2024-04-12T13:35:45-05:00 2023-05-31 135565207 KPMG LLP 345 PARK AVENUE NEW YORK NY 101540102 990 2022-06-01 111630830 ST JOHN'S UNIVERSITY NEW YORK STJO 7189903369 8000 UTOPIA PARKWAY JAMAICA NY 11439 SHARON HEWITT WATKINS VP BUS. AFRS., CFO, TREASURER 7189903369 2024-04-11 1 SHARON HEWITT WATKINS XXX-XX-XXXX 0 TOBY RUTH FRIEDMAN KERSLAKE P01875806 2127589700 2024-04-10 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z REV BRIAN J SHANLEY OP 8000 UTOPIA PARKWAY JAMAICA NY 11439 913799142 0 X WWW.STJOHNS.EDU X 1871 NY ST. JOHN'S UNIVERSITY IS A CATHOLIC, VINCENTIAN, METROPOLITAN, AND (CONTINUED ON SCHEDULE O) 31 30 5404 245 -1301787 0 78402447 42419618 653201050 687497089 67738115 51905671 -868076 -1084987 798473536 780737391 293779258 291714726 0 0 266784665 284165251 0 0 9957708 182840941 189108002 743404864 764987979 55068672 15749412 1703677283 1661236997 617160718 600672629 1086516565 1060564368 X ST. JOHN'S UNIVERSITY IS A CATHOLIC, VINCENTIAN, METROPOLITAN, AND GLOBAL INSTITUTION OF HIGHER EDUCATION (CONTINUED ON SCHEDULE O). 0 0 711813124 291714726 687477869 HIGHER EDUCATION: ST. JOHN'S UNIVERSITY IS A CATHOLIC, VINCENTIAN, METROPOLITAN, AND GLOBAL NON-PROFIT INSTITUTION OF HIGHER EDUCATION LEARNING. ST. JOHN'S UNIVERSITY OFFERS MORE THAN 100 UNIQUE DEGREE PROGRAMS AT THE ASSOCIATE, BACHELOR'S, MASTER'S, AND DOCTORAL LEVELS. THE DEGREE PROGRAMS SPAN A WIDE RANGE OF DISCIPLINES FROM THE LIBERAL ARTS TO PROFESSIONAL PROGRAMS. APPROXIMATELY 15,652 UNDERGRADUATE AND 4,011 GRADUATE STUDENTS ARE ENROLLED IN COURSES (19,663 STUDENTS). 711813124 1 1 0 1 0 0 0 0 0 1 1 1 0 1 1 1 0 1 1 1 1 0 1 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 0 0 1 25537 0 1 5404 1 1 1 1 FR IT 0 0 0 1 1 0 0 0 0 1 0 X 31 30 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 IN KY MA MD MI NH NJ OR PA VA X SHARON HEWITT WATKINS 7189903369 8000 UTOPIA PARKWAY JAMAICA NY 11439 X JEFFREY D ALTER BOARD MEMBER 1.00 0.00 X 0 0 0 REV ELMER BAUER III CM BOARD MEMBER 1.00 0.00 X 0 0 0 PAUL M CARROLL BOARD MEMBER - THRU 5/10/23 1.00 0.00 X 0 0 0 JAMES CHRISTMAS BOARD MEMBER 1.00 0.00 X 0 0 0 REV KEVIN G CREAGH CM ED D BOARD MEMBER 1.00 0.00 X 0 0 0 ROBERT J CRUZ BOARD MEMBER 1.00 0.00 X 0 0 0 MARGARET LAROSA D'ANGELO BOARD MEMBER 1.00 0.00 X 0 0 0 BARBARA M DONNELLAN BOARD MEMBER 1.00 0.00 X 0 0 0 MARGARET M FITZPATRICK SC ED D BOARD MEMBER 1.00 0.00 X 0 0 0 JAMES E GALOWSKI BOARD MEMBER 1.00 0.00 X 0 0 0 ANITA GOMEZ-PALACIO BOARD MEMBER - THRU 1/25/23 1.00 0.00 X 0 0 0 JEANMARIE GRISI BOARD MEMBER - BEGAN 5/10/23 1.00 0.00 X 0 0 0 VERY REV STEPHEN M GROZIO CM PROVINCIAL VICE CHAIR 3.00 0.00 X X 0 0 0 REV DENNIS HOLTSCHNEIDER CM BOARD MEMBER 1.00 0.00 X 0 0 0 REV JOSEPH G HUBBERT CM BOARD MEMBER - BEGAN 2/15/23 1.00 0.00 X 0 0 0 WILLIAM J JANETSCHEK CHAIR OF BOARD 5.00 0.00 X X 0 0 0 ROBERT F KALENKA BOARD MEMBER 1.00 0.00 X 0 0 0 MARGARET M KEANE ELECTED VICE CHAIR 3.00 0.00 X X 0 0 0 MARK P KRITZMAN BOARD MEMBER - BEGAN 5/10/23 1.00 0.00 X 0 0 0 REV GERARD H LUTTENBERGER CM STD BOARD MEMBER 1.00 0.00 X 0 0 0 REV JOHN T MAHER CM BOARD MEMBER 1.00 0.00 X 0 0 0 JOSEPH M MATTONE SR ESQ BOARD MEMBER - THRU 5/10/23 1.00 0.00 X 0 0 0 MARTIN A MBUGUA BOARD MEMBER 1.00 0.00 X 0 0 0 REV THOMAS F MCKENNA CM STD BOARD MEMBER 1.00 0.00 X 0 0 0 REV MICHAEL M NGUYEN CM BOARD MEMBER 1.00 0.00 X 0 0 0 KEVIN REED BOARD MEMBER 1.00 0.00 X 0 0 0 LEWIS RICE JR BOARD MEMBER 1.00 0.00 X 0 0 0 REV BRIAN J SHANLEY OP PHD PRESIDENT 40.00 0.00 X X 0 0 0 JAMES J SHANNON BOARD MEMBER 1.00 0.00 X 0 0 0 PATRICIA CASTEL SKARULIS BOARD MEMBER 1.00 0.00 X 0 0 0 JOSEPH A TARANTINO BOARD MEMBER 1.00 0.00 X 0 0 0 TARIK S TURNER BOARD MEMBER 1.00 0.00 X 0 0 0 CATHERINE M VERRELLI BOARD