2026-06-25T02:03:53-05:00 2025-09-30 991856619 GRANT THORNTON ADVISORS LLC 757 THIRD AVENUE 9TH FLOOR NEW YORK NY 100172013 990 2024-10-01 223573572 UNITED STATES MARITIME ALLIANCE LTD UNIT 7324043101 125 CHUBB AVENUE 350 NC LYNDHURST NJ 07071 ANTHONY J DALONGES CORPORATE TREASURER 7324043101 2026-06-25 1 0 SCOTT THOMPSETT P00741490 2125990100 2024 2025-03-06 01:10:19Z FRANCIS PAUL DEMARIA 125 CHUBB AVENUE 350 NC LYNDHURST NJ 07071 11552194 0 X WWW.USMX.COM X 1997 NJ TO PROTECT MEMBER INTERESTS IN LABOR RELATIONS ISSUES IN THE LONGSHORE INDUSTRY. 13 13 8 0 0 0 0 0 59467080 8849773 90063 133002 0 2500000 59557143 11482775 174812 192677 0 0 3338234 3177824 0 0 0 57278326 7191000 60791372 10561501 -1234229 921274 76492542 28731263 53755226 1076928 22737316 27654335 X UNITED STATES MARITIME ALLIANCE ("USMX") MISSION IS TO PRESERVE AND PROTECT THE INTERESTS OF ITS MEMBERS IN MATTERS ASSOCIATED WITH THE MARITIME INDUSTRY, INCLUDING ALL LABOR RELATIONS ISSUES AFFECTING LONGSHORE AND RELATED ACTIVITIES. (CONTINUED ON SCH O) THE ALLIANCE, OF CARRIERS, STEVEDORES AND PORT ASSOCIATIONS, SHALL CARRY OUT THIS MISSION FOR ITS MEMBERS AND CUSTOMERS, WITH DUE CONSIDERATION OF THE INTERESTS, SAFETY, AND WELL BEING OF THE WORKERS AND THEIR REPRESENTATIVES. THE ALLIANCE HAS NEGOTIATED THE MASTER CONTRACT ON CONTAINERIZATION AND ROLL ON ROLL OFF WITH UNION REPRESENTATIVES. 0 0 USMX REPRESENTS EMPLOYERS OF THE EAST AND GULF COAST LONGSHORE INDUSTRY. MEMBERSHIP CONSISTS OF CONTAINER CARRIERS, INCLUDING THE LARGEST CARRIERS AND CARRIER ALLIANCES WORLDWIDE, ALL MAJOR MARINE TERMINAL OPERATORS, AND PORT ASSOCIATIONS REPRESENTING EACH PORT ON THE EAST AND GULF COASTS. USMX'S MEMBERS ARE RESPONSIBLE FOR THE TRANSPORTATION AND HANDLING OF CARGO SHIPPED TO AND FROM THE UNITED STATES. WHILE SERVING AS THE REPRESENTATIVE OF THE MANAGEMENT GROUPS IN MASTER CONTRACT BARGAINING, THE ALLIANCE ALSO ARTICULATES INDUSTRY POSITIONS ON REGULATORY AND SAFETY ISSUES; OVERSEES COASTWIDE TRAINING, RETRAINING, CERTIFICATION, AND RECERTIFICATION PROGRAMS; AND IS RESPONSIBLE FOR ADMINISTERING COASTWIDE FRINGE BENEFIT FUNDS AND PROGRAMS. (CONTINUED ON SCH O)SINCE 1977, USMX AND ITS PREDECESSOR ORGANIZATIONS HAVE SUCCESSFULLY NEGOTIATED 10 CONTRACTS WITH THE INTERNATIONAL LONGSHOREMEN'S ASSOCIATION, (ILA) WITHOUT ANY COASTWIDE DISRUPTIONS TO SERVICE. ON SEPTEMBER 25, 2018, USMX AND THE ILA SIGNED A NEW 6-YEAR AGREEMENT COVERING 14,500 PORT WORKERS ON THE EAST AND GULF COASTS. THE NEW MASTER CONTRACT COMMENCED OCTOBER 1, 2024 AND WILL RUN THROUGH SEPTEMBER 30, 2025. 