2024-04-15T11:05:13-07:00 2023-05-31 990 2022-06-01 161476258 UTICA UNIVERSITY UTIC 3157923011 1600 Burrstone Road Utica NY 13502 Pamela Salmon VP of Financial Affairs & Treasurer 3157923011 2024-04-15 Pamela Salmon 999009999 1 1 11 0 AAL2 X 2022 2023-04-26 12:10:37Z Pamela Salmon 1600 Burrstone Road Utica NY 13502 92585356 0 X www.utica.edu X 1946 NY We empower learners to achieve their career and life goals through personally enriching experiences and outstanding educational pathways. 27 26 1780 75 23379 27420 18314752 7827272 83374001 79519539 2363955 967860 1090073 1471521 105142781 89786192 19985889 16742639 0 0 50532066 51785824 0 0 2874057 34335851 37159235 104853806 105687698 288975 -15901506 156931603 140809471 82613316 83973692 74318287 56835779 We empower learners to achieve their career and life goals through personally enriching experiences and outstanding educational pathways. 0 0 53882099 16742639 68645386 Instruction and research to educate undergraduate & graduate students preparing them to achieve distinction in their chosen professions and inspiring them to become citizens committed to their community. Institutional Support for central and executive-level activities concerned with management and long-range planning for the entire institution. 18195201 0 1413142 Student Services provides support to instructional programs with an emphasis on student life outside the classroom. it includes areas such as athletics, student activities, career counseling and placement, etc. 6019128 0 0 Academic support encompasses the areas of faculty and program development as well as resource centers including the library and various institutes designed to support the learning experience. 9803784 0 10897532 Auxiliary Enterprises Expenses $9,803,784 Revenue $10,897,532 9803784 0 10897532 87900212 1 1 0 1 0 0 0 1 0 1 1 0 0 0 1 0 1 0 1 1 1 0 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 1 383 0 1 1780 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 27 26 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X Pamela Salmon 3157923011 1600 Burrstone Road Utica NY 13502 Laura Casamento President 37.5 0 X 458451 0 53472 Jeffrey Gates Senior Vice President of Student Life and Enrollment 37.5 0 X 202998 0 40636 Todd Pfannestiel Provost & Senior Vice President for Academic Affairs 37.5 0 X 215222 0 23524 Polly Smith Senior Vice President for Market Innovation & New Ventures/Associtae Provost for OES 37.5 0 X 191412 0 24413 Ahmed Radwan Dean for Health and Professions 37.5 0 X 165746 0 46820 Pamela Salmon Vice President of Financial Affairs 37.5 0 X 166985 0 41633 Robert Halliday Associate Provost, Online Learning and Vice President of Online and Extended Studies 37.5 0 X 152095 0 42028 Ashraf Elazzazi Professor 37.5 0 X 148565 0 45067 Stephanie Nesbitt Dean of the School of Business & Justice 37.5 0 X 162014 0 28116 Andrew Beakman Vice President of Legal Affairs & General Counsel 37.5 0 X 156076 0 10678 Robert Brevenik Chairperson 0 0 X X 0 0 0 Jeremy Thurston Vice Chairperson/Chair-Elect 0 0 X X 0 0 0 Heidi Hoeller Vice Chairperson 0 0 X X 0 0 0 Christian Meyer III Vice Chairperson 0 0 X X 0 0 0 Kenneth Bell Secretary 0 0 X X 0 0 0 Larry Bull Trustee 0 0 X 0 0 0 Gerard Capraro Trustee 0 0 X 0 0 0 John Casellini Trustee 0 0 X 0 0 0 Ronald Cuccaro Trustee 0 0 X 0 0 0 Harry Cynkus Trustee 0 0 X 0 0 0 Frederick Degen Trustee 0 0 X 0 0 0 Krista DiBeradino Trustee 0 0 X 0 0 0 James DuRoss Trustee 0 0 X 0 0 0 John Forte Trustee 0 0 X 0 0 0 Marianne Gaige Trustee 0 0 X 0 0 0 Samuel Hester Trustee 0 0 X 0 0 0 Daniel Jones Trustee 0 0 X 0 0 0 Wester Miga Trustee 0 0 X 0 0 0 Mark Pilipczuk Trustee 0 0 X 0 0 0 Eugene Quadraro Jr Trustee 0 0 X 0 0 0 Solade Rowe Trustee 0 0 X 0 0 0 John Snyder Trustee 0 0 X 0 0 0 Treesa Salter Trustee 0 0 X 0 0 0 Mikhail Bushiniski