MEMBER 1.00 0.00 X 0 0 0 DAMON YOUNG BOARD MEMBER 1.00 0.00 X 0 0 0 JOSEPH E OLIVA ESQ VP FOR ADMIN, SEC & GEN COUNSEL 40.00 0.00 X 433280 0 126555 SIMON GEIR MOLLER PHD PROVOST & VP ACAD AFFAIRS 40.00 0.00 X 449004 0 77897 SHARON HEWITT WATKINS VP FOR BUS AFFAIRS, CFO & TREA 40.00 0.00 X 417190 0 83765 REV AIDAN R ROONEY CM EXEC VP MISSION - BEGAN 8/1/22 40.00 0.00 X 0 0 0 REV BERNARD M TRACEY CM EXEC VP MISSION- THRU 6/30/22 40.00 0.00 X 0 0 0 MICHAEL A ANDERSON HEAD COACH MEN'S BASKETBALL 40.00 0.00 X 2664708 0 85115 JOSEPH L TARTAMELLA HEAD COACH WOMEN'S BASKETBALL 40.00 0.00 X 509834 0 89815 MARK J BROWNE PHD PROFESSOR 40.00 0.00 X 462187 0 81158 MICHAEL CRAGG ATHLETIC DIRECTOR 40.00 0.00 X 441590 0 66973 NOREAN R SHARPE PHD DEAN TOBIN COLLEGE OF BUSINESS 40.00 0.00 X 443910 0 49328 ROBERT A MANGIONE PVST & VP ACA AFF-THRU 6/30/18 0.00 0.00 X 111129 0 0 5932832 0 660606 641 1 1 0 COLLINS BUILDING SERVICES INC CT SQ PL 24-01 44TH RD LONG ISLAND CITY NY 11101 BLDG MAINTENANCE 19316187 CHARTWELLS 2400 YORKMONT RD CHARLOTTE NC 28217 FOOD SERVICE 14042589 MED-TEK CONTRACTING INC 601 N MACQUESTEN PARKWAY MOUNT VERNON NY 10552 CONSTRUCTION 4182705 NAVPREET S DHILLON DBAEAGLE VISION CON 12805 VAN WYCK EXPSY JAMAICA NY 11436 CONSTRUCTION 2795007 CANNON DESIGN NJ ARCHITECTURAL & RELATED 300 EAST 42ND STREET NEW YORK NY 10017 ARCHITECTUAL SVCS 2123156 87 X 6239472 15425886 20754260 514532 42419618 TUITION AND FEES 611600 618928573 618928573 AUXILIARY ENTERPRISES 611710 63899379 63880159 19220 OTHER REVENUE 900099 4669137 4669137 687497089 12206231 -1321007 13527238 256769 256769 170389956 14899 130962184 0 39427772 14899 39442671 39442671 1014580 6239472 2099567 -1084987 -1084987 780737391 687477869 -1301787 52141691 287739661 287739661 3975065 3975065 1606101 267834 1338267 207757645 190235233 12584825 4937587 12064284 11013485 739899 310900 49196506 44688035 3331031 1177440 13540715 12292341 928542 319832 1390602 647980 685129 57493 579740 579740 6287 6287 6563649 6563649 7905468 5734085 1204718 966665 5748023 3384494 2182109 181420 9506265 7565712 1626940 313613 8721392 5571373 2868435 281584 18283349 17833456 415174 34719 8084152 7835179 136295 112678 144058 136481 6996 581 14723085 13353183 1264784 105118 36097419 34890031 1114741 92647 3355230 1454358 1755011 145861 REPAIRS AND MAINTENANCE 28643070 27780904 795632 66534 MEAL PLAN&FOOD SVC COST 11362947 11362947 LIB PER/BOOKS/ONL RES 3658095 3658095 DEPT CATERING EXP 2311445 2093898 136001 81546 22023726 18299294 2952942 771490 764987979 711813124 43217147 9957708 10702907 8027847 56355133 39284869 41527160 36883782 12993630 13117051 0 0 0 0 0 0 0 0 2283965 3610528 1105113991 555881713 543901336 549232278 326934087 320040748 579195474 582485161 5539961 3993827 0 0 124243630 104560906 1703677283 1661236997 72637534 79632210 0 0 16879823 14588377 436789886 426213755 0 0 0 0 0 0 48475576 46103544 42377899 34134743 617160718 600672629 X 771186900 747349377 315329665 313214991 1086516565 1060564368 1703677283 1661236997 X 15749412 -32883686 -8817923 X X 0 1 X 1 1 1 X 36339209 48652476 57290343 78402447 42419618 263104093 36339209 48652476 57290343 78402447 42419618 263104093 15056569 248047524 12182065 10337121 9834617 8839620 12206231 53399654 0 0 0 0 0 254062 341841 2347 256972 256769 1111991 317615738 3378892616 0.78100 0.76330 X PART II, LINE 10, EXPLANATION FOR OTHER INCOME: REPRESENTS INCOME FROM INVESTMENT OF TAX-EXEMPT BOND PROCEEDS. