2026-05-11T17:00:25-05:00 2025-06-30 390859910 BAKER TILLY ADVISORY GROUP LP 225 S LAKE AVENUE SUITE 900 PASADENA CA 91101 990 2024-07-01 951667177 OCCIDENTAL COLLEGE OCCI 3232591423 1600 CAMPUS ROAD LOS ANGELES CA 90041 AMOS R HIMMELSTEIN VICE PRESIDENT AND COO 3232591423 2026-05-06 1 1 LAUREN A HAVERLOCK P00545829 3104770450 2026-05-06 2024 2025-03-06 01:10:19Z AMOS R HIMMELSTEIN 1600 CAMPUS ROAD LOS ANGELES CA 90041 358754970 0 X WWW.OXY.EDU X 1887 CA TO PROVIDE STUDENTS WITH A TOTAL EDUCATIONAL EXPERIENCE OF THE HIGHEST QUALITY. 35 33 2542 1150 2632827 0 30947019 24566421 155619751 166939540 25411113 49712014 76532 97703 212054415 241315678 50645019 55316728 0 0 87415621 94039773 0 0 8694055 54999779 58916643 193060419 208273144 18993996 33042534 985893754 1033009606 126048943 125740294 859844811 907269312 X SEE SCHEDULE OTHE MISSION OF OCCIDENTAL COLLEGE IS TO PROVIDE A GIFTED AND DIVERSE GROUP OF STUDENTS WITH A TOTAL EDUCATIONAL EXPERIENCE OF THE HIGHEST QUALITY - ONE THAT PREPARES THEM FOR LEADERSHIP IN AN INCREASINGLY COMPLEX, INTERDEPENDENT AND PLURALISTIC WORLD. THE DISTINCTIVE INTERDISCIPLINARY AND MULTICULTURAL FOCUS OF THE COLLEGE'S ACADEMIC PROGRAM SEEKS TO FOSTER BOTH THE FULFILLMENT OF INDIVIDUAL ASPIRATIONS AND A DEEPLY ROOTED COMMITMENT TO THE PUBLIC GOOD. THIS MISSION IS ANCHORED BY FOUR CORNERSTONES: EXCELLENCE, EQUITY, COMMUNITY AND SERVICE. THESE BUILDING BLOCKS, IN ONE FORM OR ANOTHER, HAVE LONG BEEN THE BASIS FOR THE COLLEGE'S COMMITMENT TO PROVIDING RESPONSIBLE LEADERS AND CITIZENS FOR OUR DEMOCRATIC SOCIETY. CHOOSING THEM TO SUPPORT THE FUTURE HELPS TO ENSURE THAT THE COLLEGE REMAINS TRUE TO ITS MISSION WHILE ADAPTING TO A CHANGING WORLD. 0 0 124564374 54879269 131785978 SEE SCHEDULE OACADEMIC PROGRAM: AS A PRIVATE, CO-EDUCATIONAL COLLEGE OF THE LIBERAL ARTS AND SCIENCES, OCCIDENTAL COLLEGE SEEKS TO PROVIDE ITS STUDENTS WITH A TOTAL EDUCATIONAL EXPERIENCE OF THE HIGHEST QUALITY, ONE THAT PREPARES THEM FOR LEADERSHIP IN AN INCREASINGLY COMPLEX, INTERDEPENDENT AND PLURALISTIC WORLD. FOUNDED IN LOS ANGELES IN 1887, OCCIDENTAL WAS ONE OF THE FIRST LIBERAL ARTS COLLEGES IN CALIFORNIA AND TODAY IS ONE OF THE COUNTRY'S FEW LIBERAL ARTS COLLEGES IN AN URBAN SETTING. OCCIDENTAL OFFERS UNDERGRADUATE DEGREES IN A WIDE RANGE OF DISCIPLINES AND A MASTER'S DEGREE IN MARINE BIOLOGY. ITS 1,991 STUDENTS, DRAWN FROM 48 STATES AND TERRITORIES AND 34 COUNTRIES, CHOOSE FROM 48 MAJORS AND MINORS TAUGHT BY 203 FULL-TIME AND 23 PART-TIME FACULTY. COURSE WORK IS INTEGRATED WITH OPPORTUNITIES FOR INDEPENDENT STUDY, COMMUNITY ENGAGEMENT, ONE OF THE COUNTRY'S TOP UNDERGRADUATE RESEARCH PROGRAMS, STUDY IN DOZENS OF FOREIGN COUNTRIES, AND THE COUNTRY'S ONLY CAMPAIGN SEMESTER AND RESIDENTIAL UNITED NATIONS PROGRAMS FOR UNDERGRADUATES. SINCE PRODUCING ITS FIRST RHODES SCHOLAR IN 1907, OCCIDENTAL HAS CONSISTENTLY WON NATIONAL AND INTERNATIONAL RECOGNITION FOR ACADEMIC ACHIEVEMENT. THE COLLEGE HAS BEEN ONE OF THE COUNTRY'S LEADING PRODUCERS OF STUDENT FULBRIGHT SCHOLARS FOR 20 CONSECUTIVE YEARS, ACCORDING TO THE CHRONICLE OF HIGHER EDUCATION. DEDICATED TO EXCELLENCE AND EQUITY, OCCIDENTAL ALSO IS ONE OF THE COUNTRY'S MOST ECONOMICALLY DIVERSE CAMPUSES, ACCORDING TO THE NEW YORK TIMES. SOME 80 PERCENT OF OXY STUDENTS RECEIVE SOME FORM OF FINANCIAL AID; 20 PERCENT ARE PELL GRANT RECIPIENTS; AND 14 PERCENT ARE THE FIRST IN THEIR FAMILY TO ATTEND COLLEGE. 