2024-03-13T16:28:25-05:00 2023-04-30 135565207 KPMG LLP 60 SOUTH STREET TWO FINANCIAL CENTER BOSTON MA 02111 990 2022-05-01 980052780 BROCK UNIVERSITY BROC 9056885550 1812 SIR ISAAC BROCK WAY ST CATHARINES ON CA L2S 3A1 JOSHUA TONNOS CFO & AVP FINANCE 9056885550 2024-03-13 1 JOSHUA TONNOS 999009999 1 GARY MENIN P01638794 6179881000 2024-03-11 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z LESLEY RIGG 1812 SIR ISAAC BROCK WAY ST CATHARINES ON CA L2S 3A1 291098271 0 X WWW.BROCKU.CA X 1964 CA SEE SCHEDULE O 26 20 5954 800 0 0 89110530 85872381 160214246 151695723 9560316 8908648 32532719 40443694 291417811 286920446 21886795 20769981 0 0 179931063 179786711 0 0 1959087 83538881 88977937 285356739 289534629 6061072 -2614183 670515983 619206705 473448445 424543237 197067538 194663468 SEE SCHEDULE O 0 0 224786352 20769981 181047265 INCORPORATED IN 1964, BROCK UNIVERSITY HAS CONTINUALLY DEVELOPED RIGOROUS UNDERGRADUATE AND GRADUATE PROGRAMS, INCLUDING EXPERIENTIAL LEARNING OPPORTUNITIES. BROCK IS A COMPREHENSIVE UNIVERSITY WITH STRONG ACADEMIC PROGRAMMING AND CUTTING EDGE RESEARCH DONE IN WORLD-CLASS FACILITIES. BROCK OFFERS MORE THAN 130 UNDERGRADUATE AND GRADUATE PROGRAMS.TOTAL STUDENT HEADCOUNT FOR 2022-23 WAS OVER 19,100 STUDENTS. BROCK HAS 7 ACADEMIC FACULTIES: APPLIED HEALTH SCIENCES, GOODMAN SCHOOL OF BUSINESS, EDUCATION, HUMANITIES, MATHEMATICS AND SCIENCE, SOCIAL SCIENCES AND GRADUATE STUDIES. BROCK HAS A TOTAL FACULTY OF 600 AND 12 RESEARCH CHAIRS. 10222470 10514683 RESEARCHBROCK'S TRANSDISCIPLINARY COMMUNITY-BASED RESEARCH SUPPORTS THE REGION'S EMERGING INDUSTRY CLUSTERS SUCH AS BIOMANUFACTURING, DIGITAL MEDIA, GREEN TECHNOLOGY, AND LIFE SCIENCES. THROUGH THE MAIN RESEARCH INSTITUTES AND CENTRES AT BROCK, WE FOSTER INTELLECTUAL ENVIRONMENTS IN WHICH RESEARCHERS ACROSS DISCIPLINES COMBINE THEIR EXPERTISE TO CREATE NEW FORMS OF INQUIRY AND NEW TYPES OF SOLUTIONS. MOST OF BROCK'S EXTERNAL RESEARCH REVENUE IS FROM THE TRI-COUNCIL (CIHR, NSERC, AND SSHRC). 235008822 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 0 1 0 1 1 1 0 1 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 1 X 0 0 5954 0 0 1 CA 0 0 0 0 0 0 0 0 X 26 20 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 1 1 1 0 X BROCK UNIVERSITY 9056885550 1812 SIR ISAAC BROCK WAY ST CATHARINES ONTARIO CA L2S 3A1 LYNN WELLS PROVOST & VP (UNTIL 10/31/2022) 35.00 0.00 X X 262752 0 19431 ANTENEH AYANSO FACULTY TRUSTEE (AS OF 7/1/2022) 35.00 0.00 X 200137 0 18743 DON CYR FACULTY TRUSTEE 40.00 0.00 X 173696 0 19417 MIRIAM RICHARDS FACULTY TRUSTEE (UNTIL 6/30/2022) 40.00 0.00 X 135799 0 17769 DAN MALLECK FACULTY TRUSTEE (AS OF 7/1/2022) 35.00 0.00 X 129153 0 