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 1 0 0 1 13457 0 1 6287 19744 0 PART II-B, LINE 1: THE UNIVERSITY'S OFFICE OF GOVERNMENT RELATIONS AND THE PRESIDENT ARE THE PRIMARY LIAISONS TO LOCAL, STATE AND FEDERAL GOVERNMENT THROUGH THEIR REGULAR COMMUNICATION REGARDING THE UNIVERSITY'S MISSION, GOALS AND PROGRAMS. THE OFFICE OF GOVERNMENT RELATIONS ALSO APPRISES THE UNIVERSITY'S OFFICIALS ABOUT PERTINENT GOVERNMENT ACTIVITIES TO ENSURE THE UNIVERSITY IS SUFFICIENTLY INFORMED. THE PRIMARY FOCUS OF THE UNIVERSITY'S EFFORT IS DIRECTED TOWARD HELPING GOVERNMENT REPRESENTATIVES LEARN MORE ABOUT ST. JOHN'S UNIVERSITY. THE UNIVERSITY'S PARTICIPATION IN THE LEGISLATIVE PROCESS IS PRIMARILY THROUGH ITS MEMBERSHIPS IN THE COMMISSION ON INDEPENDENT COLLEGES AND UNIVERSITIES (CICU) AND THE NATIONAL ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES (NAICU).THE UNIVERSITY DOES NOT HAVE ANY OTHER LOBBYING ACTIVITIES OTHER THAN THOSE LISTED ON LINES 1A, 1B, 1D, 1G AND 1I. 868931643 8155734 12659385 10637422 90285032 6810670 782013638 937686215 20549937 -48641439 9424071 24993761 6245238 868931643 719681038 37591000 222229903 8691508 24425757 8698461 937686215 748872999 13021690 23077921 6496099 53425966 5369507 719681038 756098839 13886272 15888125 6322089 26296590 4381558 748872999 0.70260 0.23120 0.06620 0 0 27708117 27708117 550064541 240206428 309858113 26251281 17975827 8275454 100562977 57734748 42828229 400527075 239964710 160562365 549232278 ALT INV & COMM FUNDS 580942062 F SPLIT INTEREST AGREEMENTS 1543099 F 582485161 FUNDS HELD BY BOND TRUSTEES 81771025 OPERATING LEASE RIGHT-OF-USE ASSETS, NET 17246009 OTHER ASSETS 5543872 104560906 REFUNDABLE U.S. GOVERNMENT ADVANCES 6345150 PRESENT VALUE OF ANNUITIES PAYABLE 3492521 OPERATING LEASE LIABILITIES 24297072 34134743 X 456329225 -32883686 -287060398 -319944084 776273309 6563649 -2099567 4464082 780737391 482281422 10917490 10917490 471363932 6563649 287060398 293624047 764987979 PART V, LINE 4: THE UNIVERSITY'S ENDOWMENT FUNDS ARE INVESTED FOR THE LONG-TERM TO GENERATE INVESTMENT INCOME WHICH IS USED TO SUPPORT OPERATIONS, SCHOLARSHIPS, PROFESSORSHIPS, CHAIRS, AND OTHER INITIATIVES OF THE UNIVERSITY RELATED TO ITS EDUCATIONAL MISSION. PART X, LINE 2: THE UNIVERSITY RECOGNIZES THE EFFECTS OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT OF BEING SUSTAINED. THE UNIVERSITY EVALUATES, ON AN ANNUAL BASIS, THE EFFECTS OF ANY UNCERTAIN TAX POSITIONS ON ITS CONSOLIDATED FINANCIAL STATEMENTS. AS OF MAY 31, 2023 OR 2022, THE UNIVERSITY HAS NOT IDENTIFIED OR PROVIDED FOR ANY SUCH POSITIONS. PART XI, LINE 2D - OTHER ADJUSTMENTS: SCHOLARSHIP ALLOWANCES -282,702,993. HOUSING GRANTS -4,357,405. PART XI, LINE 4B - OTHER ADJUSTMENTS: FUNDRAISING EVENTS EXPENSES -2,099,567. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EVENTS EXPENSES 2,099,567. CHANGE IN FAIR VALUE OF BOND PURCHASE AGREEMENT 8,190,065. EFFECT OF REFUNDING OF LONG-TERM DEBT 627,858. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIP ALLOWANCES 282,702,993. HOUSING GRANTS 4,357,405. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE UNIVERSITY PUBLICIZES ITS RACIALLY NONDISCRIMINATORY POLICY TO THE COMMUNITY IT SERVES IN VARIOUS WAYS, INCLUDING BY POSTING THE POLICY TO ITS WEBSITE, PUBLISHING THE POLICY IN ITS UNDERGRADUATE AND GRADUATE BULLETINS, AND PRINTING THE POLICY ON ITS APPLICATION FOR EMPLOYMENT. LINE 6A - EXPLANATION OF GOVERNMENT FINANCIAL AID: THE UNIVERSITY CONSISTENTLY STRIVES TO PLACE AN OUTSTANDING HIGHER EDUCATION WITHIN THE FINANCIAL REACH OF ALL QUALIFIED APPLICANTS. THE UNIVERSITY AWARDS MILLIONS OF DOLLARS IN FEDERAL AND STATE FINANCIAL AID FUNDS EACH YEAR BASED UPON A STUDENT'S FINANCIAL NEED. ADDITIONALLY, THE UNIVERSITY PROVIDES FINANCIAL AID VIA UNIVERSITY GRANTS-IN-AID AND SCHOLARSHIPS. GRANTS-IN-AID ARE AWARDED ON THE BASIS OF DEMONSTRATED FINANCIAL NEED ASSESSED BY THE USE OF A STANDARD FINANCIAL AID APPLICATION, CURRENTLY THE FREE