47914064 379755 33705839 SEE SCHEDULE OCO-CURRICULAR: OCCIDENTAL OFFERS A WIDE RANGE OF CO-CURRICULAR PROGRAMS, FROM THE STUDENT-RUN BLYTH FUND, WHICH OVERSEES A SIX-FIGURE INVESTMENT FUND, TO THE INTERNSHIPS AND CAREER COUNSELING SERVICES OFFERED THROUGH THE HAMEETMAN CAREER CENTER. THERE ARE MORE THAN 100 STUDENT CLUBS AND ORGANIZATIONS, AS WELL AS AN ONLINE RADIO STATION AND AWARD-WINNING WEEKLY NEWSPAPER. AS ONE OF THE FOUNDERS OF INTERCOLLEGIATE ATHLETICS IN SOUTHERN CALIFORNIA, OCCIDENTAL OFFERS 20 VARSITY SPORTS FOR MEN AND WOMEN, AS WELL AS SEVERAL CLUB SPORTS AND INTRAMURAL PROGRAMS FOR MEN AND WOMEN. 5850348 57704 955407 SEE SCHEDULE OPUBLIC SERVICE: OCCIDENTAL WAS ONE OF THE FIRST LIBERAL ARTS COLLEGES SELECTED AS COMMUNITY ENGAGEMENT INSTITUTIONS BY THE CARNEGIE FOUNDATION FOR THE ADVANCEMENT OF TEACHING AND HAS REPEATEDLY BEEN NAMED TO THE PRESIDENT'S HIGHER EDUCATION COMMUNITY SERVICE HONOR ROLL FOR ITS EXEMPLARY SERVICE EFFORTS. OCCIDENTAL'S TRADITION OF COMMUNITY OUTREACH DATES BACK TO 1963, WHEN THE COLLEGE'S COMMUNITY LITERACY CENTER WAS FOUNDED TO PROVIDE ONE-ON-ONE READING AND WRITING INSTRUCTION FOR LOCAL K-6 CHILDREN. IT ALSO IS HOME TO ONE OF CALIFORNIA'S OLDEST, LARGEST AND MOST SUCCESSFUL UPWARD BOUND PROGRAMS. OCCIDENTAL HAS INTEGRATED COMMUNITY ENGAGEMENT INTO ITS CURRICULUM, TAKING ADVANTAGE OF ITS LOCATION IN LOS ANGELES. THREE LINKED PROGRAMS, THE OFFICE FOR COMMUNITY ENGAGEMENT, THE CENTER FOR COMMUNITY BASED LEARNING, AND THE URBAN & ENVIRONMENTAL POLICY INSTITUTE, CONNECT CURRICULUM, CO-CURRICULAR ACTIVITIES, AND RESEARCH AND COMMUNITY-BASED EFFORTS. 178328786 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 0 1 1 0 1 0 0 0 0 0 0 1 1 1 1 0 0 0 0 0 1 0 0 1 0 1 1 0 0 1 1 1 0 0 0 1 2444 0 1 2542 1 1 1 0 0 0 0 0 1 1 0 0 0 1 0 X 35 33 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 CA MI OR WA X AMOS R HIMMELSTEIN 3232591347 1600 CAMPUS ROAD LOS ANGELES CA 90041 HARRY J ELAM JR FORMER PRESIDENT/EX-OFFICIO 0.00 X 1517725 0 213400 THOMAS T STRITIKUS PRESIDENT/EX-OFFICIO (EFF 07/24) 50.00 X X 409076 0 213368 AMOS HIMMELSTEIN VP FOR FINANCE/COO/TREASURER 50.00 X 413764 0 113650 JONATHAN A VEITCH FORMER PRESIDENT, PROFESSOR 30.00 X 323636 0 84669 SUZANNE LACROIX VP FOR INSTITUTIONAL ADVANCEMENT 50.00 X 280333 0 61001 JAMES UHRICH VP FOR ITS AND CIO 50.00 X 269696 0 66982 ELEANOR NORA KHAN SECRETARY (THRU 11/24) 50.00 X 290763 0 30119 KRISTI ALLEN AVP, INSTITUTIONAL PLANNING 50.00 X 242245 0 64326 ROBERT FLOT - FORMER VP OF STUD. AFFAIRS/DEAN OF STUD. 0.00 X 228517 0 77993 MARICELA MARTINEZ VP FOR ENROLLMENT 50.00 X 249055 0 40813 KATHRYN LEONARD - INTERIM DEAN OF THE COLLEGE (EFF 07/24) 50.00 X 229037 0 59983 MAUREEN ROYER AVP, PRINCIPAL GIFTS 50.00 X 218589 0 40618 MARY L MAHER AVP, HR CHRO 50.00 X 224010 0 31226 CAROLYN J BRIGHOUSE PROFESSOR 50.00 X 202652 0 50493 WENDY STERNBERG - FORMER VP FOR ACADEMIC