2024-03-18T20:21:33-05:00 2023-06-30 420714325 RSM US LLP 920 5TH AVENUE SUITE 2800 SEATTLE WA 98104 990 2022-07-01 562276950 UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE INVESTMENT FUND UNIV 7046875806 9201 UNIVERSITY CITY BLVD REESE 411 CHARLOTTE NC 282230001 DR RICHARD AMON TREASURER 7046875806 2024-01-23 1 DR RICHARD AMON XXX-XX-XXXX 0 SUE ROBISON P00560072 2062814444 2024-03-18 3 AAL1 IAL1 2022 2023-04-26 12:10:37Z RICHARD AMON 9201 UNIVERSITY CITY BLVD REESE 411 CHARLOTTE NC 282230001 1983754 0 X N/A X 2004 NC THE PRIMARY PURPOSE IS TO ACCEPT FUNDS FROM THE MEMBERS FOR LONG-TERM INVESTMENT AND TO PRODUCE SUFFICIENT INVESTMENT RETURNS TO PROVIDE CURRENT INCOME FOR DISTRIBUTION TO THE MEMBERS TO MEET THEIR CURRENT CHARITABLE, SCIENTIFIC, AND EDUCATIONAL REQUIREMENTS WITH EXCESS INVESMENT RETURNS REINVESTED TO MEET FUTURE NEEDS AND TO DEVELOP AND MONITOR POLICIES AND STRATEGIES TO MAXIMIZE INVESTMENT RETURNS AND MINIMIZE INVESTMENT RISK. 7 6 0 6 566947 503300 0 0 0 0 406022 1983754 4772 0 410794 1983754 0 0 0 0 0 0 0 0 0 1484041 1105855 1484041 1105855 -1073247 877899 306480982 316286095 252735 163247 306228247 316122848 X THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE INVESTMENT FUND, INC. (UNCCIF) IS A NORTH CAROLINA NOT-FOR-PROFIT ORGANIZATION ESTABLISHED TO SUPPORT THE UNIVERSTIY OF NORTH CAROLINA AT CHARLOTTE (UNC CHARLOTTE) BY PROVIDING INVESTMENT MANAGEMENT FOR CHARITABLE NOT-FOR-PROFIT FOUNDATIONS, ASSOCIATIONS, TRUSTS, ENDOWMENTS AND OTHER FUNDS OR ENTITIES ORGANIZED AND OPERATED PRIMARILY FOR THE BENEFIT OF UNC CHARLOTTE. 0 0 1105855 0 0 THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE INVESTMENT FUND, INC. IS A NOT-FOR-PROFIT ORGANIZATION ESTABLISHED TO SUPPORT THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE BY PROVIDING INVESTMENT MANAGEMENT FOR CHARITABLE, NOT-FOR-PROFIT FOUNDATIONS, ASSOCIATIONS, TRUSTS, ENDOWMENTS AND OTHER FUNDS OR ENTITIES ORGANIZED AND OPERATED PRIMARILY FOR THE BENEFIT OF THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE. 1105855 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 X 7 6 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 0 0 0 NC X X GREG VERRET 7046875432 9201 UNIVERSITY CITY BOULEVARD CHARLOTTE NC 282230001 X MICHAEL SHIELDS CHAIR 1.00 1.00 X X 0 0 0 DIMITRI TRIANTAFYLLIDES VICE CHAIR 1.00 X X 0 0 0 KEVIN BROWN BOARD MEMBER 1.00 1.00 X 0 0 0 SUSAN DEVORE BOARD MEMBER 1.00 X 0 0 0 SHARON GABER BOARD MEMBER 1.00 X 0 0 0 SUSAN N JAMISON BOARD MEMBER 1.00 X 0 0 0 RICHARD AMON SEC/TREAS 1.00 40.00 X X 0 280212 45929 0 280212 45929 0 0 1 0 UNC MANAGEMENT 1400 ENVIRON WAY CHAPEL HILL NC 27517 INVESTMENT SERVICES 559944 GLOBAL ENDOWMENT MANAGEMENT 550 S TRYON ST STE 3500 CHARLOTTE NC 28202 INVESTMENT SERVICES 309048 FEG INVESTMENT ADVISORS 201 EAST FIFTH ST STE 1600 CINCINNATI OH 45202 INVESTMENT ADVISOR 129201 3 154082 154082 1829672 0 1829672 1829672 566947 1262725 1983754 0 566947 1416807 1105855 1105855 1105855 1105855 0 0 10315499 11894756 296165483 304391339 306480982 316286095 252735 163247 252735 163247 X 0 0 0 0 306228247 316122848 306228247 316122848 306480982 316286095 X 877899 9342450 -325748 X X 0 1 X 1 0 X X 1 UNC CHARLOTTE 560791228 6 1 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 GLOBAL ENDOWMENT MANAGEMENT, LP 47655598 F UNC INVESTMENT FUND, LLC 256735741 F 304391339 10220349 9342450 9342450 877899 1105855 1105855 1983754 0 0 0 1105855 1105855 1105855 0 0 0 0 0 