APPLICATION FOR FEDERAL STUDENT AID (FAFSA), WHICH ANALYZES THE FAMILY INCOME DATA PROVIDED ON THE FAFSA THROUGH THE MANDATED FEDERAL METHODOLOGY. ALL NEED-BASED FINANCIAL AID MUST BE AWARDED ACCORDING TO A STUDENT'S CALCULATED FINANCIAL NEED. SCHOLARSHIPS ARE AWARDED PRIMARILY BASED ON SCHOLASTIC ACHIEVEMENT. UNIVERSITY SCHOLARSHIPS ARE HIGHLY COMPETITIVE AND AVAILABLE TO STUDENTS THROUGH A COMBINATION OF ACADEMIC ACHIEVEMENT AND PERSONAL COMMITMENT, DISPLAY OF VALUES, COMPASSION, AND PURSUIT OF EXCELLENCE WHICH EMBODY THE SPIRIT AND MISSION OF THE UNIVERSITY. THE UNIVERSITY HAS MANY SCHOLARSHIPS FUNDED THROUGH SPECIAL ENDOWMENTS AND DONATIONS. IN MOST INSTANCES, ACADEMIC MERIT AND FINANCIAL NEED ARE CONSIDERED ALONG WITH THE PARTICULAR REQUIREMENTS OF THE SCHOLARSHIP SELECTION PROCESS. ALSO, VARIOUS ASSOCIATIONS, CORPORATIONS, FOUNDATIONS, AND UNIONS PROVIDE SCHOLARSHIPS FOR RECIPIENTS WHOM THEY SELECT. 1 EUROPE (INCLUDING ICELAND AND GREENLAND) 2 88 PROGRAM SERVICES INSTRUCTION 7418658 CENTRAL AMERICA AND THE CARIBBEAN 0 1 PROGRAM SERVICES INSTRUCTION 12295 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 263999950 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 INVESTMENTS 28427248 NORTH AMERICA 0 0 INVESTMENTS 7764223 SOUTH AMERICA 0 4 PROGRAM SERVICES SERVICE LEARNING 74016 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 3 PROGRAM SERVICES SERVICE LEARNING 42348 CENTRAL AMERICA AND THE CARIBBEAN 0 3 PROGRAM SERVICES SERVICE LEARNING 13998 EAST ASIA AND THE PACIFIC 0 2 PROGRAM SERVICES RECRUITING EXPENSE 82447 SOUTH AMERICA 0 2 PROGRAM SERVICES RECRUITING EXPENSE 46904 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 3 PROGRAM SERVICES RECRUITING EXPENSE 17579 CENTRAL AMERICA AND THE CARIBBEAN 0 1 PROGRAM SERVICES RECRUITING EXPENSE 4962 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 60 PROGRAM SERVICES CONFERENCE 119837 NORTH AMERICA 0 4 PROGRAM SERVICES CONFERENCE 6371 EAST ASIA AND THE PACIFIC 0 1 PROGRAM SERVICES CONFERENCE 3369 MIDDLE EAST AND NORTH AFRICA 0 1 PROGRAM SERVICES CONFERENCE 2231 RUSSIA AND THE NEWLY INDEPENDENT STATES 0 1 PROGRAM SERVICES CONFERENCE 1896 SOUTH ASIA 0 2 PROGRAM SERVICES CONFERENCE 1600 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 7 PROGRAM SERVICES RESEARCH 7288 NORTH AMERICA 0 1 PROGRAM SERVICES RESEARCH 1200 SOUTH AMERICA 0 1 PROGRAM SERVICES RESEARCH 457 CENTRAL AMERICA AND THE CARIBBEAN 0 17 PROGRAM SERVICES ATHLETICS 223088 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 GRANTMAKING GRANTS TO RECIPIENTS 3975065 2 99 0 103 2 202 307752736 4494294 312247030 SCHOLARSHIPS EUROPE (INCLUDING ICELAND & GREENLAND) 305 3975065 APPLIED TO STUDENT'S TUITION COST 1 0 1 1 1 1 PART I, LINE 2: THE PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS OUTSIDE THE UNITED STATES ARE CONSISTENT WITH THE MONITORING PERFORMED FOR DOMESTIC GRANTS IN THE UNITED STATES. SEE SCHEDULE I, PART IV FOR FURTHER DETAIL. PART III ACCOUNTING METHOD: PART I, LINE 3, COLUMN (F) METHOD OF ACCOUNTING: EXPENSES ARE REPORTED USING THE ACCRUAL METHOD OF ACCOUNTING, CONSISTENT WITH THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS. PRESIDENT'S DIN 2122000 1912500 209500 2980 258941 70756 119795 INSURANCE LEAD 3964800 3472100 492700 1034 688926 2650 367758 13 1167252 854872 312380 3074 29501 6000 293451 136039 118662 7254052 6239472 1014580 3074 33515 6000 1241318 209445 606215 2099567 -1084987 1 SCHOLARSHIPS 11408 281171405 EMERGENCY AID TO STUDENTS 2538 2210851 HOUSING GRANTS 1838 4357405 PART I, LINE 2: THE UNIVERSITY CONSISTENTLY STRIVES TO PLACE AN OUTSTANDING HIGHER EDUCATION WITHIN THE FINANCIAL REACH OF ALL QUALIFIED APPLICANTS. THE UNIVERSITY AWARDS MILLIONS OF DOLLARS