AFFAIRS/DEAN OF THE COLLEGE 0.00 X 168967 0 79498 VIVIAN G SANTIAGO - VP STUD AFFAIRS/DEAN OF STUDENTS (EFF 02/25) 50.00 X 193710 0 53178 LUPE SALMERON ASSISTANT TREASURER 50.00 X 164000 0 25679 PRIYA SRIDHARAN FORMER CHIEF OF STAFF/SECRETARY 0.00 X 156543 0 32883 RODNEY D LEVEQUE II - FORMER VP OF COMMS AND STRAT INITIATIVES 0.00 X 126420 0 13062 GRETCHEN SAALBACH SECRETARY (EFF 03/25) 50.00 X 80021 0 19040 PERRINE D MANN - VP FOR MARKETING AND COMMS (EFF 07/24) 50.00 X 35833 0 81 ROSEANNE F LOMBARDI SECRETARY (EFF 11/24 THRU 02/25) 50.00 X 14583 0 590 LISA H LINK BOARD CHAIR 3.00 X X 0 0 0 OLAMIDE AJOSE TRUSTEE 2.50 X 0 0 0 TIMOTHY ALLISON-HATCH TRUSTEE (THRU 04/25) 1.50 X 0 0 0 MAGDALENA ARENAS MD TRUSTEE 1.50 X 0 0 0 DAVE BERKUS TRUSTEE 2.50 X 0 0 0 JOHN BRANCA TRUSTEE 1.50 X 0 0 0 DAVID BURCHAM TRUSTEE 2.50 X 0 0 0 ANNE CANNON TRUSTEE 1.50 X 0 0 0 NICHOLAS M CHOUMENKOVITCH TRUSTEE 1.50 X 0 0 0 BARBARA CLARKE TRUSTEE 2.50 X 0 0 0 LINDSEY COLLINS TRUSTEE 1.50 X 0 0 0 W DON CORNWELL TRUSTEE 2.50 X 0 0 0 LISA COSCINO TRUSTEE 2.50 X 0 0 0 NANCY DAMBRO MD TRUSTEE 2.50 X 0 0 0 HECTOR DE LA TORRE TRUSTEE 1.50 X 0 0 0 GLORIA DUFFY TRUSTEE 1.50 X 0 0 0 RONALD HAHN TRUSTEE 2.50 X 0 0 0 MAURINE HALPERIN BOARD VICE-CHAIR 2.50 X X 0 0 0 CHRISTOPHER HAMEL TRUSTEE (THRU 06/25) 1.50 X 0 0 0 ALLSION HAWKINS TRUSTEE 1.50 X 0 0 0 ANDREW V HEATH TRUSTEE 1.50 X 0 0 0 LORI MOORE HUNTER TRUSTEE 2.50 X 0 0 0 BOB JOHNSON BOARD VICE-CHAIR 2.50 X X 0 0 0 GARY KAPLAN TRUSTEE 2.50 X 0 0 0 ENRIQUE LOPEZ TRUSTEE 1.50 X 0 0 0 GRETA MANDELL MD TRUSTEE 1.50 X 0 0 0 THEODORE R MITCHELL PHD TRUSTEE 2.50 X 0 0 0 TUAN NGO TRUSTEE 2.50 X 0 0 0 LEO OLEBE TRUSTEE 2.50 X 0 0 0 ARTHUR PECK BOARD CHAIR ELECT 2.50 X 0 0 0 STEVEN ROBINSON TRUSTEE 1.50 X 0 0 0 STEPHEN ROUNTREE TRUSTEE 1.50 X 0 0 0 REID SAMUELSON TRUSTEE 2.00 X 0 0 0 LAWRENCE SOLOMON TRUSTEE 2.50 X 0 0 0 JACOB STEVENS TRUSTEE (EFF 07/24) 1.50 X 0 0 0 WOODY STUDENMUND TRUSTEE 2.50 X 0 0 0 6039175 0 1372652 105 1 1 0 MIGSTA CONSTRUCTION INC PO BOX 2218 SOUTH GATE CA 90280 GENERAL CONTRACTOR 1131049 LEVEL 42 CONSTRUCTION 4717 VAN NUYS BLVD SHERMAN OAKS CA 91403 GENERAL CONTRACTOR 982929 JOHN FRIEDMAN ALICE KIMM ARCHITECTS 1461 E 4TH ST LOS ANGELES CA 90033 ARCHITECTS 784639 ROYAL OAKS RENOVATION 3731 LOS AMIGOS ST LA CRESCENTA CA 91214 GENERAL CONTRACTOR 639232 NSWC MECHANICAL SERVICES LLC 3325 E LA PALMA AVE ANAHEIM CA 92806 GENERAL CONTRACTOR 617851 43 7091934 17474487 2365382 24566421 TUITION AND FEES 561499 130761962 130761962 ROOM AND BOARD 561499 31310756 31310756 CONFERENCES AND EVENTS 561499 736274 437081 299193 BOOKSTORE 561499 582864 582864 FOOD SERVICE 561499 364888 198257 166631 3182796 3156304 26492 166939540 20695078 2140511 18554567 136091 38388 97703 97703 97703 146057840 360000 117066592 334312 28991248 25688 29016936 29016936 241315678 166447224 2632827 47669206 529389 529389 54787339 54787339 3817564 882392 2572545 362627 165402 165402 68610636 57331002 6528362 4751272 4920161 4154822 390102 375237 11641507 9326698 1441519 873290 4884503 3876068 638904 369531 558534 558534 203232 203232 1411956 1411956 6759526 4582148 1900492 276886 177852 39727 127623 10502 