2024-01-29T10:27:12-06:00 2023-03-31 366055558 GRANT THORNTON LLP 75 STATE ST 13TH FLOOR BOSTON MA 02109 990 2022-04-01 981358092 SAINT MARY'S UNIVERSITY SAIN 9024205400 923 ROBIE STREET HALIFAX NOVA SCOTIA CA B3H 3C3 TODD WILLIAMS VP, FINANCE & ADMINISTRATION 9024205400 2024-01-29 1 TODD WILLIAMS 999009999 0 ERIN COUTURE P01390592 6177237900 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z ROBERT SUMMERBY-MURRAY 923 ROBIE STREET HALIFAX NOVA SCOTIA CA B3H 3C3 169897374 0 X WWW.SMU.CA X 1970 CA OFFER UNDERGRADUATE, GRADUATE, & CONTINUING EDUCATION PROGRAMS; (CONTINUED ON SCHEDULE O)TO ENGAGE IN RESEARCH & DISSEMINATE ITS RESULTS; & TO SERVE THE LOCAL & INTERNATIONAL COMMUNITIES. 26 19 0 185 0 0 49551287 71667864 75082653 73050203 5017890 3101252 1860658 2144840 131512488 149964159 12726378 12645525 0 0 79965739 81414493 0 0 1714573 37887967 40576459 130580084 134636477 932404 15327682 246064636 261399718 60097373 77030171 185967263 184369547 X THE MISSION OF SAINT MARY'S UNIVERSITY (SMU) IS TO OFFER UNDERGRADUATE, GRADUATE, AND CONTINUING EDUCATION PROGRAMS; TO ENGAGE IN RESEARCH AND DISSEMINATE ITS RESULTS; AND TO SERVE THE COMMUNITY FROM THE LOCAL TO THE INTERNATIONAL LEVEL. 0 0 71806683 7642782 62315636 HIGHER EDUCATION: SMU IS A PUBLIC LIBERAL ARTS AND SCIENCE DEGREE-GRANTING INSTITUTION COMMITTED TO THE ENCOURAGEMENT AND FOSTERING OF CRITICAL, CREATIVE, AND INDEPENDENT THINKING. 9439377 2379532 0 RESEARCH: THE RESEARCH MISSION OF SMU IS TO ENGAGE IN RESEARCH THAT APPLIES TO, AND IS VALUED BY, COMMUNITIES FROM AROUND THE CORNER TO AROUND THE WORLD. OUR MISSION ALSO INVOLVES CULTIVATING INTELLECTUAL CURIOSITY AND CREATIVITY WITHIN OUR FACULTY AND STUDENTS. 3741971 41098 6328189 SMU BELIEVES LIVING IN A RESIDENCE COMMUNITY PROVIDES STUDENTS WITH OPPORTUNITIES FOR LEARNING AND GROWTH THAT ARE EQUALLY AS VALUABLE AS THOSE AVAILABLE TO THEM IN THE CLASSROOM. AS SUCH, RESIDENCE AT SMU HAS BEEN DESIGNED TO REFLECT A COMMITMENT TO THE HOLISTIC DEVELOPMENT AND PERSONAL GROWTH OF OUR RESIDENCE COMMUNITY STUDENTS. SMU STRIVES TO ENSURE THAT THE RESIDENCE COMMUNITY FOLLOWS AN APPROACH BASED ON PROFESSIONAL BEST PRACTICES, AS WELL AS THE INTERESTS AND DEVELOPMENTAL NEEDS OF STUDENTS. 25028318 2582113 4406378 SMU PROVIDES A WIDE RANGE OF OTHER SERVICES RELATED TO ITS CORE MISSION OF POST SECONDARY EDUCATION, RESEARCH AND OUTREACH INCLUDING ATHLETICS& RECREATION, DINING SERVICES, CAMPUS BOOKSTORE, AND CONFERENCES. 