IN FEDERAL AND STATE FINANCIAL AID FUNDS EACH YEAR BASED UPON A STUDENT'S FINANCIAL NEED. ADDITIONALLY, THE UNIVERSITY PROVIDES FINANCIAL AID VIA UNIVERSITY GRANTS-IN-AID AND SCHOLARSHIPS. GRANTS-IN-AID ARE AWARDED ON THE BASIS OF DEMONSTRATED FINANCIAL NEED ASSESSED BY THE USE OF A STANDARD FINANCIAL AID APPLICATION, CURRENTLY THE FREE APPLICATION FOR FEDERAL STUDENT AID (FAFSA), WHICH ANALYZES THE FAMILY INCOME DATA PROVIDED ON THE FAFSA THROUGH THE MANDATED FEDERAL METHODOLOGY. ALL NEED-BASED FINANCIAL AID MUST BE AWARDED ACCORDING TO A STUDENT'S CALCULATED FINANCIAL NEED. SCHOLARSHIPS ARE AWARDED PRIMARILY BASED ON SCHOLASTIC ACHIEVEMENT. UNIVERSITY SCHOLARSHIPS ARE HIGHLY COMPETITIVE AND AVAILABLE TO STUDENTS THROUGH A COMBINATION OF ACADEMIC ACHIEVEMENT AND PERSONAL COMMITMENT, DISPLAY OF VALUES, COMPASSION, AND PURSUIT OF EXCELLENCE WHICH EMBODY THE SPIRIT AND MISSION OF THE UNIVERSITY. THE UNIVERSITY HAS MANY SCHOLARSHIPS FUNDED THROUGH SPECIAL ENDOWMENTS AND DONATIONS. IN MOST INSTANCES, ACADEMIC MERIT AND FINANCIAL NEED ARE CONSIDERED ALONG WITH THE PARTICULAR REQUIREMENTS OF THE SCHOLARSHIP SELECTION PROCESS. ALSO, VARIOUS ASSOCIATIONS, CORPORATIONS, FOUNDATIONS, AND UNIONS PROVIDE SCHOLARSHIPS FOR RECIPIENTS WHOM THEY SELECT. GENERALLY, UNIVERSITY SCHOLARSHIPS AND FINANCIAL AID ARE APPLIED DIRECTLY TOWARDS A STUDENT'S TUITION COST. PART III, EMERGENCY AID TO STUDENTS EMERGENCY AID TO STUDENTS INCLUDES $2,204,822 FUNDED BY THE HIGHER EDUCATION EMERGENCY RELIEF FUND (HEERF) ESTABLISHED UNDER THE AMERICAN RESCUE PLAN (ARP) ACT. X X X X 1 1 X X X X X 1 0 0 0 0 0 0 0 0 MICHAEL A ANDERSON HEAD COACH MEN'S BASKETBALL 2560917 0 100000 0 3791 0 35750 0 49365 0 2749823 0 0 0 JOSEPH L TARTAMELLA HEAD COACH WOMEN'S BASKETBALL 486666 0 20000 0 3168 0 41200 0 48615 0 599649 0 0 0 JOSEPH E OLIVA ESQ VP FOR ADMIN, SEC & GEN COUNSEL 422166 0 0 0 11114 0 35200 0 91355 0 559835 0 0 0 MARK J BROWNE PHD PROFESSOR 442756 0 0 0 19431 0 29403 0 51755 0 543345 0 0 0 SIMON GEIR MOLLER PHD PROVOST & VP ACAD AFFAIRS 441390 0 0 0 7614 0 33200 0 44697 0 526901 0 0 0 MICHAEL CRAGG ATHLETIC DIRECTOR 422416 0 10000 0 9174 0 20958 0 46015 0 508563 0 0 0 SHARON HEWITT WATKINS VP FOR BUS AFFAIRS, CFO & TREA 409216 0 0 0 7974 0 34400 0 49365 0 500955 0 0 0 NOREAN R SHARPE PHD DEAN TOBIN COLLEGE OF BUSINESS 442722 0 0 0 1188 0 31800 0 17528 0 493238 0 0 0 ROBERT A MANGIONE PVST & VP ACA AFF-THRU 6/30/18 0 0 0 0 111129 0 0 0 0 0 111129 0 111129 0 PART I, LINE 1A CHARTER TRAVEL: AS NEEDED, THE UNIVERSITY'S ATHLETIC TEAMS TRAVEL VIA CHARTERED AIRCRAFT. CHARTER TRAVEL IS NEEDED TO TRANSPORT THE TEAMS IN THE MOST TIME EFFECTIVE AND COST EFFICIENT MANNER. THE COACHES AND ATHLETIC DIRECTOR LISTED IN FORM 990, PART VII, TRAVEL WITH THE TEAMS ON THESE OCCASIONS. NONE OF THE BENEFIT IS TAXABLE COMPENSATION. TRAVEL FOR COMPANIONS: SPOUSES OF THE COACHES AND ATHLETIC DIRECTOR LISTED IN FORM 990, PART VII, MAY ACCOMPANY THEM ON THE ATHLETIC TEAMS TRAVEL. THE BENEFIT IS CONSIDERED TAXABLE COMPENSATION. PRESIDENT'S HOUSING: THE PRESIDENT IS PROVIDED HOUSING NEAR CAMPUS FOR THE CONVENIENCE OF THE UNIVERSITY AS A CONDITION OF EMPLOYMENT SO THAT HE CAN FULLY ENGAGE IN CAMPUS LIFE, ENTERTAIN STUDENTS, DONORS AND FACULTY; FOR PROXIMITY TO THE CAMPUS FOR MANY EVENING EVENTS; AND TO BE NEARBY IN THE EVENT OF EMERGENCIES. ADDITIONALLY, THE PRESIDENT USES THE EMPLOYER-PROVIDED HOUSE FOR SIGNIFICANT BUSINESS USE, SUCH AS ENTERTAINING DONORS, UNIVERSITY MEETINGS AND OTHER BUSINESS ACTIVITIES. ACCORDINGLY, HOUSING BENEFITS PROVIDED TO THE PRESIDENT ARE NOT INCLUDABLE AS GROSS INCOME UNDER SECTION 119 OF THE INTERNAL REVENUE CODE. HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES: THE PRESIDENT IS PROVIDED WITH CLUB MEMBERSHIPS FOR BUSINESS-USE PURPOSES ONLY. ACCORDINGLY, THE AMOUNT IS NOT TAXABLE COMPENSATION. PART I, LINE 4A, AND PART II, COLUMN B (III) AND COLUMN F ROBERT A. MANGIONE, FORMER PROVOST AND VICE PRESIDENT FOR ACADEMIC AFFAIRS RECEIVED A PAYMENT UNDER THE UNIVERSITY'S FACULTY VOLUNTARY SEPARATION OFFER PROGRAM OF $111,129 INCLUDED IN OTHER REPORTABLE COMPENSATION, SCHEDULE J, PART II, COLUMN B (III). SUCH AMOUNT WAS INCLUDED IN RETIREMENT AND OTHER DEFERRED COMPENSATION, SCHEDULE J, PART II, COLUMN (C) IN THE UNIVERSITY'S FISCAL YEAR 2021 FORM 990. A DASNY ST JOHN'S UNIVERSITY SERIES 2007C 146000293 649903FF3 2007-02-22 138318912 REFUND 1996, 1998 & 2001A BONDS 0 0 0 B DASNY ST JOHN'S UNIVERSITY SERIES 2012A 146000293 64990C6K2 2012-08-09 55493238 REFUND 1998, 2001A, 2005A BONDS 0 0 0 C DASNY ST JOHN'S UNIVERSITY SERIES 2015A 146000293 6499076D9 2015-04-15 121109546 REFUND 2007A BONDS 0 0 0 D DASNY ST JOHN'S UNIVERSITY SERIES 2017A 146000293 64990C6D8 2017-12-28 51095452 REFUND 2008B1&B2,2012A&B BONDS 0 0 0 A 64105000 138318912 1652825 1238011 135428076 2001 1 1 1 1 B 48310000 55493238 669695 54823543 2008 1 1 1 1 C 16890000 121109546 1072236 120037310 2015 0 1 1 1 D 51095452 687320 50408132 2018 1 1 1 1 B 0 1 1 1 1 1 0.00400 0.00400 0 1 0.00190 1 1 C 0 1 1 1 0 0.00100 0.00100 0 0 1 D 0 1 1 1 1 1 0.00500 0.00500 0 0 1 A 0 0 0 1 0 0 0 0 1 B 0 0 0 1 0 0 0 0 1 C 0 0 0 1 0 0 0 0 1 D 0 0 0 1 0 0 0 0 1 A 1 B 1 C 1 D 1 PART I, COLUMN A, ALL LINES: ALL OF THE REPORTED ISSUES WERE ISSUED BY THE DORMITORY AUTHORITY OF THE STATE OF NEW YORK (DASNY). PART I, COLUMN F: DASNY ST. JOHN'S UNIVERSITY SERIES 2007C - THE REFUNDED BONDS WERE ISSUED ON 11/7/1996, 10/22/1998, & 05/24/2001. DASNY ST. JOHN'S UNIVERSITY SERIES 2012A - THE REFUNDED BONDS WERE ISSUED ON 10/22/1998, 05/24/2001, & 03/16/2005. DASNY ST. JOHN'S UNIVERSITY SERIES 2015A - THE REFUNDED BONDS WERE ISSUED ON 02/22/2007. DASNY ST. JOHN'S UNIVERSITY SERIES 2017A - THE REFUNDED BONDS WERE ISSUED ON 09/24/2008 & 08/09/2012. DASNY ST. JOHN'S UNIVERSITY SERIES 2021A - THE REFUNDED BONDS WERE ISSUED ON 09/24/2008. DASNY ST. JOHN'S UNIVERSITY SERIES 2022 - THE REFUNDED BONDS WERE ISSUED ON 08/09/2012. DASNY ST. JOHN'S UNIVERSITY SERIES 2023 - THE REFUNDED BONDS WERE ISSUED ON 11/20/2013. PART II, LINE 11: DASNY ST. JOHN'S UNIVERSITY SERIES 2007C - THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS THAT ARE NO LONGER IN ESCROW. DASNY ST. JOHN'S UNIVERSITY SERIES 2012A - THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS THAT ARE NO LONGER IN ESCROW. DASNY ST. JOHN'S UNIVERSITY SERIES 2015A - THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS THAT ARE NO LONGER IN ESCROW. DASNY ST. JOHN'S UNIVERSITY SERIES 2017A - THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS THAT ARE NO LONGER IN ESCROW. DASNY ST. JOHN'S UNIVERSITY SERIES 2021A - THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS THAT ARE NO LONGER IN ESCROW. DASNY ST. JOHN'S UNIVERSITY SERIES 2022 - THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS THAT ARE NO LONGER IN ESCROW. PART III, LINE 8B, COLUMNS B: THE PERCENTAGE OF BOND-FINANCED PROPERTY SOLD OR DISPOSED OF INCLUDE BONDS ISSUED TO REFUND BONDS ORIGINALLY ISSUED PRIOR TO 2003. PART IV, LINE 2C: DASNY ST. JOHN'S UNIVERSITY SERIES 2007C - THERE IS NO REBATE DUE. REBATE CALCULATION WAS DONE ON FEBRUARY 22, 2022. DASNY ST. JOHN'S UNIVERSITY SERIES 2012A - THERE IS NO REBATE DUE. REBATE CALCULATION WAS DONE ON AUGUST 09, 2022. DASNY ST. JOHN'S UNIVERSITY SERIES 2015A - THERE IS NO REBATE DUE. REBATE CALCULATION WAS DONE ON APRIL 30, 2020. DASNY ST. JOHN'S UNIVERSITY SERIES 2017A - THERE IS NO REBATE DUE. REBATE