2024-03-01T09:34:01-06:00 2022-12-31 750786316 WEAVER AND TIDWELL LLP 4400 POST OAK PARKWAY SUITE 1100 HOUSTON TX 77027 990PF 2022-01-01 208483773 GORDON A CAIN FOUNDATION GORD 7138407896 8 GREENWAY PLAZA 606 HOUSTON TX 77046 JAMES D WEAVER CHAIRMAN 7138407896 2024-02-28 1 JAMES WEAVER 999009999 0 DEANNA WARREN P01617120 7138508787 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z X 61890942 X 44926983 749875 741902 70437 12889448 70437 45747295 812339 0 0 0 0 0 5155 5155 0 0 24121 6549 0 0 222461 222461 0 0 251737 234165 0 0 1325500 1325500 1577237 234165 0 1325500 44170058 578174 0 481476 71939 71939 156156 18975069 18975069 86381 31746 86381 86381 42688 42688 385496 439846 398206 15311372 39826023 42073809 223123 196979 173559 97511 73611 69291 750 750 16686880 59712536 61890942 7238 15767 7238 15767 X 11922824 11922824 0 0 4756818 47773945 16679642 59696769 16686880 59712536 16679642 44170058 0 60849700 1152931 59696769 THE NORTHERN TRUST X5403 P 960670 1017212 -56542 -56542 THE NORTHERN TRUST X5403 P 1556188 1058194 497994 497994 UBS FINANCIAL SERVICES X7364 P 1189479 722203 467276 467276 THE NORTHERN TRUST X3890 P 1515976 1538364 -22388 -22388 THE NORTHERN TRUST X3890 P 141701 147771 -6070 -6070 THE NORTHERN TRUST X3184 P 5398226 5896970 -498744 -498744 THE NORTHERN TRUST X3184 P 1377565 1646138 -268573 -268573 THE NORTHERN TRUST X3184 P 742539 789710 -47171 -47171 MLP ADJUSTMENT P 2449 -2449 -2449 CAPITAL GAINS DIVIDENDS P 7104 7104 7104 70437 8037 0 8037 0 8037 42688 0 0 0 42688 0 34651 34651 0 0 0 0 0 0 0 0 0 0 0 1 1 TX 1 0 0 0 0 1 N/A CAIN FAMILY OFFICE 7138407896 8 GREENWAY PLAZA SUITE 606 HOUSTON TX 77046 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JAMES D WEAVER 8 GREENWAY PLAZA SUITE 606 HOUSTON TX 77046 CHARMAIN, PRESIDENT, DIREC 20.00 0 0 0 SHARYN A WEAVER 8 GREENWAY PLAZA SUITE 606 HOUSTON TX 77046 SECRETARY, TREASURER, DIRE 10.00 0 0 0 ALYSON A NICHOLAS 8 GREENWAY PLAZA SUITE 606 HOUSTON TX 77046 DIRECTOR 0.00 0 0 0 JAMES K WEAVER 8 GREENWAY PLAZA SUITE 606 HOUSTON TX 77046 DIRECTOR 0.00 0 0 0 NONE 0 NONE 0 0 19272565 1820526 0 21093091 0 0 21093091 316396 20776695 1038835 1038835 8037 8037 1030798 0 1030798 0 1030798 1325500 0 1325500 1030798 0 0 75098 3674 78772 1325500 0 0 0 1030798 294702 0 0 373474 0 0 0 0 0 0 0 373474 75098 3674 294702 JAMES D WEAVER 8 GREENWAY PLAZA SUITE 606 HOUSTON TX 77046 7138407896 YOUR REQUEST FOR FUNDING SHOULD BE SUBMITTED AS A FORMAL PROPOSAL. IT SHOULD INCLUDE A DETAILED EXPLANATION OF THE PURPOSE AND OBJECTIVES OF THE PROPOSED PROJECT OR ACTIVITY, THE MOST RECENT AUDITED FINANCIAL STATEMENTS, ANNUAL BUDGET, PROJECTED BUDGET IF APPLICABLE, A LIST OF MAJOR SOURCES OF SUPPORT, YOUR STAFF DESCRIPTION, LIST OF THE BOARD OF TRUSTEES, THE MOST RECENT COPY OF YOUR ORGANIZATIONS 501(C)(3) TAX-EXEMPT LETTER FROM THE IRS, AND A THE DESCRIPTION OF AN EVALUATION PLAN. 