25028318 2582113 4406378 110016349 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 0 1 0 1 1 1 1 1 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 X 0 0 0 0 1 CA 0 0 1 1 0 0 0 0 0 0 0 X 26 19 0 0 0 0 0 1 0 1 1 0 1 1 0 1 1 1 0 0 1 1 0 X TODD WILLIAMS INTERIM VP FINANCE & ADMIN 9024205409 923 ROBIE STREET HALIFAX NOVA SCOTIA CA B3H 3C3 DR ROBERT SUMMERBY-MURRAY PRESIDENT AND VICE-CHANCELLOR 41.00 0.00 X X 265462 0 61250 DR HARJEET BHABRA DEAN OF SOBEY SCHOOL OF BUSINESS 40.00 0.00 X 200521 0 102919 DR MALCOLM BUTLER VP, ACADEMIC & RES. - THRU 06/2022 40.00 0.00 X 186855 0 38538 DR MARY INGRAHAM DEAN OF ARTS 40.00 0.00 X 165385 0 51321 MS ERIN SARGEANT GREENWOOD VP, ADVANCEMENT 40.00 0.00 X 192919 0 18139 DR ESTHER ENNS ASSOC. VP, TEACHING & LEARNING 40.00 0.00 X 191358 0 15014 MR E KEVIN KELLOWAY RESEARCH CHAIR 40.00 0.00 X 182962 0 16700 DR PAWAN LINGRAS PROFESSOR 40.00 0.00 X 184828 0 14231 MS MICHELLE BENOIT VP, FINANCE & ADMIN 40.00 0.00 X 181141 0 17197 DR DAWN JUTLA PROFESSOR 40.00 0.00 X 179274 0 17112 DR MADINE VANDERPLAAT VP, ACADEMIC & RES. - AS OF 09/2022 40.00 0.00 X 166276 0 18627 DR LORI FRANCIS DEAN OF SCIENCE (ACTING) 40.00 0.00 X 165385 0 15937 DR J COLIN DODDS PROFESSOR 40.00 0.00 X 174348 0 4526 DR ADAM SARTY ASSOC. VP, RESEARCH & DEAN FGSR 40.00 0.00 X 177131 0 -4355 DR MOHAMED DRIRA GOVERNOR; PROFESSOR - AS OF 09/2022 41.00 0.00 X 147041 0 14820 DR MARGARET MACDONALD FORMER KEY EMPLOYEE; PROFESSOR 40.00 0.00 X 140694 0 15055 DR ATHER AKBARI GOVERNOR; PROFESSOR - THRU 09/2022 41.00 0.00 X 134735 0 13408 DR TONY CHARLES GOVERNOR; PROFESSOR - AS OF 09/2022 41.00 0.00 X 129307 0 15055 DR MARGARET MCKEE GOVERNOR; PROFESSOR 41.00 0.00 X 130892 0 11795 DR TIM STRETTON GOVERNOR; PROFESSOR - THRU 10/2022 41.00 0.00 X 122656 0 13124 DR ROBERT SINGER GOVERNOR; PROFESSOR 41.00 0.00 X 113085 0 13408 DR RITUPARNA KANUMGO GOVERNOR; PROFESSOR - AS OF 09/2022 41.00 0.00 X 112093 0 11703 DR LISA GANNETT GOVERNOR; PROFESSOR - THRU 09/2022 41.00 0.00 X 101010 0 10808 DR NAJAH ATTIG GOVERNOR; ASSOC PROF. - THRU 07/2022 41.00 0.00 X 98638 0 10324 DR LUCIE KOCUM GOVERNOR; PROFESSOR - AS OF 11/2022 41.00 0.00 X 81870 0 9737 DR MICHAEL DURLAND CHANCELLOR 5.00 0.00 X 0 0 0 MR LAWRENCE FREEMAN GOVERNOR; CHAIR - THRU 09/2022 1.00 0.00 X X 0 0 0 MR ALAN R ABRAHAM JR GOVERNOR; CHAIR - AS OF 10/2022 1.00 0.00 X X 0 0 0 MS ANITA BEZEAU GOVERNOR - THRU 09/2022 1.00 0.00 X 0 0 0 MS CHRISTINE BONNELL-EISNER GOVERNOR - AS OF 03/2023 1.00 0.00 X 0 0 0 MR KYLE COOK GOVERNOR - AS OF 05/2022 1.00 0.00 X 0 0 0 MS KIMBERLY DOANE GOVERNOR 1.00 0.00 X 0 0 0 MR RICHARD FLYNN GOVERNOR - THRU 09/2022 