12336 BRADLEY CLARKE STAFF TRUSTEE (UNTIL 6/1/2022) 35.00 0.00 X 107617 0 14239 MATTHEW MELYNK STAFF TRUSTEE (AS OF 7/1/2022) 35.00 0.00 X 85329 0 12233 TRICIA MCLENNON STAFF TRUSTEE 35.00 0.00 X 69702 0 10580 LESLEY RIGG PRESIDENT & VC (AS OF 11/1/2022) 35.00 0.00 X X 32493 0 9137 HAYLEY MYATT TRUSTEE (5/1/2022 - 4/30/2023) 1.00 0.00 X 61 0 0 ANNE MCCOURT TRUSTEE 1.00 0.00 X 0 0 0 ARTI FREEMAN TRUSTEE 1.00 0.00 X 0 0 0 BILL MAURIN TRUSTEE (UNTIL 6/30/2022) 1.00 0.00 X 0 0 0 BRIAN LANG TRUSTEE 1.00 0.00 X 0 0 0 CHRISTINE SAWCHUK TRUSTEE (AS OF 7/1/2022) 1.00 0.00 X 0 0 0 DEBBIE ZIMMERMANN TRUSTEE 1.00 0.00 X 0 0 0 ERIN MATHANY TRUSTEE (UNTIL 6/30/2022) 1.00 0.00 X 0 0 0 GARY COMERFORD TRUSTEE (UNTIL 6/30/2022) 1.00 0.00 X 0 0 0 GREG BERTI TRUSTEE 1.00 0.00 X 0 0 0 GREG PLATA TRUSTEE (AS OF 7/1/2022) 1.00 0.00 X 0 0 0 JOANNA ROBERTO TRUSTEE 1.00 0.00 X 0 0 0 JONATHAN DAVEY TRUSTEE (AS OF 7/1/2022) 1.00 0.00 X 0 0 0 KEVIN MAGEE TRUSTEE (AS OF 7/1/2022) 1.00 0.00 X 0 0 0 KRISTIAN KNIBUTAT TRUSTEE 1.00 0.00 X 0 0 0 MARK ARTHUR TRUSTEE 1.00 0.00 X 0 0 0 MARY DESOUSA TRUSTEE 1.00 0.00 X 0 0 0 MARYLEE O'NEILL TRUSTEE (UNTIL 6/30/2022) 1.00 0.00 X 0 0 0 NYARAYI KAPISAVANHU TRUSTEE (AS OF 7/1/2022) 1.00 0.00 X 0 0 0 REJEANNE AIMEY TRUSTEE (AS OF 7/1/2022) 1.00 0.00 X 0 0 0 ROBERT WELCH TRUSTEE 1.00 0.00 X 0 0 0 STEPHANIE THOMPSON TRUSTEE 1.00 0.00 X 0 0 0 CHRISTOPHER YENDT STUDENT TRUSTEE (UNTIL 6/30/2022) 1.00 0.00 X 0 0 0 FATEN DARBAJ STUDENT TRUSTEE (5/1/2022 - 8/30/2022) 1.00 0.00 X 0 0 0 HILARY PEARSON CHANCELLOR 1.00 0.00 X X 0 0 0 YASMINE HEJAZI STUDENT TRUSTEE (9/1/2022 - 4/30/2023 1.00 0.00 X 0 0 0 TIM KENYON VICE-PRESIDENT, RESEARCH 35.00 0.00 X 186332 0 19431 KEN CHAN VICE-PRESIDENT, ADMIN 35.00 0.00 X 184679 0 16512 CHABRIOL COLEBATCH SECRETARY 35.00 0.00 X 127078 0 15688 SIMON BURKE SECRETARY (AS OF 9/29/2022) 35.00 0.00 X 28567 0 3275 DIRK DECLERCQ PROFESSOR 40.00 0.00 X 270076 0 19417 MARTIN KUSY PROFESSOR 40.00 0.00 X 238478 0 5364 WALID BEN OMRANE PROFESSOR 40.00 0.00 X 204086 0 18242 FAYEZ ELAYAN PROFESSOR 40.00 0.00 X 198394 0 19417 EUGENE KACIAK PROFESSOR 40.00 0.00 X 205699 0 5364 JENS COORSSEN PROFESSOR 40.00 0.00 X 162139 0 19175 GREG FINN SPECIAL ADVISOR 35.00 0.00 X 193666 0 19417 GARY LIBBEN PROFESSOR 40.00 0.00 X 166758 0 19295 TOM DUNK PROFESSOR 40.00 0.00 X 159575 0 18890 3522266 0 333372 654 1 1 0 GARDA 54 CENTENNIAL PKWY NORTH HAMILTON ONTARIO CA L8E 1H6 SECURITY 655573 BESSELING MECHANICAL 79 COVINGTON ST HAMILTON ONTARIO CA L8E 2Y4 MECHANICAL SERVICES 595737 GLACIER COMMUNICATIONS INC 65 BROADWAY 1802 NEW YORK OC 10006 MARKETING 565880 WORKDAY LIMITED THE KINGS BUILDING 152-155 CHURCH DUBLIN EI D07 A0TN