2024-03-22T13:57:23-05:00 2023-09-30 410746749 CLIFTONLARSONALLEN LLP 901 NORTH GLEBE ROAD SUITE 200 ARLINGTON VA 22203 990 2022-10-01 237088488 NATIONAL ASSOCIATION OF CLEAN WATER AGENCIES NATI 2028332672 1130 CONNECTICUT AVENUE NW 1050 WASHINGTON DC 20036 ADAM KRANTZ CHIEF EXECUTIVE OFFICER 2028332672 2024-03-19 1 ADAM KRANTZ 999009999 0 ROBERT WILLIAMS P01345960 5712279500 2024-03-19 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z ADAM KRANTZ 1130 CONNECTICUT AVENUE NW 1050 WASHINGTON DC 20036 12173306 0 X WWW.NACWA.ORG X 1970 DC LEADING ADVOCATE FOR RESPONSIBLE NAT'L POLICIES THAT ADVANCE A SUSTAINABLE APPROACH TO CLEAN WATER. 32 32 28 650 62700 0 20550 15750 8410830 8703236 -674477 423605 55740 62700 7812643 9205291 22000 22000 0 0 4844088 5125097 0 0 0 3821627 3745384 8687715 8892481 -875072 312810 7976879 9803738 2805634 4319683 5171245 5484055 THE TRUSTED ADVOCACY VOICE AND PEER COMMUNITY FOR PUBLIC CLEAN WATER UTILITIES, COLLABORATIVELY ELEVATING WATER AS A VALUED AND PROTECTED RESOURCE THAT ENABLES OUR NATIONS COMMUNITIES TO THRIVE. 0 0 THE NATIONAL ASSOCIATION OF CLEAN WATER AGENCIES (NACWA) IS THE LEADING ADVOCATE FOR RESPONSIBLE NATIONAL POLICIES THAT ADVANCE CLEAN WATER. NACWA REPRESENTS THE COLLECTIVE INTERESTS OF AMERICA'S PUBLICLY OWNED WASTEWATER, STORM WATER AND COLLECTION SYSTEM UTILITIES - DEDICATED PUBLIC SERVANTS AND TRUE ENVIRONMENTAL CHAMPIONS. FOR OVER 50 YEARS, NACWA HAS BEEN A LEADING VOICE IN CONGRESS, AT THE U.S. ENVIRONMENTAL PROTECTION AGENCY, IN THE MEDIA, AND IN THE COURTS. NACWA MAINTAINS A KEY ROLE IN THE DEVELOPMENT OF ENVIRONMENTAL LEGISLATION AND WORKS CLOSELY WITH FEDERAL REGULATORY AGENCIES IN THE IMPLEMENTATION OF SOUND ENVIRONMENTAL PROGRAMS. NACWA IS ALSO AN INVALUABLE RESOURCE FOR THE CLEAN WATER SECTOR THROUGH ITS CONFERENCES AND PEER-TO-PEER BEST PRACTICES SHARING. 0 0 0 1 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 30 0 1 28 1 1 1 0 0 0 1 1 0 0 0 X 32 32 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X ADAM KRANTZ 2028332672 1130 CONNECTICUT AVE NW SUITE 1050 WASHINGTON DC 20036 ADAM KRANTZ CHIEF EXECUTIVE OFFICER 37.50 X 403010 0 98678 CHRISTOPHER J HORNBACK DEPUTY CHIEF EXECUTIVE OFFICER 37.50 X 285459 0 86742 NATHAN GARDNER-ANDREWS CHIEF ADVOCACY & POLICY OFFICER 37.50 X 258054 0 83293 MEREDITH RISTIC CHIEF FINANCIAL OFFICER 37.50 X 266850 0 72851 AMANDA ASPATORE GENERAL COUNSEL 37.50 X 223746 0 32297 GUNNAR GEHRMANN CHIEF INFORMATION OFFICER 37.50 X 160557 0 64853 KRISTINA SURFUS MANAGING DIRECTOR, GOVERNMENT