1.00 0.00 X 0 0 0 MR PHILIP FRASER GOVERNOR 1.00 0.00 X 0 0 0 MS SYLVIA GAWAD GOVERNOR 1.00 0.00 X 0 0 0 MR MARK GOSINE GOVERNOR 1.00 0.00 X 0 0 0 MR FLOYD KANE GOVERNOR 1.00 0.00 X 0 0 0 MR JOSHUA LAFOND GOVERNOR - THRU 04/2022 1.00 0.00 X 0 0 0 MR DUNCAN MACINTYRE GOVERNOR - THRU 09/2022 1.00 0.00 X 0 0 0 MR JAMIE MACNEIL GOVERNOR 1.00 0.00 X 0 0 0 MS ANNA MARENICK GOVERNOR 1.00 0.00 X 0 0 0 MR BAFANA MASHINGAIDZE GOVERNOR - AS OF 09/2022 1.00 0.00 X 0 0 0 MR JOSEPH METLEGE GOVERNOR 1.00 0.00 X 0 0 0 MS JENNIFER NICHOLSON GOVERNOR - THRU 09/2022 1.00 0.00 X 0 0 0 MR TOM O'HANDLEY GOVERNOR - THRU 09/2022 1.00 0.00 X 0 0 0 MS COLLETTE ROBERT GOVERNOR - THRU 01/2023 1.00 0.00 X 0 0 0 MS JANE ROY GOVERNOR 1.00 0.00 X 0 0 0 MS KELLIE SAURIOL GOVERNOR 1.00 0.00 X 0 0 0 MR VIVEK SOOD GOVERNOR - AS OF 09/2022 1.00 0.00 X 0 0 0 MR FRANKLYN SOUTHWELL GOVERNOR - THRU 04/2022 1.00 0.00 X 0 0 0 MS FRANCESCA SOUTHWELL GOVERNOR - AS OF 05/2022 1.00 0.00 X 0 0 0 MR JOSHUA SYDNEY GOVERNOR - THRU 04/2022 1.00 0.00 X 0 0 0 MS ISOBEL TYLER GOVERNOR - AS OF 05/2022 1.00 0.00 X 0 0 0 MR ADRIAN WHITE GOVERNOR - THRU 04/2022 1.00 0.00 X 0 0 0 MR ALEX WILSON GOVERNOR - AS OF 05/2022 1.00 0.00 X 0 0 0 MR SIAN WREN GOVERNOR 1.00 0.00 X 0 0 0 3925866 0 526393 217 1 1 0 ATLANTICA MECHANICAL CONTRACTORS INC 8 RALSON AVENUE DARTMOUTH NOVA SCOTIA CA CONSTRUCTION 3242464 ARAMARK CANADA LTD 811 ISLINGTON AVENUE TORONTO ONTARIO CA DINING SERVICES 3156144 ABLE ELECTRIC LIMITED 43 FIELDING AVE UNIT A DARTMOUTH NOVA SCOTIA CA CONSTRUCTION 2014811 ALVIN COMPANY LTD PO BOX 8281 STN A HALIFAX NOVA SCOTIA CA CONSTRUCTION 1711639 ELLISDON CORPORATION 2045 OXFORD ST EAST LONDON ONTARIO CA CONSTRUCTION 1572896 67 32147 60249796 11385921 811070 71667864 STUDENT FEES & TUITION 611310 62372887 62372887 RESIDENCE SERVICES 721310 6328189 6328189 DINING SERVICES 722514 3414391 3414391 ATHLETICS & RECREATION SERVICES 713940 616577 616577 ACADEMIC SERVICES 611710 311183 311183 6976 6976 73050203 3703688 3703688 300784 0 300784 300784 300784 18620335 19222771 -602436 -602436 -602436 11856 10819 1037 1037 922810 699625 223185 223185 EXTERNAL COST RECOVERIES 900099 399350 399350 PARKING REVENUE 900099 293438 293438 INT'L SUMMER SCHOOL REVENUE 900099 122057 122057 804989 804989 1619834 149964159 73050203 0 5246092 772 772 228332 228332 12416421 12416421 2802028 1846323 760261 195444 156347 156347 67508077 55444197 10848696 1215184 5020632 3039884 1898045 82703 2365687 1244187 1096241 25259 3561722 2814957 671257 75508 134363 134363 534733 534733 