2026-05-11T15:09:47-05:00 2025-12-31 010494526 Baker Newman & Noyes 280 Fore Street Suite 500 Portland ME 04101 990PF 2025-01-01 050545520 Rocking Moon Foundation Inc ROCK 2077301154 PO Box 65 Yarmouth ME 04096 Robert J Higdon Treasurer 2077301154 2026-05-08 1 Connor Smart P02285543 2078792100 2026-05-08 2025 2025-03-06 01:10:19Z X 15137325 X 33 X 68976 68976 318354 318354 52365 3390182 52365 19745 3638 16107 459473 443333 16107 0 0 0 0 127319 0 0 127319 21520 0 0 21520 2923 0 2480 443 8920 2000 4920 2000 103211 95211 8000 0 29187 7487 0 0 15219 0 15219 21131 0 21131 0 77 0 0 77 195 0 0 195 12853 0 -20423 33276 342555 104698 31327 184830 1533120 1533120 1875675 104698 31327 1717950 -1416202 338635 0 100119 195444 195444 4221481 2911504 2911504 280926 0 103733 280926 280926 51385 0 0 5684280 7650977 7650977 1882016 1704444 1704444 2464649 2376947 2376947 1204493 0 0 8394 17083 17083 15720550 15137325 15137325 1280 0 1280 0 X 11235829 15719270 36558 36558 4446883 -618503 15719270 15137325 15720550 15137325 15719270 -1416202 1373531 15676599 539274 15137325 Publicly Traded Securities D 3340811 3315868 24943 24943 Pass-Through Losses from Partnerships P 21949 -21949 -21949 Capital Gains Dividends P 49371 49371 49371 52365 4707 0 4707 0 4707 10800 0 0 0 10800 X 0 6093 6093 0 0 0 0 0 0 0 0 0 0 0 1 1 DC 1 0 0 0 0 1 N/A Erin Cinelli 2077301154 PO Box 65 Yarmouth ME 04096 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 0 Joseph R Higdon PO Box 65 Yarmouth ME 04096 Trustee 1.00 0 0 0 Matthew Jaffe PO Box 65 Yarmouth ME 04096 Trustee 1.00 0 0 0 Ellen L Sudow PO Box 65 Yarmouth ME 04096 Trustee 1.00 0 0 0 Sarah Higdon-Sudow PO Box 65 Yarmouth ME 04096 Trustee (end 2/2025) 1.00 0 0 0 William J Higdon-Sudow PO Box 65 Yarmouth ME 04096 President 1.00 0 0 0 Robert J Higdon PO Box 65 Yarmouth ME 04096 Treasurer 1.00 0 0 0 Erin Cinelli PO Box 65 Yarmouth ME 04096 Executive Director 40.00 127319 8960 0 0 Veris Wealth Partners 17 State Street New York NY 10004 Investment advisory and fund management 95211 0 The Foundation provided office space at a free or significantly discounted rental rate to small non-profit entities so that they may more easily facilitate their tax-exempt charitable missions through April 2025, at which point the Foundation donated its real estate holdings to the Knox County Homeless Coalition (d/b/a Homeworthy) as a charitable grant. 53741 The Ali Forney Center - The Center maintains a homeless shelter for LGBTQ+ and at-risk youth, and also provides drop-in facilities, transitional housing, and job readiness training programs. The Foundation issued a $500,000 short-term, below market-rate note to this nonprofit organization during the 2025 tax year to help the Center meet short-term liquidity and cash-flow needs necessary to pursue its operations. The Foundation feels that this investment aligns with and furthers its strategic goals and charitable mission. 