC, IN PARTNERSHIP WITH THE CITY'S DEPARTMENT OF YOUTH AND COMMUNITY DEVELOPMENT); AND PAID APPRENTICESHIP, FELLOWSHIP, AND INTERNSHIP PROGRAMS FOR YOUNG PEOPLE AGES 18-26. DIA CHELSEA, LOCATED IN NEW YORK CITY, HOSTS PUBLIC PROGRAMMING INCLUDING THE ARTISTS ON ARTISTS LECTURE SERIES; THE CONTEMPORARY POETRY SERIES POETRY &; AND ACTIVATIONS, AN OFF-SITE INTERGENERATIONAL STUDIO PROGRAM IN PARTNERSHIP WITH NYC'S DEPARTMENT OF RECREATION AND PARKS. DIA BEACON, LOCATED IN THE HUDSON VALLEY, HOSTS AN ANNUAL ARTS EDUCATION PROGRAM, AN ARTIST-IN-SCHOOLS PARTNERSHIP WITH EVERY SCHOOL IN THE BEACON CITY SCHOOL DISTRICT; FAMILY-FOCUSED PROGRAMMING INCLUDING PLAY SETS (IN-GALLERY LEARNING) AND SATURDAY STUDIO (HANDS-ON STUDIO WORKSHOPS); ARTIST-LED PROGRAMMING IN PARTNERSHIP WITH EVERGREEN MINDS, AN ORGANIZATION CENTERED ON PEOPLE WITH DEMENTIA AND THEIR CARE PARTNERS AS WELL AS ENVIRONMENTAL SUSTAINABILITY; SEASONAL DIATALKS; AND PROFESSIONAL DEVELOPMENT OPPORTUNITIES FOR LOCAL CLASSROOM EDUCATORS. IN RELATIONSHIP WITH ITS SITES IN THE AMERICAN WEST, DIA OFFERS FIELDWORK, A PROGRAM INVITING YOUNG PEOPLE PARTICIPATING IN DIA'S LONG-TERM YOUTH AND YOUNG ADULT INITIATIVES TO PROPOSE AND DEVELOP ORIGINAL PROJECTS THAT CRITICALLY ENGAGE WITH DIA'S SITES, MISSION, PROGRAM, AND ORGANIZATIONAL PARTNERS, AND THEIR RELATED ENVIRONMENTS AND COMMUNITIES. IN A TYPICAL PROGRAM YEAR, APPROXIMATELY 10,000 PEOPLE PARTICIPATE IN PUBLIC AND EDUCATIONAL PROGRAMMING AT DIA. ALL EDUCATIONAL PROGRAMMING IS OFFERED FREE OF CHARGE, AND FOR PROGRAMS SERVING YOUTH AND YOUNG ADULTS, TRANSPORTATION AND IN-PROGRAM MEALS ARE COVERED BY DIA. ADDITIONALLY, FREE ADMISSION IS OFFERED TO ALL AT DIA'S NEW YORK CITY LOCATIONS, WHILE CITIZENS OF BEACON AND ITS NEIGHBORING COMMUNITIES RECEIVE FREE ADMISSION TO DIA BEACON; RESIDENTS OF THE HUDSON VALLEY RECEIVE FREE ADMISSION TO DIA BEACON ON THE LAST SUNDAY OF EACH MONTH. 820118 PUBLICATIONS: IN 2023, DIA PUBLISHED THE LPS CARL CRAIG: PARTY/AFTER-PARTY AND REMIX READY MIX (LP) BY DEANTONI PARKS AND LUCY RAVEN AS WELL AS THE BOOKS CAMILLE NORMENT: PLEXUS, CHRYSSA & NEW YORK, JACK WHITTEN: THE GREEK ALPHABET PAINTINGS, AND JOAN JONAS: NEXT MOVE IN A MIRROR WORLD.DIA'S PUBLICATION PROGRAM HAS PRODUCED OVER 75 VOLUMES INCLUDING MONOGRAPHS, ANTHOLOGIES, AND COLLECTIONS OF CRITICISM AND SCHOLARSHIP. THROUGH THESE PUBLICATIONS DIA HAS ESTABLISHED A TRADITION OF RIGOROUS SCHOLARSHIP AND STRIVES TO OFFER IN-DEPTH EXPLORATIONS OF ITS EXHIBITIONS, SITES, AND PERMANENT COLLECTION. 