6534107 5103493 617858 812756 3637385 2877999 508654 250732 7697979 5093981 2603998 1972331 1750866 116249 105216 651141 597403 39552 14186 3197510 2754647 442863 11267618 10848301 326750 92567 5889 5162 727 COST OF SALES 5492483 5492483 INTERNATIONAL PROGRAMS 4396453 4387489 5358 3606 MAINTENANCE & IMPROVEME 2086611 1928043 158568 LIBRARY BOOKS, PERIODIC 1020856 1020856 1845180 793076 656457 395647 208273144 178328786 21250303 8694055 11174590 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19615964 3215133 10243332 11734383 730094 575933105 439089409 10701304 153367407 12082530 14589707 676066 575809817 0.22000 0.78000 0.00000 0 0 91067 1481532 1572599 308259635 157508368 150751267 34035631 12104133 21931498 12993590 8349148 4644442 7175261 7175261 186075067 PRIVATE EQUITY & VENTURE CAPITAL 242066661 F 242066661 ANNUITIES PAYABLE 10626377 ASSET RETIREMENT OBLIGATION 2941662 BONDS PREMIUM, NET 2495749 16063788 X 201434019 18977852 -2455374 16522478 184911541 1411956 54992181 56404137 241315678 154009518 0 154009518 1411956 52851670 54263626 208273144 PART III, LINE 1A: COLLECTIONS, SUCH AS RARE BOOKS AND WORKS OF ART, WHICH WERE ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE COLLEGE'S INCEPTION, ARE NOT RECOGNIZED AS ASSETS. THESE COLLECTIONS ARE HELD SOLELY FOR THEIR POTENTIAL EDUCATIONAL VALUE OR HISTORICAL SIGNIFICANCE. MANAGEMENT HAS DETERMINED THAT THE COST TO ESTABLISH THE CURRENT MARKET VALUE IS DEEMED TO EXCEED THE BENEFIT AND THEREFORE THE COLLECTIONS WERE NOT ASSIGNED A VALUE FOR THE PURPOSE OF CAPITALIZATION. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS DECREASES IN NET ASSETS WITHOUT DONOR RESTRICTIONS IN THE YEAR IN WHICH THE ITEMS ARE ACQUIRED OR, AS NET ASSETS WITH DONOR RESTRICTIONS IF THE ASSETS USED TO PURCHASE THE ITEMS HAVE BEEN RESTRICTED BY DONORS. PART III, LINE 4: THE COLLEGE RECEIVED A SHELL AND BIRD COLLECTION TO BE USED FOR RESEARCH. THE COLLEGE MAINTAINS COLLECTIONS OF ART FOR DISPLAY AND EDUCATIONAL PURPOSES. PART V, LINE 4: THE COLLEGE'S ENDOWMENT FUNCTIONS TO SUPPORT STUDENT SCHOLARSHIPS, PROFESSORSHIPS, STUDENT AND FACULTY RESEARCH, ACADEMIC PROGRAMS, THE LIBRARY, VISITING SPEAKERS, AND OTHER GENERAL COLLEGE PROGRAMS. PART X, LINE 2: THE COLLEGE OPERATES AS A NOT-FOR-PROFIT ORGANIZATION AND HAS BEEN RECOGNIZED BY THE INTERNAL REVENUE SERVICE AS AN ORGANIZATION EXEMPT FROM INCOME TAXATION PURSUANT TO INTERNAL REVENUE CODE SECTION 501(C)(3) ON ITS INCOME OTHER THAN UNRELATED BUSINESS INCOME AND HAS ALSO BEEN RECOGNIZED BY THE FRANCHISE TAX BOARD AS EXEMPT FROM STATE FRANCHISE OR INCOME TAX PURSUANT TO CALIFORNIA REVENUE AND TAXATION CODE SECTION 23701(D) ON ITS INCOME OTHER THAN UNRELATED BUSINESS INCOME. OTWAY IS A SINGLE MEMBER LLC AND THEREFORE DISREGARDED FOR FEDERAL INCOME TAX PURPOSES. AS REQUIRED BY U.S. GAAP, THE COLLEGE AND OTWAY HAVE IDENTIFIED AND EVALUATED THEIR SIGNIFICANT TAX POSITIONS AND HAVE DETERMINED THAT THERE IS NO MATERIAL UNRECOGNIZED BENEFIT OR LIABILITY TO BE RECORDED. THERE ARE NO UNCERTAIN TAX POSITIONS FOR THE YEARS ENDED JUNE 30, 2025 OR 2024. THERE HAVE BEEN NO RELATED TAX PENALTIES OR INTEREST, WHICH WOULD BE CLASSIFIED AS A TAX EXPENSE IN THE CONSOLIDATED STATEMENTS OF ACTIVITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN FAIR VALUE OF ASSETS HELD IN TRUST BY OTHERS 234,968. ANNUITIES ADJUSTMENT -686,882. RETURN OF FUNDS TO GRANTOR -2,003,460. PART XI, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 52,890,058. RENTAL EXPENSES -38,388. NET INCOME FROM K-1'S 2,140,511. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 52,890,058. RENTAL EXPENSE -38,388. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE COLLEGE ADVERTISES THE POLICY ON THE HOMEPAGE AND THE HOW TO APPLY PAGES OF ITS WEBSITE. SCHEDULE E, PART I, LINE 6 OCCIDENTAL COLLEGE PARTICIPATES IN THE FEDERAL PELL GRANT, CAMPUS-BASED PROGRAMS (FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT, FEDERAL WORK STUDY AND FEDERAL PERKINS LOAN PROGRAM) AND FEDERAL DIRECT LOAN AND PLUS LOAN PROGRAMS. IN ADDITION WE RECEIVE GRANTS FROM VARIOUS STATE GOVERNMENTS. CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 93056994 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 INVESTMENTS 8074016 NORTH AMERICA (CANADA AND MEXICO) 0 0 INVESTMENTS 1840256 0 0 0 0 0 0 102971266 0 102971266 1 0 1 1 1 0 1 PROSPERITY COLLECTIVE 245 N RIDGEWOOD PL 102 LOS ANGELES CA 90004 853316714 189140 0 COLLABORATING PARTNER IN THE LA SUBREGION, WORKING WITH URBAN GROWERS AND SUPPLY CHAIN PARTNERS, ESPECIALLY THOSE FROM HISTORICALLY UNDERSERVED COMMUNITIES, THROUGH OUTREACH, TRAINING, AND TECHNICAL ASSISTANCE. THE FARMER KEN LLC 40281 OLLA RD HEMET CA 92544 851532896 114651 0 COLLABORATING PARTNER IN THE LA SUBREGION, WORKING WITH URBAN GROWERS AND SUPPLY CHAIN PARTNERS, ESPECIALLY THOSE FROM HISTORICALLY UNDERSERVED COMMUNITIES, THROUGH OUTREACH, TRAINING, AND TECHNICAL ASSISTANCE. COLUMBIA UNIVERSITY 615 W 131ST ST 3RD FLOOR NEW YORK NY 10027 135598093 501(C)(3) 65443 0 COLUMBIA UNIVERSITY BRINGS EXPERTISE IN ENVIRONMENTAL AND REPRODUCTIVE HEALTH AND METABOLOMICS ANALYSES. THEY HAVE SUPPORTED THE PROJECT THROUGH PROVIDING INPUT ON ALL STUDY PROTOCOLS, SUPPORTING THE DEVELOPMENT OF THE IN-DEPTH STANDARD OPERATING PROCEDURES, AND WILL BE CONDUCTING THE ANALYTICAL TESTING OF URINE SAMPLES AT THE COLUMBIA UNIVERSITY LABS. THEY SUPPORT DATA ANALYSIS, POST-DOCTORAL TRAINING, AND PREPARATION OF MANUSCRIPTS. SILENT SPRING INSTITUTE 320 NEVADA ST 302 NEWTON MA 02460 043237106 501(C)(3) 62580 0 RESEARCH PARTNER ASSISTING WITH CONDUCTING STUDY PROTOCOLS FOR IN-HOME PRODUCT USE, DEVELOPING SURVEY INSTRUMENT FOCUS GROUP MATERIALS, DATA ANALYSIS, CONDUCTING ANALYTICAL TESTING OF PRODUCTS, AND PREPARING PEER-REVIEW MANUSCRIPTS. SUSTAINABLE ECONOMIC ENTERPRISES (FOOD ACCESS LA) 1231 N SPRING STREET C-102 LOS ANGELES CA 90042 954597000 501(C)(3) 34434 0 COLLABORATING PARTNER IN THE LA SUBREGION, WORKING WITH URBAN GROWERS AND SUPPLY CHAIN PARTNERS, ESPECIALLY THOSE FROM HISTORICALLY UNDERSERVED COMMUNITIES, THROUGH OUTREACH, TRAINING, AND TECHNICAL ASSISTANCE. COMMUNITY PARTNERS 1000 N ALAMEDA STREET SUITE 240 LOS ANGELES CA 90012 954302067 501(C)(3) 25352 0 COLLABORATING PARTNER IN THE LA SUBREGION, WORKING WITH URBAN GROWERS AND SUPPLY CHAIN PARTNERS, ESPECIALLY THOSE