61622 61622 210844 210844 6253141 3952345 2172546 128250 1448555 1371124 70498 6933 495895 351834 128871 15190 3804259 474741 3301472 28046 9929 9929 4418090 1635994 2778267 3829 2941443 2744076 184002 13365 372325 355484 8738 8103 1592330 551496 1040834 7308130 7308130 377344 4197 373147 RESIDENCE DINING EXPENS 2807019 2807019 MATERIALS AND SUPPLIES 1878404 1641892 193510 43002 LIBRARY ACQUISITIONS 1579711 1579711 MEMBERSHIPS 678646 678646 3669676 14666441 -10870522 -126243 134636477 110016349 22905555 1714573 12616 4016 30568545 56576191 7641677 7888022 526889 507153 1759256 1855469 209368929 83665206 121194244 125703723 13156610 4723973 69358157 62667421 1052970 738868 793672 734882 246064636 261399718 8867888 15063337 10996849 10699271 37189974 48834837 3042662 2432726 60097373 77030171 X 51196777 53760474 88129997 91151587 46640489 39457486 185967263 184369547 246064636 261399718 X 15327682 -4572966 -12352432 X 0 1 X 1 0 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 734882 X 0 46640489 371764 -5656940 1726510 171317 39457486 42647456 1952654 3777090 1540800 195911 46640489 29143941 2411976 12588414 1348788 148087 42647456 30728770 2565524 -2887382 1115639 147332 29143941 30231547 858448 842330 1089160 114395 30728770 0.00000 1.00000 0.00000 0 0 10228559 10228559 170407249 68544669 101862580 18831663 10598935 8232728 9901458 4521602 5379856 125703723 POOLED FUNDS 62667421 F 62667421 RETIREMENT BENEFITS 2432726 2432726 146101640 -4572963 -4572963 150674603 -710444 -710444 149964159 135346921 0 135346921 -710444 -710444 134636477 PART III, LINE 4: COLLECTIONS OF ART AND HISTORICAL TREASURES EXEMPT PURPOSE THE ART COLLECTION HAS OVER 2,000 WORKS IN THE PERMANENT COLLECTION FOCUSING ON CONTEMPORARY CANADIAN ARTISTS. THE ARTWORK RECOGNIZES LOCAL ARTISTS AND IS DISPLAYED IN THE GALLERY AND THROUGHOUT THE CAMPUS. ALL OF THE EXHIBITS RECEIVE SUPPORT FROM THE CANADIAN COUNCIL OF THE ARTS. THE ART EXPOSES STUDENTS TO THE LOCAL CULTURE AND THE ARTS. PART V, LINE 1C: FOREIGN TRANSLATION ADJUSTMENTS FOREIGN TRANSLATION ADJUSTMENTS HAVE BEEN INCLUDED IN LINE 1C. PART V, LINE 4: INTENDED USES OF ENDOWMENT FUND ENDOWMENT FUNDS PROVIDE A BASE FOR STUDENT FINANCIAL AID AND PROGRAMS IN SUPPORT OF THE ACADEMIC PLAN. SMU'S ENDOWMENT IS EXPECTED TO PROVIDE BOTH PRESENT AND FUTURE GENERATIONS WITH FINANCIAL SUPPORT. PART XI, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD INCLUDED IN REVENUE ON 990 -699,625. FUNDRAISING EXPENSES -10,819. PART XII, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD INCLUDED IN REVENUE ON 990 -699,625. FUNDRAISING EXPENSES -10,819. 