Trustee 0 0 X 0 0 0 Tanner Stewart Trustee 0 0 X 0 0 0 Jeffery Whalley Trustee 0 0 X 0 0 0 2019564 0 356387 86 0 1 0 Wiley Deltak edu 1415 W 22nd St Suite 400 Oak Brook IL 60523 Online Educational Services 7404405 Atalian Global Services Inc 417 Fifth Avenue New York NY 10016 Facilities Services 4932937 Sodexo Inc & Affiliates 10 Earhart Drive Williamsville NY 14221 Food Service 3606757 Orbis Education Services 11595 North Meridian St Carmel IN 46032 Educational Partner 3597911 Follett Higher Education Group 3146 Solutions Center Chicago IL 606773001 Bookstore Services 2274435 33 0 0 0 0 3280271 4547001 132098 7827272 Student Tuition and Fees 611710 68645386 68645386 0 0 Auxiliary Enterprises 611710 10874153 10874153 0 0 0 0 0 0 79519539 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2962145 804879 2510054 289110 452091 515769 967860 967860 0 0 0 1471521 1448142 23379 0 1471521 89786192 81935541 23379 0 0 0 16550435 16550435 192204 192204 0 0 2089738 884049 980189 225500 0 0 0 0 37200482 30639748 4967235 1593499 2606828 2113661 377661 115506 6945614 5617289 1017109 311216 2943162 2388639 424646 129877 0 0 0 0 120381 14040 106341 0 139129 12076 127053 0 22000 22000 0 0 0 0 0 0 0 0 4267104 3689251 414350 163503 703120 146304 556816 0 2764807 2219617 470024 75166 917894 29744 888150 0 750 750 0 0 4116909 3784750 297383 34776 1673084 1386222 258277 28585 0 0 0 0 469911 365008 55289 49614 1720470 1627183 92824 463 0 0 0 0 5891199 5345079 546120 0 891648 217367 674281 0 Auxiliaries' Food Service 2913487 2913487 0 0 Grounds Services 2749560 2656944 79753 12863 Custodial Services 2177167 2109823 57092 10252 5620615 2974542 2522836 123237 105687698 87900212 14913429 2874057 7150 2294 16579558 5256315 3184403 1818638 10440761 10090786 237841 163664 1211 4748 335679 331201 158871232 77671311 83714998 81199921 28864607 30921523 6835827 4309285 6729568 6711096 156931603 140809471 10296526 11514921 12210288 12872627 42609033 41645298 17497469 17940846 82613316 83973692 X 38826991 21450585 35491296 35385194 74318287 56835779 156931603 140809471 X -15901506 -696904 0 0 0 -884098 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 0 0 0 1 577 0 1 24872 25449 0 Schedule C, Part II-B, Line 1 The University used paid lobbyists to develop additional University funding through representation with federal and state governments. 0 9847124 0 0 X X X 0 35470959 1038155 -176004 881283 553384 79159 34819284 36600490 3347871 -3116405 956285 324217 80495 35470959 27110269 2567821 8227652 822234 389894 93124 36600490 25052831 2373955 1013233 867663 376357 85730 27110269 25880260 418115 66624 856501 372004 83663 25052831 0.11 0.66 0.23 0 0 0 6167881 6167881 0 124692068 54926288 69765780 0 2494279 1349304 1144975 0 13636059 11386114 2249945 0 11880945 10009605 1871340 81199921 Post Retirement Liability 6458210 Charitable Trust Obligations 63389 Bond Premium, Net of Amortization 4708151 Lease Liability 6711096 17940846 72346649 -696904 0 0 0 -696904 73043553 0 16742639 16742639 89786192 88945059 0 0 0 0 0 88945059 0 16742639 16742639 105687698 Schedule D, Part III, Line 4 The University has a fine arts collection that is housed in the Barrett Art Gallery and the University offers a number of fine arts courses. Schedule D, Part V, Line 4 The University has endowment funds that are managed to provide a permanent source of income to support the teaching, research, and service missions of the institution. Schedule D, Part XI, Line 4b Scholarship Aid $16,742,639 Schedule D, Part XII, Line 4b Scholarship Aid $16,742,639 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Schedule E, Part I, Line 3 Utica University prints its nondiscriminatory policy in the annual catalog and it is also on the University website. Schedule E, Part I, Line 6 Schedule E, Part I, Line 6 - A majority of the