FROM HISTORICALLY UNDERSERVED COMMUNITIES, THROUGH OUTREACH, TRAINING, AND TECHNICAL ASSISTANCE. UNIVERSITY OF SOUTHERN CALIFORNIA UNIVERSITY GARDENS BLDG STE 205 LOS ANGELES CA 900898006 951642394 501(C)(3) 23554 0 ASSIST WITH DATA GATHERING, CLEANING, AND CODE DEVELOPMENT. PROVIDE STATISTICAL AND GEOSPATIAL ANALYSIS OF THE IMPACT OF LANDLORD CHARACTERISTICS ON RENT, BUILDING PERMITS, AND CODE VIOLATIONS AMONG OTHER TENANT AND LANDLORD LEVEL OUTCOMES. WRITE AND EDIT CHAPTERS OF REPORTS, POLICY MEMOS, AND JOURNAL ARTICLES. CREATE SLIDES AND MAKE PRESENTATIONS TO RELEVANT AUDIENCES. TRAIN RESEARCH ASSISTANTS AS RELEVANT. STRATEGIC EARTH CONSULTING 1200 S OGDEN DR LOS ANGELES CA 90019 263662713 7200 0 RESEARCH PARTNER ASSISTING WITH TRAINING TO UNDERGRADUATE STUDENTS AND THE GRADUATE STUDENT TRAINEE IN PROPER SURVEY METHODS AND GUIDE DEVELOPMENT OF THE SURVEY FRAMEWORK FOR THE DISCUSSIONS WITH ANGLERS. 5 3 SCHOLARSHIPS 1506 52890057 STUDY GRANTS 641 1866836 PRIZES AND AWARDS 93 30446 PART I, LINE 2: ALL GRANT AND CONTRACT ACTIVITY IS MONITORED TO ASSURE THAT IT IS IN COMPLIANCE WITH ALL APPLICABLE REGULATIONS. ALL EXPENDITURES ARE REVIEWED ON A WEEKLY BASIS FOR ALLOWABILITY. X X X 1 1 X X X X 1 1 0 0 0 0 0 0 0 HARRY J ELAM JR FORMER PRESIDENT/EX-OFFICIO 497048 0 0 0 1020677 0 159500 0 53900 0 1731125 0 648234 0 THOMAS T STRITIKUS PRESIDENT/EX-OFFICIO (EFF 07/24) 405596 0 0 0 3480 0 145850 0 67518 0 622444 0 0 0 AMOS HIMMELSTEIN VP FOR FINANCE/COO/TREASURER 390764 0 0 0 23000 0 34500 0 79150 0 527414 0 0 0 JONATHAN A VEITCH FORMER PRESIDENT, PROFESSOR 291505 0 0 0 32131 0 30783 0 53886 0 408305 0 0 0 SUZANNE LACROIX VP FOR INSTITUTIONAL ADVANCEMENT 280333 0 0 0 0 0 28188 0 32813 0 341334 0 0 0 JAMES UHRICH VP FOR ITS AND CIO 269696 0 0 0 0 0 25254 0 41728 0 336678 0 0 0 ELEANOR NORA KHAN SECRETARY (THRU 11/24) 290763 0 0 0 0 0 29059 0 1060 0 320882 0 0 0 KRISTI ALLEN AVP, INSTITUTIONAL PLANNING 242245 0 0 0 0 0 24743 0 39583 0 306571 0 0 0 ROBERT FLOT - FORMER VP OF STUD. AFFAIRS/DEAN OF STUD. 130976 0 0 0 97541 0 13731 0 64262 0 306510 0 0 0 MARICELA MARTINEZ VP FOR ENROLLMENT 249055 0 0 0 0 0 24636 0 16177 0 289868 0 0 0 KATHRYN LEONARD - INTERIM DEAN OF THE COLLEGE (EFF 07/24) 229037 0 0 0 0 0 22997 0 36986 0 289020 0 0 0 MAUREEN ROYER AVP, PRINCIPAL GIFTS 218589 0 0 0 0 0 20334 0 20284 0 259207 0 0 0 MARY L MAHER AVP, HR CHRO 224010 0 0 0 0 0 19556 0 11670 0 255236 0 0 0 CAROLYN J BRIGHOUSE PROFESSOR 191210 0 0 0 11442 0 20017 0 30476 0 253145 0 0 0 WENDY STERNBERG - FORMER VP FOR ACADEMIC AFFAIRS/DEAN OF THE COLLEGE 153967 0 0 0 15000 0 15922 0 63576 0 248465 0 0 0 VIVIAN G SANTIAGO - VP STUD AFFAIRS/DEAN OF STUDENTS (EFF 02/25 193710 0 0 0 0 0 18618 0 34560 0 246888 0 0 0 LUPE SALMERON ASSISTANT TREASURER 164000 0 0 0 0 0 16950 0 8729 0 189679 0 0 0 PRIYA SRIDHARAN FORMER CHIEF OF STAFF/SECRETARY 156543 0 0 0 0 0 12146 0 20737 0 189426 0 0 0 RODNEY D LEVEQUE II - FORMER VP OF COMMS AND STRAT INITIATIVES 126420 0 0 0 0 0 12641 0 421 0 139482 0 0 0 PART I, LINE 1A HOUSING IS PROVIDED FOR CERTAIN INDIVIDUALS LISTED IN PART VII AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE COLLEGE. PERSONAL