500000 500000 9125210 3216167 1988926 14330303 0 0 14330303 214955 14115348 705767 705767 4707 4707 701060 500000 1201060 0 1201060 1717950 500000 2217950 1201060 0 0 1313480 868065 1153191 572614 485214 4392564 2217950 0 0 0 1201060 1016890 0 0 5409454 0 0 0 0 0 0 1313480 4095974 868065 1153191 572614 485214 1016890 Joseph R Higdon Ellen L Sudow X American Civil Liberties Union Foundation 125 Broad Street 18th floor New York NY 10004 N/A PC Program Support - LGBT Project 60388 Area Interfaith Outreach Food and Energy Assistance PO Box 113 Rockland ME 04841 N/A PC Program Support - Knox County Weekend Meal Program 25782 Children's National Hospital Foundation 1 Inventa Place 6th Floor West Bethesda MD 20910 N/A PC Program Support 78360 Cystic Fibrosis Foundation 4550 Montgomery Avenue Suite 1100N Bethesda MD 20814 N/A PC Program Support 25000 Drama Club Inc 121 Avenue of Americas New York NY 10013 N/A PC General Operating Support 10000 Hand in Hand Mano en Mano PO Box 573 Milbridge ME 04658 N/A PC General Operating Support 10391 Immigrant Legal Advocacy Project PO Box 17917 Portland ME 04112 N/A PC General Operating Support 30000 Knox County Homeless Coalition (dba Homeworthy) PO Box 1696 Rockland ME 04841 N/A PC Facilities, building, and program support 753416 Maine Initiatives 56 North Street Portland ME 04101 N/A PC Program Support -Rapid Response Grant 35525 National Latina Institute for Reproductive Justice 40 Exchange Place Suite 1300 New York NY 10005 N/A PC General Operating Support 10452 NOPI Inc PO Box 109 Walpole MA 02081 N/A PC Program Support for Proteus Medical 50000 Open City Advocates 4202 Benning Road NE Suite 2 Washington DC 20019 N/A PC General Operating Support 40000 OUT Maine PO Box 1723 Rockland ME 04841 N/A PC General Operating Support 25000 ProsperityME PO Box 8013 Portland ME 04104 N/A PC General Operating Support - Rapid Response Grant 20525 SPARK Reproductive Justice NOW 1065 Ralph David Abernathy Boulevard Suite 200 Atlanta GA 30310 N/A PC General Operating Support 10000 The Ali Forney Center 224 West 35th Street Suite 1500 NY NY 10001 N/A PC General Operating Support - Multi Year (Year 3 of 3) 102885 The Lesbian Gay Bisexual and Transgender Community Center 208 West 13th Street New York NY 10011 N/A PC General Operating Support 52111 The Level Up Project 1960 Road East 107 Humble TX 77346 N/A PC General Operating Support for TENT 50000 Transgender Legal Defense and Education Fund 520 8th Avenue Suite 2204 New York NY 10018 N/A PC General Operating Support 60704 Tree Street Youth 144 Howe Street Lewiston ME 04240 N/A PC General Operating Support - Capacity Building Support 82581 1533120 0 Rental Income 16107 14 68976 14 318354 18 52365 Pass-Through Investment Income 14 3638 0 443333 16107 459440 1a The Foundation provided office space for small nonprofits at a discounted rate so that they may more easily accomplish their tax-exempt charitable missions through April 2025, at which point the Foundation donated the land and building which housed these offices to the Knox County Homeless Coalition (d/b/a Homeworthy). 