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 SEE SUPPLEMENTAL PAGE SCHEDULE E, PART I, LINE 4 SEE SUPPLEMENTAL PAGE SCHEDULE E, PART 1, LINE 3: PUBLICATION ON RACIALLY NONDISCRIMINATORY POLICY ALTHOUGH SMU HAS NOT TAKEN OUT ADS IN NEWSPAPERS TO EXPLAIN OUR NONDISCRIMINATION POLICY, WE ARE CONFIDENT THAT OUR ADVERTISING MAKES A STRONG STATEMENT THAT WE SERVE ALL RACIAL SEGMENTS OF THE COMMUNITY, AND INDEED THE GLOBE. WE RELY ON OUR EXTENSIVE RECRUITMENT ADVERTISING CAMPAIGNS AND OTHER ADVERTISING CAMPAIGNS TO DEMONSTRATE THAT WE ARE AN INSTITUTION THAT VALUES AND PRACTICES DIVERSITY AND INCLUSION. OUR CAMPAIGNS ARE PROMOTED HEAVILY THROUGH ADS ON SOCIAL MEDIA CHANNELS SUCH AS FACEBOOK AND THEREFORE REACH LARGE AUDIENCES IN CANADA AND OVERSEAS. RACIAL DIVERSITY IS DEMONSTRATED IN OUR ADVERTISING BY THE PHOTOGRAPHY AND VIDEOS WHICH SHOWCASE OUR STUDENTS ON CAMPUS. WE NEVER USE ACTORS OR STAND-INS IN OUR ADVERTISING. ANOTHER IMPORTANT TOOL IS THE UNIVERSITY'S WEBSITE. BY SHOWCASING OUR STUDENTS, FACULTY, STAFF AND ALUMNI ON OUR UNIVERSITY WEBSITE, WE MAKE A STRONG STATEMENT ABOUT RACIAL DIVERSITY. SCHEDULE E, PART 1, LINE 4A: RECORDS ON RACIAL COMPOSITION SMU DOES NOT REQUIRE DISCLOSURE OF RACIAL IDENTITY BY ITS APPLICANTS, STUDENT BODY, FACULTY OR ADMINISTRATION. SMU COLLECTS INFORMATION ON RACIAL IDENTITY ON A VOLUNTARY BASIS FOR PURPOSES OF ASSESSING DIVERSITY. INDIVIDUALS MAY CHOOSE TO DISCLOSE THIS INFORMATION. SCHEDULE E, PART 1, LINE 4B: RECORDS ON SCHOLARSHIPS AWARDED ON RACIALLY NONDISCRIMINATORY BASIS SCHOLARSHIPS AND FINANCIAL ASSISTANCE ARE RENDERED BASED ON NEED AND ACADEMIC STANDING. SCHEDULE E, PART 1, LINE 6A: FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENTAL AGENCY GRANTS ARE PROVIDED FROM FEDERAL AND PROVINCIAL GOVERNMENTS. 1 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICES EDUCATION 273955 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES EDUCATION 122057 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 1 2275 PROGRAM SERVICES EDUCATION 96974813 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 1 2275 INVESTMENTS 123967585 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 1 2275 GRANTMAKING FINANCIAL AID 12416421 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 1 2275 MAINTAINING OFFICES MANAGEMENT AND ADMINISTRATION 21205870 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 1 2275 FUNDRAISING 1714573 1 2275 0 0 1 2275 256675274 0 256675274 