AFFAIR 37.50 X 171107 0 31705 SHARON POWELL SR. DIRECTOR, HUMAN RESOURCES & ADMIN 37.50 X 136170 0 60124 KELLY BROCATO WORK SR. DIRECTOR, MEMBER DEV & RETENTION 37.50 X 120718 0 56645 EMILY REMMEL SENIOR DIRECTOR, REGULATORY AFFAIRS 37.50 X 129803 0 42268 OLUWOLE A MCFOY PRESIDENT 2.00 X X 0 0 0 DIANE TANIGUCHI-DENNIS VICE PRESIDENT 2.00 X X 0 0 0 MICKEY CONWAY TREASURER 2.00 X X 0 0 0 KYLE DREYFUSS-WELLS SECRETARY 2.00 X X 0 0 0 ROGER BAILEY DIRECTOR 1.00 X 0 0 0 JAY BERNAS DIRECTOR 1.00 X 0 0 0 LAURA BRIEFER DIRECTOR 1.00 X 0 0 0 BARBARA BIGGS DIRECTOR 1.00 X 0 0 0 DAVID DENARD DIRECTOR 1.00 X 0 0 0 CALVIN FARR JR DIRECTOR 1.00 X 0 0 0 ROBERT FERRANTE DIRECTOR 1.00 X 0 0 0 DAVID GADIS DIRECTOR 1.00 X 0 0 0 JONATHAN GANO DIRECTOR 1.00 X 0 0 0 ELIZABETH FAZIO HALE DIRECTOR 1.00 X 0 0 0 RANDY HAYMAN DIRECTOR 1.00 X 0 0 0 BRIAN HOELSCHER DIRECTOR 1.00 X 0 0 0 LAURIE HORRIDGE DIRECTOR 1.00 X 0 0 0 CHARLOTTE KATZENMOYER DIRECTOR 1.00 X 0 0 0 WESLEY KUCERA DIRECTOR (THRU 2/2023) 1.00 X 0 0 0 ANDREW LEE DIRECTOR 1.00 X 0 0 0 ANGELA LICATA DIRECTOR 1.00 X 0 0 0 JAMES PARROTT DIRECTOR 1.00 X 0 0 0 GORDON PEDERSON DIRECTOR (THRU 1/2023) 1.00 X 0 0 0 SUSAN PEKAREK DIRECTOR 1.00 X 0 0 0 BRIAN PERKOVICH DIRECTOR 1.00 X 0 0 0 KISHIA POWELL DIRECTOR 1.00 X 0 0 0 GREGORIO RAMON DIRECTOR (THRU 8/23) 1.00 X 0 0 0 BARBARA ROMERO DIRECTOR 1.00 X 0 0 0 JOSHUA SCHIMMEL DIRECTOR 1.00 X 0 0 0 THOMAS W SIGMUND DIRECTOR 1.00 X 0 0 0 MICHAEL P SLEVIN III DIRECTOR 1.00 X 0 0 0 TODD SWINGLE DIRECTOR 1.00 X 0 0 0 LEISA THOMPSON DIRECTOR 1.00 X 0 0 0 MICHAEL WITT DIRECTOR 1.00 X 0 0 0 JODY ZABOLIO DIRECTOR 1.00 X 0 0 0 2155474 0 629456 16 0 1 0 CORE CONSULTING GROUP LLC 5914 CRITTENDEN DRIVE CINCINNATI OH 45244 LEADERSHIP TRAINING CONSULTANT 375700 IB ENVIRONMENTAL LLC 1000 PARKWOOD CIRCLE SOUTHEAST SUI ATLANTA GA 30339 TAF PROJECT CONSULTANT 100629 2 15750 15750 MEMBERSHIP DUES 900099 6703738 6703738 MEETING FEES 900099 1601025 1601025 SPONSORSHIPS 900099 398060 398060 PUBLICATION SALES 900099 413 413 8703236 193502 193502 3198118 2968015 230103 230103 230103 JOB BOARD 900004 62700 62700 62700 9205291 8305176 62700 821665 22000 2784930 950881 485462 657622 246202 43736 39369 128625 52399 466466 45736 174736 196643 361694 95993 764294 132299 48478 SERVICE CONTRACTS 962729 DUES AND SUBSCRIPTIONS 96883 AWARDS 56523 UBIT TAX 256 78525 8892481 895181 643029 355964 329195 98326 141450 113559 161457 1552590 991360 630837 561230 5798545 5981763 84467 1985614 7976879 9803738 483939 502054 1054336 736570 1267359 3081059 2805634 