CALCULATION WAS DONE ON DECEMBER 28, 2022. PART IV, LINE 4: UPON ISSUANCE OF THE DASNY ST. JOHN'S UNIVERSITY SERIES 2022 AND DASNY ST. JOHN'S UNIVERSITY SERIES 2023 BONDS, THE FORWARD BOND PURCHASE AGREEMENTS WITH MORGAN STANLEY & CO, ORIGINALLY ENTERED INTO ON MAY 13, 2021 WERE TERMINATED. A DASNY ST JOHN'S UNIVERSITY SERIES 2021A 146000293 65000BAS7 2021-05-26 142964805 REFUND 2008B1&B2, HLTH SCIENCES CTR, BOILER PLNT 0 0 0 B DASNY ST JOHN'S UNIVERSITY SERIES 2022 146000293 65000BAW8 2022-04-04 18834188 REFUND 2012B, HLTH SCIENCES CTR 0 0 0 C DASNY ST JOHN'S UNIVERSITY SERIES 2023 146000293 65000BBD9 2023-04-03 69657280 REFUND 2013A, HLTH SCIENCES CTR 0 0 0 A 3050000 142964805 2573125 940103 22042364 94725000 22684213 1 0 0 1 B 18834188 43450 3376709 13399983 2014046 1 0 0 1 C 69657280 315777 57996701 185862 1638195 9520745 1 0 0 1 A 0 1 1 1 1 1 0.00300 0.00300 0 0 1 B 0 1 1 1 0 0.00500 0.00500 0 0 1 C 0 1 1 1 0 0.00000 0.00000 0 0 1 A 0 1 0 0 0 0 0 0 1 B 0 1 0 0 0 1 MORGAN STANLEY & CO 0 1 0 0 1 C 0 1 0 0 0 1 MORGAN STANLEY & CO 0 1 0 0 1 A 1 B 1 C 1 X 19 514532 SEE PART II 0 1 0 PART I, COLUMN (B): THE UNIVERSITY IS REPORTING THE NUMBER OF CONTRIBUTIONS. PART I, LINE 9, COLUMN (D): AVERAGE MARKET PRICE ON DATE SECURITY IS RECEIVED. FORM 990, PART I, LINE 1 AND PART III, LINE 1 DESCRIPTION OF ORGANIZATION MISSION: ST. JOHN'S UNIVERSITY IS A CATHOLIC, VINCENTIAN, METROPOLITAN, AND GLOBAL INSTITUTION OF HIGHER EDUCATION THAT STRIVES TO PROVIDE EXCELLENT EDUCATION FOR ALL PEOPLE; ESPECIALLY THOSE LACKING ECONOMIC AND SOCIAL ADVANTAGES. THE VINCENTIAN TRADITION AT ST. JOHN'S UNIVERSITY IS THE FOUNDATION AND THE SOURCE OF THE CORE VALUES ITS MEMBERS STRIVE TO EMBODY: TRUTH, LOVE, RESPECT, OPPORTUNITY, EXCELLENCE, AND SERVICE. FORM 990, PART VI, SECTION A, LINE 1A ARTICLE 1.13 OF THE BY-LAWS PROVIDE THAT THE EXECUTIVE AND STRATEGY COMMITTEE SHALL FUNCTION AS AN EXECUTIVE COMMITTEE AND HAVE AUTHORITY TO TAKE FINAL ACTION IN THE NAME OF THE BOARD ON MATTERS WHICH THE EXECUTIVE AND STRATEGY COMMITTEE CONSIDERS SO URGENT AND IMPORTANT AS TO REQUIRE IMMEDIATE ACTION BETWEEN MEETINGS OF THE BOARD, EXCEPT THAT IT SHALL HAVE NO POWER TO GRANT DEGREES OR MAKE REMOVALS FROM OFFICE OF A MEMBER OF THE BOARD OR TO REMOVE THE PRESIDENT. ALL SUCH FINAL ACTIONS ON MATTERS OF URGENCY AND IMPORTANCE SHALL BE REPORTED IN FULL AT THE NEXT MEETING OF THE BOARD AND ALL OTHER ACTIONS TAKEN BY THE EXECUTIVE AND STRATEGY COMMITTEE SHALL BE SUBJECT TO APPROVAL BY THE BOARD. THE EXECUTIVE AND STRATEGY COMMITTEE SHALL CONSIST OF THE CHAIRPERSON, THE VICE CHAIRPERSONS, THE PRESIDENT, AND NOT FEWER THAN SIX APPOINTED MEMBERS. THE AFFIRMATIVE VOTE OF A MAJORITY OF THE COMMITTEE MEMBERS PRESENT SHALL CONSTITUTE THE ACTION OF THE EXECUTIVE AND STRATEGY COMMITTEE, PROVIDED THAT SUCH MAJORITY CONSISTS OF NOT FEWER THAN FIVE MEMBERS OF THE COMMITTEE. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED BY THE AUDIT AND RISK COMMITTEE OF THE BOARD OF TRUSTEES AND IS MADE AVAILABLE TO THE ENTIRE BOARD OF TRUSTEES PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY MONITORS AND ENFORCES COMPLIANCE WITH ITS CONFLICT OF INTEREST POLICY BY OBTAINING SIGNED AND DATED CONFLICT OF INTEREST STATEMENTS FROM OFFICERS AND MEMBERS OF THE BOARD OF TRUSTEES ON AN ANNUAL BASIS. ANY TRUSTEE WITH AN INTEREST IN A PROPOSED TRANSACTION IS REQUIRED TO MAKE A FULL DISCLOSURE OF ALL MATERIAL FACTS AS SOON AS THE TRUSTEE BECOMES AWARE OF THE PROPOSED TRANSACTION, AND THE TRUSTEE MAY NOT PARTICIPATE IN ANY DELIBERATION OR VOTE, OR EXERCISE ANY INFLUENCE WITH REGARD TO THE PROPOSED TRANSACTION. FORM 990, PART VI, SECTION B, LINE 15 AN EXTERNAL CONSULTANT IS CONTRACTED TO COMPILE SURVEY DATA