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES SPONSORSHIP 11364 CHEQUE/EFT 0 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES SPONSORSHIP 30303 CHEQUE/EFT 0 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES RESEARCH 18220 CHEQUE/EFT 0 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES RESEARCH 18157 CHEQUE/EFT 0 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES SPONSORSHIP 15152 CHEQUE/EFT 0 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES SPONSORSHIP 5723 CHEQUE/EFT 0 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES SPONSORSHIP 17045 CHEQUE/EFT 0 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES SPONSORSHIP 23864 CHEQUE/EFT 0 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES SPONSORSHIP 6818 CHEQUE/EFT 0 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES SPONSORSHIP 20455 CHEQUE/EFT 0 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES SPONSORSHIP 13636 CHEQUE/EFT 0 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES SPONSORSHIP 15152 CHEQUE/EFT 0 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES PRIZES AND AWARDS 7576 CHEQUE/EFT 0 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES PRIZES AND AWARDS 7576 CHEQUE/EFT 0 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES PRIZES AND AWARDS 7576 CHEQUE/EFT 0 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES SPONSORSHIP 53083 CHEQUE/EFT 0 16 SCHOLARSHIPS & BURSARIES FOR STUDENT INDIVIDUALS NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 2270 11691254 OTHER RESEARCH GRANT NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 1 9470 CHECK/EFT TUITION WAIVERS NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 31 324123 OTHER PRIZES & AWARDS NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 48 9351 PRIZES & AWARDS COST 0 0 0 0 0 0 PART III ACCOUNTING METHOD: SCHEDULE F, PART I, LINE 2 PROCEDURE FOR MONITORING USE OF GRANT FUNDS OUTSIDE U.S. SMU'S MISSION STATEMENT REFERS TO "BUILDING ON A STRONG TRADITION OF ACCESSIBLITY". FINANCIALLY, WE CONTRIBUTE TO THAT VISION BY ENSURING TO THE EXTENT POSSIBLE THAT STUDENTS CAN AFFORD TO ATTEND SMU. SCHOLARSHIPS, BURSARIES AND FINANCIAL AID ARE PROVIDED BASED ON NEED AND MERIT. SMU TRACKS ALL GRANTS ISSUED BY GRANT, AMOUNT, STUDENT, AND TERM. SCHEDULE F, PART III TUITION WAIVERS WERE LISTED ALL TOGETHER AS THE DETAIL BY FOREIGN REGION IS NOT READILY AVAILABLE TO THE ORGANIZATION. 