0 0 0 0 0 0 0 0 0 0 Accounting expenses 8920 2000 4920 2000 Buildings 2016-03-15 360000 115092 SL 27.500000000000 3273 0 3273 Building Improvements - March 2016-03-15 459 148 SL 27.500000000000 4 0 4 Building Improvements - April 2016-04-15 22523 7133 SL 27.500000000000 205 0 205 Building Improvements - May 2016-05-15 16509 5176 SL 27.500000000000 150 0 150 Building Improvements - June 2016-06-15 2216 690 SL 27.500000000000 20 0 20 Building Improvements - July 2016-07-15 618 188 SL 27.500000000000 6 0 6 Building Improvements - Aug 2016-08-15 12102 3685 SL 27.500000000000 110 0 110 Building Improvements - September 2016-09-15 4103 1236 SL 27.500000000000 37 0 37 Building Improvements - October 2016-10-15 18202 5433 SL 27.500000000000 165 0 165 Building Improvements - November 2016-11-15 7724 2283 SL 27.500000000000 70 0 70 Building Improvements - December 2016-12-15 20713 6056 SL 27.500000000000 188 0 188 Building Improvements - Jan 2017-01-15 15812 4576 SL 27.500000000000 144 0 144 Building Improvements - Feb 2017-02-15 18860 5402 SL 27.500000000000 171 0 171 Building Improvements - March 2017-03-15 25035 7091 SL 27.500000000000 228 0 228 Building Improvements - April 2017-04-15 23088 6474 SL 27.500000000000 210 0 210 Building Improvements - May 2017-05-15 19064 5285 SL 27.500000000000 173 0 173 Building Improvements - June 2017-06-15 2843 778 SL 27.500000000000 26 0 26 Building Improvements - July 2017-07-15 1237 336 SL 27.500000000000 11 0 11 Building Improvements - Aug 2017-08-15 10449 2802 SL 27.500000000000 95 0 95 Building Improvements - September 2017-09-15 21410 5679 SL 27.500000000000 195 0 195 Building Improvements - October 2017-10-15 7490 1961 SL 27.500000000000 68 0 68 Building Improvements - November 2017-11-15 154 42 SL 27.500000000000 1 0 1 Building Improvements - December 2017-12-15 8152 2085 SL 27.500000000000 74 0 74 Building Improvements - Jan 2018-01-15 11411 2888 SL 27.500000000000 104 0 104 Building Improvements - Feb 2018-02-15 7060 1766 SL 27.500000000000 64 0 64 Building Improvements - March 2018-03-15 28350 7002 SL 27.500000000000 258 0 258 Building Improvements - April 2018-04-15 13181 3214 SL 27.500000000000 120 0 120 Building Improvements - May 2018-05-15 6249 1504 SL 27.500000000000 57 0 57 Building Improvements - June 2018-06-15 5753 1367 SL 27.500000000000 52 0 52 Building Improvements - July 2018-07-15 3508 826 SL 27.500000000000 32 0 32 Building Improvements - Aug 2018-08-15 2130 492 SL 27.500000000000 19 0 19 Building Improvements - September 2018-09-15 2404 548 SL 27.500000000000 22 0 22 Building Improvements - October 2018-10-15 4927 1111 SL 27.500000000000 45 0 45 Building Improvements - November 2018-11-15 3024 674 SL 27.500000000000 27 0 27 Building Improvements - December 2018-12-15 5636 1238 SL 27.500000000000 51 0 51 Building Improvements - Jan 2019-01-15 1040 226 SL 27.500000000000 9 0 9 Building Improvements - Feb 2019-02-15 2888 617 SL 27.500000000000 26 0 26 Building Improvements - March 2019-03-15 18373 3869 SL 27.500000000000 167 0 167 Building Improvements - April 2019-04-15 21447 4452 SL 27.500000000000 195 0 195 Building Improvements - May 2019-05-15 74058 15148 SL 27.500000000000 673 0 673 Building Improvements - June 2019-06-15 42690 8601 SL 27.500000000000 388 0 