SOFTWARE 477507 TELUS HEALTH (CANADA) LTD 25 YORK ST 29 FLOOR TORONTO ONTARIO CA M5J 2V5 COUNSELING/CONSULTING 341296 27 51259 78644057 7177065 1282183 85872381 STUDENT FEES 611710 141181040 141181040 RESEARCH 611710 10514683 10514683 151695723 8633985 8633985 261445 261445 785154 455261 329893 329893 329893 752500 477837 274663 274663 274663 43939 51259 57808 -13869 -13869 4449703 3186919 1262784 1262784 ANCILLARY 611710 24284446 24284446 SUNDRY 611710 14318995 14318995 38603441 286920446 191561948 0 9486117 146108 146108 20623873 20623873 1623439 502986 1120453 147039275 126336500 19835255 867520 10089603 8608480 1422245 58878 9616825 8205105 1355601 56119 11417569 9741505 1609437 66627 215857 50561 165296 155097 19637 135460 2665155 2665155 2315236 1358577 942697 13962 1722798 1581810 107380 33608 2035072 1378803 646731 9538 3217526 2336729 775619 105178 11688264 4367516 7266102 54646 2523266 2228829 101585 192852 323786 283728 34135 5923 7743894 515978 7227916 24406446 23991789 381699 32958 1219622 156004 1063366 252 MISCELLANEOUS 10271542 4927157 5117187 227198 RESEARCH 10222470 10222470 OTHER OPERATING SUPPLY 7153660 6532926 399337 221397 MEMBERSHIP DUES 1098246 891751 194064 12431 289534629 235008822 52566720 1959087 76627467 50747818 4566800 4039888 26020149 24041545 1101382 1201068 654714 654529 686663592 310691283 399609334 375972309 161936137 155258934 0 7290614 670515983 619206705 30149082 19408476 213582741 197337210 203358480 185929393 26358142 21868158 473448445 424543237 X 80803 76486 196986735 194586982 197067538 194663468 670515983 619206705 X -2614183 4031895 -299 -3821483 X 0 1 X 1 0 X 83221548 81753667 90980266 89110530 85872381 430938392 83221548 81753667 90980266 89110530 85872381 430938392 41337886 389600506 8592313 6288791 10727466 7417703 9680584 42706857 0 22185 1157 8121 0 31463 473676712 907997768 0.82250 0.83440 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 22658 X 0 93451783 868824 5181115 3413467 -32001 96120256 100781112 507496 -1786788 2535668 3514369 93451783 74690884 2380709 15215846 2364603 -10858276 100781112 79734363 1011848 -1162407 2192813 2700107 74690884 75316387 1433084 8300384 1870934 3444558 79734363 0.06950 0.93050 0.00000 0 0 2397308 39205654 41602962 1650737 443872772 175480931 270042578 88174735 53874129 34300606 58813656 33916247 24897409 52548730 47419976 5128754 375972309 ACCRUED BENEFIT OBLIGATION 21868158 21868158 299242915 4031895 7768810 11800705 287442210 2665155 -3186919 -521764 286920446 290056393 3186919 3186919 286869474 2665155 2665155 289534629 PART III, LINE 4: CONTRIBUTED WORKS OF ART ARE RECORDED AS REVENUE AND EXPENSE, AT FAIR MARKET VALUE, AT THE DATE OF