SERVICES ARE PROVIDED TO AN OFFICER AND ARE INCLUDED IN TAXABLE WAGES. SPOUSAL TRAVEL PAYMENTS WERE PROVIDED TO THE PRESIDENT AND ARE INCLUDED IN NONTAXABLE BENEFITS. PART I, LINES 4A-B THE FORMER PRESIDENT, HARRY J. ELAM, JR., WAS APPROVED FOR A 457F PLAN EFFECTIVE JULY 1, 2020 AND HE VESTED ON JUNE 30, 2024, SUBJECT TO THE TERMS AND CONDITIONS OF THE AGREEMENT. IN 2024, CONTRIBUTIONS TO THE PLAN WERE MADE IN THE AMOUNT OF $125,000 AND DISTRIBUTIONS FROM THE PLAN WERE MADE IN THE AMOUNT OF $648,234. THE PRESIDENT THOMAS T. STRITKUS WAS APPROVED FOR A 457F PLAN EFFECTIVE JULY 1, 2024 AND HE VESTS ON JUNE 30, 2028, SUBJECT TO THE TERMS AND CONDITIONS OF THE AGREEMENT. IN 2024, CONTRIBUTIONS TO THE PLAN WERE MADE IN THE AMOUNT OF $125,000. TWO INDIVIDUALS REPORTED IN PART VII, SECTION A AND SCHEDULE J, PART II RECEIVED SEVERANCE IN 2024. DETAILS OF SEVERANCE PAYMENTS MADE ARE AVAILABLE UPON REQUEST. A CEFA SERIES 2015 521705592 130179EU4 2016-01-07 39056582 SEE SUPPLEMENTAL INFORMATION 0 0 0 A 14300000 39175673 418240 5119091 33638342 2021 1 1 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 0 1 0 0 0 1 1 A 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: CEFA SERIES 2015 DATE THE REBATE COMPUTATION WAS PERFORMED: 01/06/2022 PART I, LINE A COLUMN F: A) DEFEASE THE AUTHORITY'S OUTSTANDING REVENUE BONDS (OCCIDENTAL COLLEGE), SERIES 2005A AND SERIES 2005B (THE "2005 BONDS") AND DEFEASE THE AUTHORITY'S OUTSTANDING REVENUE BONDS (OCCIDENTAL COLLEGE), SERIES 2008 (THE "2008 BONDS"); (B) FINANCING THE CONSTRUCTION, RENOVATION, REHABILITATION, INSTALLATION, EXPANSION, FURNISHING AND EQUIPPING OF CERTAIN EDUCATIONAL FACILITIES (THE "NEW MONEY PROJECT") AND (C) PAYING COSTS RELATED TO THE SALE AND ISSUANCE OF THE BONDS. THE CAPITAL IMPROVEMENTS THAT WERE FINANCED OR REFINANCED WITH THE PROCEEDS OF THE 2005 BONDS AND THE 2008 BONDS AND ARE BEING REFINANCED WITH THE PROCEEDS OF THE BONDS ARE REFERRED TO HEREIN AS THE "PRIOR PROJECT." PART II, LINE 3: THE DIFFERENCE BETWEEN THE PROCEEDS AMOUNT ON LINE 3 AND THE ISSUE PRICE IN PART I REPRESENTS INTEREST EARNED AND/OR DIFFERENCE OF THE ACTUAL ISSUANCE COST FROM THE FORM 8038 ISSUANCE COSTS THAT REDUCED THE BOND PROCEEDS. ANDREW SHTULMAN FAMILY MEMBER OF STEPHEN ROUNTREE, BOARD OF TRUSTEE MORTGAGE DOWNPAYMENT ASSISTANCE PROGRAM X 73500 67606 0 1 1 67606 ANDREW SHTULMAN FAMILY MEMBER OF STEPHEN ROUNTREE, BOARD OF TRUSTEE 165402 EMPLOYMENT 0 X 2 4000 GIFT VALUE X 1 2000 GIFT VALUE X 49 2064381 HI/LOW/MEAN X 1 295000 PROPERTY APPRAISAL 1 0 1 1 PART I, COLUMN (B): THE NUMBER LISTED IN COLUMN B REPRESENTS THE NUMBER OF CONTRIBUTIONS OF A SPECIFIC ITEM. PART I, LINE 32B: THE ORGANIZATION USED A THIRD PARTY REAL ESTATE AGENCY TO SELL DONATED PROPERTY DURING THE YEAR. FORM 990, PART VI, SECTION B, LINE 11B THE COLLEGE PROVIDES THE FORM 990 INFORMATION TO THE INDEPENDENT TAX PREPARER. ONCE THEY HAVE COMPLETED THE FORM 990, THEY RETURN A DRAFT TO THE COLLEGE. THE CONTROLLER AND VICE PRESIDENT AND CHIEF OPERATING OFFICER PERFORM A THOROUGH REVIEW OF THE DRAFT RETURN. ALL NECESSARY CORRECTIONS ARE MADE TO THE FORM 990. THE AUDIT COMMITTEE REVIEWS THE DRAFT PUBLIC