388 Building Improvements - July 2019-07-15 68254 13548 SL 27.500000000000 620 0 620 Building Improvements - Aug 2019-08-15 166512 32546 SL 27.500000000000 1514 0 1514 Building Improvements - September 2019-09-15 107275 20643 SL 27.500000000000 975 0 975 Building Improvements - October 2019-10-15 142128 26917 SL 27.500000000000 1292 0 1292 Building Improvements - November 2019-11-15 94634 17635 SL 27.500000000000 860 0 860 Building Improvements - December 2019-12-15 51928 9519 SL 27.500000000000 472 0 472 Building Improvements 2020-01-17 6058 1082 SL 27.500000000000 55 0 55 Furniture 2020-01-16 4794 4715 SL 5.000000000000 79 0 79 Furniture 2020-01-16 6974 6859 SL 5.000000000000 115 0 115 Furniture 2020-01-17 254 251 SL 5.000000000000 3 0 3 Security System 2020-08-20 3031 2626 SL 5.000000000000 152 0 152 Buildings 2016-12-15 3398 996 SL 27.500000000000 31 0 31 Equipment 2019-12-15 4051 4017 SL 5.000000000000 0 0 0 Equipment 2019-10-15 4923 4883 SL 5.000000000000 0 0 0 Land Improvements 2018-06-15 2750 1198 SL 15.000000000000 46 0 46 Land Improvements 2018-03-15 10004 4530 SL 15.000000000000 167 0 167 Land Improvements 2017-10-15 12500 6040 SL 15.000000000000 208 0 208 Equipment 2018-02-15 1827 1810 SL 5.000000000000 0 0 0 Equipment 2018-01-15 312 308 SL 5.000000000000 0 0 0 Equipment 2016-09-15 1816 1800 SL 5.000000000000 0 0 0 Equipment 2016-05-15 3505 3476 SL 5.000000000000 0 0 0 Equipment 2016-04-15 2249 2230 SL 5.000000000000 0 0 0 Equipment 2019-08-15 1920 1904 SL 5.000000000000 0 0 0 Building Improvements - 61 Park St AC 2021-06-08 18547 2415 SL 27.500000000000 169 0 169 Building Improvements - 63 Park St Meter 2021-06-28 4251 542 SL 27.500000000000 39 0 39 Building Improvements - 61 Park St Windows 2022-08-22 4924 418 SL 27.500000000000 45 0 45 Building Improvements - 63 Park St Windows 2022-08-22 4146 352 SL 27.500000000000 38 0 38 Building Improvements - 63 Park St Air System 2022-01-13 15937 1740 SL 27.500000000000 145 0 145 Security System 2022-09-16 5222 2349 SL 5.000000000000 261 0 261 PRI Loan - The Ali Forney Center 307 W 38th Street Floor 2 New York NY 10018 2025-12-31 500000 The Center is a 501(c)(3) public charity which maintains a homeless shelter for LGBTQ+ and at-risk youth, and also provides drop-in facilities, transitional housing, and job readiness training programs. During this tax year, the Foundation issued a $500,000 short-term, below market-rate note to this nonprofit organization to help the Center meet short-term liquidity and cash-flow needs necessary to pursue its operations. The Foundation feels that this investment aligns with and furthers its strategic goals and charitable mission. 500000 None. Reports received regularly and upon request. 