University financial assistance is provided by the government to enable promising students to attend University if family and personal resources are inadequate to support a University education. Two of the main sources of financial aid are from the federal and state government. Schedule E, Part I, Line 6a A majority of the University financial assistance is provided by the government to enable promising students to attend University if family and personal resources are inadequate to support a University education. Two of the main sources of financial aid are from the federal and state government 1 Central America and the Caribbean 0 2 Program Services Conference Attendance 4400 Europe (including Iceland and Greenland) 0 6 Program Services Conference Presentations 21800 Europe (including Iceland and Greenland) 0 1 Program Services Faculty Led Study Abroad 12100 Europe (including Iceland and Greenland) 0 2 Program Services Human Rights Festival 2000 Middle East and North Africa 0 3 Program Services Faculty Led Study Abroad 57400 South America 0 1 Program Services Visit & Assess Study abroad sites 2100 Sub-Saharan Africa 0 1 Program Services Visit & Assess Study abroad sites 1100 Central America and the Caribbean 0 1 Program Services Present at Conference 900 North America (including Canada and Mexico, but not the United States) 0 2 Program Services Present at Conference 2000 North America (including Canada and Mexico, but not the United States) 0 2 Program Services Conference Attendance 1100 North America (including Canada and Mexico, but not the United States) 0 2 Program Services International Student Recruitment 2400 North America (including Canada and Mexico, but not the United States) 0 1 Program Services Faculty 86000 North America (including Canada and Mexico, but not the United States) 0 1 Program Services Adjunct Lecturer 8000 Central America and the Caribbean 0 3 Program Services Adjunct Lecturer 29000 0 28 230300 Scholarship Central America and the Caribbean 2 37736 Credit on Students' Tuition Bill 0 FMV Scholarship East Asia and the Pacific 3 33342 Credit on Students' Tuition Bill FMV Scholarship Europe (including Iceland and Greenland) 3 26058 Credit on Students' Tuition Bill 0 FMV Scholarship Middle East and North Africa 1 12029 Credit on Students' Tuition Bill 0 FMV Scholarship North America (including Canada and Mexico, but not the United States) 8 42250 Credit on Students' Tuition Bill 0 FMV Scholarship Russia and the newly independent States 1 28789 Credit on Students' Tuition Bill 0 FMV Scholarship South Asia 2 12000 Credit on Students' Tuition Bill 0 FMV 0 0 0 0 1 0 Schedule F, Part I, Line 2 Grants are given as scholarships and show as a credit on the student account against tuition owed. 1 Fellowships 158 136204 FMV Grants are awarded to University employees or students for research projects. Grantees may elect to receive reimbursement for receipted expenses or they may elect to receive their awards as W-2 Compensation. Scholarships 3710 16414231 0 FMV Schedule I, Part I, Line 2 Schedule I, Part1, Line 2- Students receiving scholarships are evaluated by the University's assessment of academic achievement, financial need and other similar standards. X X X X X X X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 Jeffrey Gates Senior Vice President of Student Life and Enrollment 202962 0 0 0 36 0 14001 0 26635 0 243634 0 0 0 Pamela Salmon Vice President of Financial Affairs 166827 0 0 0 158 0 14001 0 27632 0 208618 0 0 0 Laura Casamento President 390825 0 15000 0 52626 0 28000 0 25472 0 511923 0 0 0 Todd Pfannestiel Provost & Senior Vice President for Academic Affairs 212719 0 0 0 2503 0 12902 0 10622 0 238746 0 0 0 Andrew Beakman Vice President of Legal Affairs & General Counsel 155040 0 0 0 1036 0 9302 0 1376 0 166754 0 0 0 Ahmed Radwan