DISCLOSURE COPY OF THE FORM 990 (SCHEDULE B DOES NOT INCLUDE DONOR NAMES AND ADDRESSES). THE FULL DRAFT FORM 990 IS REVIEWED BY THE AUDIT COMMITTEE CHAIR. THE INDEPENDENT TAX PREPARER PRESENTS THE DRAFT PUBLIC DISCLOSURE COPY OF THE RETURN TO THE AUDIT COMMITTEE AND ALLOWS FOR QUESTIONS AND DISCUSSION. ANY CHANGES THAT ARE IDENTIFIED BY THE AUDIT COMMITTEE ARE MADE TO THE FORM 990. AT THAT POINT,THE PUBLIC INSPECTION COPY OF THE FORM 990 IS MADE AVAILABLE TO THE FULL BOARD OF TRUSTEES. THE FORM 990 IS SIGNED BY THE INDEPENDENT TAX PREPARER AND SUBMITTED TO THE INTERNAL REVENUE SERVICE BY THE DUE DATE. FORM 990, PART VI, SECTION B, LINE 12C EVERY YEAR THE COLLEGE SENDS THE CONFLICT OF INTEREST QUESTIONNAIRE TO APPROPRIATE PERSONS. RESPONSES ARE FOLLOWED UP ON TO ENSURE WE RECEIVE 100% OF ALL QUESTIONNAIRES. RESPONSES ARE REVIEWED BY THE OFFICE OF THE VICE PRESIDENT AND CHIEF OPERATING OFFICER. ANY CONFLICTS THAT HAVE NOT BEEN BROUGHT TO THE AUDIT COMMITTEE PREVIOUSLY ARE BROUGHT TO THE AUDIT COMMITTEE TO DISCUSS. IF A CONFLICT EXISTS, THE INDIVIDUAL WILL RECUSE HIMSELF/HERSELF FROM INVOLVEMENT IN THE MATTER. FORM 990, PART VI, SECTION B, LINE 15 TO DETERMINE THE PRESIDENT'S COMPENSATION FOR FISCAL YEAR 2024, THE COLLEGE OBTAINED COMPARABILITY DATA SHOWING TOTAL REMUNERATION FOR SIMILAR POSITIONS AT SIMILAR INSTITUTIONS. THE COLLEGE RETAINED AN EXTERNAL COMPENSATION CONSULTANT TO PROVIDE AN OPINION ON WHETHER THE SALARY AND BENEFITS OFFERED TO THE PRESIDENT WOULD BE REASONABLE IN LIGHT OF THE RELEVANT MARKET. AFTER CONFIRMING THE ABSENCE OF ANY POTENTIAL CONFLICTS OF INTEREST, THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES REVIEWED THE PROPOSED SALARY AND BENEFITS INFORMATION, COMPARABILITY DATA, CONSULTANT'S OPINION, AND THE PRESIDENT'S PERFORMANCE AND APPROVED TOTAL REMUNERATION AS JUST AND REASONABLE. THE COMMITTEE'S ACTIONS WERE RECORDED IN THE MINUTES OF THE BOARD OF TRUSTEES. ALL OTHER OFFICER AND KEY EMPLOYEE COMPENSATION IS RECOMMENDED BY THE PRESIDENT, REVIEWED FOR REASONABLENESS AND PAY EQUITY BY HUMAN RESOURCES, AND REVIEWED AND APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION C, LINE 19 THE COLLEGE MAKES ITS FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON THE COLLEGE'S WEBSITE WHICH IS ACCESSIBLE TO THE PUBLIC. THE GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE NOT AVAILABLE FOR PUBLIC INSPECTION. FORM 990, PART XI, LINE 9: CHANGE IN FAIR VALUE OF ASSETS HELD IN TRUST BY OTHERS 234,968. ANNUITIES ADJUSTMENT -686,882. NET INCOME FROM K-1S -2,140,511. RETURN OF FUNDS TO GRANTOR -2,003,460. OTWAY PROPERTIES LLC 7435 NORTH FIGUEROA STREET LOS ANGELES CA 90041 813103529 REAL PROPERTIES CA 80156 1164925 OCCIDENTAL COLLEGE CHARITABLE REMAINDER TRUST (18) 1600 CAMPUS DRIVE LOS ANGELES CA 90041 FUNDRAISING CA N/A T 1 CHARITABLE LEAD TRUST 1600 CAMPUS DRIVE LOS ANGELES CA 90041 FUNDRAISING CA N/A T 1 POOLED INCOME FUND (2) 1600 CAMPUS DRIVE LOS ANGELES CA 90041 FUNDRAISING CA N/A T 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 CHARITABLE LEAD TRUST S 72000 CASH CHARITABLE REMAINDER TRUST S 403955 CASH CHARITABLE REMAINDER TRUST C 207823 GIFT VALUE