2025-12-31 To date, based on the reports and documents received by the Foundation, and to the best of the Foundation's knowledge, there have been no diversions or unauthorized uses of funds. Additionally, as of the end of this tax year, this PRI-note was repaid in full; the note was therefore both issued and repaid within the 2025 tax year. PRI Loan - Coastal Enterprise 30 Federal Street Suite 100 Brunswick ME 04011 2025-12-31 129853 Coastal Enterprises, Inc. (CEI) is a Community Development Financial Institution that works to grow good jobs, advance small business ownership, and create a climate-resilient future. To promote local economic and community development, the Foundation issued a $115,000 note to this organization during a previous tax year, which was later renewed for $129,853 in 2021. As of the end of this tax year, the Foundation estimates the accrued balance in the note to be $154,249. The Foundation feels that this investment aligns with and furthers its strategic goals and charitable mission. 129853 None. Reports received regularly and upon request. 2025-12-31 To date, based on the reports and documents received by the Foundation, and to the best of the Foundation's knowledge, there have been no diversions or unauthorized uses of funds. As of the end of this tax year, this PRI remains outstanding. PRI Equity Interest - CARD SME Bank 120 M Paulino Street Corner P Burgos Street Lipa City 4217 Batangas RP 2025-12-31 100000 CARD SME Bank is a financial institution with a mission to empower small and micro enterprises through accessible financial solutions. Through its efforts, CARD SME Bank helps drive growth and prosperity in Lipa Batangas and beyond. To promote economic and community development, the Foundation made an initial investment of $100,000 in CARD SME Bank in a previous tax year. As of the end of this tax year the value of the CARD SME Bank equity interest is $259,685. The Foundation feels that this investment aligns with and furthers its strategic goals and charitable mission. 100000 None. Reports received regularly and upon request. 2025-12-31 To date, based on the reports and documents received by the Foundation, and to the best of the Foundation's knowledge, there have been no diversions or unauthorized uses of funds. As of the end of this tax year, this PRI remains outstanding. PRI Loan - Genesis Community Fund 22 Lincoln Street Brunswick ME 04011 2025-12-31 100000 Genesis Community Loan Fund is a Community Development Financial Institution that makes flexible loans and delivers expert guidance to help communities create affordable housing and other essential resources. To promote local economic and community development, the Foundation issued a $100,000 note to this organization during a previous tax year. As of the end of this tax year, the Foundation estimates the accrued balance in the note to be $126,677. The Foundation feels that this investment aligns with and furthers it 100000 None Reports received regularly and upon request. 2025-12-31 To date, based on the reports and documents received by the Foundation, and to the best of the Foundation's knowledge, there have been no diversions or unauthorized uses of funds. As of the end of this tax year, this PRI remains outstanding. 