Dean for Health and Professions 165710 0 0 0 36 0 18150 0 28670 0 212566 0 0 0 Ashraf Elazzazi Professor 141962 0 6500 0 103 0 14758 0 30309 0 193632 0 0 0 Polly Smith Senior Vice President for Market Innovation & New Ventures/Associtae Provost for OES 190933 0 0 0 479 0 14001 0 10412 0 215825 0 0 0 Stephanie Nesbitt Dean of the School of Business & Justice 161959 0 0 0 55 0 17600 0 10516 0 190130 0 0 0 Robert Halliday Associate Provost, Online Learning and Vice President of Online and Extended Studies 151513 0 0 0 582 0 14845 0 27183 0 194123 0 0 0 Schedule J, Part I, Line 1a The University president receives a housing stipend since her house serves as a meeting place for dignitaries and community leaders, as well as for other meeting and fundraising events. The University provides travel costs for the University President's spouse on certain business travel. The University pays for the president's membership dues and initiation fees relating to membership in any clubs that the board of trustees requests that the president join. A Oneida County Local Development Corporation 273190422 682440CM2 2019-12-18 49438503 See Part VI 0 0 0 A 1920000 0 49443342 0 0 0 569147 0 0 13753312 35120882 0 2021 1 1 1 1 A 0 0 1 1 0 0.0063 0.0008 0.0071 0 0 1 A 0 1 0 0 0 0 0 0 1 Bernadette Clark Wife of Harold T Clark, Managing Agent for Adron LLC 425742 The University has a rental agreement with Adron to lease space 0 Jeremy Thurston Board Member and Majority owner of the Hayner Hoyt Corporation 606909 The University paid for services on a construction contract 0 James DuRoss Trustee 4790251 James DuRoss is empoyed by Atalian Global Services, Inc. which provides janitorial, landscape and building maintenance services to the University 0 Brian Marcantonio Head Soccer Coach and Son of Laura Casamento, President of Utica University 73807 Payroll and Benefits 0 X 15 132098 FMV 0 1 0 Schedule M, Part I, Line 32b The University uses real estate agents and coin dealers in conjunction with the sale of donated properties on occasion. Form 990, Part VI, Section A, Line 2 The University conducts business with various vendors throughout the greater Utica area. Several of the University's vendors have principals or employees currently serving on its board of trustees. In accordance with the University's bylaws, each vendor serving on the University Board of Trustees is required to disclose the details of transactions and other business involvements with the University. Significant related party transactions include janitorial, landscape and building maintenance services, and government relations services. Form 990, Part VI, Section B, Line 11b The 990 is reviewed and approved by the treasurer, key employees, and appropriate trustees prior to being filed and issued. Additionally, the 990 is provided to the entire board of trustees for review and comment prior to filing. This is done by posting a draft PDF of the 990 to the University trustee website. Form 990, Part VI, Section B, Line 12c Officers and Board members are required to complete conflict of interest statements and submit them to the office of financial affairs. Form 990, Part VI, Section B, Line 15 The compensation of the president is determined by a compensation committee of the board of trustees in consultation with an independent consultant and approved by the executive committee. The compensation of officers and key employees is determined by the University president and approved by the compensation committee. Form 990, Part VI, Section C, Line 19 Governing documents are available to the public through personal requests through appropriate University officials. Form 990, Part XI, Line 9 Change in the funded status of the pension plan $(881,061), net periodic benefit loss $(6,252) and change in annuity obligations $3,215.