1 SCHOLARSHIPS AND BURSARIES 20 164207 FINANCIAL AID 3 64125 PART I, LINE 2: PROCEDURE FOR MONITORING USE OF GRANT FUNDS INSIDE U.S. FINANCIAL AID AND SCHOLARSHIPS ARE BASED ON NEED AND MERIT FROM APPLICATIONS SUBMITTED BY STUDENTS. ONCE AWARDED, THE FUNDS ARE PLACED DIRECTLY ON THE STUDENT'S ACCOUNT TO OFFSET THE COST OF TUITION AND FEES. X X 1 1 X X X 0 0 0 0 0 0 0 0 0 DR ROBERT SUMMERBY-MURRAY PRESIDENT AND VICE-CHANCELLOR 265462 0 0 0 0 0 45057 0 16193 0 326712 0 0 0 DR HARJEET BHABRA DEAN OF SOBEY SCHOOL OF BUSINESS 200521 0 0 0 0 0 96997 0 5922 0 303440 0 0 0 DR MALCOLM BUTLER VP, ACADEMIC & RES. - THRU 06/2022 186855 0 0 0 0 0 33350 0 5188 0 225393 0 0 0 DR MARY INGRAHAM DEAN OF ARTS 165385 0 0 0 0 0 48615 0 2706 0 216706 0 0 0 MS ERIN SARGEANT GREENWOOD VP, ADVANCEMENT 192919 0 0 0 0 0 12102 0 6037 0 211058 0 0 0 DR ESTHER ENNS ASSOC. VP, TEACHING & LEARNING 191358 0 0 0 0 0 13091 0 1923 0 206372 0 0 0 MR E KEVIN KELLOWAY RESEARCH CHAIR 182962 0 0 0 0 0 12486 0 4214 0 199662 0 0 0 DR PAWAN LINGRAS PROFESSOR 184828 0 0 0 0 0 10640 0 3591 0 199059 0 0 0 MS MICHELLE BENOIT VP, FINANCE & ADMIN 181141 0 0 0 0 0 12808 0 4389 0 198338 0 0 0 DR DAWN JUTLA PROFESSOR 179274 0 0 0 0 0 12794 0 4318 0 196386 0 0 0 DR MADINE VANDERPLAAT VP, ACADEMIC & RES. - AS OF 09/2022 166276 0 0 0 0 0 13052 0 5575 0 184903 0 0 0 DR LORI FRANCIS DEAN OF SCIENCE (ACTING) 165385 0 0 0 0 0 13231 0 2706 0 181322 0 0 0 DR J COLIN DODDS PROFESSOR 174348 0 0 0 0 0 0 0 4526 0 178874 0 0 0 DR ADAM SARTY ASSOC. VP, RESEARCH & DEAN FGSR 177131 0 0 0 0 0 -8182 0 3827 0 172776 0 0 0 DR MOHAMED DRIRA GOVERNOR; PROFESSOR - AS OF 09/2022 147041 0 0 0 0 0 11080 0 3740 0 161861 0 0 0 DR MARGARET MACDONALD FORMER KEY EMPLOYEE; PROFESSOR 140694 0 0 0 0 0 11256 0 3799 0 155749 0 0 0 SCHEDULE J, PART I LINE 1A FIRST-CLASS OR CHARTER TRAVEL FIRST-CLASS TRAVEL IS PROVIDED FOR CERTAIN SENIOR EXECUTIVE(S) AS PER EMPLOYMENT AGREEMENTS FOR LONG-DISTANCE TRAVEL UNDER CERTAIN CIRCUMSTANCES. SCHEDULE J, PART I, LINE 1A TRAVEL FOR COMPANIONS TRAVEL FOR COMPANIONS IS PROVIDED FOR CERTAIN SENIOR EXECUTIVE(S) AS PER EMPLOYMENT AGREEMENTS FOR BUSINESS RELATED EVENTS (E.G. DONOR RELATIONS AND FUNDRAISING ACTIVITIES) WHERE A SPOUSE OR COMPANION IS REQUIRED DUE TO THE UNIVERSITY'S ROLE. SCHEDULE J, PART II, COLUMN C VESTED ADMINISTRATIVE LEAVES CERTAIN EMPLOYEES ARE ELIGIBLE PER THEIR EMPLOYMENT CONTRACTS TO VESTED ADMINISTRATIVE LEAVES. THIS FUTURE EMPLOYEE BENEFIT IS ACCRUED EACH YEAR AND REPORTED IN COLUMN C. SCHEDULE J, PART II, COLUMN C RETIREMENT AND OTHER DEFERRED COMPENSATION THE AMOUNT OF RETIREMENT AND OTHER DEFERRED COMPENSATION LISTED FOR DR. ADAM SARTY WAS ADJUSTED TO REFLECT THE FAIR MARKET