150000 shs Capital Impact Partners CUSIP: 14020AD84 150898 150898 100000 shs Capital Impact Partners CUSIP: 14020AE34 101124 101124 107000 shs International BK for Recon&Dev CUSIP: 459058JX2 105834 105834 36000 shs Amgen Inc. CUSIP: 031162CT5 35602 35602 35000 shs Waste Mgmt Inc Del CUSIP: 94106LBX6 36447 36447 93000 shs International BK for Recon&Dev CUSIP: 459058GE7 91503 91503 36000 shs State Str Corp CUSIP: 857477CU5 37110 37110 38000 shs Oracle Corp Note CUSIP: 68389XCD5 36470 36470 107000 shs Inter-American Development CUSIP: 4581X0DC9 106707 106707 36000 shs Bank New York Mellon Corp CUSIP: 06406RBL0 37589 37589 36000 shs PNC Finl Svcs Group Inc. CUSIP: 693475BK0 37065 37065 36000 shs Truist FINL Corp CUSIP: 89788MAL6 37328 37328 35000 shs Bristol-Myers Squibb Co CUSIP: 110122EF1 36597 36597 34000 shs Huntington Bancshares Inc CUSIP: 446150BC7 36421 36421 151000 shs Inter-American Dev BK CUSIP: 4581X0EF1 151803 151803 37000 shs Verizon Communications Inc CUSIP: 92343VEU4 36834 36834 86000 shs International BK for Recon&Dev CUSIP: 459058JG9 75218 75218 39000 shs Disney Walt Co Note CUSIP: 25487FX9 36962 36962 86000 shs International BK for Recon&Dev CUSIP: 459058JR5 76329 76329 60000 shs International BK for Recon&Dev CUSIP: 459058KA0 53157 53157 99000 shs International BK for Recon&Dev CUSIP: 45906M3D1 91905 91905 120000 shs Inter-American Dev BK CUSIP: 4581X0EL8 125118 125118 35000 shs NEXTERA Energy CUSIP: 65339KCU2 36437 36437 36000 shs Target Corp CUSIP: 87612EBT2 36852 36852 94000 shs Inter-American Dev BK CUSIP:4581X0EW4 97134 97134 3455.421 shs WGIFX 246613 246613 2056.412 shs FINFX 188881 188881 21695.963 shs REEIX 370133 370133 38420.491 shs CRANX 370758 370758 16052.935 shs JSTC 325714 325714 164 shs DB 6324 6324 181 shs ACN 48562 48562 804 shs CCEP 72923 72923 119 shs JCI 14250 14250 77 shs MDT 7397 7397 93 shs NVT 9483 9483 513 shs UBS 23757 23757 4 shs ASML 4279 4279 809 shs ABT 101360 101360 167 shs ABBV 38158 38158 23 shs ANF 2895 2895 33 shs ADBE 11550 11550 353 shs AONNY 5517 5517 1500 shs ANYYY 21465 21465 76 shs AMD 16276 16276 20 shs AEM 3391 3391 14 shs ABNB 1900 1900 378 shs AJINY 7942 7942 38 shs ALB 5375 5375 40 shs ALIZY 1840 1840 500 shs GOOGL 156500 156500 120 shs AMAL 3844 3844 450 shs AMZN 103869 103869 46 shs AXP 17018 17018 175 shs AWK 22838 22838 13 shs COR 4391 4391 140 shs AMRX 1764 1764 244 shs ANZGY 5910 5910 850 shs AAPL 231081 231081 145 shs AMAT 37264 37264 2 shs APP 1348 1348 32 shs ANET 4193 4193 97 shs ASCCY 2318 2318 1 shs AZN 92 92 617 shs ATLKY 11050 11050 198 shs ADSK 58610 58610 5028 shs AVVIY 94325 94325 230 shs BALL 12183 12183 415 shs BAC 22825 22825 400 shs BK 46436 46436 315 shs BNS 23212 23212 147 shs BBY 9839 9839 220 shs BIIB 38718 38718 85 shs BSX 8105 8105 262 shs BXBLY 8004 8004 46 shs BMY 2481 2481 87 shs BR 19416 19416 279 shs AVGO 96562 96562 57 shs CBOE 14307 14307 94 shs CBRE 15114 15114 238 shs CSLLY 13709 13709 464 shs CM 42043 42043 317 shs CAH 65144 65144 130 shs CARR 6869 6869 930 shs CLLNY 14908 14908 15 shs CRL 2992 2992 578 shs C 67447 67447 415 shs CL 32793 32793 195 shs CMWAY 20769 20769 978 shs AMPGY 31286 31286 15 shs DBSDY 2634 2634 2228 shs DNBBY 62050 62050 9 shs DHR 2060 2060 3545 shs DANOY 63952 63952 37 shs DE 17226 17226 144 shs DELL 18127 18127 421 shs