4319683 X 5148398 5477199 22847 6856 5171245 5484055 7976879 9803738 312810 0 X 0 1 X 1 0 0 0 1 7117548 420488 -13790 406698 427053 -20355 722157 307186 414971 378436 246256 132180 451997 437918 14079 561230 RIGHT-OF-USE ASSETS 1943385 SECURITY DEPOSIT 42229 1985614 RIGHT-OF-USE LIABILITY 3081059 3081059 X 9152892 0 9152892 52399 52399 9205291 8840082 0 8840082 52399 52399 8892481 PART X, LINE 2: NACWA QUALIFIES AS A TAX-EXEMPT ORGANIZATION UNDER SECTION 501(C)(6) OF THE INTERNAL REVENUE CODE. ACCORDINGLY, NACWA IS EXEMPT FROM THE PAYMENT OF TAXES ON INCOME OTHER THAN NET UNRELATED BUSINESS INCOME. NO PROVISION FOR INCOME TAXES WAS REQUIRED FOR THE YEARS ENDED SEPTEMBER 30, 2023 AND 2022, AS NACWA HAD NO NET TAXABLE UNRELATED BUSINESS INCOME. 0 US WATER ALLIANCE 1970 BROADWAY SUITE 950 OAKLAND CA 94612 262112661 501(C)(3) 22000 0 2023 MEMBERSHIP 1 0 PART I, LINE 2 FOR THE YEAR ENDED SEPTEMBER 30, 2023, NACWA ISSUED 'GRANTS', PER THE IRS' DEFINITION, TO VARIOUS ORGANIZATIONS AS MEMBERSHIP DUES AND SPONSORSHIPS OR TO HELP SUPPORT THE EXEMPT PURPOSE OF THE RECIPIENT ORGANIZATION. ACCORDINGLY, THE USE OF THE GRANT FUNDS WAS NOT DIRECTLY MONITORED UNDER ESTABLISHED CRITERION AS NO RESTRICTIONS WERE IMPOSED ON THE RECIPIENTS BY NACWA. X X X 0 0 0 ADAM KRANTZ CHIEF EXECUTIVE OFFICER 352500 0 35000 0 15510 0 61000 0 37678 0 501688 0 0 0 CHRISTOPHER J HORNBACK DEPUTY CHIEF EXECUTIVE OFFICER 254299 0 20000 0 11160 0 50094 0 36648 0 372201 0 0 0 NATHAN GARDNER-ANDREWS CHIEF ADVOCACY & POLICY OFFICER 241067 0 19000 0 -2013 0 46701 0 36592 0 341347 0 0 0 MEREDITH RISTIC CHIEF FINANCIAL OFFICER 240805 0 19000 0 7045 0 47015 0 25836 0 339701 0 0 0 AMANDA ASPATORE GENERAL COUNSEL 212175 0 10000 0 1571 0 19193 0 13104 0 256043 0 0 0 GUNNAR GEHRMANN CHIEF INFORMATION OFFICER 145903 0 8000 0 6654 0 28741 0 36112 0 225410 0 0 0 KRISTINA SURFUS MANAGING DIRECTOR, GOVERNMENT AFFAIR 155534 0 10000 0 5573 0 18973 0 12732 0 202812 0 0 0 SHARON POWELL SR. DIRECTOR, HUMAN RESOURCES & ADMI 123983 0 9000 0 3187 0 24423 0 35701 0 196294 0 0 0 KELLY BROCATO WORK SR. DIRECTOR, MEMBER DEV & RETENTION 111067 0 8175 0 1476 0 21681 0 34964 0 177363 0 0 0 EMILY REMMEL SENIOR DIRECTOR, REGULATORY AFFAIRS 112240 0 7500 0 10063 0 11040 0 31228 0 172071 0 0 0 FORM 990, PART VI, SECTION A, LINE 1A THERE SHALL BE A BOARD EXECUTIVE COMMITTEE COMPRISED OF THE PRESIDENT, VICE PRESIDENT, TREASURER, SECRETARY, AND IMMEDIATE PAST PRESIDENT. THE EXECUTIVE COMMITTEE SHALL BE CHAIRED BY THE PRESIDENT. THE ROLE OF THE EXECUTIVE COMMITTEE