CONTRIBUTION. ARTWORK PURCHASES ARE EXPENSED AS ACQUIRED. THE CONTRIBUTED WORKS OF ART ENHANCE PROGRAM DELIVERY OF MANY DEGREE PROGRAMS (VISUAL ARTS, HISTORY, CLASSICS, COMPARATIVE LITERATURES & ARTS, AND MEDIEVAL AND RENAISSANCE STUDIES). PART V, LINE 4: THE ENDOWMENT FUNDS ARE RESTRICTED CONTRIBUTIONS RECEIVED BY THE UNIVERSITY AND UNRESTRICTED DONATIONS ARE INTERNALLY DESIGNATED BY THE BOARD OF TRUSTEES. THE PRINCIPAL IS REQUIRED TO BE MAINTAINED INTACT. THE INVESTMENT INCOME GENERATED FROM THE ENDOWMENT MUST BE USED IN ACCORDANCE WITH THE VARIOUS PURPOSES ESTABLISHED BY DONORS OR THE BOARD OF TRUSTEES. PART XI, LINE 2D - OTHER ADJUSTMENTS: ACTUARIAL GAIN/LOSS IN EMPLOYEE FUTURE BENEFITS 10,990,263. INTERNALLY ALLOCATED FOR ENDOWMENT SPENDING -3,221,453. PART XI, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD RELATED TO THE CAMPUS BOOKSTORE -3,186,919. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD RELATED TO THE CAMPUS BOOKSTORE 3,186,919. PART V, LINE 1F: ADMINISTRATIVE EXPENSES INCLUDES THE ADJUSTMENT RELATED TO THE CHANGE IN THE FOREIGN EXCHANGE RATES FROM THE PRIOR YEAR TO CURRENT YEAR. 1 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 BROCK UNIVERSITY IS SUBJECT TO THE ONTARIO HUMANS RIGHTS CODE, WHICH IS A PROVINCIAL LAW FOR FREEDOM FROM DISCRIMINATION WHEREBY EVERY PERSON HAS A RIGHT TO EQUAL TREATMENT WITHOUT DISCRIMINATION BECAUSE OF RACE, ANCESTRY, PLACE OF ORIGIN, COLOUR, ETHNIC ORIGIN, CITIZENSHIP, SEX, SEXUAL ORIENTATION, AGE, MARTIAL STATUS, FAMILY STATUS OR DISABILITY. SEE HUMAN RIGHTS POLICY AVAILABLE ONLINE. (HTTPS://BROCKU.CA/HUMAN-RIGHTS/HUMAN-RIGHTS/POLICIES-REPORTS/). THE UNIVERSITY PUBLICIZES ITS NONDISCRIMINATORY POLICY ON ITS APPLICATIONS. SCHEDULE E, PART I, LINE 4 LINE 4A - BROCK UNIVERSITY DOES NOT ENGAGE IN RACIALLY DISCRIMINATORY POLICIES. BROCK UNIVERSITY IS SUBJECT TO THE ONTARIO HUMAN RIGHTS CODE, WHICH IS A PROVINCIAL LAW FOR FREEDOM FROM DISCRIMINATION BECAUSE OF RACE, ANCESTRY, PLACE OF ORIGIN, COLOR, ETHNIC ORIGIN, CITIZENSHIP, SEX, SEXUAL ORIENTATION, AGE, MARITAL STATUS, FAMILY STATUS, OR DISABILITY. LINE 4B - BROCK UNIVERSITY DOES NOT ENGAGE IN RACIALLY DISCRIMINATORY POLICIES WHEN MAKING SCHOLARSHIP AND FINANCIAL ASSISTANCE DECISIONS. BROCK UNIVERSITY IS SUBJECT TO THE ONTARIO HUMAN RIGHTS CODE, WHICH IS A PROVINCIAL LAW FOR FREEDOM FROM DISCRIMINATION BECAUSE OF RACE, ANCESTRY, PLACE OF ORIGIN, COLOR, ETHNIC ORIGIN, CITIZENSHIP, SEX, SEXUAL ORIENTATION, AGE, MARITAL STATUS, FAMILY STATUS, OR DISABILITY. SCHEDULE E, PART I, LINE 6 BROCK UNIVERSITY RECEIVES GRANTS FROM THE CANADIAN FEDERAL GOVERNMENT AND THE ONTARIO PROVINCIAL GOVERNMENT. SCHEDULE E, PART I, LINE 7 BROCK UNIVERSITY CONDUCTED NSEE CANADA (NATIONAL SURVEY OF STUDENT ENGAGEMENT) IN 2023 IN ORDER TO ENSURE THAT IT IS ENROLLING MEANINGFUL NUMBERS OF RACIAL MINORITY GROUPS. 