0 0 0 1 0 0 0 0 0 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 13 0 1 8 1 0 0 0 0 0 0 0 0 X 13 13 0 0 0 0 1 1 0 1 1 1 0 0 1 0 0 0 1 1 0 0 X ANTHONY DALONGES 7324043101 125 CHUBB AVENUE SUITE 350 NB LYNDHURST NJ 07071 ROY AMALFITANO DIRECTOR 5.00 0.00 X 0 0 0 DAVID DALY DIRECTOR 5.00 0.00 X 0 0 0 THOMAS ENGEL DIRECTOR 5.00 0.00 X 0 0 0 ALBERT V GEBHARDT DIRECTOR 5.00 0.00 X 0 0 0 JAMES R GRAY JR DIRECTOR (THRU 07/2025) 5.00 0.00 X 0 0 0 DAN HALL DIRECTOR 5.00 0.00 X 0 0 0 JAMES HOUGHTALIN DIRECTOR (AS OF 10/2024) 5.00 0.00 X 0 0 0 SHAREEN LARMOND DIRECTOR (AS OF 07/2025) 5.00 0.00 X 0 0 0 KURT MITTENZWEI DIRECTOR 5.00 0.00 X 0 0 0 JOHN J NARDI DIRECTOR 5.00 0.00 X 0 0 0 PAUL NAZZARO DIRECTOR (THRU 10/2024) 5.00 0.00 X 0 0 0 CHRISTOPHER J PARVIN DIRECTOR 5.00 0.00 X 0 0 0 JAMES PELLICCIO DIRECTOR 5.00 0.00 X 0 0 0 KEVIN PRICE DIRECTOR 5.00 0.00 X 0 0 0 KELLY B STRONG DIRECTOR 5.00 0.00 X 0 0 0 DAVID F ADAM CHAIRMAN AND CEO (THRU 04/2025) 35.00 5.00 X 718656 0 413717 FRANCIS PAUL DEMARIA CHAIRMAN AND CEO (AS OF 04/2025) 35.00 5.00 X 509844 0 285733 ANTHONY J DALONGES CORPORATE TREASURER 5.00 35.00 X 0 407260 503531 LIZBETH MONICA CORPORATE SECRETARY 35.00 0.00 X 186263 0 248401 ANISSA MCLAUGHLIN FRUCCI EXECUTIVE VICE PRESIDENT AND COO 35.00 5.00 X 427129 0 143368 JOSEPH WEEKS DIRECTOR OF LABOR RELATIONS 35.00 0.00 X 288505 0 202788 JASON WINTER DIRECTOR OF LABOR RELATIONS 35.00 0.00 X 310076 0 124381 QUELEEN ROLAND BOARD MEETING ASSISTANT 35.00 0.00 X 114289 0 72518 KIM PEREZ EXECUTIVE ASSISTANT 35.00 0.00 X 155221 0 232468 2709983 407260 2226905 8 0 1 0 THE LAMBOS FIRM 303 SOUTH BROADWAY SUITE 410 TARRYTOWN NY 10591 LEGAL SERVICES 809386 RISA HELLER COMMUNICATIONS 233 BROADWAY SUITE 2160 NEW YORK NY 10279 PUBLIC RELATIONS 238940 MORGAN LEWIS & BOCKIUS LLP PO BOX 8500 S-6050 PHILADELPHIA PA 19178 LEGAL SERVICES 235140 VERREX LLC 1130 ROUTE 22 WEST MOUNTAINSIDE NJ 07092 CONSULTING 140917 4 TONNAGE ASSESSMENT 483000 8369773 8369773 MEMBERSHIP DUES 813410 480000 480000 8849773 130789 130789 71632 69419 2213 2213 2213 INSURANCE DISTRIBUTION (SIMAS) 900099 2500000 2500000 2500000 11482775 8849773 0 2633002 X 192677 906240 1826276 36624 275805 132879 1500000 388731 69242 1785096 225792 209943 261954 24777 155462 355216 NEGOTIATION EXPENSE 2032138 DUES AND SUBSCRIPTIONS 98996 83653 10561501 562524 2996169 4349416 2159962 68204 36132 214096 185876 746305 389987 397481 356318 70900821 22996806 76492542 28731263 607733 435071 53147493 641857 53755226 1076928 X 22737316 27654335 22737316 27654335 76492542 28731263 X 921274 75869 3919876 X 0 1 X 1 0 0 1 0 92782 86486 6296 406126 230329 175797 247397 73172 174225 356318 INVESTMENT IN SUBSIDIARY 16253890 FUNDED