FROM EDUCATIONAL, NOT-FOR-PROFIT AND PEER INSTITUTIONS AS WELL AS INFORMATION ON OTHER FORM 990S TO ESTABLISH COMPARABLE COMPENSATION RANGES. THE PRESIDENT'S COMPENSATION IS RECOMMENDED BY THE CONSULTANT, REVIEWED BY THE GOVERNANCE COMMITTEE OF THE BOARD OF TRUSTEES AND PRESENTED TO THE BOARD OF TRUSTEES FOR APPROVAL. MANAGEMENT'S RECOMMENDATIONS OF OFFICERS' COMPENSATION ARE APPROVED BY THE GOVERNANCE COMMITTEE. THE UNIVERSITY'S COMPENSATION REVIEW AND APPROVAL PROCESS IS RECORDED CONTEMPORANEOUSLY. THE LAST REVIEW WAS COMPLETED IN DECEMBER 2022. FORM 990, PART VI, SECTION C, LINE 19 AS A PRIVATE UNIVERSITY, GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE NOT REQUIRED TO BE MADE AVAILABLE TO THE PUBLIC. HOWEVER, THE UNIVERSITY MAKES AVAILABLE ITS GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ON ITS WEBSITE. IN ADDITION, THE UNIVERSITY'S FORM 990, WHICH INCLUDES FINANCIAL DATA, IS MADE AVAILABLE UPON REQUEST. FORM 990, PART VII, SECTION A, LINE 1A: PURSUANT TO AN AGREEMENT WITH THE CONGREGATION OF THE MISSION OF ST. VINCENT DE PAUL, COMPENSATION FOR REV. BERNARD M. TRACEY, C.M., EXECUTIVE VICE PRESIDENT FOR MISSION, IS PAID DIRECTLY TO THE CONGREGATION OF THE MISSION. PAYMENTS TO THE CONGREGATION OF THE MISSION IN CALENDAR YEAR 2022 TOTALED $115,792. PURSUANT TO AN AGREEMENT WITH THE DOMINICAN FRIARS PROVINCE OF SAINT JOSEPH, COMPENSATION FOR REV. BRIAN J. SHANLEY, O.P., PRESIDENT, IS PAID DIRECTLY TO THE DOMINICAN FRIARS PROVINCE. PAYMENTS TO THE DOMINICAN FRIARS PROVINCE IN CALENDAR YEAR 2022 TOTALED $627,046. PURSUANT TO AN AGREEMENT WITH THE CONGREGATION OF THE MISSION, COMPENSATION FOR REV. AIDAN R. ROONEY, C.M., EXECUTIVE VICE PRESIDENT FOR MISSION, IS PAID DIRECTLY TO THE CONGREGATION OF THE MISSION. PAYMENTS TO THE CONGREGATION OF THE MISSION IN CALENDAR YEAR 2022 TOTALED $90,296. FORM 990, PART VIII, LINE 1E HIGHER EDUCATION EMERGENCY RELIEF FUND ALLOCATION RECOGNIZED AS REVENUE FOR THE YEAR ENDED MAY 31, 2023 AND INCLUDED IN PART VIII, LINE 1E, GOVERNMENT GRANTS IS $4,406,944 FROM THE AMERICAN RESCUE PLAN ACT. FORM 990, PART XI, LINE 9: CHANGE IN FAIR VALUE OF BOND PURCHASE AGREEMENT -8,190,065. EFFECT OF REFUNDING OF LONG-TERM DEBT -627,858. FORM 990, PART XII, LINE 2C THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED MAY 31, 2023 HAVE BEEN PREPARED BY ST. JOHN'S UNIVERSITY AND INCLUDE THE UNIVERSITY AND ITS AFFILIATES - ST. JOHN'S PARIS ASSOCIATION, THE ROME SRL, AND HENLEY ROAD SPE, LLC. THE UNIVERSITY'S AUDIT AND RISK COMMITTEE ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF THE UNIVERSITY'S FINANCIAL STATEMENTS AND SELECTION OF THE UNIVERSITY'S INDEPENDENT AUDITORS. ST JOHN'S PARIS ASSOCIATION 93 RUE DE SEVRES PARIS FR 75006 981545738 EDUCATION FR 1611293 158755 STJOHN'SNY ST JOHN'S UNIVERSITY SRL VIA MARCANTONIO COLONNA 21A ROME IT 00192 981545745 EDUCATION IT 503799 1144436 STJOHN'SNY HENLEY ROAD SPE LLC 172-14 HENLEY ROAD QUEENS NY 11432 REAL ESTATE NY 4101499 54404385 STJOHN'SNY ST JOHN'S BREAD & LIFE PROGRAM INC 795 LEXINGTON AVENUE BROOKLYN NY 11221 113174514 MEALS/SVCS NY 501(C)(3) 7 STJOHN'S NY 1 ST JOHN'S UNIVERSITY STUDENT GOVERNMENT JAMAICA 8000 UTOPIA PARKWAY JAMAICA NY 11439 112694795 STUDENT SERVICES NY 501(C)(3) 12A-I STJOHN'S NY 1 ST VINCENT DE PAUL LEGAL PROGRAM INC 8000 UTOPIA PARKWAY JAMAICA NY 11439 113068398 LEGAL CLINIC NY 501(C)(3) 12A-I STJOHN'S NY 1 POOLED INCOME FUND 8000 UTOPIA PARKWAY JAMAICA NY 11439 INVESTMENT NY N/A 1 CHARITABLE REMAINDER TRUST 8000 UTOPIA PARKWAY JAMAICA NY 11439 INVESTMENT NY N/A 1 0 1 0 0 0 0 0 0 0 0 0 1 0 0 1 1 1 1 0 ST JOHN'S UNIVERSITY STUDENT GOVERNMENT JAMAICA R 800000 FMV ST JOHN'S UNIVERSITY STUDENT GOVERNMENT JAMAICA Q 55276 FMV