2704122 CURATORIAL RESEARCH, PRESS, MARKETING, PRINTED MATERIALS, IT SUPPORT 2704122 14900608 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 0 0 1 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 1 0 0 1 0 0 0 0 1 151 0 1 231 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 34 34 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X MICHELLE BEDFORD 2122935573 535 WEST 22ND STREET 6TH FLOOR NEW YORK NY 10011 NATHALIE DE GUNZBURG CHAIRMAN 1.00 X X 0 0 0 HOWARD RACHOFSKY TREASURER 1.00 X X 0 0 0 CHARLES B WRIGHT SECRETARY 1.00 X X 0 0 0 ISHA AMBANI TRUSTEE 1.00 X 0 0 0 CHRISTOPHER M BASS TRUSTEE 1.00 X 0 0 0 MARK BOOTH TRUSTEE 1.00 X 0 0 0 SANDRA J BRANT TRUSTEE 1.00 X 0 0 0 J PATRICK COLLINS TRUSTEE 1.00 X 0 0 0 GEORGE CONDO TRUSTEE 1.00 X 0 0 0 GEORGE ECONOMOU TRUSTEE 1.00 X 0 0 0 CAROL T FINLEY TRUSTEE 1.00 X 0 0 0 JANE SKINNER GOODELL TRUSTEE 1.00 X 0 0 0 JAHANAZ JAFFER TRUSTEE 1.00 X 0 0 0 AN-MY LE TRUSTEE 1.00 X 0 0 0 SEOHYUN LEE TRUSTEE 1.00 X 0 0 0 DANA LEE TRUSTEE 1.00 X 0 0 0 JAMES MURDOCH TRUSTEE 1.00 X 0 0 0 JENNIFER NEWSOM TRUSTEE 1.00 X 0 0 0 GENNY NISSENBAUM TRUSTEE 1.00 X 0 0 0 IRENE PANAGOPOULOS TRUSTEE 1.00 X 0 0 0 ADAM PENDLETON TRUSTEE 1.00 X 0 0 0 JEFFREY PERELMAN TRUSTEE 1.00 X 0 0 0 CHARLIE POHLAD TRUSTEE 1.00 X 0 0 0 ALLISON RAINE TRUSTEE 1.00 X 0 0 0 YASMIL RAYMOND TRUSTEE 1.00 X 0 0 0 WILL RYMAN TRUSTEE 1.00 X 0 0 0 HOPE WARSCHAW TRUSTEE 1.00 X 0 0 0 SARA WILLIAMS TRUSTEE 1.00 X 0 0 0 FRANCES BOWES EMERITA TRUSTEE EMERITUS 1.00 X 0 0 0 HELEN WINKLER FOSDICK EMERITA TRUSTEE EMERITUS 1.00 X 0 0 0 FARIHA FRIEDRICH EMERITA TRUSTEE EMERITUS 1.00 X 0 0 0 HEINER FRIEDRICH EMERITUS TRUSTEE EMERITUS 1.00 X 0 0 0 BRICE MARDEN EMERITUS TRUSTEE EMERITUS 1.00 X 0 0 0 LEONARD RIGGIO CHAIR EMERITUS TRUSTEE EMERITUS 1.00 X 0 0 0 JESSICA MORGAN DIRECTOR 40.00 X 786541 0 25698 MICHELLE BEDFORD CFO 40.00 X 252938 0 31437 RACHEL L PIVNICK DEPUTY DIRECTOR AND COO 40.00 X 203895 0 23062 HUMBERTO MORO PINEDO DEPUTY DIRECTOR OF PROGRAM 40.00 X 178030 0 12107 DAVID MOREHOUSE DEPUTY DIRECTOR OF ADVANCE 40.00 X 317264 0 27403 KAREY DAVID DIRECTOR OF DEVELOPMENT 40.00 X 117078 0 5723 MEAGAN MARIE MATTINGLY DIRECTOR OF LEARNING & ENGAGEMENT 40.00 X 102553 0 16181 DONNA DE SALVO SENIOR ADJUNCT CURATOR 32.00 X 145702 0 20871 JOHN SPRAGUE BUILDINGS MANAGER 40.00 X 108912 0 4356 SARA TUCKER DIRECTOR OF IT 40.00 X 144233 0 29367 2357146 0 196205 11 0 1 0 EUROSTRUCT 228 RUSSELL STREET BROOKLYN NY 11222 CONSTRUCTION 2571015 TRANE 3600 PAMMEL CREEK ROAD LA CROSSE WI 54601 EQUIPMENT INSTALLATION/REPAIR 2312216 