IS TO ROUTINELY MONITOR ONGOING ACTIVITIES AND PROGRAMS OF THE ASSOCIATION; PROVIDE INITIAL GUIDANCE, AND WHEN APPROPRIATE, QUICK RESPONSE TO ISSUES THAT ARISE BETWEEN BOARD MEETINGS; TO REVIEW, WITH THE CHIEF EXECUTIVE OFFICER, SALARY RANGES AND INDIVIDUAL SALARY INCREASES, AS APPROPRIATE; AND TO ANNUALLY REVIEW, FOLLOWING SOLICITATION AND CONSIDERATION OF WRITTEN AND SIGNED COMMENTS FROM THE FULL BOARD OF DIRECTORS, THE CHIEF EXECUTIVE OFFICER'S PERFORMANCE; REVIEW AND NEGOTIATE THE TERMS OF THE CHIEF EXECUTIVE OFFICER'S CONTRACT; AND, EXECUTE THE CONTRACT UPON AUTHORIZATION BY THE BOARD. FORM 990, PART VI, SECTION A, LINE 6 NACWA IS A MEMBERSHIP BASED ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A NACWA'S MEMBERS ELECT THE BOARD OF DIRECTORS WHO ARE SELECTED FROM WITHIN THE MEMBERSHIP. FORM 990, PART VI, SECTION A, LINE 7B NACWA'S MEMBERS APPROVE ANY CHANGES OR AMENDMENTS TO THE BYLAWS. FORM 990, PART VI, SECTION B, LINE 11B NACWA'S FEDERAL FORM 990 IS INITIALLY REVIEWED BY THE CHIEF EXECUTIVE OFFICER AND THE CHIEF FINANCIAL OFFICER. IT IS THEN REVIEWED IN FINAL DRAFT FORM BY NACWA'S AUDIT COMMITTEE, AND THEN SUBMITTED TO NACWA'S FULL BOARD OF DIRECTORS FOR COMMENT BEFORE IT IS FILED WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C CONSISTENT WITH NACWA'S CONFLICT OF INTEREST POLICY, BOARD MEMBERS, OFFICERS AND KEY EMPLOYEES MUST ANNUALLY COMPLETE A STATEMENT OF DISCLOSURE FORM. NACWA'S AUDIT COMMITTEE REVIEWS THE DISCLOSURE FORMS AND MAKES RECOMMENDATIONS TO THE BOARD OF DIRECTORS ON HOW TO RESOLVE ANY POTENTIAL CONFLICT OF INTEREST DISCLOSED BY A BOARD MEMBER, OFFICER OR KEY EMPLOYEE. NACWA'S BOARD OF DIRECTORS CONSIDERS AND VOTES ON THE AUDIT COMMITTEE'S RECOMMENDATION. THIS ACTION IS DOCUMENTED IN THE BOARD OF DIRECTOR'S MEETING MINUTES. FORM 990, PART VI, SECTION B, LINE 15 NACWA USES A SALARY ADMINISTRATION PROGRAM TO DEVELOP STAFF SALARY RANGES BASED ON CURRENT SALARY SURVEYS THAT REFLECT THE ASSOCIATION'S INDUSTRY, SIZE, AND LOCATION (THE SALARY RANGES ARE UPDATED ANNUALLY BY A THIRD-PARTY CONSULTANT). ALL NACWA STAFF SALARY RANGES AND PROPOSED SALARY INCREASES ARE REVIEWED AND ENDORSED BY NACWA'S EXECUTIVE COMMITTEE ANNUALLY. THE TERMS OF THE CEO'S EMPLOYMENT CONTRACT ARE REVIEWED AND NEGOTIATED BY NACWA'S EXECUTIVE COMMITTEE AND EXECUTED BY THE ASSOCIATION'S PRESIDENT UPON AUTHORIZATION BY THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION C, LINE 19 NACWA PROVIDES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS TO THE PUBLIC UPON REQUEST.