DEO 36320 36320 32 shs DKS 6335 6335 88 shs EBAY 7665 7665 233 shs ECL 61167 61167 201 shs EIX 12064 12064 333 shs EMR 44196 44196 95 shs EXPE 26914 26914 56 shs FDS 16251 16251 270 shs FRCOY 9774 9774 943 shs FJTSY 25706 25706 116 shs GAP 2970 2970 62 shs GILD 7610 7610 22 shs GPN 1703 1703 30 shs GWW 30272 30272 198 shs GRFS 1851 1851 36 shs HNI 1513 1513 408 shs HSBC 32097 32097 541 shs HPQ 12053 12053 5549 shs HLN 56100 56100 125 shs HALMY 11881 11881 172 shs HSNGY 3375 3375 410 shs HIG 56498 56498 94 shs HAS 7708 7708 170 shs HESAY 42160 42160 19 shs HSY 3458 3458 818 shs HTHIY 25522 25522 515 shs HBM 10223 10223 197 shs ILMN 25839 25839 32 shs IR 2535 2535 546 shs INTC 20147 20147 32 shs INTU 21197 21197 574 shs JNJ 118789 118789 540 shs PPRUY 18992 18992 296 shs KEYS 60144 60144 280 shs ADRNY 11432 11432 88 shs PHG 2383 2383 135 shs LRLCY 11563 11563 11 shs LPLA 3929 3929 118 shs LRCX 20199 20199 108 shs EL 11310 11310 47 shs LLY 50510 50510 68 shs LNC 3028 3028 632 shs LYG 3350 3350 40 shs LITE 14744 14744 238 shs LYSDY 1968 1968 186 shs M 4101 4101 43 shs MA 24548 24548 3 shs MCK 2461 2461 102 shs MET 8052 8052 222 shs MSFT 107364 107364 46 shs MU 13129 13129 3980 shs MFG 29134 29134 52 shs MCO 26564 26564 171 shs MS 30358 30358 371 shs MOS 8937 8937 382 shs NNGRY 14699 14699 226 shs NGG 17481 17481 147 shs NWG 2573 2573 288 shs NSRGY 28449 28449 267 shs NEM 26660 26660 92 shs NTDOY 1551 1551 476 shs NSANY 2342 2342 3722 shs NOK 24081 24081 448 shs NHYDY 3481 3481 189 shs GEN 5139 5139 331 shs NVZMY 21058 21058 1624 shs NVDA 302876 302876 894 shs OMC 72190 72190 457 shs ORKLY 5128 5128 132 shs OTSKY 3740 3740 44 shs PANW 8105 8105 58 shs PAAS 3005 3005 1195 shs PCRHY 15463 15463 156 shs PSO 2190 2190 84 shs PEP 12056 12056 687 shs PFE 17106 17106 71 shs PINS 1838 1838 83 shs PGR 18901 18901 1756 shs PUBGY 45445 45445 1958 shs QBIEY 26022 26022 132 shs QCOOM 22579 22579 755 shs RCRUY 8494 8494 221 shs RY 37678 37678 69 shs SPCI 36059 36059 233 shs CRM 61724 61724 171 shs IOT 6062 6062 1 shs SDZNY 73 73 890 shs SBGSY 48892 48892 265 shs NOW 40595 40595 104 shs STRNY 3942 3942 129 shs SHOP 20765 20765 168 shs SMMNY 4407 4407 225 shs SIGCY 3198 3198 61 shs SGAPY 2160 2160 2240 shs SCGLY 36176 36176 202 shs SMPNY 3416 3416 72 shs SWX 5761 5761 434 shs SCBFY 21466 21466 76 shs STN 7171 7171 190 shs STT 24512 24512 25 shs SYK 8787 8787 57 shs SMTOY 2273 2273 780 shs SMFG 15077 15077 136 shs SSREY 5690 5690 12 shs TMUS 2436 2436 1134 shs TAK 17679 17679 67 shs TPR 8561 8561 359 shs TGT 35092 35092 120 shs TMSNY 12004 12004 165 shs TEX 8808 8808 1 shs TSCDY 18 18 101 shs TSLA 45422 45422 258 shs TEVA 8052 8052 34 shs TKOMY 1257 1257 88 shs TOELY 9777 9777 131 shs TM 28042 28042 161 shs TWLO 22901 22901 112 shs UBER 9151 9151 844 shs UNCRY 35001 35001 27 shs UNH 8913 8913 30 shs UNM 2325 2325 1 shs VLTO 100 100 834 shs VZ 33969 33969 30 shs VRSK 6711 6711 73 shs V 25602 25602 304 shs VNT 11303 11303 29 shs VOYA 2160 2160 142 shs WAB 30310 30310 164 shs WPM 19273 19273 21 shs WSM 3750 3750 22 shs WYN 2647 2647 61 shs XYL 8307 8307 8 shs YUM 1210 