ARTISAN GARDENS LLC PO BOX 761 RIDGEWOOF NJ 07451 LANDSCAPING 494713 ARCHITECTURE RESEARCH OFFICE 170 VARICK STREET 7TH FLOOR NEW YORK NY 10013 ARCHITECT 391849 STUDIO ZEWDE 137 CENTRAL PARK NORTH 2D NEW YORK NY 10026 ARCHITECT 384246 7 1913528 69500 28100552 2675951 30083580 ADMISSIONS 713990 1847151 1847151 TRAVELING EXHIBITIONS 713990 226945 226945 2074096 4228957 302289 3926668 4022 4022 1872889 558778 1314111 1314111 1314111 25867190 26760767 -893577 -893577 -893577 449639 1913528 449639 0 469877 167402 302475 302475 OTHER INCOME 900099 98985 46068 52917 98985 37212649 2422639 302289 4404141 1713695 633864 422582 657249 6656111 5330093 944941 381077 219562 176310 32861 10391 878234 673493 130461 74280 654198 474355 112897 66946 123944 23327 100617 67027 67027 42200 42200 343434 343434 838352 398664 311210 128478 92858 85318 7540 1093124 913417 98670 81037 1062143 974515 87628 758134 349696 138741 269697 2016061 1820819 195242 445580 345995 97685 1900 UNRELATED BUS. INC. TAX 90000 90000 ART ACQUISITION 993602 993602 ART FABRICATION/PROD 760428 760428 BUILDING MAINTENANCE 591969 528885 62153 931 751272 417827 183005 150440 20191928 14900608 3426694 1864626 3139753 3192718 6560288 4502090 17997736 29742494 54542 98097 197099 198406 704282 3647346 89976568 26203825 61189011 63772743 92653598 101187126 16160557 18078184 2229305 4184694 200886171 228603898 1740393 2056713 198650 471747 78487 643599 2017530 3172059 X 176554991 203108966 22313650 22322873 198868641 225431839 200886171 228603898 X 17020721 9748752 -206275 X 0 1 X 1 0 X 19491001 19594996 13300806 18799259 30083580 101269642 19491001 19594996 13300806 18799259 30083580 101269642 16328909 84940733 6944959 7064513 4259963 14941489 5773233 38984157 11894 44894 245228 83584 432620 818220 141072019 9542721 0.60210 0.61920 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 1 42200 0 0 42200 0 PART II-B, LINE 1: LOBBYING ACTIVITIES CONSIST OF PAYMENTS TO A CONSULTANT TO ASSIST IN PREPARING MATERIALS AND CONDUCTING MEETINGS TO GAIN FUNDING FOR CAPITAL PROJECTS AND PUBLIC PROGRAMS IN STATE BUDGETS. X X X X 0 85350632 9750000 10711398 4460278 101351752 98763527 4650047 -14018621 4044321 85350632 82771553 300533 19514538 3823097 98763527 80408535 4750000 1209715 3596697 82771553 75941875 3168166 4467011 3168517 80408535 0.79824 0.16828 0.03348 0 0 7530248 7530248 15037503 1475964 13561539 64421830 22581445 41840385 2775673 1935102 840571 211314 211314 0 63772743 FUNDS OF FUNDS - LONG EQUITIES 18078184 F 18078184 SECURITY DEPOSITS PAYABLE 117775 