0 0 0 0 RICHARD AMON SEC/TREAS 0 252686 0 0 0 27526 0 35148 0 10781 0 326141 0 0 FORM 990, PART VI, SECTION A, LINE 6 ARTICLE III OF THE BYLAWS EXPRESSLY NAMES THREE MEMBERS OF THE CORPORATION, AND THOSE ARE THE FOUNDATION OF THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE, INC ("FOUNDATION"), THE BOARD OF TRUSTEES OF THE ENDOWMENT OF THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE ("ENDOWMENT"), AND THE ATHLETIC FOUNDATION OF THE UNVIERSITY OF NORTH CAROLINA AT CHARLOTTE ("ATHLETIC FOUNDATION"). A RESOLUTION WAS ADOPTED THAT ALLOWS ENTITIES RELATED TO THE MEMBERS TO INVEST IN THE FUND, BUT WITHOUT VOTING RIGHTS. FORM 990, PART VI, SECTION A, LINE 7A THE ORGANIZATION HAS THREE PARTICIPANTS THAT INVEST IN THE POOLED INVESTMENT FUND. ALL THREE MEMBERS HAVE VOTING RIGHTS. ARTICLE IV OF THE BYLAWS STATES THAT THERE SHALL BE SEVEN DIRECTORS, TWO DIRECTORS APPOINTED BY THE FOUNDATION , ONE DIRECTOR APPOINTED BY THE ENDOWMENT, ONE DIRECTOR APPOINTED BY THE ATHLETIC FOUNDATION AND THREE EX-OFFICIO DIRECTORS - THE CHANCELLOR OF UNC CHARLOTTE, THE CHARIMAN OF THE BOARD OF TRUSTEES OF THE ENDOWMENT OF UNC CHARLOTTE, AND THE VICE CHANCELLOR OF BUSINESS AFFAIRS OF UNC CHARLOTTE. FORM 990, PART VI, SECTION B, LINE 11B THE COMPLETED 990 IS SENT OUT TO THE BOARD VIA EMAIL. THEY ARE ASKED TO REVIEW IT AND RESPOND WITH ANY COMMENTS PRIOR TO FILING THE FORM 990. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION PROVIDES BOARD MEMBERS WITH AN ANNUAL REVIEW OF THE CONFLICT OF INTEREST POLICY AS AN AGENDA ITEM DURING THE BOARD MEETING. A FORMAL POLICY OUTLINING THIS PROCESS HAS BEEN BOARD APPROVED. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION DOES NOT COMPENSATE DIRECTORS/OFFICERS AND HAS NO EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC BY VARIOUS METHODS FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTH IN SECTION 6104(D). THE ORGANIZATION SERVES THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE, WHICH IS SUBJECT TO THE NORTH CAROLINA PUBLIC RECORDS ACT THAT IS ALSO DEEMED APPLICABLE TO THE ORGANIZATION. CONTACT INFORMATION IS PROVIDED FOR INDIVIDUALS REQUESTING THE UNIVERSITY FINANCIAL STATEMENTS. FORM 990, PART VII, SECTION A, COLUMN F: THE ORGANIZATION, IN A FULL TRANSPARENCY POSTURE TO REPORTING, IS REPORTING ALL BENEFITS IN FULL IN COLUMN F, PART VII AND IS NOT APPLYING THE $10,000 PER ITEM EXCEPTION FOR CERTAIN BENEFITS. FORM 990, PART XI, LINE 9: MEMBER ADDITIONS TO FUND 13,500,794. DISTRIBUTIONS TO MEMBERS FROM FUND -13,826,542. FORM 990, PART XII, LINE 2C: MEMBERS OF THE ORGANIZATION'S FULL BOARD ACT AS AN 'AUDIT COMMITTEE AND PROVIDE OVERSIGHT WITH THOROUGH REVIEW OF INVESTMENT ACTIVITY COMPARED TO MARKET FOR EACH QUARTER, AS WELL AS THOROUGH REVIEWS OF THE FINANCIAL REPORTING PROCESS FOR THE PREPARATION OF THE ANNUAL FINANCIAL STATEMENT AUDIT. THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE 9201 UNIVERSITY CITY BLVD CHARLOTTE NC 28223 560791228 UNIVERSITY NC GOVERNMENT UNIT N/A 0 THE FOUNDATION OF UNCC INC 9201 UNIVERSITY CITY BLVD CHARLOTTE NC 28223 566059417 UNIVERSITY SUPPORT NC 501(C)(3) LINE 5 UNCC 0 THE ATHLETIC FOUNDATION OF UNCC INC 9201 UNIVERSITY CITY BLVD CHARLOTTE NC 28223 237050570 UNIVERSITY SUPPORT NC 501(C)(3) LINE 7 N/A 0 UNCC FACILITIES DEVELOPMENT CORP 9201 UNIVERSITY CITY BLVD CHARLOTTE NC 28223 510537391 UNIVERSITY HOUSING NC 501(C)(3) LINE 12A, I UNCC 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0