1210 130 shs ZLNDY 1919 1919 85 shs IRM 7051 7051 107 shs VTR 8280 8280 51 shs ALC 4019 4019 9 shs SPOT 5226 5226 9 shs ASMIY 5431 5431 18 shs MICC 285 285 171 shs AAGIY 7016 7016 47 shs ATEYY 5937 5937 285 shs ADYEY 4551 4551 149 shs AIQUY 5596 5596 3289 shs ALBKY 2894 2894 42 shs AMADY 3086 3086 84 shs ASHGY 5942 5942 377 shs ASAZY 7280 7280 127 shs AZN 11675 11675 491 shs ATLCY 7856 7856 164 shs AXAHY 7870 7870 144 shs BDRFY 3194 3194 216 shs CYATY 3482 3482 225 shs MBGYY 3953 3953 209 shs DTEGY 6834 6834 103 shs HVRRY 5363 5363 75 shs HOCPY 11374 11374 492 shs IDEXY 8118 8118 366 shs ING 10248 10248 245 shs ISNPY 10194 10194 87 shs JRONY 4135 4135 111 shs ADRNY 4532 4532 52 shs LRLCY 4454 4454 84 shs LSEGY 2568 2568 32 shs MQBKY 4335 4335 170 shs MIELY 9860 9860 738 shs MUFG 11705 11705 431 shs MRAAY 4439 4439 70 shs NSRGY 6915 6915 73 shs NVS 10064 10064 117 shs NVO 5953 5953 249 shs IX 7276 7276 255 shs OVCHY 7892 7892 512 shs PROSY 6328 6328 179 shs PRYMY 8995 8995 90 shs RELX 3638 3638 264 shs RHHBY 13614 13614 291 shs SSEZY 8628 8628 47 shs SGPYY 2730 2730 29 shs SAP 7044 7044 171 shs SBGSY 9394 9394 76 shs SIEGY 10636 10636 285 shs SGAPY 10092 10092 388 shs SONY 9933 9933 77 shs SFGYY 403 403 120 shs SCNFY 5935 5935 400 shs SAUHY 4660 4660 387 shs TDHOY 4489 4489 414 shs TTDKY 5837 5837 22 shs TSM 6686 6686 216 shs TWODY 3110 3110 65 shs TTNDY 3743 3743 83 shs UL 5428 5428 357 shs VEOEY 6197 6197 444 shs VWDRY 3982 3982 60 shs LIN 25583 25583 82 shs AMD 17561 17561 222 shs GOOGL 69486 69486 263 shs AMZN 60706 60706 181 shs AAPL 49207 49207 112 shs AMAT 28783 28783 8 shs AZO 27132 27132 490 shs BAC 26950 26950 281 shs BSX 26793 26793 87 shs AVGO 30111 30111 242 shs BRO 19287 19287 24 shs COST 20696 20696 163 shs DHR 37314 37314 83 shs DE 38642 38642 87 shs FERG 19369 19369 22 shs GWW 22199 22199 63 shs HD 21678 21678 203 shs ICE 32878 32878 21 shs KLAC 25517 25517 38 shs LLY 40838 40838 82 shs MMC 15213 15213 62 shs MAR 19235 19235 61 shs MAR 34824 34824 160 shs MSFT 77379 77379 342 shs NVDA 63783 63783 65 shs ORCL 12669 12669 98 shs PG 14044 14044 53 shs SPGI 27697 27697 88 shs CRM 23312 23312 95 shs NOW 14553 14553 38 shs SHW 12313 12313 66 shs SYK 23197 23197 49 shs SNPS 23016 23016 53 shs TMO 30711 30711 56 shs VRSK 10290 10290 178 shs WM 39108 39108 69 shs WDAY 14820 14820 PRI - CARD Bank, equity interest FMV 259685 259685 Terra Alpha Fund FMV 2087386 2087386 530 shs O FMV 29876 29876 Legal fees 2923 0 2480 443 Security eposits 432 0 0 Accrued interest 7962 Credit balance for deposits in transit 17083 17083 Real estate valuation adjustment 539274 Office expenses 5293 0 625 4668 Bank fees 60 0 0 60 Computer expenses 4848 0 0 4848 Insurance 2652 0 1367 1285 Allocated to charitable purposes 0 0 -22415 22415 Rental Income 16107 16107 Pass-Through Investment Income 3638 3638 0 Net unrealized gains on investments 1353191 Net timing differences, payments initiated to funds withdrawn 20340 Tenant deposits 1280 0 Property caretaker 8000 0 8000 0 Investment advisory fees 95211 95211 0 0 Foreign taxes 7487 7487 0 0 Excise taxes 21700 0 0 0