REFUNDABLE ADVANCES 525824 643599 46560227 9748752 32260 9781012 36779215 343434 90000 433434 37212649 19790754 32260 32260 19758494 343434 90000 433434 20191928 PART III, LINE 1A: THE COLLECTION, WHICH WAS ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE DIA'S INCEPTION, IS NOT RECOGNIZED AS AN ASSET ON THE STATEMENT OF FINANCIAL POSITION. PURCHASES OF COLLECTION ITEMS ARE EXPENSED IN THE YEAR OF ACQUISITION. CONTRIBUTIONS OF COLLECTION ITEMS ARE NOT RECOGNIZED IN THE STATEMENT OF ACTIVITIES. PROCEEDS FROM DEACCESSIONS OR INSURANCE RECOVERIES ARE REFLECTED ON THE STATEMENT OF ACTIVITIES BASED ON THE ABSENCE OR EXISTENCE AND NATURE OF DONOR-IMPOSED RESTRICTIONS. ACQUISITIONS AND RELATED FABRICATION COSTS TOTALED $993,602 AND $1,265,000 FOR THE YEARS ENDED JUNE 30, 2023 AND 2022 RESPECTIVELY. THERE WERE NO DEACCESSIONS DURING THE YEARS ENDED JUNE 30, 2023 AND 2022. THE COLLECTION IS HELD FOR PUBLIC SERVICE RATHER THAN FINANCIAL GAIN, PROTECTED AND PRESERVED, AND SUBJECT TO AN ORGANIZATIONAL POLICY THAT REQUIRES THE PROCEEDS FROM SALES OF SUCH ITEMS TO BE USED TO ACQUIRE OTHER ITEMS FOR THE COLLECTION. PART III, LINE 4: ASSEMBLED LARGELY DURING THE 1970'S AND EARLY 1980'S BY DIA'S FOUNDERS, PHILIPPA DE MENIL AND HEINER FRIEDRICH, THE ORIGINAL COLLECTION INCLUDED WORKS BY SOME OF THE MOST IMPORTANT ARTISTS OF THE 1960S AND 1970S INCLUDING JOSEPH BEUYS, JOHN CHAMBERLAIN, WALTER DE MARIA, DAN FLAVIN, DONALD JUDD, IMI KNOEBEL, BLINKY PALERMO, FRED SANDBACK, CY TWOMBLY, ANDY WARHOL, AND ROBERT WHITMAN. ANTICIPATING THE CREATION OF DIA BEACON, THE COLLECTION WAS SIGNIFICANTLY AUGMENTED BEGINNING IN THE LATE 1990'S WITH WORKS BY ARTISTS OF THE SAME GENERATION AS THOSE DIA HISTORICALLY SUPPORTED. THESE INCLUDE BERND AND HILLA BECHER, LOUISE BOURGEOIS, MICHAEL HEIZER, ROBERT IRWIN, ON KAWARA, SOL LEWITT, AGNES MARTIN, BRUCE NAUMAN, ROBERT RYMAN, GERHARD RICHTER, RICHARD SERRA, ROBERT SMITHSON, AND LAWRENCE WEINER. SINCE ITS FOUNDING IN 1974, DIA HAS BEEN DEDICATED TO SUPPORTING INDIVIDUAL ARTISTS AND TO PROVIDING LONG-TERM, IN-DEPTH PRESENTATIONS OF THEIR ART. DIA BEACON'S EXPANSIVE GALLERIES HAVE BEEN SPECIFICALLY DESIGNED FOR THE DISPLAY OF THE ARTWORKS TO WHICH DIA IS COMMITTED, MANY OF WHICH, BECAUSE OF THEIR CHARACTER OR SCALE, COULD NOT BE EASILY ACCOMMODATED BY MORE CONVENTIONAL MUSEUMS. EACH ARTIST'S WORK IS DISPLAYED IN A DEDICATED GALLERY OR GALLERIES, MANY OF WHICH WERE CREATED IN COLLABORATION WITH THE ARTISTS WHOSE WORKS THEY WILL HOLD. IN ADDITION TO WORKS AT DIA BEACON, DIA'S COLLECTION