1 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 2 5954 PROGRAM SERVICE EXPENSE EDUCATION & RESEARCH 214238842 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 MANAGEMENT AND GENERAL EDUCATION & RESEARCH 52566720 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 FUNDRAISING EXPENSES EDUCATION & RESEARCH 1959087 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 NON-US INVESTMENTS INVESTMENT 155258934 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICE EXPENSE SCHOLARSHIP 15534377 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 PROGRAM SERVICE EXPENSE SCHOLARSHIP 245220 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICE EXPENSE SCHOLARSHIP 604846 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICE EXPENSE SCHOLARSHIP 357262 MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 0 0 PROGRAM SERVICE EXPENSE SCHOLARSHIP 940147 RUSSIA AND NEIGHBORING STATES - ARMENIA, AZERBIJAN, BELARUS, 0 0 PROGRAM SERVICE EXPENSE SCHOLARSHIP 183193 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 PROGRAM SERVICE EXPENSE SCHOLARSHIP 319180 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 0 0 PROGRAM SERVICE EXPENSE SCHOLARSHIP 1546186 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 0 0 PROGRAM SERVICE EXPENSE SCHOLARSHIP 893463 2 5954 0 0 2 5954 440765288 3882169 444647457 SCHOLARSHIP NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 7909 15534377 CHEQUES, EFTS SCHOLARSHIP CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 57 245220 CHEQUES, EFTS SCHOLARSHIP EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 190 604846 CHEQUES, EFTS SCHOLARSHIP EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIU 58 357262 CHEQUES, EFTS SCHOLARSHIP MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 139 940147 CHEQUES, EFTS SCHOLARSHIP RUSSIA AND NEIGHBORING STATES - ARMENIA, AZERBIJAN, BELARUS, 23 183193 CHEQUES, EFTS SCHOLARSHIP SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 41 319180 CHEQUES, EFTS SCHOLARSHIP SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 490 1546186 CHEQUES, EFTS SCHOLARSHIP SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 226 893463 CHEQUES, EFTS 0 0 0 0 0 1 PART I, LINE 2: GRANTS ARE RECORDED UPON RECEIPT INTO SEPARATE GENERAL LEDGER ACCOUNTS. THE ACTIVITIES IN THESE ACCOUNTS ARE MONITORED AND REVIEWED BY THE OFFICE OF RESEARCH SERVICES AND THE FINANCE DEPARTMENT. THE OFFICE OF RESEARCH SERVICES IN CONJUNCTION WITH THE RESEARCHER ASSIGNED TO EACH GRANT PROVIDE OVERSIGHT OF THE