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2022-12-08 2 135000.00 SEDONA LAKES MUN UTIL DIST NO 1 TEX 4% 09-01-2031 BEO 138714 2022-12-08 2 125000.00 SEGUIN TEX 4% 09-01-2036 BEO 126077 2022-12-08 2 135000 SIENNA PLANTATION LEVEE IMPT DIST TEX FORT BEND CNTY 4% 09-01-2029 BEO 137842 2022-12-08 2 130000 SIENNA PLANTATION LEVEE IMPT DIST TEX FORT BEND CNTY 4% 09-01-2030 BEO 132572 2022-12-08 2 200000.00 SIENNA PLANTATION LEVEE IMPT DIST REF 4%09-01-2031 201655 2022-12-08 2 45000.00 SIENNA PLANTATION TEX MUN UTIL DIST 3.5%09-01-2031 45144 2022-12-08 2 125000.00 SIENNA PLANTATION MUN UTIL DIST NO 5 TEXCONTRACT REV 4.25% 11-01-2027 BEO 128441 2022-12-08 2 60000.00 SOUTH BUDA WTR CTL & IMPT DIST NO 1 TEX 3.25% 08-01-2031 BEO 60053 2022-12-08 2 115000.00 SUNFIELD MUN UTIL DIST NO 1 TEX 3.75% 09-01-2031 BEO 115479 2022-12-08 2 440000.00 TEXAS A & M UNIV PERM UNIV FD 5% 07-01-2034 BEO 465227 2022-12-08 2 25000.00 TEXAS A & M UNIV PERM UNIV FD 5% 07-01-2023 BEO 25051 2022-12-08 2 45000.00 TEXAS ST 5% 04-01-2038 BEO 47717 2022-12-08 2 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196979 173559 CORPORATE STOCK 39826023 42073809 439846 398206 0 0 OTHER INVESTMENTS AT COST 73611 69291 FMV CONTRIBUTION ADJUSTMENT 1152931 BROKERAGE FEES 195305 195305 0 0 OFFICE EXPENSE 24043 24043 0 0 DUES & SUBSCRIPTIONS 3113 3113 0 0 ACCOUNTS PAYABLE - CIL 7238 15767 WE RESPECTFULLY REQUEST THAT THIS PENALTY BE ABATED FOR REASONABLE CAUSE. THE TAXPAYER ENGAGED A CERTIFIED PUBLIC ACCOUNTING FIRM (THE "FIRM") TO PREPARE THEIR FEDERAL INCOME TAX RETURN. THE TAXPAYER TIMELY PROVIDED ALL THE INFORMATION NECESSARY TO PREPARE AND FILE THE 2022 FEDERAL INCOME TAX RETURNS. DUE TO AN INADVERTENT AND UNINTENTIONAL OVERSIGHT, THE FIRM DID NOT INITIALLY SUBMIT THE RETURN ELECTRONICALLY DUE TO A SOFTWARE LIMITATION THAT WAS PREVENTING THE RETURN FROM E-FILING WITH THE LIST OF NON-CASH CONTRIBUTIONS THAT THAT WERE MADE IN 2022. IN RESPONSE TO THE NOTICE RECEIVED, THE FIRM WAS ABLE TO ADD THE NON-CASH CONTRIBUTION SCHEDULE INTO THE TAX SOFTWARE IN A WAY THAT WOULD ALLOW FOR THE RETURN TO E-FILE. WHILE THE NOTICE RECEIVED WAS DATED FEBRUARY 15, 2024, THE TAXPAYER ONLY RECEIVED A NOTICE IN THE MAIL ON FEBRUARY 26, 2024. THE TAXPAYER AND THE FIRM WORKED TO GET THE INFORMATION SUBMITTED WITHIN THE 10-DAY DEADLINE LISTED ON THE NOTICE REQCEIVED.BASED ON THE FACTS AND CIRCUMSTANCES DETAILED ABOVE, THE FACTS IN THIS CASE CLEARLY SUPPORT THAT TAXPAYER TOOK AFFIRMATIVE ACTION TO COMPLY WITH THE TAX LAW AND EXERCISED ORDINARY BUSINESS CARE AND PRUDENCE BY AFFIRMATIVELY ENGAGING THE FIRM TO PREPARE, FILE AND MEET ITS UNITED STATES FEDERAL INCOME TAX FILING REQUIREMENTS. DESPITE TAXPAYER'S DILIGENT EFFORTS, AN INADVERTENT AND UNINTENTIONAL OVERSIGHT OCCURRED AT THE FIRM RESULTING IN ITS FAILURE TO ELECTRONICALLY FILE THE TAXPAYER'S 2022 FORM 990-PF TIMELY. FOREIGN TAXES 6549 6549 0 0 EXCISE TAX EXPENSE 17572 0 0 0