COMPRISES LONG-TERM, SITE-SPECIFIC PROJECTS IN THE WESTERN UNITED STATES, NEW YORK CITY, AND BRIDGEHAMPTON, LONG ISLAND. THESE WORKS, INCLUDING THE LIGHTNING FIELD, SPIRAL JETTY, AND THE DAN FLAVIN ART INSTITUTE, REFLECT DIA'S COMMITMENT TO PROMOTING ART THAT EXTENDS BEYOND A TRADITIONAL EXHIBITION FRAMEWORK. PART V, LINE 4: DIA'S ENDOWMENT FUNDS ARE INTENDED TO FUND ANNUAL PROGRAMS AND OPERATIONS. PURUSANT TO DIA'S SPENDING POLICY, AN APPROPRIATION MAY BE APPROVED EACH YEAR UP TO 5.5% OF THE AVERAGE FAIR VALUE OF ENDOWMENT FUNDS FOR THE TWELVE QUARTERS UP TO AND INCLUDING DECEMBER 31 OF THE PRECEDING FISCAL YEAR END IN WHICH THE DISTRIBUTION IS PLANNED. PART XI, LINE 4B - OTHER ADJUSTMENTS: UNRELATED BUSINESS INCOME TAX EXPENSE NET WITH INVESTMENT INCOME 90,000. PART XII, LINE 4B - OTHER ADJUSTMENTS: UNRELATED BUSINESS INCOME TAX NET WITH INVESTMENT INCOME 90,000. FALL GALA 1301780 1062453 239327 142270 97057 SPRING BENEFIT 1061387 851075 210312 151227 59085 2363167 1913528 449639 293497 156142 449639 0 X 1 0 X X X X 0 0 0 0 0 0 0 0 0 JESSICA MORGAN DIRECTOR 501541 0 225000 0 60000 0 10401 0 15297 0 812239 0 0 0 MICHELLE BEDFORD CFO 197938 0 0 0 55000 0 7491 0 23946 0 284375 0 0 0 RACHEL L PIVNICK DEPUTY DIRECTOR AND COO 203895 0 0 0 0 0 8322 0 14740 0 226957 0 0 0 HUMBERTO MORO PINEDO DEPUTY DIRECTOR OF PROGRAM 163030 0 15000 0 0 0 4362 0 7745 0 190137 0 0 0 DAVID MOREHOUSE DEPUTY DIRECTOR OF ADVANCE 237264 0 80000 0 0 0 12200 0 15203 0 344667 0 0 0 DONNA DE SALVO SENIOR ADJUNCT CURATOR 145702 0 0 0 0 0 6000 0 14871 0 166573 0 0 0 SARA TUCKER DIRECTOR OF IT 144233 0 0 0 0 0 5799 0 23568 0 173600 0 0 0 PART I, LINE 1A JESSICA MORGAN, DIRECTOR, IS PROVIDED A HOUSING ALLOWANCE, WHICH IS INCLUDED AS PART OF HER REPORTABLE COMPENSATION. X 22 N/A X 21 2675951 FAIR MARKET VALUE 2 0 1 0 FORM 990, PART VI, SECTION B, LINE 11B INDEPENDENT AUDITORS PREPARE A DRAFT OF THE FORM 990 WHICH IS REVIEWED BY THE ORGANIZATION'S CHIEF FINANCIAL OFFICER AND CONTROLLER. ANY CHANGES REQUIRED BY THE CHIEF FINANCIAL OFFICER OR CONTROLLER ARE MADE BY THE INDEPENDENT AUDITORS WHO THEN RESUBMIT A FINAL DRAFT FOR REVIEW BY THE CHIEF FINANCIAL OFFICER AND CONTROLLER. A FINAL APPROVED DRAFT FORM 990 IS THEN PREPARED FOR FILING BY THE INDEPENDENT AUDITORS. THE FINAL APPROVED DRAFT IS SUBMITTED TO THE DIRECTOR AND BOARD OF DIRECTORS FOR REVIEW AND APPROVAL. ANY CHANGES REQUIRED BY THE DIRECTOR OR BOARD OF DIRECTORS ARE MADE BY THE INDEPENDENT AUDITORS WHO THEN PREPARE A FINAL SIGNATURE READY FORM 990. THE CHIEF FINANCIAL