ACCOUNTS AND THE ACTIVITY CONTAINED WITHIN. GRANTS AND OTHER ASSISTANCE TO INDIVIDUALS OUTSIDE THE US CONSISTS OF STUDENT AWARDS AND SCHOLARSHIPS. THE OFFICE OF THE REGISTRAR AND STUDENT AWARDS AND FINANCIAL AID ADMINISTERS AND MONITORS ALL AWARDS AND SCHOLARSHIPS. PART III ACCOUNTING METHOD: GOLF TOURNAMENT 78185 51259 26926 8327 24455 173 HOMECOMING 8229 8229 3206 3428 8880 3 8784 8784 1945 2389 345 1034 3626 95198 51259 43939 10272 2389 24800 4240 3428 12679 57808 -13869 1 SCHOLARSHIPS 32 146108 PART I, LINE 2: GRANTS AND OTHER ASSISTANCE TO INDIVIDUALS IN THE US CONSISTS OF STUDENT AWARDS AND SCHOLARSHIPS PAID TO US STUDENTS. THE OFFICE OF THE REGISTRAR AND STUDENT AWARDS AND FINANCIAL AID ADMINISTERS AND MONITORS ALL AWARDS AND SCHOLARSHIPS. X X 1 1 X X X X 0 1 0 0 0 0 0 0 0 DIRK DECLERCQ PROFESSOR 269474 0 0 0 602 0 14053 0 5364 0 289493 0 0 0 LYNN WELLS PROVOST & VP (UNTIL 10/31/2022) 238458 0 0 0 24294 0 14053 0 5378 0 282183 0 0 0 MARTIN KUSY PROFESSOR 237876 0 0 0 602 0 0 0 5364 0 243842 0 0 0 WALID BEN OMRANE PROFESSOR 203116 0 0 0 970 0 12878 0 5364 0 222328 0 0 0 ANTENEH AYANSO FACULTY TRUSTEE (AS OF 7/1/2022) 199535 0 0 0 602 0 13379 0 5364 0 218880 0 0 0 FAYEZ ELAYAN PROFESSOR 197792 0 0 0 602 0 14053 0 5364 0 217811 0 0 0 GREG FINN SPECIAL ADVISOR 193181 0 0 0 485 0 14053 0 5364 0 213083 0 0 0 EUGENE KACIAK PROFESSOR 205097 0 0 0 602 0 0 0 5364 0 211063 0 0 0 TIM KENYON VICE-PRESIDENT, RESEARCH 185847 0 0 0 485 0 14053 0 5378 0 205763 0 0 0 KEN CHAN VICE-PRESIDENT, ADMIN 184194 0 0 0 485 0 11134 0 5378 0 201191 0 0 0 DON CYR FACULTY TRUSTEE 173094 0 0 0 602 0 14053 0 5364 0 193113 0 0 0 GARY LIBBEN PROFESSOR 166156 0 0 0 602 0 13931 0 5364 0 186053 0 0 0 JENS COORSSEN PROFESSOR 162139 0 0 0 0 0 13811 0 5364 0 181314 0 0 0 TOM DUNK PROFESSOR 158973 0 0 0 602 0 13526 0 5364 0 178465 0 0 0 MIRIAM RICHARDS FACULTY TRUSTEE (UNTIL 6/30/2022) 135799 0 0 0 0 0 12405 0 5364 0 153568 0 0 0 PART I, LINE 1A DURING LYNN WELLS'S ROLE AS INTERIM PRESIDENT OF THE UNIVERSITY, THEY WERE PROVIDED HOUSING AND VEHICLE ALLOWANCES. THESE AMOUNTS FOR THE HOUSING ALLOWANCE AND VEHICLE ALLOWANCE ARE REPORTED IN COLUMN (B)(III). SOME ASSOCIATE VICE-PRESIDENTS HAVE A PROFESSIONAL ALLOWANCE ACCOUNT THAT IS USED FOR PROFESSIONAL DEVELOPMENT, TRAINING AND OTHER DISCRETIONARY SPENDING. EACH FACULTY MEMBER HAS A PROFESSIONAL EXPENSE REIMBURSEMENT ACCOUNT THAT IS USED FOR PROFESSIONAL DEVELOPMENT, ATTENDING CONFERENCES, TRAINING OR RESEARCH MATERIALS. THE AMOUNT RECEIVED EACH YEAR IS SET OUT IN THE COLLECTIVE AGREEMENT (COLLECTIVE AGREEMENTS - HUMAN RESOURCES (BROCKU.CA)). PART I, LINE 4B BROCK UNIVERSITY IS A CANADIAN INSTITUTION THAT IS GENERALLY