RETIREMENT BENEFITS 4139724 FUNDED POSTRETIREMENT BENEFITS 1130201 ASSESSMENTS RECEIVABLE 903928 RIGHT-OF-USE ASSETS 569063 22996806 LEASE LIABILITIES 641857 641857 X PART X, LINE 2: USMX FOLLOWS GUIDANCE THAT CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN, INCLUDING ISSUES RELATING TO FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT. THIS GUIDANCE PROVIDES THAT THE TAX EFFECTS FROM AN UNCERTAIN TAX POSITION CAN ONLY BE RECOGNIZED IN THE CONSOLIDATED FINANCIAL STATEMENTS IF THE POSITION IS "MORE-LIKELY-THAN-NOT" TO BE SUSTAINED IF THE POSITION WERE TO BE CHALLENGED BY A TAXING AUTHORITY. THE ASSESSMENT OF THE TAX POSITION IS BASED SOLELY ON THE TECHNICAL MERITS OF THE POSITION, WITHOUT REGARD TO THE LIKELIHOOD THAT THE TAX POSITION MAY BE CHALLENGED. USMX IS EXEMPT FROM FEDERAL INCOME TAX UNDER IRC SECTION 501(C)(6), THOUGH IT IS SUBJECT TO TAX ON INCOME UNRELATED TO ITS EXEMPT PURPOSE, UNLESS THAT INCOME IS OTHERWISE EXCLUDED BY THE CODE. USMX HAS PROCESSES PRESENTLY IN PLACE TO ENSURE THE MAINTENANCE OF ITS TAX-EXEMPT STATUS; TO IDENTIFY AND REPORT UNRELATED BUSINESS INCOME; TO DETERMINE ITS FILING AND TAX OBLIGATIONS IN JURISDICTIONS FOR WHICH IT HAS NEXUS; AND TO IDENTIFY AND EVALUATE OTHER MATTERS THAT MAY BE CONSIDERED TAX POSITIONS. USMX HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE CONSOLIDATED FINANCIAL STATEMENTS. 1 GEORGIA PORTS AUTHORITY PO BOX 2406 SAVANNAH GA 31402 586015211 115 25000 0 EVENT SPONSORSHIP ST JUDES CHILDRENS RESEARCH HOSPITAL 501 ST JUDE PLACE MEMPHIS TN 38105 620646012 501(C)(3) 23000 0 DONATION IN MEMORY OF DONATO CARUSO OPERATION SMILE 3641 FACULTY BLVD VIRGINIA BEACH VA 23453 541460147 501(C)(3) 20000 0 EVENT SPONSORSHIP UNITED SEAMEN'S SVC AOTOS 104 BROADWAY JERSEY CITY NJ 07306 135562370 501(C)(3) 11000 0 EVENT SPONSORSHIP NAT'L MARITIME SAFETY ASSOCIATION 660 PENNSYLVANIA AVE STE 301 WASHINGTON DC 20003 232119829 501(C)(6) 10000 0 EVENT SPONSORSHIP WATERFRONT ALLIANCE 256 W 36TH STREET NEW YORK NY 08837 134355067 501(C)(3) 8000 0 EVENT SPONSORSHIP FORSGATE COUNTRY CLUB 375 FORSGATE DRIVE MONROE TOWNSHIP NJ 08831 270067456 7500 0 USMX-ILA CHILDRENS FUND GOLF OUTING VIRGINIA MARITIME ASSOCIATION 236 E PLUME STREET NORFOLK VA 23510 540238120 501(C)(6) 6500 0 EVENT SPONSORSHIP 5 3 PART I, LINE 2: THE ORGANIZATION DOES NOT TYPICALLY MAKE CHARITABLE GRANTS TO OTHER ORGANIZATIONS; HOWEVER, OCCASIONALLY, IT IS ASKED TO SPONSOR CERTAIN CHARITABLE EVENTS (SUCH AS A GALA AND/OR A GOLF OUTING). THE ORGANIZATION SPONSORS SUCH ACTIVITIES AND REQUIRES NO FURTHER MONITORING OF THE GRANT FUNDS BECAUSE THE FUNDS ARE RESTRICTED TO SUPPORTING THE EVENT