OFFICER AND THE DIRECTOR SIGN THE FINAL SIGNATURE ON FORM 990 FOR FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE BOARD OF DIRECTORS COMPLETE A QUESTIONNAIRE REGARDING CONFLICT OF INTEREST DISCLOSURES FOR THE TAX PERIOD ON AN ANNUAL BASIS. THE ANSWERS TO THE QUESTIONNAIRE ARE REVIEWED BY THE CHIEF FINANCIAL OFFICER FOR COMPLIANCE TO THE ORGANIZATION'S CONFLICT OF INTEREST POLICY. IF ANY DISCLOSURES REQUIRE FURTHER INVESTIGATION, THE CHIEF FINANCIAL OFFICER AND DIRECTOR WORK WITH THE EXECUTIVE COMMITTEE TO INVESTIGATE AND RESOLVE ANY SUCH DISCLOSURES. KEY EMPLOYEES ARE INTERVIEWED ANNUALLY FOR CONFLICT OF INTEREST DISCLOSURES. THE INTERVIEW ANSWERS ARE REVIEWED BY THE CHIEF FINANCIAL OFFICER FOR COMPLIANCE TO THE ORGANIZATION'S CONFLICT OF INTEREST POLICY. IF ANY DISCLOSURES REQUIRE FURTHER INVESTIGATION, THE CHIEF FINANCIAL OFFICER WORKS WITH THE DIRECTOR OR DEPUTY DIRECTOR TO INVESTIGATE AND RESOLVE ANY SUCH DISCLOSURES. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR THE DIRECTOR AND OTHER OFFICERS AND KEY EMPLOYEES IS BASED ON AN ANNUAL REVIEW PROCESS THAT EVALUATES AND DOCUMENTS PERFORMANCE AGAINST ANNUAL GOALS AND OBJECTIVES. COMPENSATION IS BASED ON INDUSTRY STATISTICS, COMPARABLE ORGANIZATIONS, EXPERIENCE OF EMPLOYEE, AND, IN THE CASE OF THE DIRECTOR, ANY OTHER INFORMATION THAT THE BOARD OF TRUSTEES FINDS RELEVANT. THE BOARD REVIEWS THE PERFORMANCE OF THE DIRECTOR BASED ON A VARIETY OF FACTORS AND ACCORDING TO THE BEST INTERESTS OF THE ORGANIZATION. THE BOARD MAY, AT THEIR DISCRETION AND IN THE BEST INTEREST OF THE ORGANIZATION, APPROVE CHANGES TO THE DIRECTOR'S COMPENSATION ANNUALLY. THE DIRECTOR REVIEWS PERFORMANCE EVALUATIONS OF OTHER OFFICERS AND KEY EMPLOYEES AND MAKES RECOMMENDATIONS FOR SALARY ADJUSTMENTS BASED ON PREVAILING WAGES AND MERIT. THE BOARD'S FINANCE AND AUDIT COMMITTEE FUNCTIONS AS A COMPENSATION COMMITTEE AND REVIEWS AND APPROVES SALARY RECOMMENDATIONS FOR KEY EMPLOYEES AS PART OF THE BUDGET APPROVAL PROCESS IN MAY. EMPLOYEE COMPENSATION IS ADJUSTED AND SET AT THE START OF EACH FISCAL YEAR, JULY 1. FORM 990, PART VI, SECTION C, LINE 19 AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: CAPITAL PROJECT EXPENSES - WRITTEN OFF -206,275. DIA SUN TUNNELS LLC C/O DIA 535 WEST 22ND STREET 6TH FL NEW YORK NY 10011 TO ACQUIRE AND HOLD TITLE TO REAL ESTATE AND ARTWORK DE 0 0 DIA CENTER FOR THE ARTS INC LAND HOLDINGS OF UTAH LLC C/O DIA 535 WEST 22ND STREET 6TH FL NEW YORK NY 10011 TO ACQUIRE AND HOLD TITLE TO REAL PROPERTY UT 0 0 DIA CENTER FOR THE ARTS INC