VALUE AS INDICATED IN HIS EMPLOYMENT CONTRACT. THE ADJUSTMENT HAS RESULTED IN A NEGATIVE BALANCE FOR THIS FISCAL YEAR. X 9 805617 FMV X INSURANCE 3 4235 FMV X WEIGHT RM EQPT 1 1218 FMV 0 1 0 PART I, COLUMN (B): METHOD USED SMU USES THE NUMBER OF CONTRIBUTIONS AS THE METHOD FOR DETERMINING THE AMOUNT IN COLUMN (B). FORM 990, PART V, LINE 6 CONTRIBUTION SOLICITATIONS SMU IS A FOREIGN UNIVERSITY AND SOLICITS FINANCIAL SUPPORT FROM ITS WORLDWIDE ALUMNI, LARGELY IN CANADA BUT DOES INCLUDE SOLICITATIONS TO U.S. PERSONS AND U.S. ENTITIES. SMU OBTAINED U.S. TAX EXEMPT STATUS AS A FOREIGN 501(C)(3) EDUCATIONAL INSTITUTION. SMU RELIES ON THE FINANCIAL SUPPORT IT RECEIVES FROM ALUMNI AND ORGANIZATIONS TO ACHIEVE ITS MISSION OF OFFERING EDUCATION PROGRAMS, ENGAGE IN RESEARCH AND SERVE THE COMMUNITY. DUE TO SMU'S STATUS AS A FOREIGN 501(C)(3), U.S. PERSONS AND U.S. ENTITIES ARE NOTIFIED THAT THEIR DONATIONS TO SMU MAY NOT BE DEDUCTIBLE FOR U.S. TAX PURPOSES. FORM 990, PART VI, SECTION A, LINE 1A EXECUTIVE COMMITTEE THE EXECUTIVE COMMITTEE CAN ACT IN THE ABSENCE OF THE BOARD IF NECESSARY. THIS IS NOT TYPICALLY REQUIRED. FORM 990, PART VI, SECTION A, LINE 7A OTHER PERSONS WITH THE POWER TO ELECT OR APPOINT THE BOARD SEVERAL ORGANIZATIONS HAVE THE RIGHT TO APPOINT MEMBERS OF THE BOARD OF GOVERNORS: SMU STUDENT ASSOCIATION (4), SMU FACULTY UNION (6), NOVA SCOTIA PROVINCIAL GOVERNMENT (2), SMU ALUMNI ASSOCIATION (6), AND ROMAN CATHOLIC EPISCOPAL CORP (3). FORM 990, PART VI, SECTION B, LINE 11B FORM 990 REVIEW PROCESS THE FORM 990 IS REVIEWED BY THE SENIOR DIRECTOR OF FINANCIAL SERVICES AND THE VP, FINANCE & ADMINISTRATION AND DISTRIBUTED TO THE SECRETARY TO FACILITATE REVIEW WITH THE EXECUTIVE MANAGEMENT GROUP. THIS IS CONDUCTED BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY ALL OFFICERS, DIRECTORS, AND KEY EMPLOYEES ARE REQUIRED TO SIGN THE ORGANIZATION'S CONFLICT OF INTEREST POLICY. IN-HOUSE LEGAL COUNSEL REVIEWS ALL FORMS. ANY DISCLOSURES NOTED ARE BROUGHT TO THE ATTENTION OF THE AUDIT COMMITTEE TO REVIEW. FORM 990, PART VI, SECTION B, LINE 15 PROCESS FOR DETERMINING COMPENSATION INDEPENDENT ANALYSIS AND RESEARCH FOR APPROPRIATE COMPENSATION IS DONE BY A SEARCH FIRM. SUBSEQUENT APPROVAL IS GIVEN BY THE GOVERNING BOARD. FORM 990, PART VI, SECTION C, LINE 19 HOW DOCUMENTS ARE MADE AVAILABLE TO THE PUBLIC THE GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE POSTED ON SMU'S WEBSITE. FORM 990, PART XI, LINE 9: FOREIGN TRANSLATION ADJUSTMENT -14,052,117. GAIN/(LOSS) ON INTEREST RATE SWAP 1,699,685.