HELD. X 0 1 X X 0 0 0 DAVID F ADAM CHAIRMAN AND CEO (THRU 04/2025) 564865 0 153791 0 0 0 387103 0 26614 0 1132373 0 0 0 ANTHONY J DALONGES CORPORATE TREASURER 0 340691 0 64073 0 2496 0 474788 0 28743 0 910791 0 0 FRANCIS PAUL DEMARIA CHAIRMAN AND CEO (AS OF 04/2025) 409668 0 96759 0 3417 0 257439 0 28294 0 795577 0 0 0 ANISSA MCLAUGHLIN FRUCCI EXECUTIVE VICE PRESIDENT AND COO 333118 0 79804 0 14207 0 115093 0 28275 0 570497 0 0 0 JOSEPH WEEKS DIRECTOR OF LABOR RELATIONS 256215 0 32290 0 0 0 177378 0 25410 0 491293 0 0 0 LIZBETH MONICA CORPORATE SECRETARY 172263 0 14000 0 0 0 223018 0 25383 0 434664 0 0 0 JASON WINTER DIRECTOR OF LABOR RELATIONS 265076 0 45000 0 0 0 97541 0 26840 0 434457 0 0 0 KIM PEREZ EXECUTIVE ASSISTANT 141221 0 14000 0 0 0 207667 0 24801 0 387689 0 0 0 QUELEEN ROLAND BOARD MEETING ASSISTANT 110109 0 4180 0 0 0 48311 0 24207 0 186807 0 0 0 PART I, LINE 1A THE ORGANIZATION AUTHORIZES ITS EXECUTIVES TO FLY FIRST CLASS IF THE FLIGHT EXCEEDS TWO HOURS; THE FOLLOWING INDIVIDUALS TRAVELED FIRST CLASS IN THE FISCAL YEAR ENDING SEPTEMBER 30, 2025: DAVID F. ADAM, FRANCIS PAUL DEMARIA, AND ANISSA MCLAUGHLIN FRUCCI. PART II, COLUMN C: THE DEFERRED COMPENSATION REPORTED IN SCHEDULE J, PART II, COLUMN (C) REPRESENTS THE CHANGE IN THE ACTUARIAL VALUE OF EACH INDIVIDUAL'S DEFINED BENEFIT RETIREMENT ACCOUNT. TO THE EXTENT THAT THE ACTUARIAL VALUE OF ANY EMPLOYEE'S DEFINED BENEFIT RETIREMENT ACCOUNT DECREASED, USMX IS REPORTING $0 IN COLUMN (C) AS REQUIRED BY THE INTERNAL REVENUE SERVICE. IN ADDITION TO THE CHANGE IN THE ACTUARIAL VALUE OF THE DEFINED BENEFIT PLAN, COLUMN (C) ALSO INCLUDES THE EMPLOYER MATCH TO EACH INDIVIDUAL'S SECTION 403(B) RETIREMENT PLAN. FORM 990, PART VI, SECTION A, LINE 6 THE UNITED STATES MARITIME ALLIANCE, LTD. (USMX), A NON-PROFIT, INCORPORATED MEMBERSHIP ASSOCIATION, REPRESENTS EMPLOYERS OF THE EAST AND GULF COAST LONGSHORE INDUSTRY. PURSUANT TO USMX'S BYLAWS, THE ORGANIZATION HAS THREE CLASSES OF MEMBERS: (I) CARRIERS; (II) DIRECT EMPLOYERS; AND (III) PORT ASSOCIATIONS. CARRIERS ARE ENTITLED TO NINETEEN VOTES, DIRECT EMPLOYERS ARE ENTITLED TO NINE VOTES, AND THE PORT ASSOCIATION CLASS IS ENTITLED TO NINE VOTES, REGARDLESS OF THE NUMBER OF MEMBERS WITHIN EACH CLASS. EACH CLASS MUST CAST ALL MEMBERSHIP VOTES ALLOCATED TO THEM TO AMOUNT TO A TOTAL OF THIRTY-SEVEN MEMBERSHIP VOTES. FORM 990, PART VI, SECTION A, LINE 7A USMX'S MEMBERS ARE ENTITLED, AS PART OF THEIR MEMBERSHIP, TO ELECT INDIVIDUALS TO THE USMX BOARD OF DIRECTORS. THE CARRIER CLASS IS ALLOWED TO ELECT SEVEN CARRIER DIRECTORS. THE DIRECT EMPLOYER CLASS IS ALLOWED TO ELECT THREE DIRECT EMPLOYER DIRECTORS. THE PORT ASSOCIATION CLASS IS ALLOWED TO ELECT THREE PORT ASSOCIATION DIRECTORS. FORM 990, PART VI, SECTION A, LINE 9: DAVID F. ADAM, CHAIRMAN AND CEO, JOSEPH WEEKS, DIRECTOR OF LABOR RELATIONS, AND LIZBETH MONICA, CORPORATE SECRETARY ALL OCCUPY OFFICES AT WORLD HOUSTON PLACE, 9219 KATY FREEWAY, SUITE 291, HOUSTON TEXAS, 77024. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS PREPARED BY AN INDEPENDENT ACCOUNTING FIRM IN CONJUNCTION WITH THE ORGANIZATION'S FINANCIAL DEPARTMENT. A COPY OF THE DRAFT FORM 990 IS SHARED WITH OUR ATTORNEYS FOR ACCURACY AND FORWARDED TO THE CHAIRMAN/CEO PRIOR TO ITS FILING. THE ORGANIZATION DOES NOT FORMALLY DISTRIBUTE A COPY OF THE FORM 990 TO THE FULL BOARD, BUT MAKES IT AVAILABLE SHOULD ANY BOARD MEMBER REQUEST TO VIEW IT. FORM 990, PART VI, SECTION B, LINE 12 THE ORGANIZATION HAS A CODE OF CONDUCT IN PLACE TO PREVENT CONFLICTS OF INTEREST. IF A CONFLICT WERE TO ARISE, EMPLOYEES OF THE ORGANIZATION ARE EXPECTED TO SELF-DISCLOSE THOSE CONFLICTS TO USMX MANAGEMENT. FORM 990, PART VI, SECTION B, LINE 15A WHEN AN EXECUTIVE OR KEY EMPLOYEE POSITION IS BEING CONSIDERED FOR HIRE, A COMPENSATION COMMITTEE IS ESTABLISHED WITH THE RESPONSIBILITY TO ENSURE THAT THE CANDIDATE IS WITHIN THE PROPER SALARY RANGE AND POSSESSES THE SKILLS NECESSARY TO PERFORM AT A HIGH LEVEL. THE COMPENSATION COMMITTEE REVIEWS AND APPROVES ALL OFFICER AND KEY EMPLOYEE ANNUAL COMPENSATION WITH RESPECT TO THAT COMPENSATION. THE COMMITTEE USED COMPARABLE COMPENSATION DATA FOR SIMILARLY QUALIFIED PEOPLE IN FUNCTIONALLY COMPARABLE POSITIONS AT SIMILAR ORGANIZATIONS. FORM 990, PART VI, SECTION C, LINE 19 USMX MAKES ITS FORM 990 AVAILABLE TO THE PUBLIC BY RETAINING A COPY AT ITS PLACE OF BUSINESS; A COPY IS, LIKEWISE, PUBLISHED ON THE INTERNET AT WWW.GUIDESTAR.ORG. THE FINANCIAL STATEMENTS WILL BE PROVIDED, UPON REQUEST, TO ANY INTERESTED PARTY. THE GOVERNING DOCUMENTS AND CONFLICTS OF INTEREST POLICY ARE DISTRIBUTED INTERNALLY AND ARE NOT ORDINARILY MADE AVAILABLE TO THE PUBLIC. FORM 990, PART IX, LINE 11G CONSULTING FEES 1,785,096. FORM 990, PART IX, LINE 11G: RISER HELLER- $344,158, IGNITE- $216,221, INVARIANT- $350,571, HR NOLA-$125,392, AJR- $140,000, MORGAN LEWIS $199,867. FORM 990, PART XI, LINE 9: POSTRETIREMENT BENEFIT CHANGES OTHER THAN NET PERIODIC BENEFITS COSTS 858,598. CHANGE IN EQUITY VALUATION OF SUBSIDIARY 3,061,278. CCC SERVICE CORPORATION 125 CHUBB AVENUE SUITE 350NB LYNDHURST NJ 07071 043645006 TECHNICAL SOLUTIONS, FINANCIAL SERVICES AND SUPPORT TO USMX NJ 501(C)(6) USMX 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 0 CCC SERVICE CORPORATION M 1500000 FMV