NOT SUBJECT TO THE PROVISIONS OF INTERNAL REVENUE CODE SECTION 457. THE UNIVERSITY HAS A SUPPLEMENTAL RETIREMENT PLAN THAT IS AVAILABLE ONLY TO THE UNIVERSITY PRESIDENT AND IS SEPARATE FROM THE UNIVERSITY'S GENERAL PENSION PLAN. ACCORDINGLY, SCHEDULE J, PART I, LINE 4B HAS BEEN CHECKED YES, INDICATING THAT THE UNIVERSITY HAS THE EQUIVALENT OF A NONQUALIFIED SUPPLEMENTAL RETIREMENT PLAN. THE UNIVERSITY CONTRIBUTES TO THE PRESIDENT'S SUPPLEMENTAL RETIREMENT PLAN ACCOUNT ON JANUARY 31ST EVERY YEAR. THE AMOUNT OF COMPENSATION DEFERRED UNDER THIS PLAN HAS BEEN INCLUDED IN THE SCHEDULE J, PART II, COLUMN (C) AMOUNT FOR THE CURRENT PRESIDENT. PART II: THE AMOUNTS REPORTED ON PART II ARE THOSE AMOUNTS RENDERED TO THE UNVERSITY OUTSIDE OF THE UNITED STATES AND ARE NOT AMOUNTS REPORTED AS COMPENSATION TO FOREIGN PERSONS NOR FOR SERVICES REQUIRED TO BE REPORTED ON FORMS W-2, 1099, OR 1042-S. X 104339 APPRAISED BY THE LIBRARY X 2 11529 FMV ON DATE OF DONATION X 3 22658 APPRAISED BY THIRD PARTY X MISCELLANEOUS 4 1130231 APPRAISED BY THIRD P X INSURANCE 3 13426 INSURANCE COMPANY RE 0 1 0 PART I, COLUMN (B): THE NUMBER IN PART I COLUMN- (B) REPRESENTS THE NUMBER OF CONTRIBUTIONS RECEIVED. FORM 990, PART I, LINE 1 & PART III, LINE 1: BROCK FLOURISHES THROUGH THE SCHOLARLY, CREATIVE AND PROFESSIONAL ACHIEVEMENTS OF OUR STUDENTS, FACULTY AND STAFF. ALTHOUGH WE SHARE A COMMON PURPOSE, WE RECOGNIZE AND HONOUR KNOWLEDGE PURSUED THROUGH DIVERSE PERSPECTIVES AND APPROACHES. OUR ACADEMIC MISSION IS TO NURTURE AND SUPPORT OUR STUDENTS AND FACULTY IN THE DISCOVERY OF KNOWLEDGE THROUGH EXEMPLARY SCHOLARSHIP, TEACHING AND SERVICE. WE PROVIDE UNDERGRADUATE, GRADUATE AND PROFESSIONAL EDUCATION OF THE HIGHEST QUALITY. OUR GRADUATE PROGRAMS ENHANCE BROCK'S GROWING REPUTATION FOR EXCELLENCE IN TEACHING, RESEARCH, CREATIVITY AND INNOVATION. WE PROVIDE A TRANSFORMATIVE EXPERIENCE FOR OUR STUDENTS INSIDE AND OUTSIDE THE CLASSROOM BY HELPING TO DEVELOP THEIR FULL POTENTIAL AS EDUCATED AND ENGAGED CITIZENS IN LOCAL AND GLOBAL COMMUNITIES. BROCK GRADUATES GO OUT INTO THE WORLD AS LEADERS, WITH A TRACK RECORD OF ENTERING FULFILLING CAREERS ACROSS ALL DISCIPLINES. BROCK UNIVERSITY WORKS TO ENHANCE THE ECONOMIC, SOCIAL, CULTURAL AND INTELLECTUAL LIVES OF THE COMMUNITIES AROUND US, NIAGARA, ONTARIO, CANADA AND GLOBALLY, AND TO DEMONSTRATE THE VITAL WAYS IN WHICH WE CONTRIBUTE TO THE WELL-BEING AND BETTERMENT OF SOCIETY IN THE 21ST CENTURY. FORM 990, PART I, LINE 5: BROCK UNIVERSITY HAS NO EMPLOYEES IN THE UNITED STATES AND DOES NOT FILE A FORM W-3. FORM 990, PART V, LINE 2A: BROCK UNIVERSITY HAS NO EMPLOYEES IN THE UNITED STATES AND DOES NOT FILE A FORM W-3. ALL OF BROCK UNIVERSITY'S EMPLOYEES ARE CANADIAN RESIDENTS. THE UNIVERSITY REPORTS THESE EMPLOYEES ON CANADA FORM T4 SUMMARY, WHICH IS THE EQUIVALENT OF UNITED STATES' FEDERAL FORM W-3. FORM 990, PART V, LINE 3B: THE UNIVERSITY DOES NOT FILE A FORM 990-T TO REPORT UNRELATED BUSINESS TAXABLE INCOME BECAUSE NONE OF THE UNRELATED BUSINESS TAXABLE INCOME IS EFFECTIVELY CONNECTED WITH THE CONDUCT OF A TRADE OR BUSINESS WITHIN THE UNITED STATES, AND NONE OF THE UNRELATED BUSINESS TAXABLE INCOME IS DERIVED FROM SOURCES WITHIN THE UNITED STATES. FORM 990, PART V, LINE 7: THE UNIVERSITY MAY RECEIVE CONTRIBUTIONS FROM TAXPAYERS WHO CLAIM A TAX DEDUCTION ON THEIR US INCOME TAX RETURN. HOWEVER, SINCE THE UNIVERSITY IS AN ENTITY THAT IS ORGANIZED AND OPERATING IN CANADA, ANY TAX DEDUCTIONS CLAIMED ON A US INCOME TAX RETURN IS CLAIMED UNDER THE UNITED STATES-CANADA INCOME TAX TREATY AND NOT UNDER INTERNAL REVENUE CODE SECTION 170(C). FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS PREPARED AND REVIEWED BY FINANCIAL SERVICES. IT IS AVAILABLE TO ANY SENIOR ADMINISTRATOR OR BOARD OF TRUSTEE MEMBER UPON REQUEST. THE FORM 990 IS ALSO REVIEWED BY OUTSIDE TAX ADVISORS. FORM 990, PART VI, SECTION B, LINE 12C THE ASSOCIATE VICE-PRESIDENT OF PEOPLE AND CULTURE IS RESPONSIBLE FOR MAINTAINING COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY (UNIVERSITY POLICIES (BROCKU.CA)). SENIOR MANAGEMENT MUST ENSURE THIS POLICY IS MADE KNOWN TO MEMBERS WITHIN THEIR RESPECTIVE UNITS. THE ASSOCIATE VICE-PRESIDENT OF PEOPLE AND CULTURE REPORTS ALL CONFIRMED CONFLICTS TO THE APPROPRIATE COMMITTEE OF THE BOARD OF TRUSTEES. THE BOARD OF TRUSTEES CONFLICT OF INTEREST POLICY IS AVAILABLE AT BOARD RESOURCES - UNIVERSITY SECRETARIAT (BROCKU.CA). THE CHAIR OF THE BOARD IS RESPONSIBLE FOR ENSURING COMPLIANCE AND DOES THIS BY REGULAR TRAINING OF BOARD MEMBERS ON CONFLICTS OF INTEREST AND BY ENSURING THERE IS A CALL FOR DISCLOSURE OF ANY CONFLICTS AT THE BEGINNING OF EACH BOARD, COMMITTEE AND SUBCOMMITTEE MEETING. FORM 990, PART VI, SECTION B, LINE 15 ALL COMPENSATION FOR SENIOR EMPLOYEES IS MANAGED THROUGH THE PEOPLE AND CULTURE DEPARTMENT AND APPROVED BY THE HUMAN RESOURCES COMMITTEE OF THE BOARD OF TRUSTEES. COMPENSATION IS DETERMINED WITH CONSIDERATION OF RELEVANT COMPARATORS. DECISIONS ARE DOCUMENTED IN MEETING MINUTES, WHICH OUTLINE THE BOARD'S APPROVAL. FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY'S BYLAWS, POLICIES AND FINANCIAL STATEMENTS ARE ALL AVAILABLE ON THE UNIVERSITY'S WEBSITE (WWW.BROCKU.CA). FORM 990, PART XI, LINE 9: INTERNALLY ALLOCATED FOR ENDOWMENT SPENDING -3,221,453. EFFECTS OF FOREIGN EXCHANGE RATES -11,590,293. PENSION OBLIGATION 10,990,263.